DFPG Investments, LLC
- SEC CIK
- 0001504665
- Latest filing
- Jan 10, 2024
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Jul 24, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 575
- +62 vs. Q1 2023
- Portfolio value
- $1.11B
- +$178.2M (+19.1%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 218,464 | $42.6M | 3.8% | +25,674+13.3% | Added | History |
| NVDANVIDIA Corp | Stock | 74,427 | $35.0M | 3.2% | −9,143−10.9% | Reduced | History |
| SPDR Series Trust78464A581 | ST STR SP HCEQ | 308,728 | $30.3M | 2.7% | +308,728 | New | – |
| GLDSPDR Gold Trust | ETF | 138,244 | $25.4M | 2.3% | +133,845+3,042.6% | Added | History |
| AMZNAmazon Com Inc | Stock | 167,136 | $22.6M | 2.0% | +53,056+46.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 62,746 | $22.3M | 2.0% | +6,455+11.5% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 214,067 | $22.0M | 2.0% | −203,629−48.8% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 208,456 | $20.2M | 1.8% | −289,515−58.1% | Reduced | – |
| iShares MSCI India ETF46429B598 | ETF | 418,157 | $18.7M | 1.7% | +418,157 | New | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 110,397 | $14.6M | 1.3% | +7,417+7.2% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 148,459 | $14.5M | 1.3% | +8,306+5.9% | Added | – |
| METAMeta Platforms, Inc. | Stock | 44,111 | $13.9M | 1.3% | +5,688+14.8% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 27,065 | $12.4M | 1.1% | +7,577+38.9% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 137,080 | $11.8M | 1.1% | −31,637−18.8% | Reduced | – |
| SCHWSchwab Charles Corp | Stock | 165,019 | $10.9M | 1.0% | +78,447+90.6% | Added | History |
| GOOGLAlphabet Inc. | Stock | 89,098 | $10.9M | 1.0% | +10,920+14.0% | Added | History |
| COSTCostco Wholesale Corp | Stock | 19,589 | $10.9M | 1.0% | +3,786+24.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 85,594 | $10.5M | 0.9% | +2,172+2.6% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 25,957 | $10.0M | 0.9% | −942−3.5% | Reduced | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 702,010 | $9.25M | 0.8% | +128,065+22.3% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 264,389 | $8.85M | 0.8% | +63,399+31.5% | Added | – |
| OXYOccidental Petroleum Corp | Stock | 147,091 | $8.85M | 0.8% | +35,627+32.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 19,326 | $8.80M | 0.8% | −90−0.5% | Reduced | History |
| iShares Tr464288760 | US AER DEF ETF | 75,733 | $8.76M | 0.8% | +69,436+1,102.7% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 69,845 | $8.13M | 0.7% | +7,819+12.6% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 178,174 | $8.13M | 0.7% | +92,079+107.0% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 109,063 | $7.95M | 0.7% | −85,436−43.9% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 168,918 | $7.51M | 0.7% | +43,866+35.1% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 113,408 | $7.08M | 0.6% | +27,515+32.0% | Added | – |
| JNJJohnson & Johnson | Stock | 42,997 | $6.83M | 0.6% | +534+1.3% | Added | History |
| ZTSZoetis Inc. | Stock | 38,530 | $6.58M | 0.6% | +9,813+34.2% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 28,489 | $6.47M | 0.6% | +220+0.8% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 15,388 | $6.44M | 0.6% | +76+0.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 41,066 | $6.33M | 0.6% | +6,491+18.8% | Added | History |
| HQYHealthequity, Inc. | COM | 99,983 | $6.33M | 0.6% | −324−0.3% | Reduced | History |
| VVisa Inc. | Stock | 26,139 | $6.31M | 0.6% | +1,373+5.5% | Added | History |
| CVXChevron Corp | Stock | 40,164 | $6.21M | 0.6% | +1,466+3.8% | Added | History |
| OWLBlue Owl Capital Inc. | COM CL A | 502,553 | $6.16M | 0.6% | +246,629+96.4% | Added | History |
| PMPhilip Morris International Inc. | Stock | 62,159 | $6.14M | 0.6% | +497+0.8% | Added | History |
| INTCIntel Corp | Stock | 177,004 | $6.10M | 0.5% | +160,466+970.3% | Added | History |
| Global X FDS37960A644 | EMERGING MKT GRT | 232,056 | $5.98M | 0.5% | +232,056 | New | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 254,280 | $5.85M | 0.5% | +120,158+89.6% | Added | – |
| TSLATesla, Inc. | Stock | 19,588 | $5.71M | 0.5% | +1,441+7.9% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 106,418 | $5.58M | 0.5% | +22,720+27.1% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 63,002 | $5.12M | 0.5% | −160,304−71.8% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 5,675 | $5.12M | 0.5% | +514+10.0% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 66,641 | $4.99M | 0.5% | +4,410+7.1% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 95,870 | $4.84M | 0.4% | −2,662−2.7% | Reduced | – |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 55,511 | $4.65M | 0.4% | +3,247+6.2% | Added | – |
| NFLXNetflix Inc | Stock | 9,729 | $4.65M | 0.4% | +626+6.9% | Added | History |
| CATCaterpillar Inc | Stock | 17,626 | $4.63M | 0.4% | +3,165+21.9% | Added | History |
| CRMSalesforce, Inc. | Stock | 19,341 | $4.53M | 0.4% | −465−2.3% | Reduced | History |
| SNOWSnowflake Inc. | Stock | 24,358 | $4.52M | 0.4% | +3,849+18.8% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 8,925 | $4.50M | 0.4% | +1,461+19.6% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 18,043 | $4.44M | 0.4% | +1,041+6.1% | Added | History |
| ADBEAdobe Inc. | Stock | 8,411 | $4.43M | 0.4% | +1,097+15.0% | Added | History |
| IAUiShares Gold Trust | ETF | 116,181 | $4.35M | 0.4% | +4,901+4.4% | Added | History |
| ROSTRoss Stores, Inc. | COM | 38,507 | $4.34M | 0.4% | −542−1.4% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 6,995 | $4.22M | 0.4% | +39+0.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 9,253 | $4.18M | 0.4% | +478+5.4% | Added | History |
| VZVerizon Communications Inc | Stock | 119,676 | $4.07M | 0.4% | +27,473+29.8% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 39,993 | $4.06M | 0.4% | +7,522+23.2% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 43,677 | $4.02M | 0.4% | +43,677 | New | History |
| UPSUnited Parcel Service Inc | Stock | 21,381 | $3.98M | 0.4% | +2,432+12.8% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 36,348 | $3.90M | 0.4% | −3,377−8.5% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 27,815 | $3.83M | 0.3% | +2,005+7.8% | Added | History |
| MDTMedtronic plc | Stock | 43,984 | $3.79M | 0.3% | +5,253+13.6% | Added | History |
| MAMastercard Inc | Stock | 9,406 | $3.75M | 0.3% | +1,368+17.0% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 57,865 | $3.73M | 0.3% | +2,936+5.3% | Added | – |
| PEPPepsiCo Inc | Stock | 19,765 | $3.68M | 0.3% | +495+2.6% | Added | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 107,481 | $3.67M | 0.3% | +30,900+40.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 10,681 | $3.66M | 0.3% | −300−2.7% | Reduced | History |
| ACNAccenture plc | Stock | 11,357 | $3.62M | 0.3% | +2,430+27.2% | Added | History |
| Global X Uranium ETF37954Y871 | ETF | 162,154 | $3.60M | 0.3% | +41,798+34.7% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 24,731 | $3.43M | 0.3% | +23,026+1,350.5% | Added | – |
| PGProcter & Gamble Co | Stock | 22,741 | $3.42M | 0.3% | +5,323+30.6% | Added | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 34,001 | $3.42M | 0.3% | −10,114−22.9% | Reduced | – |
| KOCoca Cola Co | Stock | 55,048 | $3.39M | 0.3% | +3,175+6.1% | Added | History |
| QCOMQualcomm Inc | Stock | 27,017 | $3.36M | 0.3% | +9,366+53.1% | Added | History |
| iShares Tr464288588 | MBS ETF | 35,822 | $3.36M | 0.3% | +15,890+79.7% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 57,902 | $3.34M | 0.3% | +3,750+6.9% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 30,788 | $3.33M | 0.3% | +2,220+7.8% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 34,102 | $3.31M | 0.3% | +16,253+91.1% | Added | – |
| MCDMcDonalds Corp | Stock | 10,807 | $3.18M | 0.3% | +1,062+10.9% | Added | History |
| NKENIKE, Inc. | Stock | 28,918 | $3.18M | 0.3% | +1,348+4.9% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 9,252 | $3.15M | 0.3% | +323+3.6% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 42,096 | $3.12M | 0.3% | +20,396+94.0% | Added | History |
| ABNBAirbnb, Inc. | Stock | 21,336 | $3.11M | 0.3% | +4,673+28.0% | Added | History |
| iShares Tr46434V282 | U S EQUITY FACTR | 67,195 | $3.09M | 0.3% | +1,664+2.5% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 50,853 | $3.03M | 0.3% | −4,349−7.9% | Reduced | – |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 59,396 | $3.00M | 0.3% | −22,293−27.3% | Reduced | – |
| MOAltria Group, Inc. | Stock | 65,306 | $2.96M | 0.3% | −912−1.4% | Reduced | History |
| LOWLowes Companies Inc | Stock | 12,562 | $2.90M | 0.3% | −33−0.3% | Reduced | History |
| CCitigroup Inc | Stock | 61,019 | $2.90M | 0.3% | +2,777+4.8% | Added | History |
| RTXRTX Corp | Stock | 30,195 | $2.89M | 0.3% | −916−2.9% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 56,670 | $2.87M | 0.3% | +19,324+51.7% | Added | – |
| iShares Tr464288406 | MRGSTR MD CP VAL | 42,094 | $2.78M | 0.3% | +24,252+135.9% | Added | – |
| BACBank of America Corp | Stock | 86,945 | $2.74M | 0.2% | +33,068+61.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 12,696 | $2.72M | 0.2% | +2,170+20.6% | Added | History |
| ORCLOracle Corp | Stock | 22,845 | $2.71M | 0.2% | −667−2.8% | Reduced | History |
Sold out since Q1 2023 (30)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| Schwab Strategic Tr808524862 | SHT TM US TRES | 143,212 | $6.99M | 0.8% | – |
| ProShares Ultrashort S&P 50074347G416 | ETF | 36,399 | $1.45M | 0.2% | – |
| Global X FDS37954Y459 | RUSSELL 2000 | 60,766 | $1.09M | 0.1% | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 20,301 | $981.9K | 0.1% | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 28,259 | $918.1K | 0.1% | – |
| TFCTruist Financial Corp | COM | 20,033 | $683.1K | 0.1% | History |
| DDominion Energy, Inc | Stock | 11,885 | $664.5K | 0.1% | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 8,065 | $491.6K | 0.1% | – |
| Pgim ETF Tr69344A206 | ACTV HY BD ETF | 12,359 | $422.8K | <0.1% | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 2,898 | $402.9K | <0.1% | – |
| TROWPrice T Rowe Group Inc | Stock | 3,184 | $359.5K | <0.1% | History |
| XELXcel Energy Inc | Stock | 4,927 | $332.3K | <0.1% | History |
| VLOValero Energy Corp | Stock | 2,260 | $315.5K | <0.1% | History |
| TRIThomson Reuters Corp | COM NEW | 2,260 | $294.1K | <0.1% | History |
| Listed FD Tr53656F144 | TEUCRIUM AGRI ST | 8,063 | $280.0K | <0.1% | – |
| CHTRCharter Communications, Inc. | CL A | 779 | $278.6K | <0.1% | History |
| MASMasco Corp | COM | 5,374 | $267.2K | <0.1% | History |
| TCFCCommunity Financial Corp | COM | 8,051 | $266.7K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 5,097 | $258.9K | <0.1% | – |
| TELTE Connectivity plc | REG SHS | 1,973 | $258.8K | <0.1% | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 8,935 | $254.3K | <0.1% | – |
| Schwab US Tips ETF808524870 | ETF | 4,674 | $250.6K | <0.1% | – |
| UGIUgi Corp | Stock | 7,044 | $244.8K | <0.1% | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 7,937 | $222.4K | <0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 6,121 | $217.6K | <0.1% | – |
| AXPAmerican Express Co | Stock | 1,231 | $203.1K | <0.1% | History |
| PEGPublic Service Enterprise Group Inc | COM | 3,204 | $200.1K | <0.1% | History |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 10,343 | $153.4K | <0.1% | – |
| FBRTFranklin BSP Realty Trust, Inc. | COMMON STOCK | 12,474 | $148.8K | <0.1% | History |
| AWHLAspira Women's Health Inc. | COM | 57,198 | $20.9K | <0.1% | History |