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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,591
+239 vs. Q3 2022
Portfolio value
$5.52B
+$1.73B (+45.8%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BLNKBlink Charging Co.COM12,167$133.5K<0.1%+419+3.6%AddedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,600$135.3K<0.1%−1,600−12.1%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A22,815$135.3K<0.1%+227+1.0%AddedHistory
ORGNOrigin Materials, Inc.COM29,381$135.4K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR29,361$136.2K<0.1%−12,127−29.2%ReducedHistory
UAUnder Armour, Inc.CL C15,351$136.9K<0.1%+1,402+10.1%AddedHistory
ABCLAbCellera Biologics Inc.COM13,648$138.3K<0.1%+13,648NewHistory
RIGTransocean Ltd.REGISTERED SHS30,719$140.1K<0.1%−17,650−36.5%ReducedHistory
GORVLazydays Holdings, Inc.COM11,737$140.1K<0.1%+11,737NewHistory
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%+10,327NewHistory
ONLOrion Properties Inc.REIT16,576$141.6K<0.1%−1,805−9.8%ReducedHistory
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%+124,000New–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0148,000$143.3K<0.1%+148,000New–
NRONeuberger Real Estate Securities Income Fund IncCOM45,877$143.6K<0.1%+11,172+32.2%AddedHistory
ALPPAlpine 4 Holdings, Inc.COM275,215$145.5K<0.1%−457,949−62.5%ReducedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,004$147.4K<0.1%−2,530−17.4%ReducedHistory
OCULOcular Therapeutix, IncCOM52,947$148.8K<0.1%+1,285+2.5%AddedHistory
AUPHAurinia Pharmaceuticals Inc.COM35,300$152.5K<0.1%00.0%UnchangedHistory
Listed FD Tr53656F789ROUNDHILL SPORTS10,690$153.0K<0.1%−139−1.3%Reduced–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1162,000$156.3K<0.1%+144,000+800.0%Added–
LXULSB Industries, Inc.COM11,789$156.8K<0.1%00.0%UnchangedHistory
AHRTAH Realty Trust, Inc.COM13,926$160.1K<0.1%+600+4.5%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD13,294$163.5K<0.1%−2,646−16.6%ReducedHistory
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%−2,300−18.5%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM14,443$167.5K<0.1%+107+0.7%AddedHistory
LCIDLucid Group, Inc.COM24,551$167.7K<0.1%+2,013+8.9%AddedHistory
Crescent PT Energy Corp22576C101COM24,531$174.9K<0.1%00.0%Unchanged–
UECUranium Energy CorpCOM45,355$176.0K<0.1%+1,644+3.8%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM14,030$177.5K<0.1%+157+1.1%AddedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%+72+0.7%Added–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS20,375$185.8K<0.1%−193,620−90.5%ReducedHistory
FMNBFarmers National Banc CorpCOM13,212$186.6K<0.1%+12+0.1%AddedHistory
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%+166,000New–
RESRPC IncCOM21,413$190.4K<0.1%+233+1.1%AddedHistory
VIAVViavi Solutions Inc.COM18,266$192.0K<0.1%−3,558−16.3%ReducedHistory
UPSTUpstart Holdings, Inc.COM14,533$192.1K<0.1%+14,533NewHistory
HLNHaleon plcADR24,242$193.9K<0.1%−56,790−70.1%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%−122−1.0%ReducedHistory
GNLGlobal Net Lease, Inc.COM NEW15,576$195.8K<0.1%−4,332−21.8%ReducedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT18,478$200.1K<0.1%00.0%UnchangedHistory
NWLNewell Brands Inc.Stock15,301$200.1K<0.1%−4,072−21.0%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,428$200.7K<0.1%+5,428New–
OLNOLIN CorpStock3,795$200.9K<0.1%+3,795NewHistory
PTVEPactiv Evergreen Inc.COM17,720$201.3K<0.1%00.0%UnchangedHistory
PKGPackaging Corp of AmericaStock1,575$201.5K<0.1%+1,575NewHistory
LWLamb Weston Holdings, Inc.Stock2,257$201.7K<0.1%+2,257NewHistory
ZBHZimmer Biomet Holdings, Inc.Stock1,582$201.7K<0.1%+1,582NewHistory
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%+5,075New–
AESAES CorpStock7,043$202.6K<0.1%+7,043NewHistory
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%+7,260NewHistory
VSTVistra Corp.Stock8,761$203.3K<0.1%+8,761NewHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$203.4K<0.1%+2,145New–
iShares Tr46434V274INTL EQTY FACTOR8,276$203.6K<0.1%+8,276New–
SNAPSnap IncStock22,766$203.8K<0.1%+8,384+58.3%AddedHistory
FTVFortive CorpStock3,178$204.2K<0.1%+3,178NewHistory
iShares Tr46436E569ESG SELECT SCRE7,187$204.3K<0.1%+7,187New–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%+10,013NewHistory
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%+4,288NewHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC8,449$204.7K<0.1%+8,449New–
Schwab Fundamental International Equity ETF808524755ETF7,051$205.0K<0.1%+7,051New–
WisdomTree Tr97717X214EMERG MKTS ESG7,531$205.0K<0.1%+7,531New–
HHSHarte Hanks IncCOM17,570$205.4K<0.1%+17,570NewHistory
First Tr Exchng Traded FD VI33740F631FT VEST US6,789$206.2K<0.1%00.0%Unchanged–
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%+7,449New–
LAMRLamar Advertising CoREIT2,187$206.5K<0.1%+2,187NewHistory
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL1,779$207.0K<0.1%+1,779New–
CPBCAMPBELL'S CoCOM3,652$207.3K<0.1%−28,153−88.5%ReducedHistory
PMTPennyMac Mortgage Investment TrustCOM16,746$207.5K<0.1%−5,734−25.5%ReducedHistory
DBX ETF Tr233051267XTRACKERS LOW4,664$207.5K<0.1%+4,664New–
TRPTC Energy CorpCOM5,212$207.7K<0.1%+5,212NewHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW12,573$207.7K<0.1%+12,573New–
EOLSEvolus, Inc.COM27,768$208.5K<0.1%+27,768NewHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,053$208.9K<0.1%+5+0.1%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW6,716$209.3K<0.1%+6,716NewHistory
EMNEastman Chemical CoStock2,580$210.1K<0.1%+2,580NewHistory
MLMMartin Marietta Materials IncCOM624$210.8K<0.1%+624NewHistory
VanEck ETF Trust92189H805RARE EARTH AND S2,769$210.9K<0.1%+143+5.4%Added–
PNWPinnacle West Capital CorpCOM2,783$211.7K<0.1%+2,783NewHistory
Amplify ETF Tr032108102ONLIN RETL ETF5,452$212.6K<0.1%−6,914−55.9%Reduced–
ALLEAllegion plcORD SHS2,020$212.6K<0.1%+2,020NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM28,356$214.1K<0.1%+8,960+46.2%AddedHistory
DARDarling Ingredients Inc.COM3,433$214.9K<0.1%+3,433NewHistory
BLDRBuilders FirstSource, Inc.Stock3,313$214.9K<0.1%−2,833−46.1%ReducedHistory
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%+1,973NewHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$215.3K<0.1%00.0%Unchanged–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%+2,941NewHistory
RCUSArcus Biosciences, Inc.COM10,473$216.6K<0.1%+10,473NewHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI14,505$217.1K<0.1%−5,770−28.5%Reduced–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$217.4K<0.1%+4,090New–
SPDR Ser Tr78468R648S&P KENSHO NEW5,517$217.5K<0.1%−1,118−16.9%Reduced–
ROCCBaytex Energy USA, Inc.COM5,415$218.9K<0.1%+5,415NewHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%+6,595New–
GOODGladstone Commercial CorpCOM11,840$219.0K<0.1%−1,973−14.3%ReducedHistory
Innovator ETFs Tr II S&P High45783Y822ETF12,146$219.1K<0.1%+1,700+16.3%Added–
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%−308−5.8%Reduced–
SPDR Series Trust78464A714ST STR SP RETAIL3,637$219.9K<0.1%−1,489−29.0%Reduced–
Schwab U.S. REIT ETF808524847ETF11,407$220.0K<0.1%−16−0.1%Reduced–
ARAntero Resources CorpCOM7,158$221.8K<0.1%+7,158NewHistory
FRTFederal Realty Investment TrustSH BEN INT NEW2,197$222.0K<0.1%+2,197NewHistory
iShares Tr464289446RUS TOP 200 ETF2,471$222.3K<0.1%+2,471New–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2022
SecurityClassPutsCalls
BMRNBiomarin Pharmaceutical IncCOM$63.8K–
CCJCameco CorpStock$55.5K–
CNCCentene CorpStock$52.1K–
MOHMolina Healthcare, Inc.COM$48.5K–
KEYKeycorpCOM$39.2K–
MTBM&T Bank CorpCOM$26.8K–
CBRECbre Group, Inc.CL A$20.8K–
BMYBristol Myers Squibb CoStock$7.33K–
TAT&T Inc.Stock$3.65K–
DALDelta Air Lines, Inc.COM NEW–$1.02K
SPYSPDR S&P 500 ETF TrustETF$665–
VZVerizon Communications IncStock–$185

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Kraneshares Tr500767736QUADRTC INT RT120,356$2.67M0.1%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY86,438$1.90M0.1%–
Barclays Bank PLC06746P563ETN LKD 4819,425$1.19M<0.1%–
CCRNCross Country Healthcare IncCOM36,739$1.04M<0.1%History
TWTRTwitter, Inc.COM23,723$1.04M<0.1%History
American Centy ETF Tr025072604AVANTIS EMGMKT22,050$1.01M<0.1%–
MOSMosaic CoCOM18,321$885.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A36,912$692.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI26,292$665.0K<0.1%–
iShares Tr46435U176IBONDS 22 TRM HG26,640$640.0K<0.1%–
American Centy ETF Tr025072307US QUALITY GROW11,633$639.0K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW74,468$556.0K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS22,987$540.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD21,298$509.0K<0.1%–
ICLICL Group Ltd.SHS62,656$508.0K<0.1%History
WDSWoodside Energy Group LtdADR24,620$496.0K<0.1%History
TROXTronox Holdings plcSHS39,359$482.0K<0.1%History
ARK Next Generation Technology ETF00214Q401ETF10,532$481.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J125LATIN AMER ALP29,704$465.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB21,344$452.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF17,920$449.0K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE23,922$438.0K<0.1%–
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM28,020$359.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS13,930$350.0K<0.1%–
SOYBTeucrium Commodity TrustSOYBEAN FD12,395$324.0K<0.1%History
Absolute Shs Tr00400R841WBI BULBEAR TR16,530$300.0K<0.1%–
TBITrueBlue, Inc.COM14,688$280.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF11,887$274.0K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD5,800$269.0K<0.1%–
LNTHLantheus Holdings, Inc.Stock3,725$262.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT11,200$262.0K<0.1%–
HLITHarmonic Inc.COM19,261$252.0K<0.1%History
iShares Tr46435G250HIGH YLD SYSTM B5,784$246.0K<0.1%–
Vanguard Total World Stock ETF922042742ETF3,097$244.0K<0.1%–
Barclays Bank PLC06746P548ETN LKD 484,165$244.0K<0.1%–
GILGildan Activewear Inc.Stock8,431$238.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF5,330$236.0K<0.1%–
MKSIMKS IncCOM2,836$234.0K<0.1%History
LADLithia Motors IncCOM1,080$232.0K<0.1%History
SWAVShockwave Medical, Inc.COM830$231.0K<0.1%History
LACLithium Americas Corp.COM NEW8,286$219.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG12,892$218.0K<0.1%–
CWHCamping World Holdings, Inc.CL A8,608$218.0K<0.1%History
CHRDChord Energy CorpCOM NEW1,568$214.0K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,319$209.0K<0.1%–
DXCDXC Technology CoStock8,515$208.0K<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,866$208.0K<0.1%–
iShares Tr46435U135CYBERSECURITY6,069$206.0K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,581$204.0K<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,673$204.0K<0.1%–
PENNPENN Entertainment, Inc.COM7,374$203.0K<0.1%History
ETF Opportunities Trust26923N108AMERICAN CONSER7,500$202.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,347$200.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV25,550$193.0K<0.1%–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT10,719$189.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS32,240$188.0K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG11,153$183.0K<0.1%–
LGILazard Global Total Return & Income Fund IncCOM13,098$177.0K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM27,157$165.0K<0.1%History
Eneti IncY2294C107COM24,712$165.0K<0.1%–
EOSEaton Vance Enhanced Equity Income Fund IICOM10,650$163.0K<0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM12,466$154.0K<0.1%History
BMAMacro Bank Inc.SPON ADR B10,745$153.0K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF10,884$127.0K<0.1%History
KTFDWS Municipal Income TrustCOM14,966$125.0K<0.1%History
CCIFCarlyle Credit Income FundSHS BEN INT12,877$115.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT11,629$112.0K<0.1%History
CHYCalamos Convertible & High Income FundCOM SHS10,674$108.0K<0.1%History
TELLTellurian Inc.COM39,755$95.0K<0.1%History
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM16,120$91.0K<0.1%History
USALiberty All Star Equity FundSH BEN INT13,633$75.0K<0.1%History
Silvercrest Metals Inc828363101COM13,250$74.0K<0.1%–
DMFBNY Mellon Municipal Income, Inc.COM11,964$72.0K<0.1%History
MNKDMannkind CorpCOM NEW10,400$32.0K<0.1%History
CLVSClovis Oncology, Inc.COM16,330$19.0K<0.1%History
DRRXDurect CorpCOM15,000$9.00K<0.1%History
AEOAmerican Eagle Outfitters IncCOM24,554$00.0%History
BTZBlackRock Credit Allocation Income TrustCOM10,612$00.0%History
BKHBlack Hills CorpCOM3,048$00.0%History
BHKBlackRock Core Bond TrustSHS BEN INT13,304$00.0%History
American Centy ETF Tr025072810FOCUSED DYNAMIC4,578$00.0%–
ADXAdams Diversified Equity Fund, Inc.COM11,310$00.0%History
Abrdn ETFs003261104BBRG ALL COMD K112,634$00.0%–
BEBloom Energy CorpCOM CL A10,624$00.0%History
Amplify ETF Tr032108847CEF HIGH INCOME21,936$00.0%–
UHALU-Haul Holding CoCOM488$00.0%History
ALGNAlign Technology IncCOM990$00.0%History
ALKAlaska Air Group, Inc.COM5,694$00.0%History
BCBPBCB Bancorp IncCOM14,328$00.0%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM19,808$00.0%History
IAFAbrdn Australia Equity Fund, Inc.COM18,278$00.0%History
Amplify ETF Tr032108805AMPLIFY LITHIUM16,930$00.0%–
BIGGQFormer BL Stores IncCOM10,510$00.0%History
BKCCBlackRock Capital Investment CorpCOM17,278$00.0%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202254,895$00.0%–