Skip to main content

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,353
−47 vs. Q1 2022
Portfolio value
$4.39B
−$619.6M (−12.4%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Cetera Advisors LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EGYVaalco Energy IncCOM NEW27,662$192.0K<0.1%+27,662NewHistory
CHYCalamos Convertible & High Income FundCOM SHS17,256$193.0K<0.1%−5,020−22.5%ReducedHistory
NOKNokia CorpSPONSORED ADR42,077$194.0K<0.1%−51,967−55.3%ReducedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM14,534$196.0K<0.1%+660+4.8%AddedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS10,050$196.0K<0.1%−8,066−44.5%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM15,500$197.0K<0.1%−115−0.7%ReducedHistory
FMNBFarmers National Banc CorpCOM13,187$198.0K<0.1%+11+0.1%AddedHistory
OCULOcular Therapeutix, IncCOM49,584$199.0K<0.1%+2,040+4.3%AddedHistory
RMDResmed IncCOM955$200.0K<0.1%−400−29.5%ReducedHistory
ALTAltimmune, Inc.COM NEW17,100$200.0K<0.1%−1,400−7.6%ReducedHistory
CVICVR Energy IncCOM5,974$200.0K<0.1%+5,974NewHistory
Alps ETF Tr00162Q106REIT DIVIDE DOGS4,669$200.0K<0.1%+4,669New–
Franklin ETF Tr353506108SHRT DUR US GOVT2,203$201.0K<0.1%−856−28.0%Reduced–
DSLDoubleLine Income Solutions FundCOM16,545$201.0K<0.1%−8,250−33.3%ReducedHistory
iShares Tr464288745GLB CNS DISC ETF1,582$201.0K<0.1%+112+7.6%Added–
Listed FD Tr53656F789ROUNDHILL SPORTS13,921$201.0K<0.1%−6,415−31.5%Reduced–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI8,638$202.0K<0.1%−3,446−28.5%Reduced–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,566$202.0K<0.1%−194−3.4%Reduced–
PDCEPDC Energy, Inc.COM3,285$202.0K<0.1%−1,120−25.4%ReducedHistory
Schwab U.S. REIT ETF808524847ETF9,635$203.0K<0.1%−74−0.8%Reduced–
TRPTC Energy CorpCOM3,934$203.0K<0.1%+111+2.9%AddedHistory
ALLEAllegion plcORD SHS2,086$204.0K<0.1%00.0%UnchangedHistory
GLADGladstone Capital CorpCOM20,190$204.0K<0.1%−190−0.9%ReducedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$204.0K<0.1%00.0%Unchanged–
SPDR Ser Tr78468R648S&P KENSHO NEW5,031$204.0K<0.1%+50+1.0%Added–
Vanguard Communication Services ETF92204A884ETF2,183$205.0K<0.1%−23−1.0%Reduced–
TROWPrice T Rowe Group IncStock1,825$207.0K<0.1%+310+20.5%AddedHistory
RGENRepligen CorpCOM1,274$207.0K<0.1%−335−20.8%ReducedHistory
GDYNGrid Dynamics Holdings, Inc.CL A12,320$207.0K<0.1%+12,320NewHistory
JJacobs Solutions Inc.COM1,627$207.0K<0.1%−34−2.0%ReducedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF5,173$208.0K<0.1%+5,173New–
EBAYeBay IncCOM4,999$208.0K<0.1%+393+8.5%AddedHistory
HEIHeico CorpCOM1,584$208.0K<0.1%+2+0.1%AddedHistory
CIENCiena CorpCOM NEW4,543$208.0K<0.1%−117−2.5%ReducedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,130$208.0K<0.1%−1,415−14.8%ReducedHistory
AZPNAspen Technology, Inc.COM1,132$208.0K<0.1%+1,132NewHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,640$209.0K<0.1%+34+0.7%Added–
BFZBlackRock California Municipal Income TrustSH BEN INT18,478$209.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,429$210.0K<0.1%−7,639−69.0%Reduced–
iShares Tr464289420RUS TP200 VL ETF3,400$210.0K<0.1%+259+8.2%Added–
MTDMettler Toledo International IncCOM184$211.0K<0.1%+21+12.9%AddedHistory
DBX ETF Tr233051853XTRACK MSCI EURP6,713$211.0K<0.1%−300−4.3%Reduced–
DHFBNY Mellon High Yield Strategies FundSH BEN INT93,560$212.0K<0.1%00.0%UnchangedHistory
TRINTrinity Capital Inc.COM14,638$212.0K<0.1%+14,638NewHistory
ROKURoku, IncCOM CL A2,578$212.0K<0.1%−199−7.2%ReducedHistory
EXRExtra Space Storage Inc.COM1,251$213.0K<0.1%+21+1.7%AddedHistory
VanEck ETF Trust92189F130REAL ASSETS ETF8,601$213.0K<0.1%−7,501−46.6%Reduced–
ETF Opportunities Trust26923N108AMERICAN CONSER7,500$214.0K<0.1%00.0%Unchanged–
GOODGladstone Commercial CorpCOM11,361$214.0K<0.1%+11,361NewHistory
iShares Tr464287390LATN AMER 40 ETF9,546$215.0K<0.1%+9,546New–
iShares Tr46435G326CORE MSCI INTL3,992$215.0K<0.1%−4,148−51.0%Reduced–
UBSIUnited Bankshares IncCOM6,140$215.0K<0.1%+81+1.3%AddedHistory
CAHCardinal Health IncStock4,132$216.0K<0.1%+212+5.4%AddedHistory
AAPAdvance Auto Parts IncCOM1,250$216.0K<0.1%−19−1.5%ReducedHistory
ONOn Semiconductor CorpStock4,314$217.0K<0.1%−2,558−37.2%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST37,478$217.0K<0.1%+594+1.6%Added–
iShares Inc464286657MSCI BIC ETF5,896$218.0K<0.1%−1,032−14.9%Reduced–
iShares Tr46436E502US TECH BRKTHR7,739$218.0K<0.1%00.0%Unchanged–
LITELumentum Holdings Inc.COM2,757$219.0K<0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$219.0K<0.1%−679−14.2%Reduced–
SPDR Series Trust78464A714ST STR SP RETAIL3,790$220.0K<0.1%−29−0.8%Reduced–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,570$220.0K<0.1%−5,097−58.8%Reduced–
ENPHEnphase Energy, Inc.Stock1,130$221.0K<0.1%−183−13.9%ReducedHistory
HDSNHudson Technologies IncCOM29,418$221.0K<0.1%+29,418NewHistory
SMLPSummit Midstream Partners, LPCOM UNIT LTD17,344$221.0K<0.1%+3,043+21.3%AddedHistory
XUnited States Steel CorpCOM12,416$222.0K<0.1%+28+0.2%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF3,793$223.0K<0.1%−2,000−34.5%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF2,751$223.0K<0.1%−251−8.4%Reduced–
CCLCarnival Corp Ltd.UNIT 99/99/999925,790$223.0K<0.1%−473,672−94.8%ReducedHistory
ZMZoom Communications, Inc.Stock2,075$224.0K<0.1%−70−3.3%ReducedHistory
LGILazard Global Total Return & Income Fund IncCOM14,497$224.0K<0.1%+190+1.3%AddedHistory
HNIHni CorpStock6,472$225.0K<0.1%00.0%UnchangedHistory
iShares Inc464286319EM MKTS DIV ETF8,441$225.0K<0.1%−182−2.1%Reduced–
ECCEagle Point Credit CoCOM19,090$225.0K<0.1%+20+0.1%AddedHistory
OGEOGE Energy Corp.COM5,848$225.0K<0.1%−32−0.5%ReducedHistory
COINCoinbase Global, Inc.COM CL A4,815$226.0K<0.1%−1,461−23.3%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS6,112$226.0K<0.1%+6,112NewHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR15,957$226.0K<0.1%−1,289−7.5%ReducedHistory
iShares Tr464287812US CONSM STAPLES1,161$226.0K<0.1%+1,161New–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,538$226.0K<0.1%00.0%Unchanged–
DKSDick's Sporting Goods, Inc.Stock3,014$227.0K<0.1%+3,014NewHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,511$227.0K<0.1%+6,511NewHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN23,226$228.0K<0.1%+2,051+9.7%AddedHistory
SPDR Series Trust78468R887ST STR R2K LOWV2,182$228.0K<0.1%−44−2.0%Reduced–
ONLOrion Properties Inc.REIT20,960$230.0K<0.1%−4,916−19.0%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM14,675$230.0K<0.1%+2,650+22.0%AddedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,228$230.0K<0.1%+5,228NewHistory
VTRVentas, Inc.REIT4,485$231.0K<0.1%+67+1.5%AddedHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS3,095$232.0K<0.1%−199−6.0%Reduced–
RCLRoyal Caribbean Cruises LtdCOM6,652$232.0K<0.1%−4,264−39.1%ReducedHistory
BSMBlack Stone Minerals, L.P.COM UNIT16,966$232.0K<0.1%+16,966NewHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS31,596$233.0K<0.1%+31,596NewHistory
BLNKBlink Charging Co.COM14,098$233.0K<0.1%00.0%UnchangedHistory
SYNASYNAPTICS IncStock1,985$234.0K<0.1%−1,550−43.8%ReducedHistory
MELIMercadolibre IncCOM368$234.0K<0.1%−21−5.4%ReducedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST9,967$234.0K<0.1%−186−1.8%Reduced–
State Street SPDR S&P Bank ETF78464A797ETF5,351$235.0K<0.1%−403−7.0%Reduced–
Invesco Exchange Traded FD T46137V142WATER RES ETF5,087$235.0K<0.1%+612+13.7%Added–
WisdomTree Tr97717X701EUROPE HEDGED EQ3,581$235.0K<0.1%−426−10.6%Reduced–
iShares Tr46429B671MSCI CHINA ETF4,216$235.0K<0.1%+4,216New–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
SecurityClassPutsCalls
SLBSLB LimitedStock$172.0K–
AMZNAmazon Com IncStock$161.0K–
COPConocoPhillipsStock$116.0K–
TWTRTwitter, Inc.COM$55.0K–
BMYBristol Myers Squibb CoStock$39.0K–
MRNAModerna, Inc.Stock$20.0K–
UNHUnitedHealth Group IncStock$16.0K–
AAPLApple Inc.Stock$6.00K–
DALDelta Air Lines, Inc.COM NEW–$5.00K
ARK Innovation ETF00214Q104ETF$2.00K–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN1,127,220$32.7M0.7%–
EHEHang Holdings LtdADS777,931$9.33M0.2%History
Barclays BK PLC06746P456ETN LKD 4857,205$3.82M0.1%–
Kraneshares Trust500767306CSI CHI INTERNET110,402$3.15M0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE143,489$2.93M0.1%–
CERNCERNER CorpCOM19,775$1.85M<0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF40,170$1.81M<0.1%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN18,115$1.63M<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF21,450$1.35M<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH26,049$1.11M<0.1%–
Signature BK New York N Y82669G104COM3,121$916.0K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF34,218$898.0K<0.1%–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR24,246$896.0K<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT16,086$867.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF17,249$705.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER15,166$690.0K<0.1%–
Indexiq ETF Tr45409B396IQ CHAIKIN US19,495$685.0K<0.1%–
BMEBlackRock Health Sciences TrustCOM14,640$666.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW17,872$612.0K<0.1%History
PENGPenguin Solutions, Inc.SHS20,451$528.0K<0.1%History
CMCanadian Imperial Bank of CommerceCOM4,132$503.0K<0.1%History
TAKTakeda Pharmaceutical Co LtdADR33,714$483.0K<0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF19,157$480.0K<0.1%–
Barclays Bank PLC06746P548ETN LKD 485,990$469.0K<0.1%–
Barclays BK PLC06746P431ETN LKD 483,575$466.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,916$463.0K<0.1%–
Barclays Bank PLC06746P563ETN LKD 487,445$456.0K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR22,019$455.0K<0.1%–
VVRInvesco Senior Income TrustCOM106,637$454.0K<0.1%History
CRCrane CoCOM4,000$433.0K<0.1%History
Barclays BK PLC06746P571ETN LKD 485,895$427.0K<0.1%–
MSTRStrategy IncStock823$400.0K<0.1%History
NETCloudflare, Inc.CL A COM3,299$395.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF8,529$382.0K<0.1%–
Osi ETF Tr67110P704OSHS GBL INTER10,164$382.0K<0.1%–
iShares Tr464288174GL TIMB FORE ETF4,175$373.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN5,546$353.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF7,453$353.0K<0.1%–
iShares Inc464286285JP MRGN EM HI BD8,827$351.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT20,008$342.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock5,160$333.0K<0.1%History
PNWPinnacle West Capital CorpCOM4,240$331.0K<0.1%History
EDRYEuroDry Ltd.COM9,755$331.0K<0.1%History
JKHYJack Henry & Associates IncStock1,663$328.0K<0.1%History
VRTVVeritiv CorpCOM2,442$326.0K<0.1%History
Global X FDS37954Y384CYBRSCURTY ETF10,359$325.0K<0.1%–
Vanguard Total World Stock ETF922042742ETF3,136$318.0K<0.1%–
iShares Tr464288604MRGSTR SM CP GR6,917$306.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,574$305.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A12,239$305.0K<0.1%History
Industrias Bachoco SAB456463108SPON ADR B6,505$304.0K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW2,586$301.0K<0.1%History
LACLithium Americas Corp.COM NEW7,738$298.0K<0.1%History
SAMBoston Beer Co IncCL A759$295.0K<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM18,155$295.0K<0.1%History
TRGPTarga Resources Corp.COM3,907$295.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A6,290$291.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF5,210$287.0K<0.1%–
iShares Inc464286665MSCI PAC JP ETF5,788$285.0K<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK5,539$284.0K<0.1%History
Global X FDS37954Y814FINTECH ETF8,766$281.0K<0.1%–
LOBLive Oak Bancshares, Inc.COM5,498$280.0K<0.1%History
ACCAmerican Campus Communities IncCOM4,995$280.0K<0.1%History
EOLSEvolus, Inc.COM24,795$278.0K<0.1%History
EAElectronic Arts Inc.COM2,179$276.0K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH8,317$275.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY7,426$274.0K<0.1%–
iShares Tr46434V4070-5YR HI YL CP6,233$274.0K<0.1%–
COFCapital One Financial CorpStock2,080$273.0K<0.1%History
MKSIMKS IncCOM1,798$270.0K<0.1%History
FNFabrinetSHS2,567$270.0K<0.1%History
SGOLabrdn Gold ETF TrustETF14,407$268.0K<0.1%History
SCCOSouthern Copper CorpStock3,476$264.0K<0.1%History
MROMarathon Oil CorpCOM10,428$262.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,335$261.0K<0.1%History
TDYTeledyne Technologies IncCOM547$259.0K<0.1%History
Asymmetric ETFs Trust04651A101500 ETF9,110$259.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,441$257.0K<0.1%–
ALGNAlign Technology IncCOM584$255.0K<0.1%History
Vanguard Whitehall FDS921946810INTL DVD ETF3,168$250.0K<0.1%–
OGSONE Gas, Inc.COM2,823$249.0K<0.1%History
ILMNIllumina, Inc.COM712$249.0K<0.1%History
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,535$247.0K<0.1%–
FISFidelity National Information Services, Inc.Stock2,447$246.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A9,144$243.0K<0.1%History
BBYBest Buy Co IncStock2,659$242.0K<0.1%History
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$241.0K<0.1%–
IIPRInnovative Industrial Properties IncCOM1,175$241.0K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH6,307$238.0K<0.1%–
Alps ETF Tr00162Q205EQUAL SEC ETF2,192$238.0K<0.1%–
MMacy's, Inc.COM9,790$238.0K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock2,468$237.0K<0.1%History
BIIBBiogen Inc.COM1,123$237.0K<0.1%History
MTCHMatch Group, Inc.COM2,159$235.0K<0.1%History
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,421$235.0K<0.1%–
JCIJohnson Controls International plcStock3,571$234.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,104$234.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,096$232.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,619$232.0K<0.1%History
SUISun Communities IncCOM1,318$231.0K<0.1%History