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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
2,135
−520 vs. Q4 2023
Portfolio value
$27.2B
−$1.83B (−6.3%) vs. Q4 2023
Filed
May 15, 2024
SEC
Holdings of Captrust Financial Advisors in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
General Moly Inc Com370373102Common Stock34,377$00.0%00.0%Unchanged–
Bristol Myers Squibb Co110122140RIGHT 12/30/203020,498$1.13K<0.1%+20,498New–
Auddia Inc.05072K115*W EXP 10/17/20242,400$1.50K<0.1%00.0%Unchanged–
ACONWAclarion, Inc.*W EXP 04/21/20278,400$2.74K<0.1%00.0%UnchangedHistory
EMKREmcore CorpStock10,000$3.45K<0.1%+10,000NewHistory
STKHSteakholder Foods Ltd.SPONSORED ADS11,470$6.70K<0.1%+11,470NewHistory
NAKNorthern Dynasty Minerals LtdCOM NEW22,800$7.25K<0.1%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM12,336$7.43K<0.1%−7−0.1%ReducedHistory
AIMAIM ImmunoTech Inc.COM20,000$9.42K<0.1%00.0%UnchangedHistory
HYPDHyperion Defi, Inc.COM10,067$9.93K<0.1%−178−1.7%ReducedHistory
FURYFury Gold Mines LtdCOM24,322$10.2K<0.1%00.0%UnchangedHistory
QMCOQuantum CorpCOM NEW17,333$10.3K<0.1%+17,158+9,804.6%AddedHistory
BSINBig Sky Industrial Inc.COM10,000$10.8K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM16,544$10.9K<0.1%−2,749−14.2%ReducedHistory
NKTRNektar TherapeuticsCOM12,000$11.2K<0.1%−24−0.2%ReducedHistory
TRXTRX GOLD CorpCOM30,486$11.8K<0.1%00.0%UnchangedHistory
AMLIFAmerican Lithium Corp.COM20,634$14.0K<0.1%+205+1.0%AddedHistory
ProShares Ultrapro Short S&P50074349Y845ETF2,500$16.1K<0.1%+2,500New–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS15,193$17.6K<0.1%−61,302−80.1%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW20,269$18.1K<0.1%−500−2.4%ReducedHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.12,885$18.3K<0.1%−645−4.8%Reduced–
RLYBRallybio CorpCOM10,031$18.6K<0.1%+10,031NewHistory
QVCGAOld QVC Group, Inc.COM SER A18,362$22.6K<0.1%+18,362NewHistory
DYAIDyadic International IncCOM15,000$25.1K<0.1%00.0%UnchangedHistory
CHRSCoherus Oncology, Inc.COM10,507$25.1K<0.1%+10,507NewHistory
NKLANikola CorpCOM24,368$25.3K<0.1%+1,624+7.1%AddedHistory
UNCYUnicycive Therapeutics, Inc.COM18,800$25.9K<0.1%00.0%UnchangedHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW10,811$25.9K<0.1%−33,825−75.8%ReducedHistory
UBXUnity Biotechnology, Inc.COM17,865$29.3K<0.1%+17,865NewHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT15,189$30.7K<0.1%+345+2.3%AddedHistory
PSNYPolestar Automotive Holding UK PLCADS A20,685$31.9K<0.1%−3,090−13.0%ReducedHistory
CLOVClover Health Investments, Corp.COM CL A40,434$32.1K<0.1%−30,084−42.7%ReducedHistory
ACONAclarion, Inc.COM98,436$32.4K<0.1%−375,990−79.3%ReducedHistory
ALDXAldeyra Therapeutics, Inc.COM10,039$32.8K<0.1%−9,453−48.5%ReducedHistory
ADPTAdaptive Biotechnologies CorpCOM10,294$33.0K<0.1%−1,700−14.2%ReducedHistory
GERNGeron CorpCOM10,164$33.5K<0.1%−7,334−41.9%ReducedHistory
ASRVAmeriserv Financial IncCOM13,483$35.1K<0.1%00.0%UnchangedHistory
SRTAStrata Critical Medical, Inc.CL A COM12,402$35.3K<0.1%+12,402NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK20,165$35.5K<0.1%+279+1.4%AddedHistory
IRDOpus Genetics, Inc.COM18,000$36.2K<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM25,815$40.8K<0.1%−9,127−26.1%ReducedHistory
LCIDLucid Group, Inc.COM14,787$42.1K<0.1%−9,226−38.4%ReducedHistory
OPKOpko Health, Inc.COM35,749$42.9K<0.1%−16,217−31.2%ReducedHistory
GSITGsi Technology IncCOM12,700$43.2K<0.1%+12,700NewHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD14,000$44.8K<0.1%00.0%UnchangedHistory
New Gold Inc Cda644535106COM27,000$45.9K<0.1%+27,000New–
BKKTBakkt, Inc.COM CL A NEW100,113$46.0K<0.1%+100,113NewHistory
NIONIO Inc.ADR10,939$49.2K<0.1%−4,680−30.0%ReducedHistory
INKTMiNK Therapeutics, Inc.COM54,291$49.3K<0.1%00.0%UnchangedHistory
ICADIcad IncCOM NEW32,150$51.8K<0.1%+6,600+25.8%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT12,160$52.2K<0.1%−8,986−42.5%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM11,054$53.1K<0.1%00.0%UnchangedHistory
ARMPArmata Pharmaceuticals, Inc.COM13,140$54.9K<0.1%−408−3.0%ReducedHistory
BIAFbioAffinity Technologies, Inc.COMMON STOCK27,885$56.3K<0.1%−12,000−30.1%ReducedHistory
KPRXKiora Pharmaceuticals IncCOM NEW80,000$56.5K<0.1%00.0%UnchangedHistory
FLYYSpirit Aviation Holdings, Inc.COM12,011$58.1K<0.1%−1,255−9.5%ReducedHistory
LUMNLumen Technologies, Inc.Stock37,593$58.6K<0.1%−60,312−61.6%ReducedHistory
EPSNEpsilon Energy Ltd.COM10,920$60.0K<0.1%00.0%UnchangedHistory
Osisko Development Corp Com New06828J105Stock28,175$60.2K<0.1%00.0%Unchanged–
QSQuantumScape CorpCOM CL A10,178$64.0K<0.1%−3,083−23.2%ReducedHistory
GUTGabelli Utility TrustCOM11,608$64.4K<0.1%−17,140−59.6%ReducedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM13,717$65.2K<0.1%+13,717NewHistory
BCRXBiocryst Pharmaceuticals IncCOM13,285$67.5K<0.1%+13,285NewHistory
OXLCOxford Lane Capital Corp.COM13,629$69.2K<0.1%+13,629NewHistory
SCPHscPharmaceuticals Inc.COM14,053$70.5K<0.1%+14,053NewHistory
AEGAegon Ltd.AMER REG 1 CERT11,777$71.3K<0.1%−13,255−53.0%ReducedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM11,020$74.8K<0.1%00.0%UnchangedHistory
CLSDClearside Biomedical, Inc.COM50,000$76.5K<0.1%00.0%UnchangedHistory
BFLYButterfly Network, Inc.COM CL A77,806$84.0K<0.1%+34,303+78.9%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1016,416$90.5K<0.1%+3,951+31.7%AddedHistory
ANTXAN2 Therapeutics, Inc.COM28,667$93.2K<0.1%00.0%UnchangedHistory
GABGabelli Equity Trust IncCOM17,037$94.0K<0.1%−5,500−24.4%ReducedHistory
SIGASiga Technologies IncCOM11,104$95.0K<0.1%−10.0%ReducedHistory
ProShares Tr74349Y837SHORT QQQ10,980$96.2K<0.1%+10,980New–
SABRSabre CorpCOM39,952$96.7K<0.1%+2,860+7.7%AddedHistory
OCGNOcugen, Inc.COM60,000$98.4K<0.1%00.0%UnchangedHistory
IGMSIGM Biosciences, Inc.COM10,200$98.4K<0.1%+10,200NewHistory
GRTSGritstone bio, Inc.COM38,606$99.2K<0.1%+9,925+34.6%AddedHistory
DHDefinitive Healthcare Corp.CLASS A COM12,359$99.7K<0.1%−1,309−9.6%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD14,642$101.5K<0.1%−702−4.6%ReducedHistory
TELFYTelefonica S ASPONSORED ADR23,194$102.3K<0.1%−14,871−39.1%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A55,068$104.6K<0.1%−40,075−42.1%ReducedHistory
MDXGMimedx Group, Inc.COM13,659$105.2K<0.1%−2,993−18.0%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT11,770$105.8K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM24,786$106.1K<0.1%−400−1.6%ReducedHistory
AGNTAGNT, Inc.COM10,660$110.1K<0.1%−3,147−22.8%ReducedHistory
RPCRidgepost Capital, Inc.CL A COM13,470$113.4K<0.1%−110−0.8%ReducedHistory
KRNYKearny Financial Corp.COM17,794$114.6K<0.1%−39,910−69.2%ReducedHistory
CCCCC4 Therapeutics, Inc.COM STK14,822$121.1K<0.1%00.0%UnchangedHistory
OABIOmniAb, Inc.COM22,386$121.3K<0.1%−46,512−67.5%ReducedHistory
MGNIMagnite, Inc.COM11,685$125.6K<0.1%−5,076−30.3%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT15,400$127.7K<0.1%+15,400NewHistory
ALTMArcadium Lithium plcStock29,659$127.8K<0.1%+29,659NewHistory
PLUGPlug Power IncStock37,387$128.6K<0.1%−57,599−60.6%ReducedHistory
OPENOpendoor Technologies Inc.COM42,666$129.3K<0.1%−31,734−42.7%ReducedHistory
AGENAgenus IncCOM NEW222,915$129.3K<0.1%+222,915NewHistory
HIVEHIVE Digital Technologies Ltd.COM NEW38,928$131.2K<0.1%+17,600+82.5%AddedHistory
ASLEAerSale CorpCOM18,751$134.6K<0.1%+18,751NewHistory
Wildbrain Ltd Com Var VTG96810C101COM160,000$134.8K<0.1%00.0%Unchanged–
DEAEasterly Government Properties, Inc.COM11,857$136.5K<0.1%−6,313−34.7%ReducedHistory

Sold out since Q4 2023 (616)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 616 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
iShares Core S&P 500 ETF464287200ETF2,429,633$1.16B4.0%–
iShares Core U.S. Aggregate Bond ETF464287226ETF3,518,843$349.2M1.2%–
iShares MSCI Eafe ETF464287465ETF1,695,768$127.8M0.4%–
iShares Core S&P Small Cap ETF464287804ETF676,952$73.3M0.3%–
PIMCO ETF Tr72201R585MULTISECTOR BD762,276$19.6M0.1%–
Schwab International Equity ETF808524805ETF395,455$14.6M0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY470,999$10.7M<0.1%–
ATECAlphatec Holdings, Inc.COM NEW565,991$8.55M<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY8,040,376$8.04M<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF141,468$7.61M<0.1%–
GXOGXO Logistics, Inc.Stock111,511$6.82M<0.1%History
CRGYCrescent Energy CoCL A COM393,739$5.20M<0.1%History
CRTCross Timbers Royalty TrustTR UNIT265,822$4.65M<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A419,721$4.14M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR28,051$3.53M<0.1%History
SYBTStock Yards Bancorp, Inc.COM66,683$3.43M<0.1%History
CCOICogent Communications Holdings, Inc.COM NEW38,894$2.96M<0.1%History
CPKChesapeake Utilities CorpCOM24,403$2.58M<0.1%History
IMGNImmunoGen, Inc.COM67,877$2.01M<0.1%History
RCIRogers Communications IncCL B37,012$1.73M<0.1%History
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH19,714$1.73M<0.1%–
CRSCarpenter Technology CorpCOM21,013$1.49M<0.1%History
SIGSignet Jewelers LtdSHS13,461$1.44M<0.1%History
TENBTenable Holdings, Inc.COM30,906$1.42M<0.1%History
JXNJackson Financial Inc.COM CL A27,309$1.40M<0.1%History
ACADAcadia Pharmaceuticals IncCOM44,164$1.38M<0.1%History
Innovator ETFs Trust45782C789US EQTY BUFR JUL36,648$1.38M<0.1%–
SPDR Series Trust78464A144ST STR CORPO ETF45,440$1.34M<0.1%–
NVEENV5 Global, Inc.COM11,866$1.32M<0.1%History
iShares Tr46428951110+ YR INVST GRD23,295$1.23M<0.1%–
CCLPCSI Compressco LPCOM UNIT740,740$1.21M<0.1%History
SMARSmartsheet IncCOM CL A24,075$1.15M<0.1%History
J P Morgan Exchange Traded F46641Q753US VALUE FACTR28,982$1.12M<0.1%–
BYDBoyd Gaming CorpCOM17,627$1.10M<0.1%History
IRDMIridium Communications Inc.COM26,630$1.10M<0.1%History
iShares Tr464288323NEW YORK MUN ETF19,728$1.07M<0.1%–
TMDXTransMedics Group, Inc.COM13,489$1.06M<0.1%History
NVSTEnvista Holdings CorpCOM44,207$1.06M<0.1%History
WCCWesco International IncCOM6,043$1.05M<0.1%History
BBIOBridgeBio Pharma, Inc.COM25,997$1.05M<0.1%History
PRAProassurance CorpCOM75,381$1.04M<0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK45,130$1.04M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM21,560$1.03M<0.1%History
JHXJames Hardie Industries plcSPONSORED ADR26,584$1.03M<0.1%History
CYTKCytokinetics IncCOM NEW12,258$1.02M<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR46,044$978.9K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C12,132$977.7K<0.1%History
FTAIFTAI Aviation Ltd.SHS20,952$972.2K<0.1%History
ATIAti IncStock20,444$929.6K<0.1%History
SMPLSimply Good Foods CoCOM23,446$928.5K<0.1%History
ROKURoku, IncCOM CL A10,095$923.9K<0.1%History
SKYWSkywest IncCOM17,674$922.6K<0.1%History
AITApplied Industrial Technologies IncCOM5,333$921.0K<0.1%History
INSMINSMED IncCOM PAR $.0129,481$913.6K<0.1%History
GPIGroup 1 Automotive IncCOM2,966$903.9K<0.1%History
COLMColumbia Sportswear CoCOM11,358$903.5K<0.1%History
NEONeogenomics IncCOM NEW55,451$897.2K<0.1%History
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR18,513$886.0K<0.1%–
SBRSabine Royalty TrustUNIT BEN INT13,017$881.8K<0.1%History
INDIindie Semiconductor, Inc.CLASS A COM104,118$844.4K<0.1%History
MTHMeritage Homes CORPCOM4,715$821.4K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT50,948$813.1K<0.1%History
PDFSPDF Solutions IncCOM25,133$807.8K<0.1%History
RRCRange Resources CorpCOM26,148$795.9K<0.1%History
SPTSprout Social, Inc.COM CL A12,919$793.8K<0.1%History
TNLTravel & Leisure Co.COM20,214$790.2K<0.1%History
TRUTransUnionCOM11,442$786.2K<0.1%History
MLIMueller Industries IncCOM16,623$783.8K<0.1%History
PGTIPGT Innovations, Inc.COM19,084$776.7K<0.1%History
AGCOAGCO CorpCOM6,184$750.8K<0.1%History
AXAxos Financial, Inc.COM13,750$750.8K<0.1%History
MDCSekisui House U.S., Inc.COM13,571$749.8K<0.1%History
LIVNLivaNova PLCSHS14,485$749.5K<0.1%History
ITRIItron, Inc.COM9,781$738.6K<0.1%History
FULFuller H B CoStock9,042$736.1K<0.1%History
PRFTPerficient IncCOM11,144$733.5K<0.1%History
CBAYCymaBay Therapeutics, Inc.COM30,973$731.6K<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A29,759$714.8K<0.1%History
AELAmerican National Group Inc.COM12,587$702.3K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT42,017$702.1K<0.1%History
ROGRogers CorpCOM5,298$699.7K<0.1%History
OLLIOllie's Bargain Outlet Holdings, Inc.Stock9,116$691.8K<0.1%History
NOGNorthern Oil & Gas, Inc.COM18,463$684.4K<0.1%History
EYENational Vision Holdings, Inc.COM32,671$683.8K<0.1%History
MTRNMATERION CorpCOM5,241$682.0K<0.1%History
CRDOCredo Technology Group Holding LtdStock34,565$673.0K<0.1%History
WFRDWeatherford International plcORD SHS6,747$660.1K<0.1%History
BCCBoise Cascade CoCOM5,101$659.9K<0.1%History
AAPAdvance Auto Parts IncCOM10,590$654.9K<0.1%History
SPLKSplunk IncCOM4,276$651.4K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW10,041$643.8K<0.1%–
SKWDSkyward Specialty Insurance Group, Inc.COM18,937$641.6K<0.1%History
iShares Tr464287861EUROPE ETF11,925$630.4K<0.1%–
CPRICapri Holdings LtdSHS12,513$628.7K<0.1%History
WHDCactus, Inc.CL A13,682$621.2K<0.1%History
SCRMScreaming Eagle Acquisition Corp.CLASS A ORD SHS58,439$619.5K<0.1%History
ONTOnterris, Inc.COM19,187$616.5K<0.1%History
GLNGGolar LNG LtdSHS26,503$609.3K<0.1%History
UHAL.BU-Haul Holding CoCOM SER N8,623$607.4K<0.1%History
BJRIBJs RESTAURANTS INCCOM16,825$605.9K<0.1%History