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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,655
+79 vs. Q3 2023
Portfolio value
$29.0B
+$2.88B (+11.0%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Captrust Financial Advisors in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
General Moly Inc Com370373102Common Stock34,377$00.0%00.0%Unchanged–
QMCOQuantum CorpCOM NEW175$61<0.1%00.0%UnchangedHistory
26 Capital Acquisition Corp.90138P118*W EXP 12/31/20211,002$67<0.1%+997+10.0%Added–
Lumiradx LimitedG5709L117*W EXP 09/28/20220,000$172<0.1%00.0%Unchanged–
NBISNebius Group N.V.Stock14,268$258<0.1%00.0%UnchangedHistory
Auddia Inc.05072K115*W EXP 10/17/20242,400$649<0.1%−11,100−20.7%Reduced–
Lumiradx LimitedG5709L109SHS12,000$755<0.1%00.0%Unchanged–
MMATMeta Materials Inc.COMM STK16,300$1.08K<0.1%+16,300NewHistory
Bowen Acquisition CorpG12729128RIGHT 99/99/999915,038$1.50K<0.1%−2,366−13.6%Reduced–
ACONWAclarion, Inc.*W EXP 04/21/20278,400$2.19K<0.1%00.0%UnchangedHistory
RGTIWRigetti Computing, Inc.*W EXP 99/99/99920,000$2.70K<0.1%00.0%UnchangedHistory
Alphavest Acquisition CorpG0283A116RIGHT 06/19/202423,969$2.88K<0.1%+23,969New–
RBOTVicarious Surgical Inc.COM CL A10,509$3.85K<0.1%+10,509NewHistory
FAZEFaZe Holdings Inc.COMMON STOCK28,624$5.15K<0.1%00.0%UnchangedHistory
NKTRNektar TherapeuticsCOM12,024$6.79K<0.1%−6,139−33.8%ReducedHistory
VBIVVBI Vaccines Inc/BCCOM12,343$7.25K<0.1%−5,525−30.9%ReducedHistory
NVTAInvitae CorpCOM11,579$7.26K<0.1%−427−3.6%ReducedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW22,800$7.37K<0.1%00.0%UnchangedHistory
RKLBRocket Lab CorpCOM1,334$7.38K<0.1%−33,156−96.1%ReducedHistory
FTCIFTC Solar, Inc.COM11,849$8.21K<0.1%+11,849NewHistory
RNAZTranscode Therapeutics, Inc.Stock50,000$8.24K<0.1%+50,000NewHistory
AIMAIM ImmunoTech Inc.COM20,000$8.80K<0.1%00.0%UnchangedHistory
BSINBig Sky Industrial Inc.COM10,000$10.0K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM30,486$11.6K<0.1%00.0%UnchangedHistory
FURYFury Gold Mines LtdCOM24,322$12.3K<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR17,254$13.7K<0.1%−4,670−21.3%ReducedHistory
KYNBKyntra Bio, Inc.COM15,450$13.7K<0.1%−1,035−6.3%ReducedHistory
TELLTellurian Inc.COM19,293$14.6K<0.1%+197+1.0%AddedHistory
AMWLAmerican Well CorpCL A10,290$15.3K<0.1%−7,302−41.5%ReducedHistory
HYLNHyliion Holdings Corp.COMMON STOCK19,886$16.2K<0.1%−1,330−6.3%ReducedHistory
UNCYUnicycive Therapeutics, Inc.COM18,800$16.3K<0.1%00.0%UnchangedHistory
REIRing Energy, Inc.COM11,694$17.1K<0.1%+11,694NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW20,769$18.1K<0.1%+2,057+11.0%AddedHistory
VZLAVizsla Silver Corp.COMMONSTOCK15,000$18.8K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM22,744$19.9K<0.1%−1,081−4.5%ReducedHistory
HYPDHyperion Defi, Inc.COM10,245$21.3K<0.1%+245+2.5%AddedHistory
BBAIBigBear.ai Holdings, Inc.COM10,100$21.6K<0.1%−116−1.1%ReducedHistory
CERSCerus CorpCOM10,127$21.9K<0.1%+10,127NewHistory
AMLIFAmerican Lithium Corp.COM20,429$22.5K<0.1%00.0%UnchangedHistory
TRVNTrevena IncCOM NEW33,000$23.8K<0.1%00.0%UnchangedHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.13,530$23.9K<0.1%+2,000+17.3%Added–
DYAIDyadic International IncCOM15,000$24.1K<0.1%00.0%UnchangedHistory
PSFEPaysafe LtdSHS1,961$25.1K<0.1%−213,889−99.1%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT14,844$29.4K<0.1%+319+2.2%AddedHistory
OTLKOutlook Therapeutics, Inc.COM NEW76,138$30.0K<0.1%−60,000−44.1%ReducedHistory
ESPREsperion Therapeutics, Inc.COM10,050$30.1K<0.1%+10,050NewHistory
EGIOEdgio, Inc.COM96,870$33.2K<0.1%−177−0.2%ReducedHistory
OCGNOcugen, Inc.COM60,000$34.5K<0.1%−90−0.1%ReducedHistory
GERNGeron CorpCOM17,498$36.9K<0.1%−3,235−15.6%ReducedHistory
CDXSCodexis, Inc.COM12,577$38.4K<0.1%+12,577NewHistory
GRABGrab Holdings LtdCLASS A ORD11,605$39.1K<0.1%−1,559−11.8%ReducedHistory
BLDPBallard Power Systems Inc.COM10,749$39.8K<0.1%+46+0.4%AddedHistory
SHBIShore Bancshares IncCOM2,852$40.6K<0.1%−144−4.8%ReducedHistory
DTILPrecision Biosciences IncCOM113,484$41.4K<0.1%−8,826−7.2%ReducedHistory
KPRXKiora Pharmaceuticals IncCOM NEW80,000$41.8K<0.1%00.0%UnchangedHistory
ATRAAtara Biotherapeutics, Inc.COM83,074$42.6K<0.1%+65,059+361.1%AddedHistory
CYHCommunity Health Systems IncCOM13,618$42.6K<0.1%+13,618NewHistory
PRPLPurple Innovation, Inc.COM41,633$42.9K<0.1%−10.0%ReducedHistory
ASRVAmeriserv Financial IncCOM13,483$43.6K<0.1%00.0%UnchangedHistory
ARMPArmata Pharmaceuticals, Inc.COM13,548$43.9K<0.1%00.0%UnchangedHistory
PBIPitney Bowes IncCOM10,097$44.4K<0.1%−1,589−13.6%ReducedHistory
ICADIcad IncCOM NEW25,550$45.2K<0.1%+7,350+40.4%AddedHistory
CIFRCipher Digital Inc.COM11,041$45.6K<0.1%+11,041NewHistory
BRBSBlue Ridge Bankshares, Inc.COM15,072$45.7K<0.1%+15,072NewHistory
MVISMicrovision, Inc.COM NEW17,217$45.8K<0.1%+134+0.8%AddedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD14,000$46.8K<0.1%+1,000+7.7%AddedHistory
BFLYButterfly Network, Inc.COM CL A43,503$47.0K<0.1%−2,619−5.7%ReducedHistory
DOUGDouglas Elliman Inc.COM16,164$47.7K<0.1%+750+4.9%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM11,054$48.0K<0.1%00.0%UnchangedHistory
PRTSCarParts.com, Inc.COM15,453$48.8K<0.1%+15,453NewHistory
SOUNSoundhound AI, Inc.CLASS A COM23,315$49.4K<0.1%−111,078−82.7%ReducedHistory
NEXTNextDecade CorpCOM10,616$50.6K<0.1%−199−1.8%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A23,775$53.7K<0.1%−810−3.3%ReducedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A11,387$53.7K<0.1%+11,387NewHistory
IRDOpus Genetics, Inc.COM18,000$54.2K<0.1%00.0%UnchangedHistory
EPSNEpsilon Energy Ltd.COM10,920$55.5K<0.1%+10,920NewHistory
INKTMiNK Therapeutics, Inc.COM54,291$58.1K<0.1%−7,508−12.1%ReducedHistory
CLSDClearside Biomedical, Inc.COM50,000$58.5K<0.1%00.0%UnchangedHistory
GRTSGritstone bio, Inc.COM28,681$58.5K<0.1%−109,939−79.3%ReducedHistory
BIAFbioAffinity Technologies, Inc.COMMON STOCK39,885$58.7K<0.1%−3,757−8.6%ReducedHistory
ADPTAdaptive Biotechnologies CorpCOM11,994$58.8K<0.1%+539+4.7%AddedHistory
VNDAVanda Pharmaceuticals Inc.COM13,943$58.8K<0.1%+13,943NewHistory
PGREParamount Group, Inc.COM11,753$60.8K<0.1%−942−7.4%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A14,141$62.1K<0.1%+14,141NewHistory
SIGASiga Technologies IncCOM11,105$62.2K<0.1%+134+1.2%AddedHistory
ZVIAZevia PBCCL A31,225$62.8K<0.1%−19,756−38.8%ReducedHistory
OSSOne Stop Systems, Inc.COM30,000$63.0K<0.1%+30,000NewHistory
SEERSeer, Inc.COM CL A32,698$63.4K<0.1%+32,698NewHistory
CDMOAvid Bioservices, Inc.COM10,186$66.2K<0.1%+10,186NewHistory
BLNDBlend Labs, Inc.CL A26,171$66.7K<0.1%+26,171NewHistory
OLPXOlaplex Holdings, Inc.COM26,320$66.9K<0.1%+26,320NewHistory
CLOVClover Health Investments, Corp.COM CL A70,518$67.1K<0.1%+20,002+39.6%AddedHistory
CRAICra International, Inc.COM684$67.6K<0.1%−5−0.7%ReducedHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW44,636$68.3K<0.1%+180.0%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM19,492$68.4K<0.1%−10,936−35.9%ReducedHistory
CIMChimera Investment CorpCOM NEW14,161$70.7K<0.1%+14,161NewHistory
MHFWestern Asset Municipal High Income Fund Inc.COM11,020$70.7K<0.1%+11,020NewHistory
SRIStoneridge IncCOM3,644$71.3K<0.1%−52−1.4%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM11,730$71.4K<0.1%−5,488−31.9%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK12,256$72.8K<0.1%+12,256NewHistory

Sold out since Q3 2023 (160)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 160 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46436E882IBONDS 23 TRM TS18,401,780$456.7M1.7%–
Direxion Shs ETF Tr25459W54020YR TRES BULL4,458,998$21.5M0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF777,366$19.7M0.1%–
ATVIActivision Blizzard, Inc.COM48,763$4.57M<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB212,977$4.52M<0.1%–
MTZMastec IncCOM28,605$2.06M<0.1%History
Nuveen PFD & Incm Securties67072C105COM317,680$1.96M<0.1%–
VMWVmware LLCCL A COM9,263$1.54M<0.1%History
iShares Tr46435G318IBONDS DEC202354,348$1.39M<0.1%–
CAKECheesecake Factory IncCOM44,541$1.35M<0.1%History
PRAAPra Group IncCOM55,712$1.07M<0.1%History
SGENSeagen Inc.COM5,022$1.07M<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER35,686$1.04M<0.1%History
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF40,692$1.02M<0.1%–
STRSitio Royalties Corp.CLASS A COM36,865$892.5K<0.1%History
EBIXEbix IncCOM NEW76,666$757.5K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US16,481$729.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY13,060$673.9K<0.1%–
CFLTConfluent, Inc.CLASS A COM20,914$619.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM19,885$593.4K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI23,633$591.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY22,848$537.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,444$514.1K<0.1%History
Alphavest Acquisition CorpG0283A124UNIT 06/19/202446,602$500.0K<0.1%–
RENEFCartesian Growth Corp IICLASS A ORD46,240$499.4K<0.1%History
ProShares Tr74347G648ULTRASHRT DOW 3018,450$481.7K<0.1%–
HEPHolly Energy Partners LPCOM UT LTD PTN21,850$479.8K<0.1%History
EEExcelerate Energy, Inc.CL A COM27,431$467.4K<0.1%History
ANIPAni Pharmaceuticals IncCOM7,904$458.9K<0.1%History
NXTNextpower Inc.Stock11,146$447.6K<0.1%History
SNBRQSleep Number CorpCOM17,292$425.2K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR54,850$374.6K<0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF14,439$365.9K<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF6,549$363.5K<0.1%–
RHRHCOM1,374$363.2K<0.1%History
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT16,942$359.2K<0.1%History
NATINational Instruments CorpCOM6,002$357.8K<0.1%History
SMTCSemtech CorpStock13,823$355.9K<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM83,148$350.1K<0.1%History
OKLOOklo Inc.COM CL A33,186$343.5K<0.1%History
VYXNCR Voyix CorpCOM12,544$338.3K<0.1%History
MDWTMidwest Holding Inc.COM NEW12,055$315.2K<0.1%History
KIDSOrthopediatrics CorpCOM9,621$307.9K<0.1%History
KNKnowles CorpCOM20,422$302.4K<0.1%History
FDEUFirst Trust Dynamic Europe Equity Income FundCOM SHS23,884$296.2K<0.1%History
PKSTPeakstone Realty TrustCommon Stock17,528$291.7K<0.1%History
VRTVVeritiv CorpCOM1,644$277.7K<0.1%History
First Tr Exchange-Traded Alp33735J101COM SHS4,263$276.2K<0.1%–
SMPStandard Motor Products, Inc.Stock8,069$271.3K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH7,824$265.2K<0.1%–
ASIXAdvanSix Inc.COM8,467$263.1K<0.1%History
KRTXKaruna Therapeutics, Inc.COM1,555$262.9K<0.1%History
CARAvis Budget Group, Inc.COM1,463$262.9K<0.1%History
AMSFAmerisafe IncCOM5,201$260.4K<0.1%History
Churchill Capital Corp V17144T107COM CL A24,320$252.9K<0.1%–
Accretion Acquisition Corp00438Y107COM24,077$252.3K<0.1%–
FOXAFox CorpCL A COM8,054$251.3K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN3,629$244.8K<0.1%–
CABOCable One, Inc.COM396$243.8K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE7,164$240.6K<0.1%–
USCIUnited States Commodity Index Funds TrustCOMM IDX FND4,021$237.9K<0.1%History
YOUClear Secure, Inc.COM CL A12,479$237.6K<0.1%History
BFHBread Financial Holdings, Inc.COM6,937$237.2K<0.1%History
XPOFXponential Fitness, Inc.COM CL A15,230$236.1K<0.1%History
HLIOHelios Technologies, Inc.COM4,124$228.8K<0.1%History
TZOOTravelzooCOM NEW39,036$227.6K<0.1%History
NFYSEnphys Acquisition Corp.CL A ORD SHS21,623$227.0K<0.1%History
SWAVShockwave Medical, Inc.COM1,136$226.1K<0.1%History
iShares Tr46435U440USD GRN BOND ETF4,985$225.0K<0.1%–
JNPRJuniper Networks IncCOM7,967$221.4K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP4,599$220.7K<0.1%–
APGBApollo Strategic Growth Capital IISHS CL A20,928$220.0K<0.1%History
TRMKTrustmark CorpCOM10,007$217.5K<0.1%History
CAMTCamtek LtdORD3,482$216.8K<0.1%History
MLABMesa Laboratories IncCOM2,054$215.8K<0.1%History
WNCWabash National CorpCOM10,076$212.8K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,673$211.0K<0.1%–
PRTAProthena Corp Public Ltd CoSHS4,338$209.3K<0.1%History
MBLYMobileye Global Inc.Stock5,036$209.2K<0.1%History
HMNHorace Mann Educators CorpCOM7,117$209.1K<0.1%History
CNSCohen & Steers, Inc.COM3,328$208.6K<0.1%History
SITCSITE Centers Corp.COM16,879$208.1K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM10,627$208.1K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR2,998$205.2K<0.1%–
EEni SpASPONSORED ADR6,377$203.6K<0.1%History
BILLBILL Holdings, Inc.Stock1,871$203.1K<0.1%History
HBTHBT Financial, Inc.COM11,121$202.8K<0.1%History
AXSMAxsome Therapeutics, Inc.COM2,881$201.4K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,824$200.6K<0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX11,418$198.9K<0.1%–
MDPediatrix Medical Group, Inc.COM15,565$197.8K<0.1%History
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT12,815$189.5K<0.1%History
ATSGAir Transport Services Group, Inc.COM8,754$182.7K<0.1%History
SDCL EDGE Acquisition CorpG79471101CL A ORD SHS17,067$180.9K<0.1%–
CARGCarGurus, Inc.COM CL A10,007$175.3K<0.1%History
Global X FDS37954Y459RUSSELL 200010,200$174.0K<0.1%–
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM16,815$173.7K<0.1%History
ACCDAccolade, Inc.COM16,000$169.3K<0.1%History
IIMInvesco Value Municipal Income TrustCOM15,349$159.6K<0.1%History
CHRSCoherus Oncology, Inc.COM42,607$159.3K<0.1%History