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Livermore
Livermore
ZHEN

Wharton Business Group, LLC

SEC CIK
0001513126
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
66
−54 vs. Q2 2021
Portfolio value
$985.6M
−$295.0M (−23.0%) vs. Q2 2021
Filed
Nov 9, 2021
SEC
Holdings of Wharton Business Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard BD Index FDS92203C303VANGUARD ULTRA3,990,632$200.1M20.3%+3,990,632New–
iShares MSCI USA Quality Factor ETF46432F339ETF1,133,606$149.3M15.2%+3,775+0.3%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,538,779$95.0M9.6%−25,165−1.6%Reduced–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF1,073,010$80.8M8.2%+3,720+0.3%Added–
iShares Tr46432F388MSCI USA VALUE755,062$76.0M7.7%+113,290+17.7%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF375,891$56.1M5.7%−41,946−10.0%Reduced–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF700,002$47.0M4.8%−109,589−13.5%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF239,244$30.5M3.1%−46,455−16.3%Reduced–
JPMJPMorgan Chase & CoStock167,461$27.4M2.8%+9,640+6.1%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF263,241$25.8M2.6%+591+0.2%Added–
iShares Tr46434V803HDG MSCI EAFE599,340$20.6M2.1%00.0%Unchanged–
GSGoldman Sachs Group IncStock54,426$20.6M2.1%−250.0%ReducedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF91,380$14.5M1.5%00.0%Unchanged–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF173,554$12.8M1.3%−210−0.1%Reduced–
iShares Core High Dividend ETF46429B663ETF134,429$12.7M1.3%−23,850−15.1%Reduced–
iShares Tr46429B671MSCI CHINA ETF180,123$12.2M1.2%+1,255+0.7%Added–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE206,561$9.18M0.9%+12,490+6.4%Added–
iShares Tr46435U192GENOMICS IMMUN160,995$8.16M0.8%−1,895−1.2%Reduced–
CSCOCisco Systems, Inc.Stock146,648$7.98M0.8%−390−0.3%ReducedHistory
iShares Tr46435U135CYBERSECURITY178,311$7.75M0.8%+35,945+25.2%Added–
State Street SPDR S&P Bank ETF78464A797ETF145,475$7.70M0.8%−57,005−28.2%Reduced–
iShares Future AI & Tech ETF46435U556ETF169,562$7.18M0.7%+40,660+31.5%Added–
GOOGLAlphabet Inc.Stock2,332$6.24M0.6%−802−25.6%ReducedHistory
iShares Inc46434G509CUR HD MSCI EM185,200$5.65M0.6%00.0%Unchanged–
State Street Financial Select Sector SPDR ETF81369Y605ETF144,248$5.41M0.5%+39,860+38.2%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF69,553$5.11M0.5%+32,915+89.8%Added–
iShares Tr46434V514MSCI CHINA A76,940$3.27M0.3%+58,040+307.1%Added–
Global X FDS37950E408MSCI CHINA CNSMR107,917$3.03M0.3%−6,305−5.5%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF32,274$2.40M0.2%+464+1.5%Added–
iShares Tr46436E569ESG SELECT SCRE65,575$2.17M0.2%+7,565+13.0%Added–
SPDR Series Trust78464A722ST STR SP PHARMA42,795$2.03M0.2%−33,300−43.8%Reduced–
Vanguard Health Care ETF92204A504ETF6,723$1.66M0.2%−110−1.6%Reduced–
PYPLPayPal Holdings, Inc.Stock6,279$1.63M0.2%00.0%UnchangedHistory
MPBMid Penn Bancorp IncCOM51,805$1.43M0.1%+4,000+8.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF2,885$1.24M0.1%−154−5.1%ReducedHistory
iShares Tr46434V381FUTU EXPO TE ETF18,695$1.17M0.1%+12,915+223.4%Added–
iShares Tr46432F370MSCI USA SZE FT8,500$1.08M0.1%+6,325+290.8%Added–
iShares Tr46434V290US SML CAP EQT20,150$1.08M0.1%+15,060+295.9%Added–
ADBEAdobe Inc.Stock1,758$1.01M0.1%+245+16.2%AddedHistory
METAMeta Platforms, Inc.Stock2,569$872.0K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock273$728.0K0.1%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR4,475$663.0K0.1%00.0%UnchangedHistory
WisdomTree Tr97717X669US QTLY DIV GRT10,535$620.0K0.1%+10,535New–
FDXFedEx CorpStock2,520$553.0K0.1%+1,785+242.9%AddedHistory
ORCLOracle CorpStock6,313$550.0K0.1%−165−2.5%ReducedHistory
BLKBlackRock, Inc.COM608$510.0K0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock2,200$456.0K<0.1%00.0%UnchangedConverted for a 4-for-1 splitHistory
ACNAccenture plcStock1,350$432.0K<0.1%00.0%UnchangedHistory
ASMLASML Holding NVADR555$414.0K<0.1%+205+58.6%AddedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW5,810$409.0K<0.1%+5,810New–
WisdomTree Tr97717W547US VALUE FD6,710$398.0K<0.1%+6,710New–
UNHUnitedHealth Group IncStock1,004$392.0K<0.1%00.0%UnchangedHistory
ICEIntercontinental Exchange, Inc.Stock3,385$389.0K<0.1%00.0%UnchangedHistory
MMM3M CoStock2,026$355.0K<0.1%+10.0%AddedHistory
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY4,442$332.0K<0.1%−96−2.1%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,925$288.0K<0.1%−50−2.5%Reduced–
MAMastercard IncStock811$282.0K<0.1%00.0%UnchangedHistory
RIVERiverview Financial CorpCOM20,160$263.0K<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.COM CL A32,675$261.0K<0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM4,163$245.0K<0.1%00.0%UnchangedHistory
MAAMid America Apartment Communities Inc.COM1,180$220.0K<0.1%+1,180NewHistory
CMCSAComcast CorpStock3,791$212.0K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT2,555$211.0K<0.1%+2,555NewHistory
COPConocoPhillipsStock3,065$208.0K<0.1%+3,065NewHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM19,004$186.0K<0.1%−2,000−9.5%ReducedHistory
IAInnovative Solutions & Support IncCOM19,395$139.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (61)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Wharton Business Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Core S&P 500 ETF464287200ETF189,604$81.5M6.4%–
AAPLApple Inc.Stock577,841$79.1M6.2%History
iShares Inc464286533MSCI EMERG MRKT938,715$60.2M4.7%–
iShares Russell Top 200 Growth ETF464289438ETF231,646$34.9M2.7%–
iShares Inc464286426MSCI EM ASIA ETF324,652$30.0M2.3%–
Vanguard High Dividend Yield Index ETF921946406ETF257,216$26.9M2.1%–
iShares Inc464286871MSCI HONG KG ETF908,587$24.3M1.9%–
iShares Tr464288729GLOB INDSTRL ETF180,900$21.6M1.7%–
iShares U.S. Healthcare Providers ETF464288828ETF66,570$17.7M1.4%–
BRK.BBerkshire Hathaway IncStock59,272$16.5M1.3%History
Vanguard Dividend Appreciation ETF921908844ETF85,610$13.3M1.0%–
iShares Tr464288687PFD AND INCM SEC310,614$12.2M1.0%–
iShares U.S. Medical Devices ETF464288810ETF33,831$12.2M1.0%–
iShares S&P 100 ETF464287101ETF35,380$6.94M0.5%–
MSFTMicrosoft CorpStock22,422$6.07M0.5%History
BACBank of America CorpStock146,362$6.04M0.5%History
iShares Tr464288281JPMORGAN USD EMG39,480$4.44M0.3%–
iShares Russell 1000 Growth ETF464287614ETF10,413$2.83M0.2%–
iShares Tr464288646ISHS 1-5YR INVS50,755$2.78M0.2%–
AMZNAmazon Com IncStock517$1.78M0.1%History
iShares Tr46435U853BROAD USD HIGH34,580$1.60M0.1%–
INTCIntel CorpStock20,897$1.17M0.1%History
JNJJohnson & JohnsonStock6,588$1.08M0.1%History
CGNXCognex CorpCOM12,540$1.05M0.1%History
CATCaterpillar IncStock4,575$996.0K0.1%History
iShares Tr464287184CHINA LG-CAP ETF16,968$786.0K0.1%–
CMICummins IncStock3,097$755.0K0.1%History
DHRDanaher CorpStock2,545$683.0K0.1%History
PGProcter & Gamble CoStock5,050$681.0K0.1%History
LMTLockheed Martin CorpStock1,769$669.0K0.1%History
MSMorgan StanleyStock6,959$638.0K<0.1%History
STBAS&T Bancorp IncCOM20,083$629.0K<0.1%History
CCitigroup IncStock8,643$611.0K<0.1%History
JJacobs Solutions Inc.COM4,442$593.0K<0.1%History
INTUIntuit Inc.Stock1,192$584.0K<0.1%History
PEPPepsiCo IncStock3,919$581.0K<0.1%History
iShares Tr464288448INTL SEL DIV ETF16,785$544.0K<0.1%–
UPSUnited Parcel Service IncStock2,573$535.0K<0.1%History
iShares Tr464287119MORNINGSTAR GRWT7,985$517.0K<0.1%–
PNCPNC Financial Services Group, Inc.Stock2,656$507.0K<0.1%History
XYZBlock, Inc.CL A1,923$469.0K<0.1%History
PFEPfizer IncStock11,907$466.0K<0.1%History
MCDMcDonalds CorpStock2,000$462.0K<0.1%History
TXNTexas Instruments IncStock2,235$430.0K<0.1%History
ADSKAutodesk, Inc.COM1,445$422.0K<0.1%History
PAYXPaychex IncStock3,774$405.0K<0.1%History
DISWalt Disney CoStock2,273$400.0K<0.1%History
iShares Inc464286665MSCI PAC JP ETF7,562$391.0K<0.1%–
CICigna GroupStock1,643$390.0K<0.1%History
Columbia ETF Tr II19762B509EMRG MARKETS ETF11,430$323.0K<0.1%–
AMGNAmgen IncStock1,312$320.0K<0.1%History
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO2,080$299.0K<0.1%–
CINFCincinnati Financial CorpCOM2,300$268.0K<0.1%History
iShares S&P 500 Growth ETF464287309ETF3,386$246.0K<0.1%–
BNYBank of New York Mellon CorpStock4,780$245.0K<0.1%History
CVXChevron CorpStock2,219$232.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,200$207.0K<0.1%–
iShares Tr464287556ISHARES BIOTECH1,220$200.0K<0.1%–
iShares Tr464287325GLOB HLTHCRE ETF2,405$200.0K<0.1%–
NNVCNanoviricides, Inc.COM17,236$80.0K<0.1%History
Remark Hldgs Inc75955K102COM10,579$20.0K<0.1%–