Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Positions: 1,353; −47 vs. Q1 2022
Portfolio value: $4.39B; −$619.6M (−12.4%) vs. Q1 2022
Filed: Aug 11, 2022; SEC

Holdings of Cetera Advisors LLC in Q2 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
First Tr Exch Traded FD III33739N108	MANAGD MUN ETF	9,538	$483.0K	<0.1%	+1,227+14.8%	Added	–
BNSBank of Nova Scotia	COM	8,175	$484.0K	<0.1%	+5,304+184.7%	Added	History
Schwab U.S. Large-Cap ETF808524201	ETF	10,852	$485.0K	<0.1%	−2,354−17.8%	Reduced	–
First Tr Exch TRD Alphdx FD33737J125	LATIN AMER ALP	29,704	$485.0K	<0.1%	+29,704	New	–
WRKWestRock Co	COM	12,165	$485.0K	<0.1%	+221+1.9%	Added	History
ELEstee Lauder Companies Inc	CL A	1,907	$486.0K	<0.1%	−152−7.4%	Reduced	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	−10,902−45.7%	Reduced	–
John Hancock Exchange Traded47804J206	MULTIFACTOR MI	11,016	$487.0K	<0.1%	+1,606+17.1%	Added	–
ISRGIntuitive Surgical Inc	COM NEW	2,425	$487.0K	<0.1%	−385−13.7%	Reduced	History
First Tr Exch TRD Alphdx FD33737J307	EM SML CP ALPH	14,107	$490.0K	<0.1%	+14,107	New	–
STXSeagate Technology Holdings plc	ORD SHS	6,856	$490.0K	<0.1%	−8−0.1%	Reduced	History
Invesco Exchange Traded FD T46137V563	HIG YLD EQ DIV	24,109	$495.0K	<0.1%	+5,277+28.0%	Added	–
WYNNWynn Resorts Ltd	COM	8,727	$497.0K	<0.1%	+8,727	New	History
JDJD.com, Inc.	SPON ADS CL A	7,758	$498.0K	<0.1%	−308−3.8%	Reduced	History
Innovator ETFs Trust45782C417	US EQTY PWR BUF	18,511	$499.0K	<0.1%	+1,010+5.8%	Added	–
Invesco Exchange Traded FD T46137V407	INVESCO MSCI	9,299	$499.0K	<0.1%	−990−9.6%	Reduced	–
HPEHewlett Packard Enterprise Co	COM	37,742	$500.0K	<0.1%	+113+0.3%	Added	History
FIXComfort Systems USA Inc	COM	6,134	$510.0K	<0.1%	−128−2.0%	Reduced	History
HTGCHercules Capital, Inc.	COM	37,831	$510.0K	<0.1%	−312−0.8%	Reduced	History
ICLICL Group Ltd.	SHS	56,302	$510.0K	<0.1%	+56,302	New	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	+10,481	New	History
TYTRI-CONTINENTAL Corp	COM	19,538	$511.0K	<0.1%	+391+2.0%	Added	History
RBLXRoblox Corp	Stock	15,589	$512.0K	<0.1%	+486+3.2%	Added	History
SWKSSkyworks Solutions, Inc.	Stock	5,522	$512.0K	<0.1%	−5−0.1%	Reduced	History
TTDTrade Desk, Inc.	Stock	12,255	$513.0K	<0.1%	+652+5.6%	Added	History
AFLAflac Inc	Stock	9,337	$517.0K	<0.1%	−326−3.4%	Reduced	History
Invesco Exch Traded FD Tr II46138G656	S&P ULTRA DIVIDE	12,520	$517.0K	<0.1%	+4,099+48.7%	Added	–
iShares Tr464287341	GLOBAL ENERG ETF	15,259	$517.0K	<0.1%	+65+0.4%	Added	–
First Tr Exchng Traded FD VI33740F599	FT VEST US EQT	17,142	$517.0K	<0.1%	+17,142	New	–
TSNTyson Foods, Inc.	Stock	6,023	$518.0K	<0.1%	+90+1.5%	Added	History
CIONCION Investment Corp	COM	59,536	$518.0K	<0.1%	+36,652+160.2%	Added	History
PGRProgressive Corp	Stock	4,463	$519.0K	<0.1%	+460+11.5%	Added	History
Columbia ETF Tr I19761L607	MULTI SEC MUNI	25,817	$521.0K	<0.1%	+2,267+9.6%	Added	–
HRLHormel Foods Corp	COM	11,019	$522.0K	<0.1%	−231−2.1%	Reduced	History
EIXEdison International	Stock	8,303	$525.0K	<0.1%	−5−0.1%	Reduced	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	+28,889	New	History
First Tr Exch Traded FD III33739P103	LNG/SHT EQUITY	10,840	$527.0K	<0.1%	+2,500+30.0%	Added	–
iShares Tr46435G250	HIGH YLD SYSTM B	12,183	$530.0K	<0.1%	+140+1.2%	Added	–
Vanguard World FD921910840	MEGA CAP VAL ETF	5,523	$531.0K	<0.1%	−415−7.0%	Reduced	–
FEFirstenergy Corp	COM	13,839	$531.0K	<0.1%	+3,196+30.0%	Added	History
STWDStarwood Property Trust, Inc.	COM	25,434	$531.0K	<0.1%	+10,131+66.2%	Added	History
ProShares Tr74347B714	SHORT QQQ NEW	36,956	$532.0K	<0.1%	+36,956	New	–
PSLVSprott Physical Silver Trust	PHYSICAL SILVER	77,263	$533.0K	<0.1%	+200+0.3%	Added	History
Invesco Exch TRD SLF Idx FD46138J676	BULLSHS 22 USD	22,399	$534.0K	<0.1%	+4,000+21.7%	Added	–
AALAmerican Airlines Group Inc.	Stock	42,246	$536.0K	<0.1%	−191,007−81.9%	Reduced	History
First Tr Exchange Traded FD33738R811	NASDQ SEMCNDTR	10,080	$536.0K	<0.1%	+367+3.8%	Added	–
MRVLMarvell Technology, Inc.	COM	12,321	$536.0K	<0.1%	+1,372+12.5%	Added	History
First Tr Exchange-Traded Alp33733C108	SHS ISSUED FRST	8,190	$537.0K	<0.1%	−930−10.2%	Reduced	–
ETSYEtsy Inc	COM	7,338	$537.0K	<0.1%	−2,480−25.3%	Reduced	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	−425−2.6%	Reduced	History
AMCRAmcor plc	ORD	43,718	$543.0K	<0.1%	+43,718	New	History
NGGNational Grid PLC	SPONSORED ADR NE	8,406	$544.0K	<0.1%	+36+0.4%	Added	History
RSGRepublic Services, Inc.	COM	4,178	$547.0K	<0.1%	−1,210−22.5%	Reduced	History
VanEck ETF Trust92189F437	FALLEN ANGEL HG	20,283	$548.0K	<0.1%	+585+3.0%	Added	–
First Tr Exchange Traded FD33738R845	NASDQ OIL GAS	23,585	$552.0K	<0.1%	−7,931−25.2%	Reduced	–
CEFSprott Physical Gold & Silver Trust	PHYSICAL GOLD AN	32,818	$552.0K	<0.1%	−8,044−19.7%	Reduced	History
Invesco Exch Traded FD Tr II46138G664	S&P SMALLCAP 600	5,431	$553.0K	<0.1%	+652+13.6%	Added	–
iShares Tr46436E544	ESG SELE SCR ETF	17,096	$554.0K	<0.1%	+3,267+23.6%	Added	–
Invesco Exchange Traded FD T46137V167	S&P SML600 VAL	6,680	$555.0K	<0.1%	−220−3.2%	Reduced	–
NDSNNordson Corp	COM	2,742	$555.0K	<0.1%	−89−3.1%	Reduced	History
WisdomTree Tr97717X511	YIELD ENHANCD US	12,437	$556.0K	<0.1%	+1,254+11.2%	Added	–
NIONIO Inc.	ADR	25,670	$558.0K	<0.1%	−1,022,314−97.6%	Reduced	History
iShares Tr46436E551	ESG SELECT SCRE	18,282	$559.0K	<0.1%	+3,996+28.0%	Added	–
BMRNBiomarin Pharmaceutical Inc	COM	6,752	$560.0K	<0.1%	+6,752	New	History
PHParker-Hannifin Corp	Stock	2,288	$563.0K	<0.1%	+448+24.3%	Added	History
iShares Tr464288703	MRNING SM CP ETF	11,188	$563.0K	<0.1%	−115−1.0%	Reduced	–
SPDR Series Trust78468R606	ST PORT HIGH ETF	25,077	$563.0K	<0.1%	+14,372+134.3%	Added	–
iShares Tr464288752	US HOME CONS ETF	10,757	$565.0K	<0.1%	−353−3.2%	Reduced	–
WSOWatsco Inc	COM	2,380	$568.0K	<0.1%	−6−0.3%	Reduced	History
Invesco Exchange Traded FD T46137V746	LARG CAP GRO ETF	9,674	$568.0K	<0.1%	−625−6.1%	Reduced	–
PEBOPeoples Bancorp Inc	COM	21,662	$576.0K	<0.1%	00.0%	Unchanged	History
SPDR Series Trust78468R721	STATE STREET SPD	12,575	$577.0K	<0.1%	−898−6.7%	Reduced	–
MXMagnachip Semiconductor Corp	COM	39,892	$580.0K	<0.1%	+39,892	New	History
VALEVale S.A.	SPONSORED ADS	39,732	$581.0K	<0.1%	+21,540+118.4%	Added	History
PFLPIMCO Income Strategy Fund	COM	64,723	$582.0K	<0.1%	−2,500−3.7%	Reduced	History
ARK ETF Tr00214Q500	3D PRINTING ETF	27,526	$583.0K	<0.1%	+1,184+4.5%	Added	–
Cyberark Software LtdM2682V108	SHS	4,568	$585.0K	<0.1%	−348−7.1%	Reduced	–
VanEck Semiconductor ETF92189F676	ETF	2,881	$587.0K	<0.1%	−1,138−28.3%	Reduced	–
ARK Next Generation Technology ETF00214Q401	ETF	12,064	$591.0K	<0.1%	−3,864−24.3%	Reduced	–
Innovator ETFs Trust45782C722	INTRNL DEV JULY	25,995	$591.0K	<0.1%	+15,249+141.9%	Added	–
iShares Tr464287192	US TRSPRTION	2,775	$591.0K	<0.1%	−1,914−40.8%	Reduced	–
MTBM&T Bank Corp	COM	3,734	$595.0K	<0.1%	+931+33.2%	Added	History
Exchange Traded Concepts Tru301505707	ROBO GLB ETF	13,269	$596.0K	<0.1%	+666+5.3%	Added	–
iShares Semiconductor ETF464287523	ETF	1,707	$597.0K	<0.1%	−132−7.2%	Reduced	–
DOCUDocuSign, Inc.	Stock	10,416	$598.0K	<0.1%	−2,104−16.8%	Reduced	History
WisdomTree Tr97717X131	INTL QULTY DIV	20,234	$599.0K	<0.1%	−6,438−24.1%	Reduced	–
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	+6,111	New	History
Barrick Gold Corp067901108	COM	34,148	$604.0K	<0.1%	+1,306+4.0%	Added	–
Invesco Exch Traded FD Tr II46138E867	DORSEY WRGT EMRG	32,206	$606.0K	<0.1%	−2,089−6.1%	Reduced	–
BGBunge Global SA	COM	6,681	$606.0K	<0.1%	+1,318+24.6%	Added	History
MCKMcKesson Corp	Stock	1,861	$607.0K	<0.1%	+25+1.4%	Added	History
Amplify Blockchain Technology ETF032108607	ETF	33,492	$607.0K	<0.1%	+25,092+298.7%	Added	–
Vanguard Scottsdale FDS92206C680	VNG RUS1000GRW	10,806	$608.0K	<0.1%	−2,734−20.2%	Reduced	–
iShares Tr464287788	U.S. FINLS ETF	8,698	$609.0K	<0.1%	+3,274+60.4%	Added	–
iShares Inc46434G889	EMNG MKTS EQT	14,182	$609.0K	<0.1%	+1,117+8.5%	Added	–
iShares Inc464286608	MSCI EURZONE ETF	16,752	$609.0K	<0.1%	−1,599−8.7%	Reduced	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	−65,749−67.2%	Reduced	History
MFCManulife Financial Corp	COM	35,286	$612.0K	<0.1%	+2,311+7.0%	Added	History
Bitfarms Ltd Com09173B107	Stock	547,900	$612.0K	<0.1%	+516,802+1,661.8%	Added	–
Innovator ETFs Trust45782C367	INTRNL DEV APRL	26,890	$613.0K	<0.1%	+26,890	New	–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
Security	Class	Puts	Calls
SLBSLB Limited	Stock	$172.0K	–
AMZNAmazon Com Inc	Stock	$161.0K	–
COPConocoPhillips	Stock	$116.0K	–
TWTRTwitter, Inc.	COM	$55.0K	–
BMYBristol Myers Squibb Co	Stock	$39.0K	–
MRNAModerna, Inc.	Stock	$20.0K	–
UNHUnitedHealth Group Inc	Stock	$16.0K	–
AAPLApple Inc.	Stock	$6.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$5.00K
ARK Innovation ETF00214Q104	ETF	$2.00K	–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
Security	Class	Shares in Q1 2022	Value in Q1 2022	% of portfolio in Q1 2022	History
Invesco Exchange Traded FD T46137V571	GLOBAL DRGN CN	1,127,220	$32.7M	0.7%	–
EHEHang Holdings Ltd	ADS	777,931	$9.33M	0.2%	History
Barclays BK PLC06746P456	ETN LKD 48	57,205	$3.82M	0.1%	–
Kraneshares Trust500767306	CSI CHI INTERNET	110,402	$3.15M	0.1%	–
First Tr Exchng Traded FD VI33740F656	FT VEST INTE	143,489	$2.93M	0.1%	–
CERNCERNER Corp	COM	19,775	$1.85M	<0.1%	History
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	40,170	$1.81M	<0.1%	–
SPDR Ser Tr78468R655	S&P KENSHO CLEAN	18,115	$1.63M	<0.1%	–
SPDR Index Shs FDS78463X541	ST STR NAT ETF	21,450	$1.35M	<0.1%	–
Alps ETF Tr00162Q478	DISRUPTIVE TECH	26,049	$1.11M	<0.1%	–
Signature BK New York N Y82669G104	COM	3,121	$916.0K	<0.1%	–
SPDR Series Trust78468R408	ST TERM HIGH ETF	34,218	$898.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q753	US VALUE FACTR	24,246	$896.0K	<0.1%	–
Invesco Exchange Traded FD T46137V480	S&P SMCP VLU MNT	16,086	$867.0K	<0.1%	–
RBB FD Inc74933W601	MOTLEY FOL ETF	17,249	$705.0K	<0.1%	–
Global X FDS37954Y830	GLOBAL X COPPER	15,166	$690.0K	<0.1%	–
Indexiq ETF Tr45409B396	IQ CHAIKIN US	19,495	$685.0K	<0.1%	–
BMEBlackRock Health Sciences Trust	COM	14,640	$666.0K	<0.1%	History
HSBCHSBC Holdings PLC	SPON ADR NEW	17,872	$612.0K	<0.1%	History
PENGPenguin Solutions, Inc.	SHS	20,451	$528.0K	<0.1%	History
CMCanadian Imperial Bank of Commerce	COM	4,132	$503.0K	<0.1%	History
TAKTakeda Pharmaceutical Co Ltd	ADR	33,714	$483.0K	<0.1%	History
iShares Tr46434VBA7	IBONDS DEC22 ETF	19,157	$480.0K	<0.1%	–
Barclays Bank PLC06746P548	ETN LKD 48	5,990	$469.0K	<0.1%	–
Barclays BK PLC06746P431	ETN LKD 48	3,575	$466.0K	<0.1%	–
VanEck ETF Trust92189H805	RARE EARTH AND S	3,916	$463.0K	<0.1%	–
Barclays Bank PLC06746P563	ETN LKD 48	7,445	$456.0K	<0.1%	–
SPDR Series Trust78468R861	STATE STRET SPDR	22,019	$455.0K	<0.1%	–
VVRInvesco Senior Income Trust	COM	106,637	$454.0K	<0.1%	History
CRCrane Co	COM	4,000	$433.0K	<0.1%	History
Barclays BK PLC06746P571	ETN LKD 48	5,895	$427.0K	<0.1%	–
MSTRStrategy Inc	Stock	823	$400.0K	<0.1%	History
NETCloudflare, Inc.	CL A COM	3,299	$395.0K	<0.1%	History
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	8,529	$382.0K	<0.1%	–
Osi ETF Tr67110P704	OSHS GBL INTER	10,164	$382.0K	<0.1%	–
iShares Tr464288174	GL TIMB FORE ETF	4,175	$373.0K	<0.1%	–
Invesco Exchange Traded FD T46137V340	S&P500 EQL FIN	5,546	$353.0K	<0.1%	–
SPDR Series Trust78468R739	ST NUVE TERM ETF	7,453	$353.0K	<0.1%	–
iShares Inc464286285	JP MRGN EM HI BD	8,827	$351.0K	<0.1%	–
VanEck ETF Trust92189F452	MORTGAGE REIT	20,008	$342.0K	<0.1%	–
DJTTrump Media & Technology Group Corp.	Stock	5,160	$333.0K	<0.1%	History
PNWPinnacle West Capital Corp	COM	4,240	$331.0K	<0.1%	History
EDRYEuroDry Ltd.	COM	9,755	$331.0K	<0.1%	History
JKHYJack Henry & Associates Inc	Stock	1,663	$328.0K	<0.1%	History
VRTVVeritiv Corp	COM	2,442	$326.0K	<0.1%	History
Global X FDS37954Y384	CYBRSCURTY ETF	10,359	$325.0K	<0.1%	–
Vanguard Total World Stock ETF922042742	ETF	3,136	$318.0K	<0.1%	–
iShares Tr464288604	MRGSTR SM CP GR	6,917	$306.0K	<0.1%	–
First Tr Exchange-Traded Alp33737M102	MID CP GR ALPH	4,574	$305.0K	<0.1%	–
WBDWarner Bros. Discovery, Inc.	COM SER A	12,239	$305.0K	<0.1%	History
Industrias Bachoco SAB456463108	SPON ADR B	6,505	$304.0K	<0.1%	–
TNDMTandem Diabetes Care Inc	COM NEW	2,586	$301.0K	<0.1%	History
LACLithium Americas Corp.	COM NEW	7,738	$298.0K	<0.1%	History
SAMBoston Beer Co Inc	CL A	759	$295.0K	<0.1%	History
BCRXBiocryst Pharmaceuticals Inc	COM	18,155	$295.0K	<0.1%	History
TRGPTarga Resources Corp.	COM	3,907	$295.0K	<0.1%	History
AFRMAffirm Holdings, Inc.	COM CL A	6,290	$291.0K	<0.1%	History
SPDR Series Trust78464A284	ST NUVE HIGH ETF	5,210	$287.0K	<0.1%	–
iShares Inc464286665	MSCI PAC JP ETF	5,788	$285.0K	<0.1%	–
VSXYVictoria's Secret & Co.	COMMON STOCK	5,539	$284.0K	<0.1%	History
Global X FDS37954Y814	FINTECH ETF	8,766	$281.0K	<0.1%	–
LOBLive Oak Bancshares, Inc.	COM	5,498	$280.0K	<0.1%	History
ACCAmerican Campus Communities Inc	COM	4,995	$280.0K	<0.1%	History
EOLSEvolus, Inc.	COM	24,795	$278.0K	<0.1%	History
EAElectronic Arts Inc.	COM	2,179	$276.0K	<0.1%	History
First Tr Exchange Traded FD33738R662	INTL DEV STRNGTH	8,317	$275.0K	<0.1%	–
iShares Tr46434V456	MSCI INTL QUALTY	7,426	$274.0K	<0.1%	–
iShares Tr46434V407	0-5YR HI YL CP	6,233	$274.0K	<0.1%	–
COFCapital One Financial Corp	Stock	2,080	$273.0K	<0.1%	History
MKSIMKS Inc	COM	1,798	$270.0K	<0.1%	History
FNFabrinet	SHS	2,567	$270.0K	<0.1%	History
SGOLabrdn Gold ETF Trust	ETF	14,407	$268.0K	<0.1%	History
SCCOSouthern Copper Corp	Stock	3,476	$264.0K	<0.1%	History
MROMarathon Oil Corp	COM	10,428	$262.0K	<0.1%	History
EXPEExpedia Group, Inc.	Stock	1,335	$261.0K	<0.1%	History
TDYTeledyne Technologies Inc	COM	547	$259.0K	<0.1%	History
Asymmetric ETFs Trust04651A101	500 ETF	9,110	$259.0K	<0.1%	–
First Tr Exch TRD Alphdx FD33737J174	DEV MRK EX US	4,441	$257.0K	<0.1%	–
ALGNAlign Technology Inc	COM	584	$255.0K	<0.1%	History
Vanguard Whitehall FDS921946810	INTL DVD ETF	3,168	$250.0K	<0.1%	–
OGSONE Gas, Inc.	COM	2,823	$249.0K	<0.1%	History
ILMNIllumina, Inc.	COM	712	$249.0K	<0.1%	History
Innovator ETFs Trust45782C698	US EQUT BUFR AUG	7,535	$247.0K	<0.1%	–
FISFidelity National Information Services, Inc.	Stock	2,447	$246.0K	<0.1%	History
BRGBluerock Residential Growth REIT, Inc.	COM CL A	9,144	$243.0K	<0.1%	History
BBYBest Buy Co Inc	Stock	2,659	$242.0K	<0.1%	History
First Trust Multi Cap Growth Alphadex Fund33733F101	ETF	2,145	$241.0K	<0.1%	–
IIPRInnovative Industrial Properties Inc	COM	1,175	$241.0K	<0.1%	History
DBX ETF Tr233051432	XTRACK USD HIGH	6,307	$238.0K	<0.1%	–
Alps ETF Tr00162Q205	EQUAL SEC ETF	2,192	$238.0K	<0.1%	–
MMacy's, Inc.	COM	9,790	$238.0K	<0.1%	History
WABWestinghouse Air Brake Technologies Corp	Stock	2,468	$237.0K	<0.1%	History
BIIBBiogen Inc.	COM	1,123	$237.0K	<0.1%	History
MTCHMatch Group, Inc.	COM	2,159	$235.0K	<0.1%	History
First Tr Exchange Traded FD33738R878	DORSEY WRIGHT	6,421	$235.0K	<0.1%	–
JCIJohnson Controls International plc	Stock	3,571	$234.0K	<0.1%	History
Fidelity Covington Trust316092303	CONSMR STAPLES	5,104	$234.0K	<0.1%	–
First Tr Exchange-Traded FD33734X150	INDLS PROD DUR	4,096	$232.0K	<0.1%	–
RNPCohen & Steers REIT & Preferred & Income Fund Inc	COM	8,619	$232.0K	<0.1%	History
SUISun Communities Inc	COM	1,318	$231.0K	<0.1%	History