Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Positions: 1,353; −47 vs. Q1 2022
Portfolio value: $4.39B; −$619.6M (−12.4%) vs. Q1 2022
Filed: Aug 11, 2022; SEC

Holdings of Cetera Advisors LLC in Q2 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
PAYXPaychex Inc	Stock	19,398	$2.21M	0.1%	−187−1.0%	Reduced	History
SPDR Ser Tr78464A813	S&P 600 SML CAP	27,659	$2.21M	0.1%	+128+0.5%	Added	–
DKNGDraftKings Inc.	Stock	190,922	$2.23M	0.1%	−134,947−41.4%	Reduced	History
USBUS Bancorp DE	COM NEW	48,695	$2.24M	0.1%	−1,939−3.8%	Reduced	History
iShares U.S. Medical Devices ETF464288810	ETF	44,946	$2.27M	0.1%	−1,327−2.9%	Reduced	–
GEGeneral Electric Co	Stock	35,662	$2.27M	0.1%	+710+2.0%	Added	History
WisdomTree Tr97717W307	US LARGECAP DIVD	38,481	$2.27M	0.1%	+13,980+57.1%	Added	–
Amplify ETF Tr032108888	BLACKSWAN GRWT	85,549	$2.31M	0.1%	−103,856−54.8%	Reduced	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	15,480	$2.32M	0.1%	−1,542−9.1%	Reduced	–
First Trust Financials Alphadex Fund33734X135	ETF	60,181	$2.34M	0.1%	−14,550−19.5%	Reduced	–
PRUPrudential Financial Inc	Stock	24,550	$2.35M	0.1%	+1,466+6.4%	Added	History
WBAWalgreens Boots Alliance, Inc.	COM	62,440	$2.37M	0.1%	+13,744+28.2%	Added	History
BLKBlackRock, Inc.	COM	3,918	$2.39M	0.1%	−112−2.8%	Reduced	History
Innovator ETFs Trust45782C433	US EQTY BUFR FEB	83,836	$2.40M	0.1%	−29,189−25.8%	Reduced	–
ETF Ser Solutions26922A388	APTUS DEFINED	91,608	$2.41M	0.1%	−41,090−31.0%	Reduced	–
TFCTruist Financial Corp	COM	50,970	$2.42M	0.1%	+29,246+134.6%	Added	History
iShares Tr46432F388	MSCI USA VALUE	26,782	$2.42M	0.1%	−12,345−31.6%	Reduced	–
ETEnergy Transfer LP	COM UT LTD PTN	243,430	$2.43M	0.1%	+38,438+18.8%	Added	History
State Street Real Estate Select Sector SPDR ETF81369Y860	ETF	59,927	$2.45M	0.1%	−6,199−9.4%	Reduced	–
EXCExelon Corp	Stock	54,120	$2.45M	0.1%	+33,922+167.9%	Added	History
Enerplus Corp292766102	COM	185,900	$2.46M	0.1%	00.0%	Unchanged	–
MUMicron Technology Inc	Stock	44,669	$2.47M	0.1%	+4,432+11.0%	Added	History
WFCWells Fargo & Company	Stock	63,047	$2.47M	0.1%	−4,812−7.1%	Reduced	History
IEPIcahn Enterprises L.P.	DEPOSITARY UNIT	51,356	$2.47M	0.1%	+4,636+9.9%	Added	History
SFBSServisFirst Bancshares, Inc.	COM	31,420	$2.48M	0.1%	00.0%	Unchanged	History
Pacer Trendpilot US Mid Cap ETF69374H204	ETF	72,005	$2.49M	0.1%	+11,601+19.2%	Added	–
First Tr Exchange-Traded FD33734X176	TECH ALPHADEX	26,483	$2.49M	0.1%	−1,391−5.0%	Reduced	–
NEMNEWMONT Corp	Stock	42,958	$2.56M	0.1%	+16,719+63.7%	Added	History
Starboard Invt Tr85521B791	AI QUALITY GROWT	219,234	$2.58M	0.1%	+12,779+6.2%	Added	–
IDXXIDEXX Laboratories Inc	COM	7,387	$2.59M	0.1%	−210−2.8%	Reduced	History
First Tr Exchange Traded FD33741X102	SMID RISNG ETF	108,778	$2.60M	0.1%	+9,335+9.4%	Added	–
ENBEnbridge Inc	Stock	61,668	$2.60M	0.1%	+5,611+10.0%	Added	History
CCICrown Castle Inc.	REIT	15,731	$2.65M	0.1%	+628+4.2%	Added	History
Vanguard S&P 500 Value ETF921932703	ETF	19,967	$2.65M	0.1%	−1,911−8.7%	Reduced	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	72,057	$2.65M	0.1%	+6,352+9.7%	Added	–
iShares Tr464287549	EXPND TEC SC ETF	9,023	$2.66M	0.1%	+193+2.2%	Added	–
ARK Innovation ETF00214Q104	ETF	66,684	$2.66M	0.1%	−51,282−43.5%	Reduced	–
First Tr Exchng Traded FD VI33740F573	FT VEST INTER EQ	148,237	$2.67M	0.1%	+148,237	New	–
First Tr Exchange-Traded FD33739Q705	FT VEST S&P 500	55,107	$2.71M	0.1%	−5,722−9.4%	Reduced	–
Starboard Invt Tr85521B742	ADAPTIVE ALPHA	134,366	$2.71M	0.1%	+1,227+0.9%	Added	–
GISGeneral Mills Inc	Stock	36,248	$2.73M	0.1%	+1,603+4.6%	Added	History
iShares Inc464286533	MSCI EMERG MRKT	49,497	$2.74M	0.1%	+36,861+291.7%	Added	–
iShares Tr464287739	U.S. REAL ES ETF	29,831	$2.74M	0.1%	+1,785+6.4%	Added	–
AEPAmerican Electric Power Co Inc	Stock	28,703	$2.75M	0.1%	+6,426+28.8%	Added	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	+106,915	New	History
Invesco Actively Managed Exc46090A804	TOTAL RETURN	58,295	$2.81M	0.1%	−35,778−38.0%	Reduced	–
ADBEAdobe Inc.	Stock	7,839	$2.87M	0.1%	−223−2.8%	Reduced	History
GDGeneral Dynamics Corp	Stock	13,001	$2.88M	0.1%	+2,663+25.8%	Added	History
iShares Inc464286525	MSCI GBL MIN VOL	30,574	$2.89M	0.1%	+3,060+11.1%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	16,455	$2.90M	0.1%	−1,869−10.2%	Reduced	–
SYYSysco Corp	Stock	34,453	$2.92M	0.1%	+12,184+54.7%	Added	History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506	ETF	142,130	$2.93M	0.1%	+11,964+9.2%	Added	–
AMDAdvanced Micro Devices Inc	Stock	38,324	$2.93M	0.1%	+9,573+33.3%	Added	History
Vanguard Information Technology ETF92204A702	ETF	8,979	$2.93M	0.1%	+657+7.9%	Added	–
WisdomTree Tr97717W281	EMG MKTS SMCAP	65,676	$2.93M	0.1%	+13,372+25.6%	Added	–
ARCCAres Capital Corp	CEF	164,629	$2.95M	0.1%	+470.0%	Added	History
Vanguard Total International Bond ETF92203J407	ETF	60,272	$2.99M	0.1%	−45,471−43.0%	Reduced	–
Invesco Exchange Traded FD T46137V308	BUYBACK ACHIEV	38,639	$3.00M	0.1%	−241−0.6%	Reduced	–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168	ETF	133,667	$3.00M	0.1%	+2,081+1.6%	Added	–
TJXTJX Companies Inc	Stock	53,716	$3.00M	0.1%	+2,565+5.0%	Added	History
ADPAutomatic Data Processing Inc	Stock	14,317	$3.01M	0.1%	−922−6.1%	Reduced	History
DHRDanaher Corp	Stock	11,864	$3.01M	0.1%	+98+0.8%	Added	History
First Tr Exchng Traded FD VI33740F623	FT VEST US EQT	96,547	$3.02M	0.1%	+268+0.3%	Added	–
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	65,298	$3.04M	0.1%	+48,622+291.6%	Added	–
VanEck ETF Trust92189F700	AGRIBUSINESS ETF	35,445	$3.06M	0.1%	+1,734+5.1%	Added	–
NKENIKE, Inc.	Stock	30,161	$3.08M	0.1%	−557−1.8%	Reduced	History
ETBEaton Vance Tax-Managed Buy-Write Income Fund	COM	205,384	$3.09M	0.1%	+6,890+3.5%	Added	History
IRTIndependence Realty Trust, Inc.	COM	149,488	$3.10M	0.1%	+18,832+14.4%	Added	History
WisdomTree Tr97717X578	EM EX ST-OWNED	108,367	$3.11M	0.1%	+24,887+29.8%	Added	–
iShares Tr464287622	RUS 1000 ETF	14,978	$3.11M	0.1%	+647+4.5%	Added	–
State Street SPDR S&P Semiconductor ETF78464A862	ETF	20,620	$3.13M	0.1%	+3,458+20.1%	Added	–
LHXL3HARRIS Technologies, Inc.	Stock	13,020	$3.15M	0.1%	+499+4.0%	Added	History
Invesco Exch TRD SLF Idx FD46138J833	BULSHS 2024 HY	145,898	$3.18M	0.1%	+16,234+12.5%	Added	–
First Tr Exchng Traded FD VI33740F763	FT VEST US EQT	93,140	$3.18M	0.1%	−25,166−21.3%	Reduced	–
iShares Russell Mid-Cap Value ETF464287473	ETF	31,414	$3.19M	0.1%	+5,934+23.3%	Added	–
iShares Select U.S. REIT ETF464287564	ETF	52,882	$3.21M	0.1%	+4,867+10.1%	Added	–
WMWaste Management Inc	Stock	21,019	$3.21M	0.1%	−45−0.2%	Reduced	History
Pacer Trendpilot 100 ETF69374H303	ETF	64,397	$3.23M	0.1%	+16,820+35.4%	Added	–
iShares Tr464288281	JPMORGAN USD EMG	38,428	$3.28M	0.1%	+1,714+4.7%	Added	–
Vanguard Short-Term Bond ETF921937827	ETF	42,945	$3.30M	0.1%	−5,081−10.6%	Reduced	–
First Tr Exchng Traded FD VI33740F748	FT VEST US EQT	96,507	$3.32M	0.1%	+53,575+124.8%	Added	–
IRMIron Mountain Inc	COM	68,509	$3.34M	0.1%	+1,975+3.0%	Added	History
iShares Tr464288646	ISHS 1-5YR INVS	66,606	$3.37M	0.1%	−47,348−41.6%	Reduced	–
Invesco Exchange Traded FD T46137V589	GBL LISTED PVT	344,677	$3.38M	0.1%	+136,263+65.4%	Added	–
U.S. Global Jets ETF26922A842	ETF	205,524	$3.39M	0.1%	−9,209−4.3%	Reduced	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	24,974	$3.41M	0.1%	−4,081−14.0%	Reduced	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	30,573	$3.42M	0.1%	+3,843+14.4%	Added	–
iShares U.S. Healthcare Providers ETF464288828	ETF	13,383	$3.42M	0.1%	−2,033−13.2%	Reduced	–
iShares Core MSCI Total International Stock ETF46432F834	ETF	60,085	$3.43M	0.1%	−23,873−28.4%	Reduced	–
TMOThermo Fisher Scientific Inc.	Stock	6,314	$3.43M	0.1%	+941+17.5%	Added	History
iShares Tr46435G524	INTL DIV GRWTH	59,833	$3.43M	0.1%	+28,897+93.4%	Added	–
Invesco Exch Traded FD Tr II46138E263	S&P GBL WATER	77,794	$3.43M	0.1%	+6,403+9.0%	Added	–
MPTMedical Properties Trust Inc	COM	225,477	$3.44M	0.1%	+21,587+10.6%	Added	History
Starboard Invt Tr85521B775	RH TACTICAL ROT	307,273	$3.54M	0.1%	−37,917−11.0%	Reduced	–
MDTMedtronic plc	Stock	39,489	$3.54M	0.1%	−17,306−30.5%	Reduced	History
First Tr Exchng Traded FD VI33740U505	FT VEST UQ EQT	116,345	$3.54M	0.1%	−3,846−3.2%	Reduced	–
Vanguard Intermediate-Term Corporate Bond ETF92206C870	ETF	44,610	$3.57M	0.1%	−2,150−4.6%	Reduced	–
SBUXStarbucks Corp	Stock	46,935	$3.58M	0.1%	−3,635−7.2%	Reduced	History
Tidal ETF Tr886364603	RPAR RISK PARI	183,560	$3.58M	0.1%	−128,929−41.3%	Reduced	–
Vanguard Real Estate ETF922908553	ETF	39,560	$3.60M	0.1%	−1,327−3.2%	Reduced	–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2022
Security	Class	Puts	Calls
SLBSLB Limited	Stock	$172.0K	–
AMZNAmazon Com Inc	Stock	$161.0K	–
COPConocoPhillips	Stock	$116.0K	–
TWTRTwitter, Inc.	COM	$55.0K	–
BMYBristol Myers Squibb Co	Stock	$39.0K	–
MRNAModerna, Inc.	Stock	$20.0K	–
UNHUnitedHealth Group Inc	Stock	$16.0K	–
AAPLApple Inc.	Stock	$6.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$5.00K
ARK Innovation ETF00214Q104	ETF	$2.00K	–

Sold out since Q1 2022 (159)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 159 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2022
Security	Class	Shares in Q1 2022	Value in Q1 2022	% of portfolio in Q1 2022	History
Invesco Exchange Traded FD T46137V571	GLOBAL DRGN CN	1,127,220	$32.7M	0.7%	–
EHEHang Holdings Ltd	ADS	777,931	$9.33M	0.2%	History
Barclays BK PLC06746P456	ETN LKD 48	57,205	$3.82M	0.1%	–
Kraneshares Trust500767306	CSI CHI INTERNET	110,402	$3.15M	0.1%	–
First Tr Exchng Traded FD VI33740F656	FT VEST INTE	143,489	$2.93M	0.1%	–
CERNCERNER Corp	COM	19,775	$1.85M	<0.1%	History
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	40,170	$1.81M	<0.1%	–
SPDR Ser Tr78468R655	S&P KENSHO CLEAN	18,115	$1.63M	<0.1%	–
SPDR Index Shs FDS78463X541	ST STR NAT ETF	21,450	$1.35M	<0.1%	–
Alps ETF Tr00162Q478	DISRUPTIVE TECH	26,049	$1.11M	<0.1%	–
Signature BK New York N Y82669G104	COM	3,121	$916.0K	<0.1%	–
SPDR Series Trust78468R408	ST TERM HIGH ETF	34,218	$898.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q753	US VALUE FACTR	24,246	$896.0K	<0.1%	–
Invesco Exchange Traded FD T46137V480	S&P SMCP VLU MNT	16,086	$867.0K	<0.1%	–
RBB FD Inc74933W601	MOTLEY FOL ETF	17,249	$705.0K	<0.1%	–
Global X FDS37954Y830	GLOBAL X COPPER	15,166	$690.0K	<0.1%	–
Indexiq ETF Tr45409B396	IQ CHAIKIN US	19,495	$685.0K	<0.1%	–
BMEBlackRock Health Sciences Trust	COM	14,640	$666.0K	<0.1%	History
HSBCHSBC Holdings PLC	SPON ADR NEW	17,872	$612.0K	<0.1%	History
PENGPenguin Solutions, Inc.	SHS	20,451	$528.0K	<0.1%	History
CMCanadian Imperial Bank of Commerce	COM	4,132	$503.0K	<0.1%	History
TAKTakeda Pharmaceutical Co Ltd	ADR	33,714	$483.0K	<0.1%	History
iShares Tr46434VBA7	IBONDS DEC22 ETF	19,157	$480.0K	<0.1%	–
Barclays Bank PLC06746P548	ETN LKD 48	5,990	$469.0K	<0.1%	–
Barclays BK PLC06746P431	ETN LKD 48	3,575	$466.0K	<0.1%	–
VanEck ETF Trust92189H805	RARE EARTH AND S	3,916	$463.0K	<0.1%	–
Barclays Bank PLC06746P563	ETN LKD 48	7,445	$456.0K	<0.1%	–
SPDR Series Trust78468R861	STATE STRET SPDR	22,019	$455.0K	<0.1%	–
VVRInvesco Senior Income Trust	COM	106,637	$454.0K	<0.1%	History
CRCrane Co	COM	4,000	$433.0K	<0.1%	History
Barclays BK PLC06746P571	ETN LKD 48	5,895	$427.0K	<0.1%	–
MSTRStrategy Inc	Stock	823	$400.0K	<0.1%	History
NETCloudflare, Inc.	CL A COM	3,299	$395.0K	<0.1%	History
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	8,529	$382.0K	<0.1%	–
Osi ETF Tr67110P704	OSHS GBL INTER	10,164	$382.0K	<0.1%	–
iShares Tr464288174	GL TIMB FORE ETF	4,175	$373.0K	<0.1%	–
Invesco Exchange Traded FD T46137V340	S&P500 EQL FIN	5,546	$353.0K	<0.1%	–
SPDR Series Trust78468R739	ST NUVE TERM ETF	7,453	$353.0K	<0.1%	–
iShares Inc464286285	JP MRGN EM HI BD	8,827	$351.0K	<0.1%	–
VanEck ETF Trust92189F452	MORTGAGE REIT	20,008	$342.0K	<0.1%	–
DJTTrump Media & Technology Group Corp.	Stock	5,160	$333.0K	<0.1%	History
PNWPinnacle West Capital Corp	COM	4,240	$331.0K	<0.1%	History
EDRYEuroDry Ltd.	COM	9,755	$331.0K	<0.1%	History
JKHYJack Henry & Associates Inc	Stock	1,663	$328.0K	<0.1%	History
VRTVVeritiv Corp	COM	2,442	$326.0K	<0.1%	History
Global X FDS37954Y384	CYBRSCURTY ETF	10,359	$325.0K	<0.1%	–
Vanguard Total World Stock ETF922042742	ETF	3,136	$318.0K	<0.1%	–
iShares Tr464288604	MRGSTR SM CP GR	6,917	$306.0K	<0.1%	–
First Tr Exchange-Traded Alp33737M102	MID CP GR ALPH	4,574	$305.0K	<0.1%	–
WBDWarner Bros. Discovery, Inc.	COM SER A	12,239	$305.0K	<0.1%	History
Industrias Bachoco SAB456463108	SPON ADR B	6,505	$304.0K	<0.1%	–
TNDMTandem Diabetes Care Inc	COM NEW	2,586	$301.0K	<0.1%	History
LACLithium Americas Corp.	COM NEW	7,738	$298.0K	<0.1%	History
SAMBoston Beer Co Inc	CL A	759	$295.0K	<0.1%	History
BCRXBiocryst Pharmaceuticals Inc	COM	18,155	$295.0K	<0.1%	History
TRGPTarga Resources Corp.	COM	3,907	$295.0K	<0.1%	History
AFRMAffirm Holdings, Inc.	COM CL A	6,290	$291.0K	<0.1%	History
SPDR Series Trust78464A284	ST NUVE HIGH ETF	5,210	$287.0K	<0.1%	–
iShares Inc464286665	MSCI PAC JP ETF	5,788	$285.0K	<0.1%	–
VSXYVictoria's Secret & Co.	COMMON STOCK	5,539	$284.0K	<0.1%	History
Global X FDS37954Y814	FINTECH ETF	8,766	$281.0K	<0.1%	–
LOBLive Oak Bancshares, Inc.	COM	5,498	$280.0K	<0.1%	History
ACCAmerican Campus Communities Inc	COM	4,995	$280.0K	<0.1%	History
EOLSEvolus, Inc.	COM	24,795	$278.0K	<0.1%	History
EAElectronic Arts Inc.	COM	2,179	$276.0K	<0.1%	History
First Tr Exchange Traded FD33738R662	INTL DEV STRNGTH	8,317	$275.0K	<0.1%	–
iShares Tr46434V456	MSCI INTL QUALTY	7,426	$274.0K	<0.1%	–
iShares Tr46434V407	0-5YR HI YL CP	6,233	$274.0K	<0.1%	–
COFCapital One Financial Corp	Stock	2,080	$273.0K	<0.1%	History
MKSIMKS Inc	COM	1,798	$270.0K	<0.1%	History
FNFabrinet	SHS	2,567	$270.0K	<0.1%	History
SGOLabrdn Gold ETF Trust	ETF	14,407	$268.0K	<0.1%	History
SCCOSouthern Copper Corp	Stock	3,476	$264.0K	<0.1%	History
MROMarathon Oil Corp	COM	10,428	$262.0K	<0.1%	History
EXPEExpedia Group, Inc.	Stock	1,335	$261.0K	<0.1%	History
TDYTeledyne Technologies Inc	COM	547	$259.0K	<0.1%	History
Asymmetric ETFs Trust04651A101	500 ETF	9,110	$259.0K	<0.1%	–
First Tr Exch TRD Alphdx FD33737J174	DEV MRK EX US	4,441	$257.0K	<0.1%	–
ALGNAlign Technology Inc	COM	584	$255.0K	<0.1%	History
Vanguard Whitehall FDS921946810	INTL DVD ETF	3,168	$250.0K	<0.1%	–
OGSONE Gas, Inc.	COM	2,823	$249.0K	<0.1%	History
ILMNIllumina, Inc.	COM	712	$249.0K	<0.1%	History
Innovator ETFs Trust45782C698	US EQUT BUFR AUG	7,535	$247.0K	<0.1%	–
FISFidelity National Information Services, Inc.	Stock	2,447	$246.0K	<0.1%	History
BRGBluerock Residential Growth REIT, Inc.	COM CL A	9,144	$243.0K	<0.1%	History
BBYBest Buy Co Inc	Stock	2,659	$242.0K	<0.1%	History
First Trust Multi Cap Growth Alphadex Fund33733F101	ETF	2,145	$241.0K	<0.1%	–
IIPRInnovative Industrial Properties Inc	COM	1,175	$241.0K	<0.1%	History
DBX ETF Tr233051432	XTRACK USD HIGH	6,307	$238.0K	<0.1%	–
Alps ETF Tr00162Q205	EQUAL SEC ETF	2,192	$238.0K	<0.1%	–
MMacy's, Inc.	COM	9,790	$238.0K	<0.1%	History
WABWestinghouse Air Brake Technologies Corp	Stock	2,468	$237.0K	<0.1%	History
BIIBBiogen Inc.	COM	1,123	$237.0K	<0.1%	History
MTCHMatch Group, Inc.	COM	2,159	$235.0K	<0.1%	History
First Tr Exchange Traded FD33738R878	DORSEY WRIGHT	6,421	$235.0K	<0.1%	–
JCIJohnson Controls International plc	Stock	3,571	$234.0K	<0.1%	History
Fidelity Covington Trust316092303	CONSMR STAPLES	5,104	$234.0K	<0.1%	–
First Tr Exchange-Traded FD33734X150	INDLS PROD DUR	4,096	$232.0K	<0.1%	–
RNPCohen & Steers REIT & Preferred & Income Fund Inc	COM	8,619	$232.0K	<0.1%	History
SUISun Communities Inc	COM	1,318	$231.0K	<0.1%	History