Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AXONAxon Enterprise, Inc. | COM | 2,925 | $517.0K | <0.1% | −27−0.9% | Reduced | History |
| EGPEastgroup Properties Inc | COM | 3,145 | $517.0K | <0.1% | +71+2.3% | Added | History |
| MTCHMatch Group, Inc. | COM | 3,213 | $518.0K | <0.1% | −45−1.4% | Reduced | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 5,177 | $518.0K | <0.1% | +5,177 | New | – |
| BDRYAmplify Commodity Trust | BREAKWAVE DRY | 17,685 | $519.0K | <0.1% | −785−4.3% | Reduced | History |
| CRSCarpenter Technology Corp | COM | 12,936 | $520.0K | <0.1% | +247+1.9% | Added | History |
| GRWGGrowGeneration Corp. | COM | 10,841 | $521.0K | <0.1% | +664+6.5% | Added | History |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 10,544 | $524.0K | <0.1% | +2,611+32.9% | Added | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 8,799 | $525.0K | <0.1% | 00.0% | Unchanged | – |
| HXLHexcel Corp | COM | 8,481 | $529.0K | <0.1% | +129+1.5% | Added | History |
| PHParker-Hannifin Corp | Stock | 1,725 | $530.0K | <0.1% | +99+6.1% | Added | History |
| NGGNational Grid PLC | SPONSORED ADR NE | 8,289 | $530.0K | <0.1% | −744−8.2% | Reduced | History |
| ETF Managers Tr26924G870 | BLUESTAR ISRAEL | 7,566 | $530.0K | <0.1% | −2,347−23.7% | Reduced | – |
| Global X FDS37950E606 | MSCI CHINA FINCL | 34,494 | $531.0K | <0.1% | +17,411+101.9% | Added | – |
| TWTRTwitter, Inc. | COM | 7,717 | $531.0K | <0.1% | −121−1.5% | Reduced | History |
| PSAPublic Storage | COM | 1,768 | $532.0K | <0.1% | −16−0.9% | Reduced | History |
| ETF Ser Solutions26922A305 | ALPCLONE ALTER | 6,294 | $532.0K | <0.1% | +515+8.9% | Added | – |
| iShares U S ETF Tr46431W648 | U.S. TECH INDEPD | 9,694 | $533.0K | <0.1% | +2,539+35.5% | Added | – |
| STXSeagate Technology Holdings plc | ORD SHS | 6,090 | $535.0K | <0.1% | +1,268+26.3% | Added | History |
| NOKNokia Corp | SPONSORED ADR | 101,312 | $539.0K | <0.1% | −3,122−3.0% | Reduced | History |
| RPMRPM International Inc | COM | 6,094 | $540.0K | <0.1% | +459+8.1% | Added | History |
| XELXcel Energy Inc | Stock | 8,236 | $543.0K | <0.1% | −660−7.4% | Reduced | History |
| iShares Tr46435U713 | US INFRASTRUC | 15,408 | $544.0K | <0.1% | +15,408 | New | – |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 18,480 | $544.0K | <0.1% | +18,480 | New | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 35,608 | $546.0K | <0.1% | −5,876−14.2% | Reduced | – |
| TSCOTractor Supply Co | COM | 2,938 | $547.0K | <0.1% | +185+6.7% | Added | History |
| iShares Tr464288273 | EAFE SML CP ETF | 7,379 | $547.0K | <0.1% | +859+13.2% | Added | – |
| Global X FDS37954Y418 | THMATC GWT ETF | 10,597 | $547.0K | <0.1% | −287−2.6% | Reduced | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 3,659 | $551.0K | <0.1% | −113−3.0% | Reduced | – |
| ASMLASML Holding NV | ADR | 797 | $551.0K | <0.1% | +116+17.0% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 52,905 | $553.0K | <0.1% | +2,623+5.2% | Added | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 6,842 | $554.0K | <0.1% | −428−5.9% | Reduced | – |
| First Tr Exchng Traded FD VI33740F698 | FT VEST US EQT | 17,079 | $556.0K | <0.1% | −5,250−23.5% | Reduced | – |
| SIISprott Inc. | COM NEW | 14,099 | $556.0K | <0.1% | +5,288+60.0% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 22,180 | $557.0K | <0.1% | +546+2.5% | Added | History |
| First Tr Exch TRD Alphdx FD33737J109 | ASIA EX JAPAN | 15,509 | $557.0K | <0.1% | +3,266+26.7% | Added | – |
| MFCManulife Financial Corp | COM | 28,338 | $558.0K | <0.1% | +5,995+26.8% | Added | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 20,720 | $560.0K | <0.1% | +220+1.1% | Added | – |
| Listed FD Tr53656F789 | ROUNDHILL SPORTS | 18,481 | $561.0K | <0.1% | +323+1.8% | Added | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 5,521 | $562.0K | <0.1% | +1,383+33.4% | Added | – |
| NEWTNewtekOne, Inc. | COM NEW | 16,100 | $562.0K | <0.1% | +16,100 | New | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 24,586 | $562.0K | <0.1% | +12,218+98.8% | Added | History |
| First Tr Dow Jones Select Mi33718M105 | COM SHS ANNUAL | 9,128 | $564.0K | <0.1% | −70−0.8% | Reduced | – |
| RSGRepublic Services, Inc. | COM | 5,139 | $565.0K | <0.1% | +242+4.9% | Added | History |
| TSNTyson Foods, Inc. | Stock | 7,668 | $566.0K | <0.1% | +980+14.7% | Added | History |
| VEEVVeeva Systems Inc | Stock | 1,823 | $567.0K | <0.1% | +67+3.8% | Added | History |
| CACICACI International Inc | CL A | 2,226 | $568.0K | <0.1% | +50+2.3% | Added | History |
| QSQuantumScape Corp | COM CL A | 19,462 | $569.0K | <0.1% | +12,280+171.0% | Added | History |
| BHPBHP Group Ltd | ADR | 7,835 | $571.0K | <0.1% | +1,858+31.1% | Added | History |
| ESEversource Energy | Stock | 7,122 | $571.0K | <0.1% | −23−0.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E537 | NATL AMT MUNI | 20,958 | $571.0K | <0.1% | +5,686+37.2% | Added | – |
| CBChubb Ltd | Stock | 3,608 | $573.0K | <0.1% | +890+32.7% | Added | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 26,201 | $574.0K | <0.1% | +26,201 | New | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 21,977 | $574.0K | <0.1% | −184−0.8% | Reduced | History |
| WisdomTree Tr97717W844 | GLOB EX US QU FD | 13,841 | $577.0K | <0.1% | +321+2.4% | AddedConverted for a 2-for-1 split | – |
| NADNuveen Quality Municipal Income Fund | COM | 36,018 | $577.0K | <0.1% | +7,383+25.8% | Added | History |
| PINSPinterest, Inc. | CL A | 7,304 | $577.0K | <0.1% | +697+10.5% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 9,685 | $579.0K | <0.1% | +1,223+14.5% | Added | History |
| AVBAvalonbay Communities Inc | COM | 2,780 | $580.0K | <0.1% | +126+4.7% | Added | History |
| iShares Semiconductor ETF464287523 | ETF | 1,290 | $586.0K | <0.1% | +66+5.4% | Added | – |
| DECKDeckers Outdoor Corp | COM | 1,526 | $586.0K | <0.1% | +34+2.3% | Added | History |
| WRKWestRock Co | COM | 11,017 | $586.0K | <0.1% | +235+2.2% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 12,140 | $588.0K | <0.1% | −1,424−10.5% | Reduced | – |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | 14,494 | $588.0K | <0.1% | +1,900+15.1% | Added | – |
| TYTRI-CONTINENTAL Corp | COM | 17,289 | $589.0K | <0.1% | −513−2.9% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 5,656 | $590.0K | <0.1% | −148−2.5% | Reduced | – |
| ETREntergy Corp | COM | 5,930 | $591.0K | <0.1% | +454+8.3% | Added | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 51,781 | $591.0K | <0.1% | +10,602+25.7% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 18,009 | $592.0K | <0.1% | +18,009 | New | – |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 8,658 | $593.0K | <0.1% | +776+9.8% | Added | – |
| ATVIActivision Blizzard, Inc. | COM | 6,218 | $593.0K | <0.1% | +907+17.1% | Added | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 12,288 | $596.0K | <0.1% | +2,677+27.9% | Added | – |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 23,305 | $597.0K | <0.1% | +3,363+16.9% | Added | – |
| YUMYum Brands Inc | Stock | 5,223 | $601.0K | <0.1% | +554+11.9% | Added | History |
| HTGCHercules Capital, Inc. | COM | 35,288 | $602.0K | <0.1% | +800+2.3% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 27,759 | $603.0K | <0.1% | −2,031−6.8% | Reduced | – |
| BSTBlackRock Science & Technology Trust | SHS | 10,158 | $605.0K | <0.1% | +2,304+29.3% | Added | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 8,777 | $605.0K | <0.1% | −805−8.4% | ReducedConverted for a 6-for-1 split | – |
| NTESNetEase, Inc. | SPONSORED ADS | 5,266 | $607.0K | <0.1% | +2,197+71.6% | Added | History |
| Innovator ETFs Trust45782C532 | US EQTY ULTRA B | 20,731 | $611.0K | <0.1% | 00.0% | Unchanged | – |
| SWKStanley Black & Decker, Inc. | COM | 3,002 | $615.0K | <0.1% | +411+15.9% | Added | History |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 18,133 | $616.0K | <0.1% | +5,572+44.4% | Added | – |
| WisdomTree Tr97717W588 | US LARGECAP FUND | 13,365 | $618.0K | <0.1% | −1,394−9.4% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 6,973 | $619.0K | <0.1% | +1,148+19.7% | Added | – |
| LKFNLakeland Financial Corp | COM | 10,040 | $619.0K | <0.1% | +52+0.5% | Added | History |
| NOWServiceNow, Inc. | Stock | 1,128 | $620.0K | <0.1% | −84−6.9% | Reduced | History |
| Vanguard World FD921910709 | EXTENDED DUR | 4,596 | $622.0K | <0.1% | +607+15.2% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 28,806 | $622.0K | <0.1% | +2,075+7.8% | Added | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 6,055 | $624.0K | <0.1% | +603+11.1% | Added | – |
| BLDPBallard Power Systems Inc. | COM | 34,415 | $624.0K | <0.1% | +18,802+120.4% | Added | History |
| ELVElevance Health, Inc. | Stock | 1,641 | $626.0K | <0.1% | −65−3.8% | Reduced | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 14,557 | $627.0K | <0.1% | +14,557 | New | – |
| Cyberark Software LtdM2682V108 | SHS | 4,831 | $630.0K | <0.1% | −9−0.2% | Reduced | – |
| NTRNutrien Ltd. | COM | 10,407 | $631.0K | <0.1% | +1,097+11.8% | Added | History |
| LENLennar Corp | CL A | 6,387 | $635.0K | <0.1% | −1,423−18.2% | Reduced | History |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 38,842 | $637.0K | <0.1% | −4,487−10.4% | Reduced | – |
| TDCTeradata Corp | Stock | 12,795 | $639.0K | <0.1% | −34−0.3% | Reduced | History |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 24,088 | $639.0K | <0.1% | +24,088 | New | – |
| PPGPPG Industries Inc | Stock | 3,769 | $640.0K | <0.1% | +169+4.7% | Added | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 10,523 | $640.0K | <0.1% | +2,571+32.3% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |