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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,353
−47 vs. Q1 2022
Portfolio value
$4.39B
−$619.6M (−12.4%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Cetera Advisors LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NVAXNovavax IncCOM NEW7,572$389.0K<0.1%−60−0.8%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF13,267$390.0K<0.1%+5,556+72.1%Added–
SCHWSchwab Charles CorpStock6,184$391.0K<0.1%−470−7.1%ReducedHistory
Innovator ETFs Trust45782C318US EQTY PWR BUF14,311$391.0K<0.1%+5,369+60.0%Added–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG21,160$392.0K<0.1%−1,332−5.9%Reduced–
VanEck ETF Trust92189F411BDC INCOME ETF26,052$393.0K<0.1%+4,979+23.6%Added–
NEANuveen AMT-Free Quality Municipal Income FundCOM33,616$395.0K<0.1%+108+0.3%AddedHistory
iShares Tr464289859CORE 80 20 ETF6,615$396.0K<0.1%+57+0.9%Added–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,298$396.0K<0.1%+1,435+20.9%AddedHistory
First Tr Exchange-Traded FD33734G108COM15,429$397.0K<0.1%+15,429New–
Schwab U.S. Broad Market ETF808524102ETF9,024$399.0K<0.1%−1,462−13.9%Reduced–
RITMRithm Capital Corp.REIT42,779$399.0K<0.1%+4,073+10.5%AddedHistory
iShares Tr464288372GLB INFRASTR ETF8,541$399.0K<0.1%−121−1.4%Reduced–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX2,329$400.0K<0.1%−349−13.0%Reduced–
CAGConagra Brands Inc.Stock11,744$402.0K<0.1%+11,744NewHistory
DELLDell Technologies Inc.Stock8,720$403.0K<0.1%−11,238−56.3%ReducedHistory
PFGPrincipal Financial Group IncCOM6,052$404.0K<0.1%+1,507+33.2%AddedHistory
NRGNRG Energy, Inc.Stock10,610$405.0K<0.1%+10,610NewHistory
BAXBaxter International IncStock6,314$406.0K<0.1%+457+7.8%AddedHistory
VTLEVital Energy, Inc.COM5,914$408.0K<0.1%−65−1.1%ReducedHistory
BLDRBuilders FirstSource, Inc.Stock7,609$409.0K<0.1%−2,961−28.0%ReducedHistory
Innovator ETFs Trust45782C284US SML CP PWR B17,507$409.0K<0.1%−940−5.1%Reduced–
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT29,342$413.0K<0.1%+6,825+30.3%AddedHistory
APAAPA CorpStock11,868$414.0K<0.1%+580+5.1%AddedHistory
Vanguard Materials ETF92204A801ETF2,593$415.0K<0.1%+97+3.9%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF5,811$415.0K<0.1%−447−7.1%Reduced–
iShares Tr464287333GLOBAL FINLS ETF6,350$417.0K<0.1%−4,815−43.1%Reduced–
ORCOrchid Island Capital, Inc.COM146,279$417.0K<0.1%+10,290+7.6%AddedHistory
YPFYpf Sociedad AnonimaSPON ADR CL D127,763$417.0K<0.1%−3,910−3.0%ReducedHistory
Vanguard Financials ETF92204A405ETF5,412$418.0K<0.1%−89−1.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,573$418.0K<0.1%+53+0.8%Added–
SPDR Series Trust78464A201ST STR SP600GRWO5,948$419.0K<0.1%−534−8.2%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT22,401$419.0K<0.1%−113−0.5%ReducedHistory
CPECallon Petroleum CoCOM10,690$419.0K<0.1%−50−0.5%ReducedHistory
PLUGPlug Power IncStock25,385$421.0K<0.1%−416−1.6%ReducedHistory
VICIVici Properties Inc.COM14,163$422.0K<0.1%+1,536+12.2%AddedHistory
FYBRFrontier Communications Parent, Inc.COM17,969$423.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD11,453$424.0K<0.1%+1,369+13.6%Added–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,877$426.0K<0.1%+1,127+30.1%Added–
INTUIntuit Inc.Stock1,108$427.0K<0.1%−77−6.5%ReducedHistory
CINFCincinnati Financial CorpCOM3,587$427.0K<0.1%+3,587NewHistory
GPNGlobal Payments IncStock3,864$428.0K<0.1%+2,092+118.1%AddedHistory
WYWeyerhaeuser CoCOM NEW12,932$428.0K<0.1%+1,473+12.9%AddedHistory
PSAPublic StorageCOM1,369$428.0K<0.1%+64+4.9%AddedHistory
American Centy ETF Tr025072307US QUALITY GROW7,707$429.0K<0.1%+1,233+19.0%Added–
Renaissance Cap Greenwich FD759937204IPO ETF14,285$430.0K<0.1%+14,285New–
Schwab Strategic Tr8085247221000 INDEX ETF11,847$432.0K<0.1%00.0%Unchanged–
IDAIdacorp IncCOM4,093$433.0K<0.1%+14+0.3%AddedHistory
CNPCenterpoint Energy IncCOM14,656$434.0K<0.1%−774−5.0%ReducedHistory
DLTRDollar Tree, Inc.COM2,796$436.0K<0.1%+916+48.7%AddedHistory
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL8,370$438.0K<0.1%−618−6.9%Reduced–
Innovator ETFs Trust45782C276GRWT100 PWR BUF10,223$439.0K<0.1%−4,510−30.6%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF2,554$440.0K<0.1%+127+5.2%Added–
ATOAtmos Energy CorpCOM3,921$440.0K<0.1%−331−7.8%ReducedHistory
FMCFMC CorpCOM NEW4,116$440.0K<0.1%+250+6.5%AddedHistory
RPMRPM International IncCOM5,599$441.0K<0.1%−446−7.4%ReducedHistory
IPInternational Paper CoCOM10,597$443.0K<0.1%−97−0.9%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW8,539$444.0K<0.1%+377+4.6%Added–
Vanguard BD Index FDS921937793LONG TERM BOND5,583$445.0K<0.1%−1,776−24.1%Reduced–
Innovator ETFs Trust45782C789US EQTY BUFR JUL14,755$445.0K<0.1%+3,377+29.7%Added–
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD19,176$445.0K<0.1%+2,128+12.5%Added–
ETF Ser Solutions26922B873DEFIANCE HTL AIR29,626$446.0K<0.1%−2,018−6.4%Reduced–
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM28,296$450.0K<0.1%+7,978+39.3%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF6,268$451.0K<0.1%+685+12.3%Added–
TMUST-Mobile US, Inc.Stock3,362$452.0K<0.1%−39−1.1%ReducedHistory
Barclays Bank PLC06742A669IPATH SHILR CAPE24,272$453.0K<0.1%−90−0.4%Reduced–
Pacer Trendpilot European Index ETF69374H808ETF20,327$454.0K<0.1%+6,527+47.3%Added–
HIIHuntington Ingalls Industries, Inc.COM2,087$454.0K<0.1%+179+9.4%AddedHistory
JFRNuveen Floating Rate Income FundCOM54,625$456.0K<0.1%−3,188−5.5%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF19,175$458.0K<0.1%+160+0.8%Added–
MAINMain Street Capital CORPCEF11,897$458.0K<0.1%+1,481+14.2%AddedHistory
NADNuveen Quality Municipal Income FundCOM36,953$461.0K<0.1%−7,670−17.2%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR226,510$462.0K<0.1%−191,143−45.8%ReducedHistory
SWNSouthwestern Energy CoCOM74,104$463.0K<0.1%+200+0.3%AddedHistory
IVZInvesco Ltd.Stock28,842$465.0K<0.1%+1,030+3.7%AddedHistory
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT15,355$465.0K<0.1%+4,956+47.7%Added–
BBNBlackRock Taxable Municipal Bond TrustSHS24,311$466.0K<0.1%−10,454−30.1%ReducedHistory
TTTrane Technologies plcSHS3,595$467.0K<0.1%−171−4.5%ReducedHistory
APGAPi Group CorpCOM STK31,341$469.0K<0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC4,880$469.0K<0.1%−202−4.0%Reduced–
iShares Tr46434V647GLOBAL REIT ETF19,381$469.0K<0.1%−1,092−5.3%Reduced–
Vanguard World FD921910733ESG US STK ETF7,084$470.0K<0.1%+66+0.9%Added–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE10,498$470.0K<0.1%+749+7.7%Added–
KRPKimbell Royalty Partners, LPUNIT30,041$471.0K<0.1%+30,041NewHistory
PCARPaccar IncCOM5,730$472.0K<0.1%+94+1.7%AddedHistory
PAASPan American Silver CorpStock24,026$473.0K<0.1%+5,241+27.9%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF18,684$474.0K<0.1%−133−0.7%Reduced–
KLACKLA CorpCOM NEW1,484$474.0K<0.1%−94−6.0%ReducedHistory
PLDPrologis, Inc.REIT4,046$476.0K<0.1%−3,709−47.8%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,446$476.0K<0.1%−3,210−12.5%Reduced–
AMPAmeriprise Financial IncCOM2,007$477.0K<0.1%−38−1.9%ReducedHistory
PPGPPG Industries IncStock4,184$478.0K<0.1%−23−0.5%ReducedHistory
VSTVistra Corp.Stock20,930$478.0K<0.1%+20,930NewHistory
TWLOTwilio IncCL A5,715$479.0K<0.1%−2,104−26.9%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,014$480.0K<0.1%+155+1.0%Added–
URIUnited Rentals, Inc.COM1,977$480.0K<0.1%−890−31.0%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF9,758$481.0K<0.1%−12,346−55.9%Reduced–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$482.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C532US EQTY ULTRA B17,372$483.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A383ST STR BACKE ETF21,155$483.0K<0.1%−1,351−6.0%Reduced–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
SecurityClassPutsCalls
SLBSLB LimitedStock$172.0K–
AMZNAmazon Com IncStock$161.0K–
COPConocoPhillipsStock$116.0K–
TWTRTwitter, Inc.COM$55.0K–
BMYBristol Myers Squibb CoStock$39.0K–
MRNAModerna, Inc.Stock$20.0K–
UNHUnitedHealth Group IncStock$16.0K–
AAPLApple Inc.Stock$6.00K–
DALDelta Air Lines, Inc.COM NEW–$5.00K
ARK Innovation ETF00214Q104ETF$2.00K–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN1,127,220$32.7M0.7%–
EHEHang Holdings LtdADS777,931$9.33M0.2%History
Barclays BK PLC06746P456ETN LKD 4857,205$3.82M0.1%–
Kraneshares Trust500767306CSI CHI INTERNET110,402$3.15M0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE143,489$2.93M0.1%–
CERNCERNER CorpCOM19,775$1.85M<0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF40,170$1.81M<0.1%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN18,115$1.63M<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF21,450$1.35M<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH26,049$1.11M<0.1%–
Signature BK New York N Y82669G104COM3,121$916.0K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF34,218$898.0K<0.1%–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR24,246$896.0K<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT16,086$867.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF17,249$705.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER15,166$690.0K<0.1%–
Indexiq ETF Tr45409B396IQ CHAIKIN US19,495$685.0K<0.1%–
BMEBlackRock Health Sciences TrustCOM14,640$666.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW17,872$612.0K<0.1%History
PENGPenguin Solutions, Inc.SHS20,451$528.0K<0.1%History
CMCanadian Imperial Bank of CommerceCOM4,132$503.0K<0.1%History
TAKTakeda Pharmaceutical Co LtdADR33,714$483.0K<0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF19,157$480.0K<0.1%–
Barclays Bank PLC06746P548ETN LKD 485,990$469.0K<0.1%–
Barclays BK PLC06746P431ETN LKD 483,575$466.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,916$463.0K<0.1%–
Barclays Bank PLC06746P563ETN LKD 487,445$456.0K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR22,019$455.0K<0.1%–
VVRInvesco Senior Income TrustCOM106,637$454.0K<0.1%History
CRCrane CoCOM4,000$433.0K<0.1%History
Barclays BK PLC06746P571ETN LKD 485,895$427.0K<0.1%–
MSTRStrategy IncStock823$400.0K<0.1%History
NETCloudflare, Inc.CL A COM3,299$395.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF8,529$382.0K<0.1%–
Osi ETF Tr67110P704OSHS GBL INTER10,164$382.0K<0.1%–
iShares Tr464288174GL TIMB FORE ETF4,175$373.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN5,546$353.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF7,453$353.0K<0.1%–
iShares Inc464286285JP MRGN EM HI BD8,827$351.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT20,008$342.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock5,160$333.0K<0.1%History
PNWPinnacle West Capital CorpCOM4,240$331.0K<0.1%History
EDRYEuroDry Ltd.COM9,755$331.0K<0.1%History
JKHYJack Henry & Associates IncStock1,663$328.0K<0.1%History
VRTVVeritiv CorpCOM2,442$326.0K<0.1%History
Global X FDS37954Y384CYBRSCURTY ETF10,359$325.0K<0.1%–
Vanguard Total World Stock ETF922042742ETF3,136$318.0K<0.1%–
iShares Tr464288604MRGSTR SM CP GR6,917$306.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,574$305.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A12,239$305.0K<0.1%History
Industrias Bachoco SAB456463108SPON ADR B6,505$304.0K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW2,586$301.0K<0.1%History
LACLithium Americas Corp.COM NEW7,738$298.0K<0.1%History
SAMBoston Beer Co IncCL A759$295.0K<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM18,155$295.0K<0.1%History
TRGPTarga Resources Corp.COM3,907$295.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A6,290$291.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF5,210$287.0K<0.1%–
iShares Inc464286665MSCI PAC JP ETF5,788$285.0K<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK5,539$284.0K<0.1%History
Global X FDS37954Y814FINTECH ETF8,766$281.0K<0.1%–
LOBLive Oak Bancshares, Inc.COM5,498$280.0K<0.1%History
ACCAmerican Campus Communities IncCOM4,995$280.0K<0.1%History
EOLSEvolus, Inc.COM24,795$278.0K<0.1%History
EAElectronic Arts Inc.COM2,179$276.0K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH8,317$275.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY7,426$274.0K<0.1%–
iShares Tr46434V4070-5YR HI YL CP6,233$274.0K<0.1%–
COFCapital One Financial CorpStock2,080$273.0K<0.1%History
MKSIMKS IncCOM1,798$270.0K<0.1%History
FNFabrinetSHS2,567$270.0K<0.1%History
SGOLabrdn Gold ETF TrustETF14,407$268.0K<0.1%History
SCCOSouthern Copper CorpStock3,476$264.0K<0.1%History
MROMarathon Oil CorpCOM10,428$262.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,335$261.0K<0.1%History
TDYTeledyne Technologies IncCOM547$259.0K<0.1%History
Asymmetric ETFs Trust04651A101500 ETF9,110$259.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,441$257.0K<0.1%–
ALGNAlign Technology IncCOM584$255.0K<0.1%History
Vanguard Whitehall FDS921946810INTL DVD ETF3,168$250.0K<0.1%–
OGSONE Gas, Inc.COM2,823$249.0K<0.1%History
ILMNIllumina, Inc.COM712$249.0K<0.1%History
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,535$247.0K<0.1%–
FISFidelity National Information Services, Inc.Stock2,447$246.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A9,144$243.0K<0.1%History
BBYBest Buy Co IncStock2,659$242.0K<0.1%History
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$241.0K<0.1%–
IIPRInnovative Industrial Properties IncCOM1,175$241.0K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH6,307$238.0K<0.1%–
Alps ETF Tr00162Q205EQUAL SEC ETF2,192$238.0K<0.1%–
MMacy's, Inc.COM9,790$238.0K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock2,468$237.0K<0.1%History
BIIBBiogen Inc.COM1,123$237.0K<0.1%History
MTCHMatch Group, Inc.COM2,159$235.0K<0.1%History
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,421$235.0K<0.1%–
JCIJohnson Controls International plcStock3,571$234.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,104$234.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,096$232.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,619$232.0K<0.1%History
SUISun Communities IncCOM1,318$231.0K<0.1%History