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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,352
−1 vs. Q2 2022
Portfolio value
$3.78B
−$608.6M (−13.9%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EVRGEvergy, Inc.Stock4,145$246.0K<0.1%+518+14.3%AddedHistory
iShares Tr46435G250HIGH YLD SYSTM B5,784$246.0K<0.1%−6,399−52.5%Reduced–
SPDR Ser Tr78464A110FACTST INV ETF2,467$246.0K<0.1%−100−3.9%Reduced–
STTState Street CorpCOM4,059$247.0K<0.1%+9+0.2%AddedHistory
DBX ETF Tr233051200XTRACK MSCI EAFE7,372$247.0K<0.1%00.0%Unchanged–
Vanguard World FD921910709EXTENDED DUR2,857$248.0K<0.1%−597−17.3%Reduced–
Innovator ETFs Trust45782C391US EQTY BUFR MAR8,273$250.0K<0.1%00.0%Unchanged–
iShares Tr464287127MORNINGSTR US EQ5,067$250.0K<0.1%+87+1.7%Added–
MGMMGM Resorts InternationalStock8,447$251.0K<0.1%+245+3.0%AddedHistory
HLITHarmonic Inc.COM19,261$252.0K<0.1%+19,261NewHistory
Delaware Invts Div & Income245915103COM35,100$255.0K<0.1%00.0%Unchanged–
SPDR Ser Tr78468R648S&P KENSHO NEW6,635$256.0K<0.1%+1,604+31.9%Added–
Global X FDS37954Y624AUTONMOUS EV ETF12,778$257.0K<0.1%+1,621+14.5%Added–
Paramount Global92556H206CL B13,502$257.0K<0.1%+169+1.3%Added–
Innovator ETFs Trust45782C599US SML CP PWR B10,688$258.0K<0.1%+10,688New–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,853$259.0K<0.1%+253+7.0%Added–
NUVNuveen Municipal Value Fund IncCOM30,755$260.0K<0.1%+167+0.5%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE15,020$260.0K<0.1%−500−3.2%Reduced–
LNTHLantheus Holdings, Inc.Stock3,725$262.0K<0.1%+3,725NewHistory
JBLJabil IncStock4,542$262.0K<0.1%−358−7.3%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS7,245$262.0K<0.1%+1,133+18.5%AddedHistory
Flexshares Tr33939L605IBOXX 5YR TRGT11,200$262.0K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF6,355$264.0K<0.1%+547+9.4%Added–
BRBroadridge Financial Solutions, Inc.Stock1,837$265.0K<0.1%−143−7.2%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG3,342$265.0K<0.1%−35,086−91.3%Reduced–
AUPHAurinia Pharmaceuticals Inc.COM35,300$265.0K<0.1%+300+0.9%AddedHistory
Innovator ETFs Trust45782C755US EQTY BUFR JUN9,166$265.0K<0.1%00.0%Unchanged–
PMTPennyMac Mortgage Investment TrustCOM22,480$265.0K<0.1%+200+0.9%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN25,277$266.0K<0.1%+2,051+8.8%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A42,121$266.0K<0.1%+7,834+22.8%AddedHistory
SPDR Series Trust78464A573ST STR SP HCSVC3,045$267.0K<0.1%+3,045New–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM24,631$267.0K<0.1%+389+1.6%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10012,045$267.0K<0.1%−403−3.2%Reduced–
NWLNewell Brands Inc.Stock19,373$269.0K<0.1%+249+1.3%AddedHistory
Schwab Strategic Tr8085247141 5YR CORP BD5,800$269.0K<0.1%00.0%Unchanged–
YUMCYum China Holdings, Inc.COM5,734$271.0K<0.1%+17+0.3%AddedHistory
LADRLadder Capital CorpCL A30,401$272.0K<0.1%−29−0.1%ReducedHistory
iShares Tr46436E502US TECH BRKTHR10,406$272.0K<0.1%+2,667+34.5%Added–
NNNNNN REIT, Inc.REIT6,846$273.0K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F664FT VEST US EQT8,869$273.0K<0.1%−2,865−24.4%Reduced–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF11,887$274.0K<0.1%+624+5.5%Added–
iShares Tr46435G243ESG AWRE 1 5 YR11,675$274.0K<0.1%−230−1.9%Reduced–
RYRoyal Bank of CanadaStock3,056$275.0K<0.1%+350+12.9%AddedHistory
Timothy Plan887432334INTL ETF13,571$275.0K<0.1%+13,571New–
Legg Mason ETF Invt52468L406FRANKLIN US LOW8,088$276.0K<0.1%+8,088New–
iShares Inc46434G764MSCI EMRG CHN6,240$276.0K<0.1%+6,240New–
SEBSeaboard CorpCOM81$276.0K<0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT24,378$277.0K<0.1%+24,378NewHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$277.0K<0.1%−2,148−6.8%ReducedHistory
TBITrueBlue, Inc.COM14,688$280.0K<0.1%+14,688NewHistory
Fidelity Covington Trust316092782VLU FACTOR ETF7,035$281.0K<0.1%+1,392+24.7%Added–
WisdomTree Tr97717Y808YIELD ENHANCED6,085$281.0K<0.1%+7+0.1%Added–
HESHess CorpStock2,587$282.0K<0.1%+192+8.0%AddedHistory
iShares Tr46436E7180-3 MTH TREASURY2,815$282.0K<0.1%+2,815New–
VIAVViavi Solutions Inc.COM21,824$285.0K<0.1%−534−2.4%ReducedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM10,825$285.0K<0.1%+2,695+33.1%AddedHistory
CNICanadian National Railway CoStock2,651$286.0K<0.1%−67−2.5%ReducedHistory
PSECProspect Capital CorpCOM46,318$287.0K<0.1%+4,410+10.5%AddedHistory
iShares Tr464289867CORE 60 BALA ETF6,429$288.0K<0.1%+157+2.5%Added–
SPDR Series Trust78464A714ST STR SP RETAIL5,126$289.0K<0.1%+1,336+35.3%Added–
iShares Tr464287697U.S. UTILITS ETF3,559$289.0K<0.1%−17,757−83.3%Reduced–
DELLDell Technologies Inc.Stock8,518$291.0K<0.1%−202−2.3%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT21,490$291.0K<0.1%+6,980+48.1%AddedHistory
Flagstar Bank, National Association649445103COM34,141$291.0K<0.1%+5,376+18.7%Added–
DHFBNY Mellon High Yield Strategies FundSH BEN INT138,600$292.0K<0.1%+45,040+48.1%AddedHistory
ZBRAZebra Technologies CorpCL A1,114$292.0K<0.1%+217+24.2%AddedHistory
iShares Tr464288273EAFE SML CP ETF5,983$292.0K<0.1%−265−4.2%Reduced–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT9,975$293.0K<0.1%−2,222−18.2%Reduced–
First Tr Exchange Traded FD33738R100MULTI ASSET DI20,275$293.0K<0.1%+303+1.5%Added–
PMLPIMCO Municipal Income Fund IICOM30,948$295.0K<0.1%−2,660−7.9%ReducedHistory
Innovator ETFs Trust45782C888US EQT BUFR APR10,198$296.0K<0.1%+806+8.6%Added–
BKNGBooking Holdings Inc.Stock181$297.0K<0.1%−5−2.7%ReducedHistory
KEYSKeysight Technologies, Inc.Stock1,885$297.0K<0.1%00.0%UnchangedHistory
OGEOGE Energy Corp.COM8,187$298.0K<0.1%+2,339+40.0%AddedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE4,462$299.0K<0.1%+118+2.7%Added–
FNBFNB CorpCOM25,883$300.0K<0.1%−2,710−9.5%ReducedHistory
Absolute Shs Tr00400R841WBI BULBEAR TR16,530$300.0K<0.1%−4,408−21.1%Reduced–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL4,750$301.0K<0.1%−225−4.5%ReducedHistory
SMLPSummit Midstream Partners, LPCOM UNIT LTD20,019$301.0K<0.1%+2,675+15.4%AddedHistory
BGRBlackRock Energy & Resources TrustCOM28,070$303.0K<0.1%+28,070NewHistory
AGFirst Majestic Silver CorpCOM39,800$303.0K<0.1%+384+1.0%AddedHistory
Innovator ETFs Trust45782C581US EQTY BUF NOV10,932$303.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,786$303.0K<0.1%00.0%Unchanged–
SPDR Ser Tr78468R689S&P KENSHO SMART9,620$303.0K<0.1%−630−6.1%Reduced–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN8,540$304.0K<0.1%+8,540New–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL6,062$305.0K<0.1%+6,062New–
iShares U S ETF Tr46431W580INFLATION HEDG12,686$306.0K<0.1%+12,686New–
First Tr Exchange-Traded FD33734G108COM13,292$306.0K<0.1%−2,137−13.9%Reduced–
New York Life Invts Active E45409F843MACK MU INSD ETF13,363$307.0K<0.1%−424−3.1%Reduced–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,526$307.0K<0.1%−776−4.0%ReducedHistory
ETF Ser Solutions26922B766NATIONWIDE S&P15,719$307.0K<0.1%+1,435+10.0%Added–
iShares Tr46435U192GENOMICS IMMUN11,745$310.0K<0.1%+1,218+11.6%Added–
CRFCornerstone Total Return Fund IncCOM38,242$311.0K<0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM22,538$315.0K<0.1%+360+1.6%AddedHistory
BRWSaba Capital Income & Opportunities FundSHS NEW40,006$316.0K<0.1%00.0%UnchangedHistory
CTASCintas CorpStock818$317.0K<0.1%−3,430−80.7%ReducedHistory
PFLPIMCO Income Strategy FundCOM39,723$317.0K<0.1%−25,000−38.6%ReducedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF12,688$317.0K<0.1%−1,660−11.6%Reduced–
Capital Group Dividend Value14020W106SHS CREAT UNIT15,649$320.0K<0.1%+15,649New–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW7,882$320.0K<0.1%−770−8.9%Reduced–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
SecurityClassPutsCalls
CBRECbre Group, Inc.CL A$109.0K–
WFCWells Fargo & CompanyStock$4.00K–
ZIMZIM Integrated Shipping Services Ltd.SHS$3.00K–
DALDelta Air Lines, Inc.COM NEW–$2.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT155,409$6.03M0.1%–
GSKGSK plcSPONSORED ADR97,327$4.24M0.1%History
DBEInvesco DB Energy FundENERGY FD106,915$2.80M0.1%History
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC99,652$1.86M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF72,107$1.85M<0.1%–
New York Life Investments Et45409B560FTSE INTL EQTY C67,515$1.41M<0.1%–
SYFSynchrony FinancialCOM37,004$1.02M<0.1%History
RGLDRoyal Gold IncStock9,557$1.02M<0.1%History
CFCF Industries Holdings, Inc.COM11,651$999.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,312$770.0K<0.1%–
BGSB&G Foods, Inc.COM30,099$716.0K<0.1%History
EGLEEagle Bulk Shipping Inc.COM13,161$683.0K<0.1%History
HXLHexcel CorpCOM13,035$682.0K<0.1%History
iShares Tr464288737GLB CNSM STP ETF11,736$679.0K<0.1%–
BAKBraskem SASP ADR PFD A47,306$676.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC14,829$666.0K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD24,930$644.0K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF21,025$633.0K<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR32,077$610.0K<0.1%History
AGCOAGCO CorpCOM6,111$603.0K<0.1%History
SIISprott Inc.COM NEW15,672$543.0K<0.1%History
ARLPAlliance Resource Partners LPStock28,889$527.0K<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT10,481$510.0K<0.1%History
Lattice Strategies Tr518416409HARTFORD US EQTY12,957$486.0K<0.1%–
VSTVistra Corp.Stock20,930$478.0K<0.1%History
PAASPan American Silver CorpStock24,026$473.0K<0.1%History
KRPKimbell Royalty Partners, LPUNIT30,041$471.0K<0.1%History
DLTRDollar Tree, Inc.COM2,796$436.0K<0.1%History
IDAIdacorp IncCOM4,093$433.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT22,401$419.0K<0.1%History
NRGNRG Energy, Inc.Stock10,610$405.0K<0.1%History
NVAXNovavax IncCOM NEW7,572$389.0K<0.1%History
UNMUnum GroupStock11,306$385.0K<0.1%History
GGGGraco IncCOM5,495$326.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,695$321.0K<0.1%–
DHIHorton D R IncCOM4,677$310.0K<0.1%History
iShares Tr46434V274INTL EQTY FACTOR13,106$308.0K<0.1%–
CZRCaesars Entertainment, Inc.COM7,938$304.0K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,459$303.0K<0.1%–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$303.0K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS4,373$297.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK15,755$277.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,314$268.0K<0.1%–
TRMKTrustmark CorpCOM9,188$268.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS7,954$258.0K<0.1%History
XHRXenia Hotels & Resorts, Inc.COM17,737$258.0K<0.1%History
WisdomTree Tr97717X214EMERG MKTS ESG9,000$257.0K<0.1%–
VFCV F CorpStock5,791$256.0K<0.1%History
OGNOrganon & Co.Stock7,525$254.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,062$248.0K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF2,561$247.0K<0.1%–
LKQLKQ CorpCOM4,949$243.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,032$242.0K<0.1%History
SNYSanofiSPONSORED ADR4,763$238.0K<0.1%History
Aim ETF Products Trust00888H208ALLIANZIM US EQT9,400$238.0K<0.1%–
OCCIOFS Credit Company, Inc.COM26,103$238.0K<0.1%History
Chiron Real Estate Inc.37954A204COM NEW21,118$237.0K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ3,581$235.0K<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,216$235.0K<0.1%–
SYNASYNAPTICS IncStock1,985$234.0K<0.1%History
MELIMercadolibre IncCOM368$234.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT16,966$232.0K<0.1%History
VTRVentas, Inc.REIT4,485$231.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,511$227.0K<0.1%History
HNIHni CorpStock6,472$225.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF8,441$225.0K<0.1%–
ECCEagle Point Credit CoCOM19,090$225.0K<0.1%History
ZMZoom Communications, Inc.Stock2,075$224.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,793$223.0K<0.1%–
LITELumentum Holdings Inc.COM2,757$219.0K<0.1%History
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$219.0K<0.1%–
iShares Inc464286657MSCI BIC ETF5,896$218.0K<0.1%–
ONOn Semiconductor CorpStock4,314$217.0K<0.1%History
CAHCardinal Health IncStock4,132$216.0K<0.1%History
AAPAdvance Auto Parts IncCOM1,250$216.0K<0.1%History
iShares Tr464287390LATN AMER 40 ETF9,546$215.0K<0.1%–
iShares Tr46435G326CORE MSCI INTL3,992$215.0K<0.1%–
EXRExtra Space Storage Inc.COM1,251$213.0K<0.1%History
iShares Tr464289420RUS TP200 VL ETF3,400$210.0K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,640$209.0K<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF5,173$208.0K<0.1%–
EBAYeBay IncCOM4,999$208.0K<0.1%History
HEIHeico CorpCOM1,584$208.0K<0.1%History
CIENCiena CorpCOM NEW4,543$208.0K<0.1%History
AZPNAspen Technology, Inc.COM1,132$208.0K<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A12,320$207.0K<0.1%History
JJacobs Solutions Inc.COM1,627$207.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,183$205.0K<0.1%–
ALLEAllegion plcORD SHS2,086$204.0K<0.1%History
GLADGladstone Capital CorpCOM20,190$204.0K<0.1%History
TRPTC Energy CorpCOM3,934$203.0K<0.1%History
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,566$202.0K<0.1%–
PDCEPDC Energy, Inc.COM3,285$202.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT2,203$201.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM16,545$201.0K<0.1%History
iShares Tr464288745GLB CNS DISC ETF1,582$201.0K<0.1%–
CVICVR Energy IncCOM5,974$200.0K<0.1%History
Alps ETF Tr00162Q106REIT DIVIDE DOGS4,669$200.0K<0.1%–
TPVGTriplePoint Venture Growth BDC Corp.COM15,500$197.0K<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM12,560$184.0K<0.1%History