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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,352
−1 vs. Q2 2022
Portfolio value
$3.78B
−$608.6M (−13.9%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Atlantica Sustainable Infr PG0751N103SHS25,971$683.0K<0.1%−3,644−12.3%Reduced–
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF9,750$684.0K<0.1%+100+1.0%Added–
Bitfarms Ltd Com09173B107Stock653,866$685.0K<0.1%+105,966+19.3%Added–
ISDPGIM High Yield Bond Fund, Inc.COM59,487$686.0K<0.1%+33,255+126.8%AddedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF10,939$689.0K<0.1%+434+4.1%Added–
FISVFiserv IncStock7,364$689.0K<0.1%−1,233−14.3%ReducedHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF10,207$690.0K<0.1%+30.0%Added–
Invesco Exch Traded FD Tr II46138E511PFD ETF58,254$692.0K<0.1%−348−0.6%Reduced–
AFRMAffirm Holdings, Inc.COM CL A36,912$692.0K<0.1%+36,912NewHistory
CLMCornerstone Strategic Investment Fund, Inc.COM81,017$694.0K<0.1%−33,652−29.3%ReducedHistory
Cyberark Software LtdM2682V108SHS4,638$695.0K<0.1%+70+1.5%Added–
ASXASE Technology Holding Co., Ltd.SPONSORED ADS140,035$699.0K<0.1%+140,035NewHistory
YPFYpf Sociedad AnonimaSPON ADR CL D112,968$702.0K<0.1%−14,795−11.6%ReducedHistory
KRKroger CoStock16,147$706.0K<0.1%−549−3.3%ReducedHistory
iShares Tr464288562RESIDENTIAL MULT9,840$707.0K<0.1%−209−2.1%Reduced–
DRIDarden Restaurants IncCOM5,603$708.0K<0.1%+28+0.5%AddedHistory
VTLEVital Energy, Inc.COM11,311$711.0K<0.1%+5,397+91.3%AddedHistory
iShares Tr464287838U.S. BAS MTL ETF6,592$713.0K<0.1%+315+5.0%Added–
iShares Tr46435U713US INFRASTRUC22,148$714.0K<0.1%−13,304−37.5%Reduced–
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH22,385$714.0K<0.1%+8,278+58.7%Added–
PPLPPL CorpCOM28,236$716.0K<0.1%−645−2.2%ReducedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD35,677$718.0K<0.1%−2,155−5.7%Reduced–
iShares Inc46434G863ESG AWR MSCI EM25,998$719.0K<0.1%+2,804+12.1%Added–
ESSEssex Property Trust, Inc.COM2,970$719.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Mid-Cap ETF808524508ETF11,967$724.0K<0.1%−29−0.2%Reduced–
TTDTrade Desk, Inc.Stock12,316$736.0K<0.1%+61+0.5%AddedHistory
ASMLASML Holding NVADR1,781$740.0K<0.1%+476+36.5%AddedHistory
Innovator ETFs Trust45782C722INTRNL DEV JULY34,837$741.0K<0.1%+8,842+34.0%Added–
Innovator ETFs Trust45782C573US EQTY PWR BUF26,470$742.0K<0.1%+153+0.6%Added–
IVTInvenTrust Properties Corp.COM NEW34,868$744.0K<0.1%−28,676−45.1%ReducedHistory
YUMYum Brands IncStock7,031$748.0K<0.1%+18+0.3%AddedHistory
Global X FDS37954Y715RBTCS ARTFL INTE41,376$748.0K<0.1%−2,223−5.1%Reduced–
LKFNLakeland Financial CorpCOM10,300$750.0K<0.1%+55+0.5%AddedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF23,106$751.0K<0.1%+2,504+12.2%Added–
FCXFreeport-McMoran IncStock27,564$753.0K<0.1%−12,512−31.2%ReducedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF32,823$758.0K<0.1%−915−2.7%Reduced–
RIORio Tinto PLCADR13,926$767.0K<0.1%−4,483−24.4%ReducedHistory
EOGEOG Resources IncStock6,877$768.0K<0.1%+240+3.6%AddedHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF26,419$769.0K<0.1%+3,029+12.9%Added–
GLWCorning IncCOM26,876$780.0K<0.1%−173−0.6%ReducedHistory
iShares Tr46428865310-20 YR TRS ETF7,159$780.0K<0.1%+143+2.0%Added–
ROPRoper Technologies IncStock2,173$781.0K<0.1%−2,341−51.9%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF19,802$781.0K<0.1%+2,054+11.6%Added–
DNPDNP Select Income Fund IncCOM75,452$782.0K<0.1%+10,271+15.8%AddedHistory
OTISOtis Worldwide CorpStock12,295$784.0K<0.1%−132−1.1%ReducedHistory
iShares Tr46434V803HDG MSCI EAFE26,303$786.0K<0.1%+1,964+8.1%Added–
SPDR Series Trust78468R549SP O&G EQP SERV14,277$788.0K<0.1%+498+3.6%Added–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF27,061$790.0K<0.1%+16,937+167.3%Added–
iShares Inc464286681MSCI EQUAL WEITE11,856$792.0K<0.1%+198+1.7%Added–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF5,731$795.0K<0.1%−21,502−79.0%Reduced–
iShares Tr464288521CRE U S REIT ETF16,805$798.0K<0.1%+1,044+6.6%Added–
FASTFastenal CoStock17,353$799.0K<0.1%−110−0.6%ReducedHistory
SPGIS&P Global Inc.Stock2,624$801.0K<0.1%−103−3.8%ReducedHistory
DDDuPont de Nemours, Inc.COM15,892$801.0K<0.1%−494−3.0%ReducedHistory
FITBFifth Third BancorpCOM25,100$802.0K<0.1%−264−1.0%ReducedHistory
FIXComfort Systems USA IncCOM8,281$806.0K<0.1%+2,147+35.0%AddedHistory
LDOSLeidos Holdings, Inc.COM9,209$806.0K<0.1%−275−2.9%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF28,329$811.0K<0.1%+261+0.9%Added–
GHYPGIM Global High Yield Fund, Inc.COM77,362$818.0K<0.1%+46,739+152.6%AddedHistory
Global X FDS37954Y459RUSSELL 200044,596$822.0K<0.1%−8,861−16.6%Reduced–
EDConsolidated Edison IncStock9,628$826.0K<0.1%−1,005−9.5%ReducedHistory
GMGeneral Motors CoCOM25,816$828.0K<0.1%−880−3.3%ReducedHistory
First Tr Exchange-Traded Alp33734K109COM SHS11,488$830.0K<0.1%−361−3.0%Reduced–
Innovator ETFs Trust45782C813US EQTY PWR BUF29,031$831.0K<0.1%+15,764+118.8%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS18,395$831.0K<0.1%+5,958+47.9%Added–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT30,279$835.0K<0.1%+2,000+7.1%Added–
SNPSSynopsys IncCOM2,739$837.0K<0.1%−80−2.8%ReducedHistory
First Tr Exchange-Traded FD33733B100WTR ETF11,686$839.0K<0.1%−478−3.9%Reduced–
MKCMcCormick & Co IncStock11,820$842.0K<0.1%−605−4.9%ReducedHistory
HALHalliburton CoStock34,197$842.0K<0.1%+4,808+16.4%AddedHistory
SPOTSpotify Technology S.A.Stock9,795$845.0K<0.1%+1,252+14.7%AddedHistory
Starboard Invt Tr85521B767ADAPTIVE HIGH IN105,302$852.0K<0.1%−2,299−2.1%Reduced–
LINLinde PLCSHS3,169$854.0K<0.1%−28−0.9%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX54,789$855.0K<0.1%−5,038−8.4%Reduced–
iShares Tr464288588MBS ETF9,383$859.0K<0.1%+714+8.2%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI56,058$861.0K<0.1%+5,139+10.1%AddedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO6,925$864.0K<0.1%−36−0.5%Reduced–
MOHMolina Healthcare, Inc.COM2,621$865.0K<0.1%+2,621NewHistory
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF48,810$873.0K<0.1%+1,800+3.8%Added–
USOUnited States Oil Fund, LPUNITS13,406$875.0K<0.1%+881+7.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB47,436$884.0K<0.1%−11,934−20.1%Reduced–
Pacer FDS Tr69374H717LUNT LRG CP ALTR24,701$885.0K<0.1%+9,317+60.6%Added–
MOSMosaic CoCOM18,321$885.0K<0.1%−20,844−53.2%ReducedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS51,832$889.0K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F698FT VEST US EQT30,050$891.0K<0.1%−496−1.6%Reduced–
iShares U S ETF Tr46431W648U.S. TECH INDEPD22,591$894.0K<0.1%+3,056+15.6%Added–
WisdomTree Tr97717W109US TOTAL DIVIDND16,598$901.0K<0.1%−730−4.2%Reduced–
Global X FDS37954Y657US PFD ETF44,108$905.0K<0.1%−631−1.4%Reduced–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT44,133$908.0K<0.1%−1,058−2.3%ReducedHistory
NRPNatural Resource Partners LPCOM UNIT LTD PAR20,537$909.0K<0.1%+64+0.3%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF24,384$922.0K<0.1%+3,161+14.9%Added–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR74,798$923.0K<0.1%+3,323+4.6%AddedHistory
LUVSouthwest Airlines CoCOM30,117$929.0K<0.1%−1,008−3.2%ReducedHistory
ZTSZoetis Inc.Stock6,333$939.0K<0.1%−366−5.5%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS82,701$939.0K<0.1%+21,066+34.2%AddedHistory
RRyder System IncCOM12,495$943.0K<0.1%+222+1.8%AddedHistory
iShares Tr464287291GLOBAL TECH ETF22,488$949.0K<0.1%+1,177+5.5%Added–
UTFCohen & Steers Infrastructure Fund IncCOM40,897$950.0K<0.1%−886−2.1%ReducedHistory
GNRCGenerac Holdings Inc.Stock5,379$958.0K<0.1%+1,885+53.9%AddedHistory
HSYHershey CoCOM4,349$959.0K<0.1%−1,221−21.9%ReducedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
SecurityClassPutsCalls
CBRECbre Group, Inc.CL A$109.0K–
WFCWells Fargo & CompanyStock$4.00K–
ZIMZIM Integrated Shipping Services Ltd.SHS$3.00K–
DALDelta Air Lines, Inc.COM NEW–$2.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT155,409$6.03M0.1%–
GSKGSK plcSPONSORED ADR97,327$4.24M0.1%History
DBEInvesco DB Energy FundENERGY FD106,915$2.80M0.1%History
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC99,652$1.86M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF72,107$1.85M<0.1%–
New York Life Investments Et45409B560FTSE INTL EQTY C67,515$1.41M<0.1%–
SYFSynchrony FinancialCOM37,004$1.02M<0.1%History
RGLDRoyal Gold IncStock9,557$1.02M<0.1%History
CFCF Industries Holdings, Inc.COM11,651$999.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,312$770.0K<0.1%–
BGSB&G Foods, Inc.COM30,099$716.0K<0.1%History
EGLEEagle Bulk Shipping Inc.COM13,161$683.0K<0.1%History
HXLHexcel CorpCOM13,035$682.0K<0.1%History
iShares Tr464288737GLB CNSM STP ETF11,736$679.0K<0.1%–
BAKBraskem SASP ADR PFD A47,306$676.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC14,829$666.0K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD24,930$644.0K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF21,025$633.0K<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR32,077$610.0K<0.1%History
AGCOAGCO CorpCOM6,111$603.0K<0.1%History
SIISprott Inc.COM NEW15,672$543.0K<0.1%History
ARLPAlliance Resource Partners LPStock28,889$527.0K<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT10,481$510.0K<0.1%History
Lattice Strategies Tr518416409HARTFORD US EQTY12,957$486.0K<0.1%–
VSTVistra Corp.Stock20,930$478.0K<0.1%History
PAASPan American Silver CorpStock24,026$473.0K<0.1%History
KRPKimbell Royalty Partners, LPUNIT30,041$471.0K<0.1%History
DLTRDollar Tree, Inc.COM2,796$436.0K<0.1%History
IDAIdacorp IncCOM4,093$433.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT22,401$419.0K<0.1%History
NRGNRG Energy, Inc.Stock10,610$405.0K<0.1%History
NVAXNovavax IncCOM NEW7,572$389.0K<0.1%History
UNMUnum GroupStock11,306$385.0K<0.1%History
GGGGraco IncCOM5,495$326.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,695$321.0K<0.1%–
DHIHorton D R IncCOM4,677$310.0K<0.1%History
iShares Tr46434V274INTL EQTY FACTOR13,106$308.0K<0.1%–
CZRCaesars Entertainment, Inc.COM7,938$304.0K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,459$303.0K<0.1%–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$303.0K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS4,373$297.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK15,755$277.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,314$268.0K<0.1%–
TRMKTrustmark CorpCOM9,188$268.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS7,954$258.0K<0.1%History
XHRXenia Hotels & Resorts, Inc.COM17,737$258.0K<0.1%History
WisdomTree Tr97717X214EMERG MKTS ESG9,000$257.0K<0.1%–
VFCV F CorpStock5,791$256.0K<0.1%History
OGNOrganon & Co.Stock7,525$254.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,062$248.0K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF2,561$247.0K<0.1%–
LKQLKQ CorpCOM4,949$243.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,032$242.0K<0.1%History
SNYSanofiSPONSORED ADR4,763$238.0K<0.1%History
Aim ETF Products Trust00888H208ALLIANZIM US EQT9,400$238.0K<0.1%–
OCCIOFS Credit Company, Inc.COM26,103$238.0K<0.1%History
Chiron Real Estate Inc.37954A204COM NEW21,118$237.0K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ3,581$235.0K<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,216$235.0K<0.1%–
SYNASYNAPTICS IncStock1,985$234.0K<0.1%History
MELIMercadolibre IncCOM368$234.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT16,966$232.0K<0.1%History
VTRVentas, Inc.REIT4,485$231.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,511$227.0K<0.1%History
HNIHni CorpStock6,472$225.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF8,441$225.0K<0.1%–
ECCEagle Point Credit CoCOM19,090$225.0K<0.1%History
ZMZoom Communications, Inc.Stock2,075$224.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,793$223.0K<0.1%–
LITELumentum Holdings Inc.COM2,757$219.0K<0.1%History
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$219.0K<0.1%–
iShares Inc464286657MSCI BIC ETF5,896$218.0K<0.1%–
ONOn Semiconductor CorpStock4,314$217.0K<0.1%History
CAHCardinal Health IncStock4,132$216.0K<0.1%History
AAPAdvance Auto Parts IncCOM1,250$216.0K<0.1%History
iShares Tr464287390LATN AMER 40 ETF9,546$215.0K<0.1%–
iShares Tr46435G326CORE MSCI INTL3,992$215.0K<0.1%–
EXRExtra Space Storage Inc.COM1,251$213.0K<0.1%History
iShares Tr464289420RUS TP200 VL ETF3,400$210.0K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,640$209.0K<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF5,173$208.0K<0.1%–
EBAYeBay IncCOM4,999$208.0K<0.1%History
HEIHeico CorpCOM1,584$208.0K<0.1%History
CIENCiena CorpCOM NEW4,543$208.0K<0.1%History
AZPNAspen Technology, Inc.COM1,132$208.0K<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A12,320$207.0K<0.1%History
JJacobs Solutions Inc.COM1,627$207.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,183$205.0K<0.1%–
ALLEAllegion plcORD SHS2,086$204.0K<0.1%History
GLADGladstone Capital CorpCOM20,190$204.0K<0.1%History
TRPTC Energy CorpCOM3,934$203.0K<0.1%History
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,566$202.0K<0.1%–
PDCEPDC Energy, Inc.COM3,285$202.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT2,203$201.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM16,545$201.0K<0.1%History
iShares Tr464288745GLB CNS DISC ETF1,582$201.0K<0.1%–
CVICVR Energy IncCOM5,974$200.0K<0.1%History
Alps ETF Tr00162Q106REIT DIVIDE DOGS4,669$200.0K<0.1%–
TPVGTriplePoint Venture Growth BDC Corp.COM15,500$197.0K<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM12,560$184.0K<0.1%History