Captrust Financial Advisors
- SEC CIK
- 0001512024
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 4,828
- +60 vs. Q2 2021
- Portfolio value
- $12.0B
- +$1.30B (+12.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BFYWBetter For You Wellness, Inc. | Common Stock | 2,000 | $0 | 0.0% | +2,000 | New | History |
| CLRDClearday, Inc. | Common Stock | 10 | $0 | 0.0% | +10 | New | History |
| DPRODraganfly Inc. | COM NEW | 100 | $0 | 0.0% | +100 | New | History |
| Eat Well Invt Group Inc Com27786T109 | COM | 500 | $0 | 0.0% | +500 | New | – |
| Ginkgo Bioworks Holdings, Inc.37611X118 | *W EXP 08/01/202 | 20 | $0 | 0.0% | +20 | New | – |
| HIPOHippo Holdings Inc. | COMMON STOCK | 100 | $0 | 0.0% | +100 | New | History |
| Post Holdings Partnering Cor737465112 | *W EXP 04/12/202 | 200 | $0 | 0.0% | +200 | New | – |
| Spring Vy Acquisition Corp CL A82857U956 | Common Stock | 30 | $0 | 0.0% | +30 | New | – |
| Sponsorsone Inc Com849113105 | Common Stock | 10,000 | $0 | 0.0% | +10,000 | New | – |
| Kalera as ShsR3S4AQ108 | Common Stock | 81 | $0 | 0.0% | +81 | New | – |
| NARIInari Medical, Inc. | Stock | 18 | $1.00K | <0.1% | −104−85.2% | Reduced | History |
| PAASPan American Silver Corp | Stock | 50 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SGRYSurgery Partners, Inc. | Stock | 15 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VKTXViking Therapeutics, Inc. | COM | 182 | $1.00K | <0.1% | +182 | New | History |
| Exchange Traded Concepts Tru301505624 | BITWISE CRYPTO | 29 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 29 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| ARGXArgenx SE | SPONSORED ADR | 3 | $1.00K | <0.1% | +2+200.0% | Added | History |
| RDWRRadware Ltd | ORD | 32 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| PTGXProtagonist Therapeutics, Inc | COM | 43 | $1.00K | <0.1% | +43 | New | History |
| iShares Tr46435G672 | CORE INTL AGGR | 11 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| JOYYJOYY Inc. | ADS REPSTG COM A | 20 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LDIloanDepot, Inc. | COM CL A | 103 | $1.00K | <0.1% | −297−74.3% | Reduced | History |
| DNNDenison Mines Corp. | COM | 1,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ARK ETF Tr00214Q609 | ISRAEL INOVATE | 49 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| ASTSAST SpaceMobile, Inc. | COM CL A | 85 | $1.00K | <0.1% | +85 | New | History |
| AGIOAgios Pharmaceuticals, Inc. | COM | 32 | $1.00K | <0.1% | −571−94.7% | Reduced | History |
| ERASErasca, Inc. | COM | 50 | $1.00K | <0.1% | +50 | New | History |
| GRFSGrifols SA | SP ADR REP B NVT | 60 | $1.00K | <0.1% | −20−25.0% | Reduced | History |
| NICNicolet Bankshares Inc | COM | 8 | $1.00K | <0.1% | +8 | New | History |
| RSIRush Street Interactive, Inc. | COM | 30 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| MCFTMasterCraft Boat Holdings, Inc. | COM | 22 | $1.00K | <0.1% | +4+22.2% | Added | History |
| VIVTelefonica Brasil S.A. | SPONSORED ADS | 90 | $1.00K | <0.1% | +55+157.1% | Added | History |
| LNSRLENSAR, Inc. | COM | 150 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 24 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| MLCOMelco Resorts & Entertainment LTD | ADR | 133 | $1.00K | <0.1% | −107−44.6% | Reduced | History |
| DBX ETF Tr233051150 | XTRACKERS MSCI | 20 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 136 | $1.00K | <0.1% | +136 | New | History |
| MOMOHello Group Inc. | ADS | 100 | $1.00K | <0.1% | +100 | New | History |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 53 | $1.00K | <0.1% | −760−93.5% | Reduced | History |
| ABOSAcumen Pharmaceuticals, Inc. | COM | 78 | $1.00K | <0.1% | +78 | New | History |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 75 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CBNKCapital Bancorp Inc | COM | 29 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CATOCato Corp | CL A | 58 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CCNECNB Financial Corp | COM | 40 | $1.00K | <0.1% | +40 | New | History |
| CTSOCytosorbents Corp | COM NEW | 171 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DLTHDuluth Holdings Inc. | COM CL B | 40 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ECVTEcovyst Inc. | COM | 115 | $1.00K | <0.1% | +115 | New | History |
| EQBKEquity Bancshares Inc | COM CL A | 35 | $1.00K | <0.1% | +8+29.6% | Added | History |
| FATEFate Therapeutics Inc | COM | 25 | $1.00K | <0.1% | −38−60.3% | Reduced | History |
| First BK Williamstown New Je31931U102 | COM | 68 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| FBIZFirst Business Financial Services, Inc. | COM | 40 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| FNKOFunko, Inc. | COM CL A | 53 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| GAIAGaia, Inc | CL A | 63 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| GEOSGeospace Technologies Corp | COM | 74 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| HURCHurco Companies Inc | COM | 25 | $1.00K | <0.1% | −11−30.6% | Reduced | History |
| HUYAHUYA Inc. | ADS REP SHS A | 100 | $1.00K | <0.1% | +100 | New | History |
| IMMRImmersion Corp | COM | 136 | $1.00K | <0.1% | −2,495−94.8% | Reduced | History |
| IPIIntrepid Potash, Inc. | COM | 31 | $1.00K | <0.1% | −54−63.5% | Reduced | History |
| IQiQIYI, Inc. | SPONSORED ADS | 100 | $1.00K | <0.1% | +100 | New | History |
| KURAKura Oncology, Inc. | COM | 48 | $1.00K | <0.1% | +22+84.6% | Added | History |
| LCNBLCNB Corp | COM | 60 | $1.00K | <0.1% | −32−34.8% | Reduced | History |
| MERCMercer International Inc. | COM | 75 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NGSNatural Gas Services Group Inc | COM | 70 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 3,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| OMEROmeros Corp | COM | 67 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ONEWOneWater Marine Inc. | CL A COM | 17 | $1.00K | <0.1% | +2+13.3% | Added | History |
| PHATPhathom Pharmaceuticals, Inc. | COM | 25 | $1.00K | <0.1% | +25 | New | History |
| PLXProtalix BioTherapeutics, Inc. | COM | 800 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| RVPRetractable Technologies Inc | COM | 80 | $1.00K | <0.1% | +10+14.3% | Added | History |
| RCKTRocket Pharmaceuticals, Inc. | COM | 21 | $1.00K | <0.1% | −21−50.0% | Reduced | History |
| SEERSeer, Inc. | COM CL A | 17 | $1.00K | <0.1% | +9+112.5% | Added | History |
| TALTAL Education Group | SPONSORED ADS | 288 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TNYATenaya Therapeutics, Inc. | COM | 26 | $1.00K | <0.1% | +26 | New | History |
| TSBKTimberland Bancorp Inc | COM | 21 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VHIValhi Inc | COM | 54 | $1.00K | <0.1% | +48+800.0% | Added | History |
| VERIVeritone, Inc. | COM | 26 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| WSBFWaterstone Financial, Inc. | COM | 51 | $1.00K | <0.1% | −42−45.2% | Reduced | History |
| WTBAWest Bancorporation Inc | CAP STK | 49 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AB&T Finl Corp Com00037W106 | Common Stock | 1,000 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| AFCGAdvanced Flower Capital Inc. | COM | 47 | $1.00K | <0.1% | +47 | New | History |
| Asm Pacific Technology Ltd ADR00212G108 | ADR | 24 | $1.00K | <0.1% | −6−20.0% | Reduced | – |
| AFIBAcutus Medical, Inc. | COM | 147 | $1.00K | <0.1% | +91+162.5% | Added | History |
| ATEYYAdvantest Corp | ADR | 13 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Aleafia Health Inc Com01444Q104 | COM | 3,427 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| WTERAlkaline Water Co Inc | COM NEW | 500 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| America Movil SAB de CV02364W204 | SPONSORED ADR | 30 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| AVCTAmerican Virtual Cloud Technologies, Inc. | COM | 500 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AQBAquabounty Technologies Inc | COM NEW | 170 | $1.00K | <0.1% | +170 | New | History |
| Asia Broadband Inc Com04518L100 | Common Stock | 9,200 | $1.00K | <0.1% | −1,800−16.4% | Reduced | – |
| LONALeonaBio, Inc. | COM | 89 | $1.00K | <0.1% | +89 | New | History |
| ATDRFAuto Trader Group plc | ADR | 486 | $1.00K | <0.1% | +288+145.5% | Added | History |
| BP Prudhoe Bay Rty Tr055630107 | UNIT BEN INT | 300 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Barclays Bank PLC Ipsp Croil ETN3606738C760 | ETF | 7 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| BGFVBig 5 Sporting Goods Corp | COM | 49 | $1.00K | <0.1% | +49 | New | History |
| BDSXBiodesix Inc | COM | 109 | $1.00K | <0.1% | +109 | New | History |
| BRF SA10552T107 | SPONSORED ADR | 100 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| BCTXBriaCell Therapeutics Corp. | COM NEW | 150 | $1.00K | <0.1% | +150 | New | History |
| CHP Merger Corp.12558Y114 | *W EXP 11/22/202 | 2,500 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CK Hutchison Hldgs Ltd Unsponsord ADR12562Y100 | ADR | 107 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Carnival Corp Ltd.14365C103 | ADR | 22 | $1.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (323)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 323 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PRAHPRA Health Sciences, Inc. | COM | 10,491 | $1.73M | <0.1% | History |
| Watford Hldgs LtdG94787101 | SHS | 49,468 | $1.73M | <0.1% | – |
| IDNIntellicheck, Inc. | COM NEW | 187,969 | $1.57M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 14,577 | $1.54M | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 4,025 | $739.0K | <0.1% | History |
| Pernod Ricard SA ADR714264207 | ADR | 15,495 | $690.0K | <0.1% | – |
| PWP Forward Acquisition Corp74709Q200 | UNIT 03/10/2026 | 69,350 | $690.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 59,659 | $594.0K | <0.1% | – |
| Churchill Capital Corp IV171439102 | CL A | 17,784 | $513.0K | <0.1% | – |
| Proptech Investment Corp II743497208 | UNIT 99/99/9999 | 50,803 | $510.0K | <0.1% | – |
| BACKIMAC Holdings, Inc. | COM | 249,200 | $493.0K | <0.1% | History |
| WOLFWolfspeed, Inc. | COM | 3,912 | $383.0K | <0.1% | History |
| GRAW R Grace & Co | COM | 5,464 | $378.0K | <0.1% | History |
| IG Acquisition Corp.449534106 | COM CL A | 34,293 | $334.0K | <0.1% | – |
| PROSProSight Global, Inc. | COM | 26,085 | $333.0K | <0.1% | History |
| E Merge Technology Acquisiti26873Y104 | COM CL A | 33,537 | $327.0K | <0.1% | – |
| CADECadence Bancorporation | CL A | 15,114 | $316.0K | <0.1% | History |
| MNDTMandiant, Inc. | COM | 12,671 | $256.0K | <0.1% | History |
| Global Gas Corp265334102 | COM CL A | 22,789 | $223.0K | <0.1% | – |
| Amplitude Hlthcre Aqustin Co03212A105 | COM CL A | 22,253 | $221.0K | <0.1% | – |
| USCRU.S. Concrete, Inc. | COM | 2,889 | $213.0K | <0.1% | History |
| ACHRArcher Aviation Inc. | COM | 21,317 | $212.0K | <0.1% | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 4,135 | $209.0K | <0.1% | – |
| Spartan Acquisition Corp. III84677R205 | UNIT 99/99/9999 | 20,088 | $202.0K | <0.1% | – |
| GIGCAPITAL4 Inc37518G200 | UNIT 99/99/9999 | 19,612 | $200.0K | <0.1% | – |
| ALTIAlTi Global, Inc. | CL A SHS | 20,316 | $196.0K | <0.1% | History |
| TSEOQTrinseo PLC | SHS | 3,219 | $193.0K | <0.1% | History |
| American Bank Inc Pa Com024343105 | Common Stock | 12,078 | $187.0K | <0.1% | – |
| Empower LtdG3R39W102 | CL A COM | 17,968 | $180.0K | <0.1% | – |
| Landcadia Holdings III Inc51476H100 | COM CL A | 12,819 | $159.0K | <0.1% | – |
| COVA Acquisition Corp.G2554Y112 | UNIT 04/01/2021 | 15,056 | $152.0K | <0.1% | – |
| Locust Walk Acquisition Corp54015L103 | COM CL A | 13,953 | $138.0K | <0.1% | – |
| Powerverde Inc Com73937M106 | Common Stock | 55,528 | $136.0K | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 13,024 | $131.0K | <0.1% | – |
| CORECore-Mark Holding Company, LLC | COM | 2,789 | $126.0K | <0.1% | History |
| SYKESykes Enterprises Inc | COM | 2,323 | $125.0K | <0.1% | History |
| CHP Merger Corp.12558Y106 | COM CL A | 12,000 | $119.0K | <0.1% | – |
| AMRBAmerican River Bankshares | COM | 6,364 | $115.0K | <0.1% | History |
| Cambria ETF Tr132061862 | TAIL RISK | 5,663 | $106.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,266 | $100.0K | <0.1% | History |
| Cascade Acquisition Corp147151104 | COM CL A | 9,019 | $89.0K | <0.1% | – |
| STXSStereotaxis, Inc. | COM NEW | 8,528 | $82.0K | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 2,838 | $81.0K | <0.1% | – |
| Direxion Daily S&P Biotech Bear 3X Shares25460E539 | ETF | 4,200 | $81.0K | <0.1% | – |
| iShares Tr46429B333 | GNMA BOND ETF | 1,525 | $76.0K | <0.1% | – |
| SCSantander Consumer USA Holdings Inc. | COM | 2,066 | $75.0K | <0.1% | History |
| Siren ETF Tr NSD NXGN Eco ETF75605A702 | ETF | 1,445 | $69.0K | <0.1% | – |
| BolloreF10659260 | COM | 12,132 | $65.0K | <0.1% | – |
| HCATHealth Catalyst, Inc. | COM | 1,010 | $56.0K | <0.1% | History |
| Leo Holdings III CorpG5463T116 | UNIT 99/99/9999 | 5,168 | $52.0K | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 3,296 | $51.0K | <0.1% | History |
| Svenska Handelsbanken AB Shs AW9112U104 | Common Stock | 4,510 | $51.0K | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 1,248 | $46.0K | <0.1% | History |
| NAVNavistar International Corp | COM | 1,003 | $45.0K | <0.1% | History |
| Dassault Aviation SA OrdF24539102 | Common Stock | 38 | $45.0K | <0.1% | – |
| PFPTProofpoint Inc | COM | 249 | $43.0K | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 2,661 | $39.0K | <0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 834 | $36.0K | <0.1% | – |
| Thales OrdF9156M108 | Common Stock | 345 | $35.0K | <0.1% | – |
| Melrose Indust PLC ShsG5973J178 | COM | 16,416 | $35.0K | <0.1% | – |
| GX Acquisition Corp36251A107 | COM CL A | 3,000 | $31.0K | <0.1% | – |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 3,494 | $29.0K | <0.1% | History |
| Immunitybio Inc Com63016Q102 | Stock | 1,920 | $27.0K | <0.1% | – |
| BARKBark, Inc. | COM | 2,432 | $27.0K | <0.1% | History |
| Amplitude Hlthcre Aqustin Co03212A113 | *W EXP 12/01/202 | 22,253 | $26.0K | <0.1% | – |
| Hertz Global Holdings, Inc42806J106 | Common Stock | 2,900 | $25.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 1,500 | $23.0K | <0.1% | – |
| Redball Acquisition CorpG7417R105 | COM CL A | 2,326 | $23.0K | <0.1% | – |
| BP Midstream Partners LP0556EL109 | UNIT LTD PTNR | 1,430 | $21.0K | <0.1% | – |
| Falcon Capital Acquisitn Cor30606L108 | COM CL A | 2,252 | $21.0K | <0.1% | – |
| Home Finl Bancorp Com43708T101 | Common Stock | 2,000 | $21.0K | <0.1% | – |
| MSG Network Inc553573106 | CL A | 1,416 | $21.0K | <0.1% | – |
| BCKIFBabcock International Group PLC | Common Stock | 5,348 | $21.0K | <0.1% | History |
| Atlas Crest Invt Corp049284110 | *W EXP 01/30/202 | 13,013 | $20.0K | <0.1% | – |
| Galileo Acquisition CorpG3770A110 | *W EXP 10/31/202 | 17,047 | $20.0K | <0.1% | – |
| Kraneshares Tr500767835 | MSCI ALL CHINA | 415 | $19.0K | <0.1% | – |
| iShares Tr46429B366 | CMBS ETF | 335 | $18.0K | <0.1% | – |
| DNB ASA Sponsored ADR23328E106 | ADR | 831 | $18.0K | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 1,625 | $18.0K | <0.1% | – |
| TLNDTalend S.A. | ADS | 275 | $18.0K | <0.1% | History |
| Aena SA Un00774W103 | ADR | 1,105 | $18.0K | <0.1% | – |
| Pennon Group PLC-Unsp ADR708326103 | ADR | 521 | $17.0K | <0.1% | – |
| ABCLAbCellera Biologics Inc. | COM | 750 | $16.0K | <0.1% | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 278 | $16.0K | <0.1% | – |
| Good Works Acquisition Corp38216X107 | COM | 1,295 | $13.0K | <0.1% | – |
| INSGInseego Corp. | COM | 1,324 | $13.0K | <0.1% | History |
| Altimeter Growth CorpG0370L108 | CL A | 1,083 | $13.0K | <0.1% | – |
| Altimeter Growth Corp 2G0371B109 | COM CL A | 1,302 | $13.0K | <0.1% | – |
| TLSTelos Corp | COM | 355 | $12.0K | <0.1% | History |
| CM Life Sciences Inc18978W208 | UNIT 09/01/2025 | 775 | $12.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E578 | KBW REGL BKG | 200 | $12.0K | <0.1% | – |
| iShares Tr464288703 | MRNING SM CP ETF | 182 | $11.0K | <0.1% | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 270 | $10.0K | <0.1% | – |
| OTRKOntrak, Inc. | COM | 297 | $10.0K | <0.1% | History |
| PFBIPremier Financial Bancorp Inc | COM | 595 | $10.0K | <0.1% | History |
| SWTXSpringWorks Therapeutics, Inc. | COM | 126 | $10.0K | <0.1% | History |
| Ajax IG0190X100 | COM | 1,000 | $10.0K | <0.1% | – |
| Bridgetown 2 Holdings LtdG1355V103 | CL A | 1,000 | $10.0K | <0.1% | – |
| Ion Acquisition Corp 1 LtdG49392106 | SHS CL A | 1,003 | $10.0K | <0.1% | – |
| SVF Investment Corp.G8601L102 | CL A SHS | 1,000 | $10.0K | <0.1% | – |