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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,353
−47 vs. Q1 2022
Portfolio value
$4.39B
−$619.6M (−12.4%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Cetera Advisors LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,136$296.0K<0.1%−642−17.0%Reduced–
VIAVViavi Solutions Inc.COM22,358$296.0K<0.1%00.0%UnchangedHistory
UGAUnited States Gasoline Fund, LPUNITS4,373$297.0K<0.1%−3,772−46.3%ReducedHistory
LADLithia Motors IncCOM1,080$297.0K<0.1%−56−4.9%ReducedHistory
iShares Tr46434V860TRS FLT RT BD5,918$298.0K<0.1%+5,918New–
Delaware Invts Div & Income245915103COM35,100$298.0K<0.1%+100+0.3%Added–
HCAHCA Healthcare, Inc.COM1,776$299.0K<0.1%−89−4.8%ReducedHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC24,700$299.0K<0.1%−1,000−3.9%ReducedHistory
ADCAgree Realty CorpCOM4,161$300.0K<0.1%+4,161NewHistory
iShares Tr464289867CORE 60 BALA ETF6,272$301.0K<0.1%+2,055+48.7%Added–
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,459$303.0K<0.1%−302−6.3%Reduced–
First Tr Exchange Traded FD33738R100MULTI ASSET DI19,972$303.0K<0.1%−16,827−45.7%Reduced–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE4,344$303.0K<0.1%+1,864+75.2%Added–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$303.0K<0.1%00.0%Unchanged–
iShares Tr46435U192GENOMICS IMMUN10,527$304.0K<0.1%+10,527New–
CZRCaesars Entertainment, Inc.COM7,938$304.0K<0.1%−635−7.4%ReducedHistory
CNICanadian National Railway CoStock2,718$306.0K<0.1%+319+13.3%AddedHistory
iShares Tr46434V274INTL EQTY FACTOR13,106$308.0K<0.1%−2,862−17.9%Reduced–
ADSKAutodesk, Inc.COM1,790$308.0K<0.1%−11−0.6%ReducedHistory
PMTPennyMac Mortgage Investment TrustCOM22,280$308.0K<0.1%−6,620−22.9%ReducedHistory
ETF Ser Solutions26922B766NATIONWIDE S&P14,284$309.0K<0.1%+14,284New–
DHIHorton D R IncCOM4,677$310.0K<0.1%−267−5.4%ReducedHistory
Innovator ETFs Trust45782C466GRWT100 PWR BF8,786$310.0K<0.1%−1,000−10.2%Reduced–
FNBFNB CorpCOM28,593$311.0K<0.1%+154+0.5%AddedHistory
ITGartner IncCOM1,287$311.0K<0.1%+125+10.8%AddedHistory
Global X FDS37954Y293GLB X MLP ENRG I8,148$311.0K<0.1%+8,148New–
Invesco Exch Traded FD Tr II46138G508SR LN ETF15,365$311.0K<0.1%+1,147+8.1%Added–
WSBCWesbanco IncCOM9,875$313.0K<0.1%+39+0.4%AddedHistory
Innovator ETFs Trust45782C581US EQTY BUF NOV10,932$313.0K<0.1%−159−1.4%Reduced–
SEBSeaboard CorpCOM81$314.0K<0.1%−7−8.0%ReducedHistory
Amplify ETF Tr032108102ONLIN RETL ETF7,486$314.0K<0.1%−2,191−22.6%Reduced–
FANGDiamondback Energy, Inc.Stock2,597$315.0K<0.1%+156+6.4%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD10,797$315.0K<0.1%+1,407+15.0%AddedHistory
HIGHartford Insurance Group, Inc.Stock4,827$316.0K<0.1%+4,827NewHistory
Vanguard Consumer Discretionary ETF92204A108ETF1,401$319.0K<0.1%−183−11.6%Reduced–
CRFCornerstone Total Return Fund IncCOM38,242$319.0K<0.1%00.0%UnchangedHistory
LADRLadder Capital CorpCL A30,430$321.0K<0.1%+1,993+7.0%AddedHistory
BRWSaba Capital Income & Opportunities FundSHS NEW40,006$321.0K<0.1%00.0%UnchangedConverted for a 1-for-2 splitHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF3,540$321.0K<0.1%+1,153+48.3%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,695$321.0K<0.1%−92−1.9%Reduced–
CBSHCommerce Bancshares IncStock4,913$323.0K<0.1%+7+0.1%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM26,232$323.0K<0.1%+3,860+17.3%AddedHistory
LSILife Storage, Inc.COM2,894$323.0K<0.1%+300+11.6%AddedHistory
BKNGBooking Holdings Inc.Stock186$325.0K<0.1%−71−27.6%ReducedHistory
BIDUBaidu, Inc.ADR2,194$326.0K<0.1%−100−4.4%ReducedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR32,693$326.0K<0.1%+32,693NewHistory
GGGGraco IncCOM5,495$326.0K<0.1%−401−6.8%ReducedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN21,339$326.0K<0.1%+21,339NewHistory
SBRSabine Royalty TrustUNIT BEN INT5,392$328.0K<0.1%+5,392NewHistory
Paramount Global92556H206CL B13,333$329.0K<0.1%−253−1.9%Reduced–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN4,763$334.0K<0.1%+1,087+29.6%Added–
New York Life Invts Active E45409F843MACK MU INSD ETF13,787$335.0K<0.1%−18,742−57.6%Reduced–
HYTBlackRock Corporate High Yield Fund, Inc.COM35,147$335.0K<0.1%+5,031+16.7%AddedHistory
UUUUEnergy Fuels IncCOM NEW68,161$335.0K<0.1%+1,505+2.3%AddedHistory
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL4,975$340.0K<0.1%+402+8.8%AddedHistory
SPDR Series Trust78464A805ST STR PR SP15007,346$341.0K<0.1%−2,730−27.1%Reduced–
First Tr Exchange-Traded FD33733E807NAT GAS ETF15,573$341.0K<0.1%−292−1.8%Reduced–
iShares Tr464288273EAFE SML CP ETF6,248$341.0K<0.1%00.0%Unchanged–
SPGSimon Property Group Inc.REIT3,605$342.0K<0.1%−7,916−68.7%ReducedHistory
VXRTVaxart, Inc.COM NEW97,725$342.0K<0.1%−7,800−7.4%ReducedHistory
GAMGeneral American Investors Co IncCOM9,711$343.0K<0.1%+9,711NewHistory
Vanguard World FD921910709EXTENDED DUR3,454$346.0K<0.1%−1,454−29.6%Reduced–
WisdomTree Tr97717X784WSDM EMKTBD FD5,726$347.0K<0.1%+620+12.1%Added–
CXTCrane NXT, Co.COM3,962$347.0K<0.1%+3,962NewHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE11,011$348.0K<0.1%+11,011New–
HBANHuntington Bancshares IncCOM28,956$348.0K<0.1%−13,081−31.1%ReducedHistory
URGUr-Energy IncCOM330,654$350.0K<0.1%−5,754−1.7%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,262$351.0K<0.1%+179+8.6%AddedHistory
GHYPGIM Global High Yield Fund, Inc.COM30,623$351.0K<0.1%+2,570+9.2%AddedHistory
AUPHAurinia Pharmaceuticals Inc.COM35,000$352.0K<0.1%+3,251+10.2%AddedHistory
FNGSBank of MontrealNT LKD 3816,327$352.0K<0.1%−435−2.6%ReducedHistory
JCENuveen Core Equity Alpha FundCOM26,450$353.0K<0.1%+325+1.2%AddedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART10,250$353.0K<0.1%−1,475−12.6%Reduced–
PWRQuanta Services, Inc.COM2,857$358.0K<0.1%−243−7.8%ReducedHistory
MSIMotorola Solutions, Inc.Stock1,714$359.0K<0.1%+268+18.5%AddedHistory
BSXBoston Scientific CorpStock9,634$359.0K<0.1%−804−7.7%ReducedHistory
GLPGlobal Partners LPCOM UNITS15,276$359.0K<0.1%+91+0.6%AddedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF14,348$360.0K<0.1%−19,892−58.1%Reduced–
PMLPIMCO Municipal Income Fund IICOM33,608$361.0K<0.1%−5,707−14.5%ReducedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM19,302$361.0K<0.1%−150−0.8%ReducedHistory
PEverpure, Inc.CL A14,098$362.0K<0.1%+788+5.9%AddedHistory
NWLNewell Brands Inc.Stock19,124$364.0K<0.1%+1,095+6.1%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,639$365.0K<0.1%+150+1.0%Added–
CEGConstellation Energy CorpStock6,382$365.0K<0.1%+79+1.3%AddedHistory
RFRegions Financial CorpCOM19,488$365.0K<0.1%+2,445+14.3%AddedHistory
Vanguard Industrials ETF92204A603ETF2,252$368.0K<0.1%−64−2.8%Reduced–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT12,197$370.0K<0.1%−253−2.0%Reduced–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT11,734$370.0K<0.1%+4,486+61.9%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF5,748$371.0K<0.1%−2,746−32.3%Reduced–
iShares Tr46434V282U S EQUITY FACTR9,950$377.0K<0.1%+6+0.1%Added–
SWKStanley Black & Decker, Inc.COM3,604$378.0K<0.1%+417+13.1%AddedHistory
Absolute Shs Tr00400R841WBI BULBEAR TR20,938$380.0K<0.1%−1,298−5.8%Reduced–
LCIDLucid Group, Inc.COM22,178$381.0K<0.1%+702+3.3%AddedHistory
WPMWheaton Precious Metals Corp.COM10,594$382.0K<0.1%+547+5.4%AddedHistory
VMCVulcan Materials COCOM2,697$383.0K<0.1%00.0%UnchangedHistory
UNMUnum GroupStock11,306$385.0K<0.1%+1,270+12.7%AddedHistory
iShares Tr46435U796SYSTEMATIC BD ET4,484$385.0K<0.1%−423−8.6%Reduced–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW8,652$385.0K<0.1%−1,071−11.0%Reduced–
BCEBce IncCOM NEW7,866$387.0K<0.1%−1,341−14.6%ReducedHistory
Schwab Strategic Tr808524862SHT TM US TRES7,908$389.0K<0.1%+7,908New–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
SecurityClassPutsCalls
SLBSLB LimitedStock$172.0K–
AMZNAmazon Com IncStock$161.0K–
COPConocoPhillipsStock$116.0K–
TWTRTwitter, Inc.COM$55.0K–
BMYBristol Myers Squibb CoStock$39.0K–
MRNAModerna, Inc.Stock$20.0K–
UNHUnitedHealth Group IncStock$16.0K–
AAPLApple Inc.Stock$6.00K–
DALDelta Air Lines, Inc.COM NEW–$5.00K
ARK Innovation ETF00214Q104ETF$2.00K–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN1,127,220$32.7M0.7%–
EHEHang Holdings LtdADS777,931$9.33M0.2%History
Barclays BK PLC06746P456ETN LKD 4857,205$3.82M0.1%–
Kraneshares Trust500767306CSI CHI INTERNET110,402$3.15M0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE143,489$2.93M0.1%–
CERNCERNER CorpCOM19,775$1.85M<0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF40,170$1.81M<0.1%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN18,115$1.63M<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF21,450$1.35M<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH26,049$1.11M<0.1%–
Signature BK New York N Y82669G104COM3,121$916.0K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF34,218$898.0K<0.1%–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR24,246$896.0K<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT16,086$867.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF17,249$705.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER15,166$690.0K<0.1%–
Indexiq ETF Tr45409B396IQ CHAIKIN US19,495$685.0K<0.1%–
BMEBlackRock Health Sciences TrustCOM14,640$666.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW17,872$612.0K<0.1%History
PENGPenguin Solutions, Inc.SHS20,451$528.0K<0.1%History
CMCanadian Imperial Bank of CommerceCOM4,132$503.0K<0.1%History
TAKTakeda Pharmaceutical Co LtdADR33,714$483.0K<0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF19,157$480.0K<0.1%–
Barclays Bank PLC06746P548ETN LKD 485,990$469.0K<0.1%–
Barclays BK PLC06746P431ETN LKD 483,575$466.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,916$463.0K<0.1%–
Barclays Bank PLC06746P563ETN LKD 487,445$456.0K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR22,019$455.0K<0.1%–
VVRInvesco Senior Income TrustCOM106,637$454.0K<0.1%History
CRCrane CoCOM4,000$433.0K<0.1%History
Barclays BK PLC06746P571ETN LKD 485,895$427.0K<0.1%–
MSTRStrategy IncStock823$400.0K<0.1%History
NETCloudflare, Inc.CL A COM3,299$395.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF8,529$382.0K<0.1%–
Osi ETF Tr67110P704OSHS GBL INTER10,164$382.0K<0.1%–
iShares Tr464288174GL TIMB FORE ETF4,175$373.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN5,546$353.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF7,453$353.0K<0.1%–
iShares Inc464286285JP MRGN EM HI BD8,827$351.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT20,008$342.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock5,160$333.0K<0.1%History
PNWPinnacle West Capital CorpCOM4,240$331.0K<0.1%History
EDRYEuroDry Ltd.COM9,755$331.0K<0.1%History
JKHYJack Henry & Associates IncStock1,663$328.0K<0.1%History
VRTVVeritiv CorpCOM2,442$326.0K<0.1%History
Global X FDS37954Y384CYBRSCURTY ETF10,359$325.0K<0.1%–
Vanguard Total World Stock ETF922042742ETF3,136$318.0K<0.1%–
iShares Tr464288604MRGSTR SM CP GR6,917$306.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,574$305.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A12,239$305.0K<0.1%History
Industrias Bachoco SAB456463108SPON ADR B6,505$304.0K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW2,586$301.0K<0.1%History
LACLithium Americas Corp.COM NEW7,738$298.0K<0.1%History
SAMBoston Beer Co IncCL A759$295.0K<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM18,155$295.0K<0.1%History
TRGPTarga Resources Corp.COM3,907$295.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A6,290$291.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF5,210$287.0K<0.1%–
iShares Inc464286665MSCI PAC JP ETF5,788$285.0K<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK5,539$284.0K<0.1%History
Global X FDS37954Y814FINTECH ETF8,766$281.0K<0.1%–
LOBLive Oak Bancshares, Inc.COM5,498$280.0K<0.1%History
ACCAmerican Campus Communities IncCOM4,995$280.0K<0.1%History
EOLSEvolus, Inc.COM24,795$278.0K<0.1%History
EAElectronic Arts Inc.COM2,179$276.0K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH8,317$275.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY7,426$274.0K<0.1%–
iShares Tr46434V4070-5YR HI YL CP6,233$274.0K<0.1%–
COFCapital One Financial CorpStock2,080$273.0K<0.1%History
MKSIMKS IncCOM1,798$270.0K<0.1%History
FNFabrinetSHS2,567$270.0K<0.1%History
SGOLabrdn Gold ETF TrustETF14,407$268.0K<0.1%History
SCCOSouthern Copper CorpStock3,476$264.0K<0.1%History
MROMarathon Oil CorpCOM10,428$262.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,335$261.0K<0.1%History
TDYTeledyne Technologies IncCOM547$259.0K<0.1%History
Asymmetric ETFs Trust04651A101500 ETF9,110$259.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,441$257.0K<0.1%–
ALGNAlign Technology IncCOM584$255.0K<0.1%History
Vanguard Whitehall FDS921946810INTL DVD ETF3,168$250.0K<0.1%–
OGSONE Gas, Inc.COM2,823$249.0K<0.1%History
ILMNIllumina, Inc.COM712$249.0K<0.1%History
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,535$247.0K<0.1%–
FISFidelity National Information Services, Inc.Stock2,447$246.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A9,144$243.0K<0.1%History
BBYBest Buy Co IncStock2,659$242.0K<0.1%History
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$241.0K<0.1%–
IIPRInnovative Industrial Properties IncCOM1,175$241.0K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH6,307$238.0K<0.1%–
Alps ETF Tr00162Q205EQUAL SEC ETF2,192$238.0K<0.1%–
MMacy's, Inc.COM9,790$238.0K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock2,468$237.0K<0.1%History
BIIBBiogen Inc.COM1,123$237.0K<0.1%History
MTCHMatch Group, Inc.COM2,159$235.0K<0.1%History
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,421$235.0K<0.1%–
JCIJohnson Controls International plcStock3,571$234.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,104$234.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,096$232.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,619$232.0K<0.1%History
SUISun Communities IncCOM1,318$231.0K<0.1%History