DFPG Investments, LLC
- SEC CIK
- 0001504665
- Latest filing
- Jan 10, 2024
Holdings in Q2 2022
Holdings as of Jun 30, 2022, filed Aug 1, 2022. Long positions only; changes compare share counts with Q1 2022.
- Positions
- 159
- −9 vs. Q1 2022
- Portfolio value
- $229.3M
- −$27.5M (−10.7%) vs. Q1 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 103,588 | $15.2M | 6.6% | +10,536+11.3% | Added | History |
| NVDANVIDIA Corp | Stock | 81,163 | $13.1M | 5.7% | +15,760+24.1% | Added | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 149,573 | $8.88M | 3.9% | +66,492+80.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 68,748 | $7.82M | 3.4% | +8,648+14.4% | AddedConverted for a 20-for-1 split | History |
| MSFTMicrosoft Corp | Stock | 29,735 | $7.56M | 3.3% | +2,697+10.0% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 120,537 | $7.24M | 3.2% | −77,517−39.1% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 24,707 | $7.15M | 3.1% | +756+3.2% | Added | – |
| HQYHealthequity, Inc. | COM | 100,139 | $5.85M | 2.6% | +2,007+2.0% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 556,293 | $5.61M | 2.4% | −78,493−12.4% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 68,420 | $5.57M | 2.4% | +25,376+59.0% | Added | History |
| METAMeta Platforms, Inc. | Stock | 31,437 | $5.26M | 2.3% | +1,444+4.8% | Added | History |
| MUMicron Technology Inc | Stock | 80,600 | $4.87M | 2.1% | +7,302+10.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 40,003 | $4.36M | 1.9% | +38,233+2,160.1% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 84,398 | $4.22M | 1.8% | +33,026+64.3% | Added | – |
| COSTCostco Wholesale Corp | Stock | 7,924 | $4.09M | 1.8% | +2,315+41.3% | Added | History |
| GOOGAlphabet Inc. | Stock | 36,217 | $3.98M | 1.7% | +34,482+1,987.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 19,211 | $3.67M | 1.6% | −271−1.4% | Reduced | – |
| ZTSZoetis Inc. | Stock | 20,451 | $3.51M | 1.5% | +2,549+14.2% | Added | History |
| BXBlackstone Inc. | COM | 36,049 | $3.36M | 1.5% | +18,217+102.2% | Added | History |
| QCOMQualcomm Inc | Stock | 23,136 | $3.28M | 1.4% | +4,857+26.6% | Added | History |
| SNOWSnowflake Inc. | Stock | 21,605 | $3.16M | 1.4% | +14,351+197.8% | Added | History |
| SOFISoFi Technologies, Inc. | Stock | 433,087 | $2.75M | 1.2% | +153,035+54.6% | Added | History |
| ASANAsana, Inc. | CL A | 147,599 | $2.59M | 1.1% | +101,860+222.7% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 51,403 | $2.58M | 1.1% | 00.0% | Unchanged | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 49,606 | $2.51M | 1.1% | 00.0% | Unchanged | – |
| LPXLouisiana-Pacific Corp | COM | 40,974 | $2.36M | 1.0% | +40,974 | New | History |
| BLDRBuilders FirstSource, Inc. | Stock | 36,350 | $2.32M | 1.0% | +36,350 | New | History |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 74,681 | $2.30M | 1.0% | −100−0.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 15,273 | $2.28M | 1.0% | −116−0.8% | Reduced | History |
| VALValaris Ltd | CL A | 54,078 | $2.23M | 1.0% | +54,078 | New | History |
| ROSTRoss Stores, Inc. | COM | 27,378 | $2.17M | 0.9% | 00.0% | Unchanged | History |
| IAUiShares Gold Trust | ETF | 65,750 | $2.13M | 0.9% | +203+0.3% | Added | History |
| AVGOBroadcom Inc. | Stock | 4,199 | $2.06M | 0.9% | +27+0.6% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,248 | $2.00M | 0.9% | +8+0.2% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 17,327 | $1.94M | 0.8% | +2,756+18.9% | Added | History |
| ABNBAirbnb, Inc. | Stock | 19,473 | $1.90M | 0.8% | +2,463+14.5% | Added | History |
| LMTLockheed Martin Corp | Stock | 4,769 | $1.85M | 0.8% | −12−0.3% | Reduced | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 23,438 | $1.77M | 0.8% | −1,562−6.2% | Reduced | – |
| SHWSherwin Williams Co | COM | 7,021 | $1.71M | 0.7% | +189+2.8% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 12,438 | $1.68M | 0.7% | +722+6.2% | Added | – |
| OBDCBlue Owl Capital Corp | COM | 125,190 | $1.56M | 0.7% | −357,685−74.1% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 4,866 | $1.47M | 0.6% | +850+21.2% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 29,595 | $1.43M | 0.6% | −3,164−9.7% | Reduced | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 16,621 | $1.42M | 0.6% | +11+0.1% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 3,946 | $1.39M | 0.6% | +1,144+40.8% | Added | – |
| CCitigroup Inc | Stock | 27,595 | $1.38M | 0.6% | +4,739+20.7% | Added | History |
| ALCOAlico, Inc. | COM | 36,083 | $1.25M | 0.5% | −350−1.0% | Reduced | History |
| VVisa Inc. | Stock | 6,032 | $1.25M | 0.5% | −65−1.1% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 14,507 | $1.25M | 0.5% | +2,119+17.1% | Added | History |
| CATCaterpillar Inc | Stock | 6,930 | $1.20M | 0.5% | +277+4.2% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 26,061 | $1.18M | 0.5% | +7,611+41.3% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 28,924 | $1.11M | 0.5% | −25−0.1% | Reduced | – |
| EXRExtra Space Storage Inc. | COM | 6,509 | $1.10M | 0.5% | 00.0% | Unchanged | History |
| LLYEli Lilly & Co | Stock | 3,365 | $1.08M | 0.5% | +9+0.3% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 10,201 | $1.03M | 0.5% | +958+10.4% | Added | – |
| Global X FDS37954Y459 | RUSSELL 2000 | 49,032 | $1.01M | 0.4% | +3,917+8.7% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 7,480 | $1.00M | 0.4% | +508+7.3% | Added | – |
| Innovator ETFs Trust45782C417 | US EQTY PWR BUF | 35,110 | $954.0K | 0.4% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 28,221 | $923.0K | 0.4% | −868−3.0% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,375 | $912.0K | 0.4% | +231+10.8% | Added | – |
| TSLATesla, Inc. | Stock | 1,251 | $903.0K | 0.4% | −53−4.1% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,248 | $897.0K | 0.4% | +72+2.3% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 20,607 | $878.0K | 0.4% | +892+4.5% | Added | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 11,943 | $826.0K | 0.4% | +6,527+120.5% | Added | – |
| PINSPinterest, Inc. | CL A | 40,170 | $813.0K | 0.4% | 00.0% | Unchanged | History |
| IRTIndependence Realty Trust, Inc. | COM | 38,181 | $786.0K | 0.3% | −2,922−7.1% | Reduced | History |
| PEPPepsiCo Inc | Stock | 4,546 | $765.0K | 0.3% | +18+0.4% | Added | History |
| Graniteshares ETF Tr38747R603 | XOUT US LRG CP | 22,623 | $763.0K | 0.3% | +560+2.5% | Added | – |
| CVXChevron Corp | Stock | 5,430 | $758.0K | 0.3% | +1,034+23.5% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,161 | $725.0K | 0.3% | +25+0.8% | Added | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 6,103 | $719.0K | 0.3% | +612+11.1% | Added | – |
| FSKFS KKR Capital Corp | COM | 33,983 | $696.0K | 0.3% | +1,819+5.7% | Added | History |
| SHOPShopify Inc. | Stock | 19,021 | $619.0K | 0.3% | −57,269−75.1% | ReducedConverted for a 10-for-1 split | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,312 | $593.0K | 0.3% | 00.0% | Unchanged | – |
| VZVerizon Communications Inc | Stock | 11,684 | $587.0K | 0.3% | +6,264+115.6% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 8,437 | $557.0K | 0.2% | +276+3.4% | Added | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 6,482 | $539.0K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 2,973 | $530.0K | 0.2% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 13,265 | $530.0K | 0.2% | +418+3.3% | Added | – |
| STAAStaar Surgical Co | COM PAR $0.01 | 7,017 | $524.0K | 0.2% | −12−0.2% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,434 | $522.0K | 0.2% | −22,437−75.1% | Reduced | – |
| PFEPfizer Inc | Stock | 9,969 | $506.0K | 0.2% | +3,850+62.9% | Added | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 9,441 | $471.0K | 0.2% | −4,098−30.3% | Reduced | – |
| Pgim ETF Tr69344A206 | ACTV HY BD ETF | 12,551 | $434.0K | 0.2% | −295−2.3% | Reduced | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 57,464 | $434.0K | 0.2% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 20,875 | $429.0K | 0.2% | +20,875 | New | History |
| ADBEAdobe Inc. | Stock | 1,121 | $421.0K | 0.2% | −34−2.9% | Reduced | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 4,162 | $421.0K | 0.2% | +4,162 | New | – |
| MAMastercard Inc | Stock | 1,237 | $409.0K | 0.2% | −103−7.7% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 3,392 | $402.0K | 0.2% | −55−1.6% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 9,973 | $401.0K | 0.2% | +5,193+108.6% | Added | – |
| DHRDanaher Corp | Stock | 1,606 | $397.0K | 0.2% | 00.0% | Unchanged | History |
| ORCLOracle Corp | Stock | 5,655 | $397.0K | 0.2% | 00.0% | Unchanged | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 48,716 | $379.0K | 0.2% | −637−1.3% | Reduced | History |
| JNJJohnson & Johnson | Stock | 2,138 | $373.0K | 0.2% | +779+57.3% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 9,129 | $372.0K | 0.2% | +202+2.3% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 8,792 | $369.0K | 0.2% | −220−2.4% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 2,640 | $365.0K | 0.2% | +824+45.4% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 9,137 | $361.0K | 0.2% | −489−5.1% | Reduced | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 7,097 | $359.0K | 0.2% | −3,500−33.0% | Reduced | – |
Sold out since Q1 2022 (18)
Positions held at the end of Q1 2022 that are gone from this filing.
| Security | Class | Shares in Q1 2022 | Value in Q1 2022 | % of portfolio in Q1 2022 | History |
|---|---|---|---|---|---|
| iShares Tips Bond ETF464287176 | ETF | 18,284 | $2.21M | 0.9% | – |
| NFLXNetflix Inc | Stock | 6,360 | $2.15M | 0.8% | History |
| TGTTarget Corp | Stock | 7,245 | $1.73M | 0.7% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 4,099 | $1.09M | 0.4% | History |
| BACBank of America Corp | Stock | 6,966 | $271.0K | 0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 4,325 | $249.0K | 0.1% | History |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 2,200 | $239.0K | 0.1% | – |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 4,362 | $234.0K | 0.1% | – |
| NOWServiceNow, Inc. | Stock | 466 | $232.0K | 0.1% | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,434 | $232.0K | 0.1% | – |
| NKENIKE, Inc. | Stock | 1,649 | $217.0K | 0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 2,137 | $215.0K | 0.1% | History |
| HSICHenry Schein Inc | COM | 2,329 | $210.0K | 0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,815 | $203.0K | 0.1% | – |
| TMOThermo Fisher Scientific Inc. | Stock | 352 | $201.0K | 0.1% | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,603 | $201.0K | 0.1% | – |
| CODICompass Diversified Holdings | SH BEN INT | 8,471 | $201.0K | 0.1% | History |
| TXMDTherapeuticsMD, Inc. | COM | 10,000 | $3.00K | <0.1% | History |