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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMCRAmcor plcORD34,415$391.6K<0.1%−21,791−38.8%ReducedHistory
ETF Ser Solutions26922B659CBOE VEST 10 YR15,314$394.8K<0.1%+15,314New–
RFRegions Financial CorpCOM21,290$395.1K<0.1%−151−0.7%ReducedHistory
WSTWest Pharmaceutical Services IncCOM1,141$395.3K<0.1%+167+17.1%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM47,254$396.0K<0.1%+47,254NewHistory
LSILife Storage, Inc.COM3,036$398.0K<0.1%+38+1.3%AddedHistory
Flagstar Bank, National Association649445103COM44,035$398.1K<0.1%+3,474+8.6%Added–
CROXCrocs, Inc.COM3,151$398.4K<0.1%+895+39.7%AddedHistory
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION15,631$398.9K<0.1%+15,631New–
BRBroadridge Financial Solutions, Inc.Stock2,725$399.4K<0.1%+253+10.2%AddedHistory
iShares Tr46436E874IBONDS 24 TRM TS16,639$399.5K<0.1%−2,482−13.0%Reduced–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF5,891$399.5K<0.1%−1,087−15.6%Reduced–
American Centy ETF Tr025072877US SML CP VALU5,403$400.1K<0.1%−205−3.7%Reduced–
Paramount Global92556H206CL B17,954$400.6K<0.1%+889+5.2%Added–
iShares Tr46436E759ESG EAFE ETF6,779$404.0K<0.1%−388−5.4%Reduced–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT17,564$405.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A383ST STR BACKE ETF18,271$405.3K<0.1%+67+0.4%Added–
iShares U S ETF Tr46431W705INT RT HDG C B4,425$405.5K<0.1%+1,542+53.5%Added–
CXTCrane NXT, Co.COM3,590$407.5K<0.1%−576−13.8%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD11,833$407.6K<0.1%+248+2.1%AddedHistory
Innovator ETFs Trust45782C425US EQT ULTRA BFR15,394$408.6K<0.1%+15,394New–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID18,501$409.1K<0.1%+828+4.7%Added–
iShares Tr464288307MRGSTR MD CP GRW7,138$410.9K<0.1%+2,438+51.9%Added–
MELIMercadolibre IncCOM312$411.2K<0.1%+1+0.3%AddedHistory
FYBRFrontier Communications Parent, Inc.COM18,110$412.4K<0.1%+23+0.1%AddedHistory
TSNTyson Foods, Inc.Stock6,960$412.9K<0.1%+625+9.9%AddedHistory
iShares Tr46434V282U S EQUITY FACTR9,972$413.2K<0.1%+7+0.1%Added–
CMGChipotle Mexican Grill IncCOM242$413.4K<0.1%+16+7.1%AddedHistory
FERGFerguson Enterprises Inc.SHS3,094$413.8K<0.1%+241+8.4%AddedHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF13,977$413.9K<0.1%+3,115+28.7%Added–
OZBelpointe PREP, LLCUNIT RP LTD LB A4,430$415.5K<0.1%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS6,287$415.7K<0.1%−587−8.5%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,205$417.6K<0.1%−183−2.9%Reduced–
iShares Tr464288273EAFE SML CP ETF7,045$419.3K<0.1%−19−0.3%Reduced–
Innovator ETFs Trust45782C888US EQT BUFR APR12,494$419.3K<0.1%+1,792+16.7%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF5,424$421.1K<0.1%−110−2.0%Reduced–
VRSKVerisk Analytics, Inc.COM2,204$422.9K<0.1%+515+30.5%AddedHistory
JBLJabil IncStock4,799$423.1K<0.1%+107+2.3%AddedHistory
IVZInvesco Ltd.Stock25,927$425.2K<0.1%+1,907+7.9%AddedHistory
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%−84−5.6%ReducedHistory
PPLPPL CorpCOM15,387$427.6K<0.1%−16,783−52.2%ReducedHistory
Global X FDS37954Y624AUTONMOUS EV ETF17,981$428.7K<0.1%+1,660+10.2%Added–
CNPCenterpoint Energy IncCOM14,553$428.7K<0.1%−2,293−13.6%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM6,567$428.8K<0.1%+243+3.8%AddedHistory
FNGSBank of MontrealNT LKD 3815,977$429.3K<0.1%+50+0.3%AddedHistory
LSCCLattice Semiconductor CorpCOM4,496$429.4K<0.1%+4,496NewHistory
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%+159+2.7%AddedHistory
FROFrontline plcCOM25,992$430.4K<0.1%+25,992NewHistory
Amplify Blockchain Technology ETF032108607ETF22,260$430.7K<0.1%+659+3.1%Added–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%−32,486−60.3%ReducedHistory
KEYSKeysight Technologies, Inc.Stock2,677$432.3K<0.1%−122−4.4%ReducedHistory
TYTRI-CONTINENTAL CorpCOM16,300$432.8K<0.1%−279−1.7%ReducedHistory
LKQLKQ CorpCOM7,639$433.6K<0.1%−1,357−15.1%ReducedHistory
PLTRPalantir Technologies Inc.Stock51,355$433.9K<0.1%+6,676+14.9%AddedHistory
ILMNIllumina, Inc.COM1,868$434.4K<0.1%+41+2.2%AddedHistory
TROWPrice T Rowe Group IncStock3,862$436.0K<0.1%+254+7.0%AddedHistory
FMCFMC CorpCOM NEW3,571$436.1K<0.1%−2,290−39.1%ReducedHistory
PEverpure, Inc.CL A17,117$436.7K<0.1%+51+0.3%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF3,844$438.0K<0.1%+3,844New–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%+13,625New–
RMDResmed IncCOM2,006$439.3K<0.1%−554−21.6%ReducedHistory
OMCOmnicom Group Inc.COM4,663$439.9K<0.1%+292+6.7%AddedHistory
YUMCYum China Holdings, Inc.COM7,006$444.1K<0.1%+20+0.3%AddedHistory
INMDInMode Ltd.SHS13,901$444.3K<0.1%+4,253+44.1%AddedHistory
RPMRPM International IncCOM5,094$444.4K<0.1%−1,176−18.8%ReducedHistory
UALUnited Airlines Holdings, Inc.COM10,083$446.2K<0.1%+938+10.3%AddedHistory
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%+5,445New–
Timothy Plan887432342U S SM CP CORE14,335$448.2K<0.1%+1,022+7.7%Added–
APAAPA CorpStock12,430$448.2K<0.1%+331+2.7%AddedHistory
iShares Tr464289859CORE 80 20 ETF7,057$448.7K<0.1%−521−6.9%Reduced–
Global X FDS37954Y269NASDQ 100 CVRDGW17,741$449.4K<0.1%+4,727+36.3%Added–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%+3,456NewHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%+2,985New–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%+18,090NewHistory
CSGPCostar Group, Inc.COM6,563$451.9K<0.1%−244−3.6%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM2,194$454.2K<0.1%+210+10.6%AddedHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX2,439$454.4K<0.1%+39+1.6%Added–
MAAMid America Apartment Communities Inc.COM3,016$455.5K<0.1%+776+34.6%AddedHistory
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%+40,050NewHistory
ANETArista Networks, Inc.COM2,716$455.9K<0.1%+58+2.2%AddedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B16,007$456.3K<0.1%−281−1.7%Reduced–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF19,166$456.5K<0.1%−11−0.1%Reduced–
DELLDell Technologies Inc.Stock11,404$458.5K<0.1%+3,747+48.9%AddedHistory
WCNWaste Connections, Inc.COM3,300$458.9K<0.1%+178+5.7%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM53,651$459.3K<0.1%−3,009−5.3%ReducedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN5,711$460.0K<0.1%−354−5.8%Reduced–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD32,426$461.1K<0.1%−10,379−24.2%Reduced–
Fidelity Covington Trust316092782VLU FACTOR ETF10,161$465.0K<0.1%+567+5.9%Added–
IPGInterpublic Group of Companies, Inc.COM12,520$466.2K<0.1%+3,688+41.8%AddedHistory
CORCencora, Inc.Stock2,912$466.2K<0.1%+85+3.0%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR30,163$466.3K<0.1%+1,082+3.7%AddedHistory
FLNCFluence Energy, Inc.COM CL A23,117$468.1K<0.1%+23,117NewHistory
Timothy Plan887432359US LRGMD CP CORE13,609$468.8K<0.1%00.0%Unchanged–
SPDR Series Trust78468R200ST STR RATE ETF15,417$469.1K<0.1%+7,667+98.9%Added–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%−198−0.5%ReducedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY10,021$471.1K<0.1%−546−5.2%Reduced–
iShares Tr46436E544ESG SELE SCR ETF13,910$471.7K<0.1%−2,209−13.7%Reduced–
ETF Ser Solutions26922B873DEFIANCE HTL AIR26,237$476.4K<0.1%−6,817−20.6%Reduced–
SPDR Series Trust78464A821ST STR SP400GRW6,964$476.6K<0.1%−510−6.8%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF41,540$476.9K<0.1%−60,118−59.1%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History