Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,352; −1 vs. Q2 2022
Portfolio value: $3.78B; −$608.6M (−13.9%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of Cetera Advisors LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
FYBRFrontier Communications Parent, Inc.	COM	17,969	$421.0K	<0.1%	00.0%	Unchanged	History
PLDPrologis, Inc.	REIT	4,150	$422.0K	<0.1%	+104+2.6%	Added	History
HIIHuntington Ingalls Industries, Inc.	COM	1,910	$423.0K	<0.1%	−177−8.5%	Reduced	History
Vanguard Morningstar Large-Cap ETF922908637	ETF	2,609	$427.0K	<0.1%	+55+2.2%	Added	–
TWLOTwilio Inc	CL A	6,179	$427.0K	<0.1%	+464+8.1%	Added	History
VMCVulcan Materials CO	COM	2,713	$428.0K	<0.1%	+16+0.6%	Added	History
First Tr Exchng Traded FD VI33740F599	FT VEST US EQT	14,579	$428.0K	<0.1%	−2,563−15.0%	Reduced	–
Innovator ETFs Trust45782C276	GRWT100 PWR BUF	10,223	$430.0K	<0.1%	00.0%	Unchanged	–
NETCloudflare, Inc.	CL A COM	7,807	$432.0K	<0.1%	+7,807	New	History
FMCFMC Corp	COM NEW	4,107	$434.0K	<0.1%	−9−0.2%	Reduced	History
Innovator ETFs Trust45782C698	US EQUT BUFR AUG	15,339	$434.0K	<0.1%	+15,339	New	–
SWNSouthwestern Energy Co	COM	70,904	$434.0K	<0.1%	−3,200−4.3%	Reduced	History
SPDR Series Trust78464A755	ST STR SP METAL	10,264	$436.0K	<0.1%	−13,684−57.1%	Reduced	–
HTGCHercules Capital, Inc.	COM	37,861	$438.0K	<0.1%	+30+0.1%	Added	History
Barclays Bank PLC06742A669	IPATH SHILR CAPE	23,922	$438.0K	<0.1%	−350−1.4%	Reduced	–
NADNuveen Quality Municipal Income Fund	COM	39,867	$439.0K	<0.1%	+2,914+7.9%	Added	History
Invesco Exch TRD SLF Idx FD46138J668	BULLSHS 23 USD	19,002	$440.0K	<0.1%	−174−0.9%	Reduced	–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9	ETF	19,175	$441.0K	<0.1%	00.0%	Unchanged	–
HPEHewlett Packard Enterprise Co	COM	36,832	$441.0K	<0.1%	−910−2.4%	Reduced	History
Timothy Plan887432326	HIG DV STK ETF	15,773	$442.0K	<0.1%	+15,773	New	–
JFRNuveen Floating Rate Income Fund	COM	54,625	$443.0K	<0.1%	00.0%	Unchanged	History
VanEck Semiconductor ETF92189F676	ETF	2,398	$444.0K	<0.1%	−483−16.8%	Reduced	–
Vanguard World FD921910733	ESG US STK ETF	7,059	$444.0K	<0.1%	−25−0.4%	Reduced	–
First Tr Exchange-Traded FD33734X101	CONSUMR DISCRE	10,327	$444.0K	<0.1%	−171−1.6%	Reduced	–
KLACKLA Corp	COM NEW	1,470	$445.0K	<0.1%	−14−0.9%	Reduced	History
VanEck ETF Trust92189F411	BDC INCOME ETF	32,809	$445.0K	<0.1%	+6,757+25.9%	Added	–
Invesco Exch Traded FD Tr II46138G664	S&P SMALLCAP 600	4,627	$445.0K	<0.1%	−804−14.8%	Reduced	–
First Tr Exch Traded FD III33739N108	MANAGD MUN ETF	9,141	$445.0K	<0.1%	−397−4.2%	Reduced	–
ISRGIntuitive Surgical Inc	COM NEW	2,381	$446.0K	<0.1%	−44−1.8%	Reduced	History
SCHWSchwab Charles Corp	Stock	6,217	$447.0K	<0.1%	+33+0.5%	Added	History
PIMCO ETF Tr72201R718	ENHNCD LW DUR AC	4,738	$449.0K	<0.1%	−142−2.9%	Reduced	–
iShares Tr46434VBA7	IBONDS DEC22 ETF	17,920	$449.0K	<0.1%	+17,920	New	–
RIVNRivian Automotive, Inc.	Stock	13,661	$450.0K	<0.1%	+3,235+31.0%	Added	History
VanEck ETF Trust92189F791	JUNIOR GOLD MINE	15,296	$451.0K	<0.1%	+282+1.9%	Added	–
John Hancock Exchange Traded47804J206	MULTIFACTOR MI	10,608	$452.0K	<0.1%	−408−3.7%	Reduced	–
SPDR Series Trust78464A383	ST STR BACKE ETF	21,089	$452.0K	<0.1%	−66−0.3%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J882	BULSHS 2022 CB	21,344	$452.0K	<0.1%	−1,102−4.9%	Reduced	–
FBRTFranklin BSP Realty Trust, Inc.	COMMON STOCK	42,104	$453.0K	<0.1%	−9,177−17.9%	Reduced	History
STWDStarwood Property Trust, Inc.	COM	24,906	$454.0K	<0.1%	−528−2.1%	Reduced	History
iShares Tr464288570	ESG MSCI KLD ETF	6,810	$456.0K	<0.1%	+542+8.6%	Added	–
PEverpure, Inc.	CL A	16,698	$457.0K	<0.1%	+2,600+18.4%	Added	History
MMPMagellan Midstream Partners, L.P.	COM UNIT RP LP	9,647	$458.0K	<0.1%	+1,349+16.3%	Added	History
Dimensional ETF Trust25434V203	INTL CORE EQT MK	21,271	$459.0K	<0.1%	+21,271	New	–
Invesco Exchange Traded FD T46137V407	INVESCO MSCI	9,411	$459.0K	<0.1%	+112+1.2%	Added	–
PPGPPG Industries Inc	Stock	4,174	$462.0K	<0.1%	−10−0.2%	Reduced	History
First Tr Exchange Traded FD33738R811	NASDQ SEMCNDTR	9,535	$465.0K	<0.1%	−545−5.4%	Reduced	–
First Tr Exch TRD Alphdx FD33737J125	LATIN AMER ALP	29,704	$465.0K	<0.1%	00.0%	Unchanged	–
RPMRPM International Inc	COM	5,605	$467.0K	<0.1%	+6+0.1%	Added	History
First Tr Exchange-Traded Alp33733C108	SHS ISSUED FRST	7,713	$469.0K	<0.1%	−477−5.8%	Reduced	–
WECWec Energy Group, Inc.	Stock	5,266	$471.0K	<0.1%	−1,460−21.7%	Reduced	History
Invesco Exch Traded FD Tr II46138G656	S&P ULTRA DIVIDE	12,527	$472.0K	<0.1%	+7+0.1%	Added	–
HYTBlackRock Corporate High Yield Fund, Inc.	COM	55,338	$473.0K	<0.1%	+20,191+57.4%	Added	History
Invesco Exchange Traded FD T46137V563	HIG YLD EQ DIV	25,421	$473.0K	<0.1%	+1,312+5.4%	Added	–
Vanguard Intl Equity Index F922042874	FTSE EUROPE ETF	10,299	$475.0K	<0.1%	−7,274−41.4%	Reduced	–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821	ETF	18,290	$480.0K	<0.1%	00.0%	Unchanged	–
EIXEdison International	Stock	8,503	$481.0K	<0.1%	+200+2.4%	Added	History
Vanguard Financials ETF92204A405	ETF	6,456	$481.0K	<0.1%	+1,044+19.3%	Added	–
ARK Next Generation Technology ETF00214Q401	ETF	10,532	$481.0K	<0.1%	−1,532−12.7%	Reduced	–
TROXTronox Holdings plc	SHS	39,359	$482.0K	<0.1%	+39,359	New	History
FEFirstenergy Corp	COM	13,059	$483.0K	<0.1%	−780−5.6%	Reduced	History
Legg Mason ETF Invt52468L505	FRANKLIN INTL LW	20,062	$484.0K	<0.1%	+20,062	New	–
iShares U.S. Regional Banks ETF464288778	ETF	10,160	$485.0K	<0.1%	+402+4.1%	Added	–
Innovator ETFs Trust45782C532	US EQTY ULTRA B	17,372	$485.0K	<0.1%	00.0%	Unchanged	–
Northern LTS FD Tr III66538R730	HCM DEFEN 500	14,707	$488.0K	<0.1%	−4,530−23.5%	Reduced	–
Agf Invts Tr00110G408	US MARKET NETRL	24,034	$489.0K	<0.1%	+24,034	New	–
PFGPrincipal Financial Group Inc	COM	6,778	$489.0K	<0.1%	+726+12.0%	Added	History
Schwab Emerging Markets Equity ETF808524706	ETF	21,907	$491.0K	<0.1%	+3,223+17.3%	Added	–
VanEck ETF Trust92189F437	FALLEN ANGEL HG	18,733	$491.0K	<0.1%	−1,550−7.6%	Reduced	–
Innovator ETFs Trust45782C417	US EQTY PWR BUF	18,511	$492.0K	<0.1%	00.0%	Unchanged	–
HLNHaleon plc	ADR	81,032	$493.0K	<0.1%	+81,032	New	History
SWKSSkyworks Solutions, Inc.	Stock	5,793	$494.0K	<0.1%	+271+4.9%	Added	History
SPDR Index Shs FDS78463X202	ST STR EU 50 ETF	16,064	$494.0K	<0.1%	−1,897−10.6%	Reduced	–
Vanguard Ftse All-World Ex-US Index Fund922042775	ETF	11,158	$495.0K	<0.1%	−1,355−10.8%	Reduced	–
HRLHormel Foods Corp	COM	10,885	$495.0K	<0.1%	−134−1.2%	Reduced	History
WDSWoodside Energy Group Ltd	ADR	24,620	$496.0K	<0.1%	−7,377−23.1%	Reduced	History
PHParker-Hannifin Corp	Stock	2,061	$499.0K	<0.1%	−227−9.9%	Reduced	History
PCARPaccar Inc	COM	6,004	$502.0K	<0.1%	+274+4.8%	Added	History
ICLICL Group Ltd.	SHS	62,656	$508.0K	<0.1%	+6,354+11.3%	Added	History
Invesco Exch TRD SLF Idx FD46138J676	BULLSHS 22 USD	21,298	$509.0K	<0.1%	−1,101−4.9%	Reduced	–
Invesco Exchange Traded FD T46137V167	S&P SML600 VAL	6,680	$510.0K	<0.1%	00.0%	Unchanged	–
iShares Tr464288752	US HOME CONS ETF	9,826	$511.0K	<0.1%	−931−8.7%	Reduced	–
PLUGPlug Power Inc	Stock	24,370	$512.0K	<0.1%	−1,015−4.0%	Reduced	History
Vanguard Scottsdale FDS92206C680	VNG RUS1000GRW	9,450	$512.0K	<0.1%	−1,356−12.5%	Reduced	–
iShares Inc464286608	MSCI EURZONE ETF	16,037	$513.0K	<0.1%	−715−4.3%	Reduced	–
URIUnited Rentals, Inc.	COM	1,926	$520.0K	<0.1%	−51−2.6%	Reduced	History
BGBunge Global SA	COM	6,316	$521.0K	<0.1%	−365−5.5%	Reduced	History
Vanguard World FD921910840	MEGA CAP VAL ETF	5,805	$522.0K	<0.1%	+282+5.1%	Added	–
TTTrane Technologies plc	SHS	3,603	$522.0K	<0.1%	+8+0.2%	Added	History
OUNZVanEck Merk Gold ETF	GOLD SHS	32,545	$525.0K	<0.1%	+32,545	New	History
SPDR Series Trust78464A201	ST STR SP600GRWO	7,715	$526.0K	<0.1%	+1,767+29.7%	Added	–
WYNNWynn Resorts Ltd	COM	8,357	$527.0K	<0.1%	−370−4.2%	Reduced	History
iShares Tr464288703	MRNING SM CP ETF	11,117	$528.0K	<0.1%	−71−0.6%	Reduced	–
AMCRAmcor plc	ORD	49,484	$531.0K	<0.1%	+5,766+13.2%	Added	History
First Tr Exch Traded FD III33739P103	LNG/SHT EQUITY	11,353	$532.0K	<0.1%	+513+4.7%	Added	–
MFCManulife Financial Corp	COM	33,961	$532.0K	<0.1%	−1,325−3.8%	Reduced	History
iShares Tr46436E544	ESG SELE SCR ETF	17,386	$533.0K	<0.1%	+290+1.7%	Added	–
iShares Tr46436E551	ESG SELECT SCRE	17,936	$533.0K	<0.1%	−346−1.9%	Reduced	–
MCKMcKesson Corp	Stock	1,573	$535.0K	<0.1%	−288−15.5%	Reduced	History
iShares Tr464287192	US TRSPRTION	2,738	$538.0K	<0.1%	−37−1.3%	Reduced	–
DOCUDocuSign, Inc.	Stock	10,075	$539.0K	<0.1%	−341−3.3%	Reduced	History

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
Security	Class	Puts	Calls
CBRECbre Group, Inc.	CL A	$109.0K	–
WFCWells Fargo & Company	Stock	$4.00K	–
ZIMZIM Integrated Shipping Services Ltd.	SHS	$3.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$2.00K
VZVerizon Communications Inc	Stock	–	$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	155,409	$6.03M	0.1%	–
GSKGSK plc	SPONSORED ADR	97,327	$4.24M	0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	99,652	$1.86M	<0.1%	–
Invesco Exchange Traded FD T46137V761	ENERG EXPL ETF	72,107	$1.85M	<0.1%	–
New York Life Investments Et45409B560	FTSE INTL EQTY C	67,515	$1.41M	<0.1%	–
SYFSynchrony Financial	COM	37,004	$1.02M	<0.1%	History
RGLDRoyal Gold Inc	Stock	9,557	$1.02M	<0.1%	History
CFCF Industries Holdings, Inc.	COM	11,651	$999.0K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	3,312	$770.0K	<0.1%	–
BGSB&G Foods, Inc.	COM	30,099	$716.0K	<0.1%	History
EGLEEagle Bulk Shipping Inc.	COM	13,161	$683.0K	<0.1%	History
HXLHexcel Corp	COM	13,035	$682.0K	<0.1%	History
iShares Tr464288737	GLB CNSM STP ETF	11,736	$679.0K	<0.1%	–
BAKBraskem SA	SP ADR PFD A	47,306	$676.0K	<0.1%	History
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	14,829	$666.0K	<0.1%	–
Innovator ETFs Trust45783Y855	DEFINED WLT SHLD	24,930	$644.0K	<0.1%	–
SPDR Series Trust78468R200	ST STR RATE ETF	21,025	$633.0K	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	History
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	–
VSTVistra Corp.	Stock	20,930	$478.0K	<0.1%	History
PAASPan American Silver Corp	Stock	24,026	$473.0K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	30,041	$471.0K	<0.1%	History
DLTRDollar Tree, Inc.	COM	2,796	$436.0K	<0.1%	History
IDAIdacorp Inc	COM	4,093	$433.0K	<0.1%	History
HQHabrdn Healthcare Investors	SH BEN INT	22,401	$419.0K	<0.1%	History
NRGNRG Energy, Inc.	Stock	10,610	$405.0K	<0.1%	History
NVAXNovavax Inc	COM NEW	7,572	$389.0K	<0.1%	History
UNMUnum Group	Stock	11,306	$385.0K	<0.1%	History
GGGGraco Inc	COM	5,495	$326.0K	<0.1%	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	4,695	$321.0K	<0.1%	–
DHIHorton D R Inc	COM	4,677	$310.0K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	13,106	$308.0K	<0.1%	–
CZRCaesars Entertainment, Inc.	COM	7,938	$304.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E842	DORSEY WRGT SMLC	4,459	$303.0K	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	10,118	$303.0K	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	4,373	$297.0K	<0.1%	History
Cambria ETF Tr132061862	TAIL RISK	15,755	$277.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,314	$268.0K	<0.1%	–
TRMKTrustmark Corp	COM	9,188	$268.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	7,954	$258.0K	<0.1%	History
XHRXenia Hotels & Resorts, Inc.	COM	17,737	$258.0K	<0.1%	History
WisdomTree Tr97717X214	EMERG MKTS ESG	9,000	$257.0K	<0.1%	–
VFCV F Corp	Stock	5,791	$256.0K	<0.1%	History
OGNOrganon & Co.	Stock	7,525	$254.0K	<0.1%	History
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	3,062	$248.0K	<0.1%	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	2,561	$247.0K	<0.1%	–
LKQLKQ Corp	COM	4,949	$243.0K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,032	$242.0K	<0.1%	History
SNYSanofi	SPONSORED ADR	4,763	$238.0K	<0.1%	History
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	9,400	$238.0K	<0.1%	–
OCCIOFS Credit Company, Inc.	COM	26,103	$238.0K	<0.1%	History
Chiron Real Estate Inc.37954A204	COM NEW	21,118	$237.0K	<0.1%	–
WisdomTree Tr97717X701	EUROPE HEDGED EQ	3,581	$235.0K	<0.1%	–
iShares Tr46429B671	MSCI CHINA ETF	4,216	$235.0K	<0.1%	–
SYNASYNAPTICS Inc	Stock	1,985	$234.0K	<0.1%	History
MELIMercadolibre Inc	COM	368	$234.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	16,966	$232.0K	<0.1%	History
VTRVentas, Inc.	REIT	4,485	$231.0K	<0.1%	History
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	6,511	$227.0K	<0.1%	History
HNIHni Corp	Stock	6,472	$225.0K	<0.1%	History
iShares Inc464286319	EM MKTS DIV ETF	8,441	$225.0K	<0.1%	–
ECCEagle Point Credit Co	COM	19,090	$225.0K	<0.1%	History
ZMZoom Communications, Inc.	Stock	2,075	$224.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,793	$223.0K	<0.1%	–
LITELumentum Holdings Inc.	COM	2,757	$219.0K	<0.1%	History
First Tr Exch Traded FD III33739P608	RIVRFRNT DYN DEV	4,090	$219.0K	<0.1%	–
iShares Inc464286657	MSCI BIC ETF	5,896	$218.0K	<0.1%	–
ONOn Semiconductor Corp	Stock	4,314	$217.0K	<0.1%	History
CAHCardinal Health Inc	Stock	4,132	$216.0K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,250	$216.0K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	9,546	$215.0K	<0.1%	–
iShares Tr46435G326	CORE MSCI INTL	3,992	$215.0K	<0.1%	–
EXRExtra Space Storage Inc.	COM	1,251	$213.0K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,400	$210.0K	<0.1%	–
iShares MSCI Acwi Ex U.S. ETF464288240	ETF	4,640	$209.0K	<0.1%	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	5,173	$208.0K	<0.1%	–
EBAYeBay Inc	COM	4,999	$208.0K	<0.1%	History
HEIHeico Corp	COM	1,584	$208.0K	<0.1%	History
CIENCiena Corp	COM NEW	4,543	$208.0K	<0.1%	History
AZPNAspen Technology, Inc.	COM	1,132	$208.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	12,320	$207.0K	<0.1%	History
JJacobs Solutions Inc.	COM	1,627	$207.0K	<0.1%	History
Vanguard Communication Services ETF92204A884	ETF	2,183	$205.0K	<0.1%	–
ALLEAllegion plc	ORD SHS	2,086	$204.0K	<0.1%	History
GLADGladstone Capital Corp	COM	20,190	$204.0K	<0.1%	History
TRPTC Energy Corp	COM	3,934	$203.0K	<0.1%	History
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	5,566	$202.0K	<0.1%	–
PDCEPDC Energy, Inc.	COM	3,285	$202.0K	<0.1%	History
Franklin ETF Tr353506108	SHRT DUR US GOVT	2,203	$201.0K	<0.1%	–
DSLDoubleLine Income Solutions Fund	COM	16,545	$201.0K	<0.1%	History
iShares Tr464288745	GLB CNS DISC ETF	1,582	$201.0K	<0.1%	–
CVICVR Energy Inc	COM	5,974	$200.0K	<0.1%	History
Alps ETF Tr00162Q106	REIT DIVIDE DOGS	4,669	$200.0K	<0.1%	–
TPVGTriplePoint Venture Growth BDC Corp.	COM	15,500	$197.0K	<0.1%	History
BCATBlackRock Capital Allocation Term Trust	COM	12,560	$184.0K	<0.1%	History