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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%−57−2.1%Reduced–
NVTnVent Electric plcSHS5,160$221.6K<0.1%−904−14.9%ReducedHistory
PVHPVH Corp.COM2,488$221.8K<0.1%+2,488NewHistory
iShares Tr46436E569ESG SELECT SCRE7,187$222.1K<0.1%00.0%Unchanged–
HRBH&R Block IncCOM6,317$222.7K<0.1%−292−4.4%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF5,448$224.3K<0.1%+5,448New–
UPSTUpstart Holdings, Inc.COM14,201$225.7K<0.1%−332−2.3%ReducedHistory
Schwab International Small-Cap Equity ETF808524888ETF6,721$226.6K<0.1%+6,721New–
SPDR Series Trust78468R887ST STR R2K LOWV2,157$226.8K<0.1%00.0%Unchanged–
WTIW&T Offshore IncCOM44,668$226.9K<0.1%+4,302+10.7%AddedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI15,495$227.1K<0.1%+990+6.8%Added–
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%+262+4.0%Added–
PNRPENTAIR plcSHS4,113$227.3K<0.1%+4,113NewHistory
ProShares Tr74347B680S&P MDCP 400 DIV3,227$228.3K<0.1%+2+0.1%Added–
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT15,675$228.9K<0.1%−510−3.2%ReducedHistory
APTVAptiv PLCSHS2,042$229.1K<0.1%−395−16.2%ReducedHistory
DARDarling Ingredients Inc.COM3,928$229.4K<0.1%+495+14.4%AddedHistory
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$229.9K<0.1%00.0%Unchanged–
LAMRLamar Advertising CoREIT2,302$229.9K<0.1%+115+5.3%AddedHistory
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%+86+5.5%AddedHistory
SPDR Series Trust78464A714ST STR SP RETAIL3,637$230.7K<0.1%00.0%Unchanged–
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,057$231.0K<0.1%+4+0.1%AddedHistory
LACLithium Americas Corp.COM NEW10,651$231.4K<0.1%+10,651NewHistory
iShares Tr46436E593IBOND DEC 203011,492$231.6K<0.1%+11,492New–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%+1,875New–
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%−340−4.1%ReducedHistory
AIGAmerican International Group, Inc.Stock4,603$231.8K<0.1%−419−8.3%ReducedHistory
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%+268+4.9%AddedHistory
Janus Detroit STR Tr47103U852HENDERSON MTG5,003$233.6K<0.1%+5,003New–
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%−232−3.4%ReducedHistory
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%+12,475NewHistory
MHDBlackRock Muniholdings Fund, Inc.COM19,548$235.5K<0.1%+106+0.5%AddedHistory
JJacobs Solutions Inc.COM2,013$236.6K<0.1%−204−9.2%ReducedHistory
JCIJohnson Controls International plcStock3,935$237.0K<0.1%−278−6.6%ReducedHistory
SPDR Ser Tr78468R648S&P KENSHO NEW5,578$238.2K<0.1%+61+1.1%Added–
MLMMartin Marietta Materials IncCOM671$238.2K<0.1%+47+7.5%AddedHistory
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%+8,679New–
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%+1,965NewHistory
TYLTyler Technologies IncCOM676$239.7K<0.1%+676NewHistory
EMNEastman Chemical CoStock2,843$239.8K<0.1%+263+10.2%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%−13,131−84.2%ReducedHistory
QSRRestaurant Brands International Inc.COM3,577$240.1K<0.1%+110+3.2%AddedHistory
VTRSViatris IncStock24,972$240.2K<0.1%−1,230−4.7%ReducedHistory
RGENRepligen CorpCOM1,435$241.6K<0.1%−739−34.0%ReducedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM20,025$241.7K<0.1%+8,425+72.6%AddedHistory
iShares Tr46435U192GENOMICS IMMUN10,399$242.0K<0.1%−636−5.8%Reduced–
ProShares Tr74347B425SHORT S&P 500 NE16,150$242.2K<0.1%+630+4.1%Added–
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%+21,017NewHistory
ALGNAlign Technology IncCOM728$243.3K<0.1%+728NewHistory
SCCOSouthern Copper CorpStock3,199$243.9K<0.1%+3,199NewHistory
AMRCAmeresco, Inc.CL A4,959$244.1K<0.1%+689+16.1%AddedHistory
Innovator ETFs Trust45782C367INTRNL DEV APRL9,968$244.3K<0.1%−21,733−68.6%Reduced–
PHMPultegroup IncCOM4,196$244.5K<0.1%+4,196NewHistory
BGRBlackRock Energy & Resources TrustCOM20,190$245.5K<0.1%−675−3.2%ReducedHistory
JKHYJack Henry & Associates IncStock1,632$246.0K<0.1%−570−25.9%ReducedHistory
RMBSRambus IncCOM4,820$247.1K<0.1%+4,820NewHistory
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%−25−0.5%ReducedHistory
SKYTSkyWater Technology, LLCCOM21,757$247.6K<0.1%+21,757NewHistory
Janus Detroit STR Tr47103U209HENDERSN SML ETF4,413$247.8K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,779$248.1K<0.1%+241+3.7%Added–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%+411+23.1%Added–
iShares Tr464287333GLOBAL FINLS ETF3,602$248.6K<0.1%+112+3.2%Added–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF7,314$248.7K<0.1%+7,314New–
Fidelity Covington Trust316092303CONSMR STAPLES5,518$249.1K<0.1%+5,518New–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%+8,133New–
Dimensional U.S. Small Cap ETF25434V500ETF4,753$250.5K<0.1%−501−9.5%Reduced–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW13,121$250.5K<0.1%+548+4.4%Added–
DBX ETF Tr233051853XTRACK MSCI EURP6,865$251.4K<0.1%00.0%Unchanged–
NEANuveen AMT-Free Quality Municipal Income FundCOM22,620$251.5K<0.1%−12,430−35.5%ReducedHistory
TDYTeledyne Technologies IncCOM564$252.3K<0.1%+6+1.1%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF4,747$253.3K<0.1%−3,291−40.9%Reduced–
SCMStellus Capital Investment CorpCOM18,009$253.7K<0.1%−465−2.5%ReducedHistory
PBTPermian Basin Royalty TrustUNIT BEN INT10,400$253.8K<0.1%+400+4.0%AddedHistory
VTRVentas, Inc.REIT5,855$253.8K<0.1%+389+7.1%AddedHistory
iShares Tr46436E858IBONDS 26 TRM TS11,035$254.7K<0.1%+580+5.5%Added–
WABWestinghouse Air Brake Technologies CorpStock2,528$255.5K<0.1%−182−6.7%ReducedHistory
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%−163−20.0%ReducedHistory
PLUGPlug Power IncStock21,835$255.9K<0.1%−84−0.4%ReducedHistory
CINFCincinnati Financial CorpCOM2,290$256.6K<0.1%−1,962−46.1%ReducedHistory
Vanguard Total World Stock ETF922042742ETF2,789$256.8K<0.1%+2,789New–
ERHAllspring Utilities & High Income FundWF UTILITIES INC24,200$258.0K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM37,215$259.0K<0.1%+3,386+10.0%AddedHistory
iShares Ibonds Dec 2031 Term Corporate ETF46436E486ETF12,604$260.1K<0.1%+12,604New–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH5,293$260.2K<0.1%+5,293New–
iShares Ibonds Dec 2032 Term Corporate ETF46436E312ETF10,382$260.3K<0.1%+10,382New–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%−71−0.7%Reduced–
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%+10,410New–
RBB FD Inc74933W486US TREASY 2 YR5,305$260.8K<0.1%+400+8.2%Added–
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202914,260$260.9K<0.1%+14,260New–
COHRCoherent Corp.COM6,873$261.7K<0.1%00.0%UnchangedHistory
Aim ETF Products Trust00888H604ALLIANZIM US EQT8,710$261.9K<0.1%−5,800−40.0%Reduced–
STTState Street CorpCOM3,463$262.1K<0.1%−1,065−23.5%ReducedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS14,660$262.7K<0.1%−15,814−51.9%ReducedHistory
RBARB Global Inc.COM4,675$263.2K<0.1%+4,675NewHistory
JCENuveen Core Equity Alpha FundCOM21,400$263.6K<0.1%−5,050−19.1%ReducedHistory
TPRTapestry, Inc.COM6,119$263.8K<0.1%−2,414−28.3%ReducedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM15,206$264.3K<0.1%−5,178−25.4%ReducedHistory
MEDPMedpace Holdings, Inc.COM1,408$264.8K<0.1%−29−2.0%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB13,751$265.5K<0.1%−918−6.3%Reduced–
BLDRBuilders FirstSource, Inc.Stock2,994$265.8K<0.1%−319−9.6%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History