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Livermore
Livermore
ZHEN

Simplex Trading, LLC

SEC CIK
0001488542
Latest filing
Aug 12, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 3, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
2,694
−186 vs. Q1 2022
Portfolio value
$3.04B
−$113.5M (−3.6%) vs. Q1 2022
Filed
Aug 3, 2022
SEC
Holdings of Simplex Trading, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
XWELXWELL, Inc.COM2,600$1.00K<0.1%00.0%UnchangedHistory
CWKCushman & Wakefield Ltd.SHS77$1.00K<0.1%+77NewHistory
EOCNGalmed Pharmaceuticals Ltd.SHS2,750$1.00K<0.1%+1,608+140.8%AddedHistory
CMAXCareMax, Inc.COM CL A303$1.00K<0.1%+303NewHistory
VanEck Vectors ETF Tr92189H821DIGI TRANS ETF238$1.00K<0.1%+238New–
BKKTBakkt, Inc.COM CL A920$1.00K<0.1%00.0%UnchangedHistory
SHPWShapeways Holdings, Inc.COMMON STOCK1,439$1.00K<0.1%+1,439NewHistory
BRDSBird Global, Inc.COM CL A2,985$1.00K<0.1%−38,980−92.9%ReducedHistory
VCSAVacasa, Inc.CLASS A COM610$1.00K<0.1%+610NewHistory
FEAM5E Advanced Materials, Inc.COMMON STOCK100$1.00K<0.1%+100NewHistory
RGLSRegulus Therapeutics Inc.COM527$1.00K<0.1%+527NewHistory
BOCBoston Omaha CorpStock138$2.00K<0.1%+138NewHistory
ONLOrion Properties Inc.REIT187$2.00K<0.1%−6,049−97.0%ReducedHistory
TAT&T Inc.Stock100$2.00K<0.1%−2,700−96.4%ReducedHistory
CRMSalesforce, Inc.Stock16$2.00K<0.1%−200−92.6%ReducedHistory
ProShares Tr74347R693PSHS ULTRA TECH100$2.00K<0.1%+100New–
MLIMueller Industries IncCOM40$2.00K<0.1%+40NewHistory
iShares Tr464288182MSCI AC ASIA ETF34$2.00K<0.1%+34New–
Schwab Strategic Tr808524672INTERNL DIVID100$2.00K<0.1%+100New–
AUBAtlantic Union Bankshares CorpCOM59$2.00K<0.1%+59NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK500$2.00K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A719US GBL GLD PRE204$2.00K<0.1%+204New–
IGICInternational General Insurance Holdings Ltd.SHS278$2.00K<0.1%+100+56.2%AddedHistory
Global X FDS37950E291GLOBX SUPDV US105$2.00K<0.1%−49−31.8%Reduced–
Cambria ETF Tr132061862TAIL RISK125$2.00K<0.1%−160−56.1%Reduced–
VPGVishay Precision Group, Inc.COM71$2.00K<0.1%00.0%UnchangedHistory
LMNRLimoneira COCOM160$2.00K<0.1%−819−83.7%ReducedHistory
DRHDiamondRock Hospitality CoCOM324$2.00K<0.1%−1,081−76.9%ReducedHistory
NEOGNeogen CorpCOM105$2.00K<0.1%−1,189−91.9%ReducedHistory
American Centy ETF Tr025072885US EQT ETF34$2.00K<0.1%+34New–
VSECVse CorpCOM56$2.00K<0.1%−44−44.0%ReducedHistory
WITWipro LtdSPON ADR 1 SH500$2.00K<0.1%−7,171−93.5%ReducedHistory
ASIXAdvanSix Inc.COM65$2.00K<0.1%+2+3.2%AddedHistory
AXTIAxt IncCOM452$2.00K<0.1%+452NewHistory
BDNBrandywine Realty TrustSH BEN INT NEW287$2.00K<0.1%+287NewHistory
FTEKFuel Tech, Inc.COM1,929$2.00K<0.1%−6,584−77.3%ReducedHistory
HAFCHanmi Financial CorpCOM NEW100$2.00K<0.1%00.0%UnchangedHistory
NNOXNano-X Imaging Ltd.ORD SHS200$2.00K<0.1%00.0%UnchangedHistory
NESRNational Energy Services Reunited Corp.SHS309$2.00K<0.1%+309NewHistory
NAKNorthern Dynasty Minerals LtdCOM NEW11,500$2.00K<0.1%−59,118−83.7%ReducedHistory
PCBPCB BancorpCOM136$2.00K<0.1%+136NewHistory
PLSEPulse Biosciences, Inc.COM1,474$2.00K<0.1%+1,474NewHistory
RYZRyerson Holding CorpCOM134$2.00K<0.1%−812−85.8%ReducedHistory
VMDViemed Healthcare, Inc.COM538$2.00K<0.1%−5,439−91.0%ReducedHistory
XOMAXOMA Royalty CorpCOM NEW96$2.00K<0.1%+57+146.2%AddedHistory
APTOAptose Biosciences Inc.COM NEW3,936$2.00K<0.1%−2,096−34.7%ReducedHistory
AUDAudacy, Inc.COM2,607$2.00K<0.1%−14,162−84.5%ReducedHistory
BLRXBioLineRx Ltd.SPONSORED ADS1,735$2.00K<0.1%+165+10.5%AddedHistory
YCBDcbdMD, Inc.COM6,528$2.00K<0.1%−1,100−14.4%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A200$2.00K<0.1%00.0%UnchangedHistory
CLIRClearSign Technologies CorpCOM1,890$2.00K<0.1%+1,890NewHistory
CRTDCreatd, Inc.COM2,865$2.00K<0.1%+2,865NewHistory
CAPLCrossAmerica Partners LPUT LTD PTN INT104$2.00K<0.1%+104NewHistory
Direxion Shs ETF Tr25459W730DLY MIDCAP ETF3X88$2.00K<0.1%+88New–
FTKFlotek Industries IncCOM2,195$2.00K<0.1%−4,448−67.0%ReducedHistory
FRSXForesight Autonomous Holdings Ltd.SPONSORED ADS4,800$2.00K<0.1%+305+6.8%AddedHistory
GRTXGalera Therapeutics, Inc.COM1,729$2.00K<0.1%−16,834−90.7%ReducedHistory
Highland FDS I430101774HI LD IBOXX SRLN196$2.00K<0.1%+196New–
HZNHorizon Global CorpCOM1,241$2.00K<0.1%+1,241NewHistory
IMBILegacy IMBDS, Inc.COM CL A1,696$2.00K<0.1%−8,521−83.4%ReducedHistory
iShares Tr464289123NEW ZEALAND ETF66$2.00K<0.1%+64+3,200.0%Added–
Kraneshares Tr500767835MSCI ALL CHINA100$2.00K<0.1%+100New–
DNTHDianthus Therapeutics, Inc.COM1,903$2.00K<0.1%+1,680+753.4%AddedHistory
NMRDNemaura Medical Inc.COM NEW992$2.00K<0.1%−177−15.1%ReducedHistory
OXSQOxford Square Capital Corp.COM706$2.00K<0.1%+706NewHistory
PCTIPC Tel IncCOM691$2.00K<0.1%−741−51.7%ReducedHistory
PAVMPAVmed Inc.COM2,559$2.00K<0.1%−6,684−72.3%ReducedHistory
ProShares Tr74347B227ULTSHT FT CH 5071$2.00K<0.1%−5,042−98.6%Reduced–
ProShares Tr74347R370PSHS SH MSCI EAF102$2.00K<0.1%+102New–
OLOXOlenox Industries Inc.COM NEW1,677$2.00K<0.1%−31,220−94.9%ReducedHistory
SCWXSecureWorks CorpCL A218$2.00K<0.1%−1−0.5%ReducedHistory
Shaw Communications Inc82028K200CL B CONV100$2.00K<0.1%+100New–
DVLTDatavault AI Inc.COM NEW3,369$2.00K<0.1%−189−5.3%ReducedHistory
Arco Platform LtdG04553106COM CL A137$2.00K<0.1%−69−33.5%Reduced–
JRVRJames River Group Holdings, Inc.COM96$2.00K<0.1%+96NewHistory
RVLPRVL Pharmaceuticals plcSHS1,598$2.00K<0.1%+1,598NewHistory
NYMXFNymox Pharmaceutical CorpCOM5,103$2.00K<0.1%−4,523−47.0%ReducedHistory
ALZNAlzamend Neuro, Inc.COM NEW2,701$2.00K<0.1%−31,985−92.2%ReducedHistory
Amplify ETF Tr032108813CLEANER LIVING200$2.00K<0.1%+200New–
TBIOTelesis Bio Inc.COM1,381$2.00K<0.1%+1,381NewHistory
PWCMPowercompute, Inc.COM3,136$2.00K<0.1%+3,136NewHistory
VERVVerve Therapeutics, Inc.COM173$2.00K<0.1%−3,039−94.6%ReducedHistory
DPRODraganfly Inc.COM NEW2,689$2.00K<0.1%−50,311−94.9%ReducedHistory
LGOLargo Inc.COMMON STOCK338$2.00K<0.1%+338NewHistory
Hyperscale Data, Inc.09175M101COM8,945$2.00K<0.1%−84,318−90.4%Reduced–
VanEck ETF Trust92189Y204GREEN METALS ETF100$2.00K<0.1%+100New–
MRDNMeridian Holdings Inc.COM593$2.00K<0.1%+593NewHistory
Valkyrie ETF Trust II91917A207BITCOIN MINERS228$2.00K<0.1%+228New–
SATLSatellogic Inc.CLASS A ORD SHS578$2.00K<0.1%+578NewHistory
Fidelity MSCI Materials Index ETF316092881ETF76$3.00K<0.1%00.0%Unchanged–
NTSTNETSTREIT Corp.COM171$3.00K<0.1%+171NewHistory
iShares Tr464288695GLOBAL MATER ETF50$3.00K<0.1%−200−80.0%Reduced–
SHOSunstone Hotel Investors, Inc.COM306$3.00K<0.1%+306NewHistory
BAPCredicorp LtdCOM33$3.00K<0.1%−2,173−98.5%ReducedHistory
NWSANews CorpCL A200$3.00K<0.1%+200NewHistory
UFCSUnited Fire Group IncCOM100$3.00K<0.1%+100NewHistory
GHMGraham CorpCOM506$3.00K<0.1%−594−54.0%ReducedHistory
CUZCousins Properties IncCOM NEW129$3.00K<0.1%+29+29.0%AddedHistory
TIMBTim S.A.SPONSORED ADR296$3.00K<0.1%−400−57.5%ReducedHistory
BCOBrinks CoCOM57$3.00K<0.1%−2,062−97.3%ReducedHistory

Options (7,319)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 7,319 by value.

Option positions of Simplex Trading, LLC in Q2 2022
SecurityClassPutsCalls
SPDR S&P 500 ETF Tr78462F953PUT$8.00B–
SPDR S&P 500 ETF Tr78462F903CALL–$7.43B
Tesla Inc88160R901CALL–$5.53B
iShares Tr464287957PUT$3.34B–
Invesco QQQ Tr46090E903UNIT SER 1–$2.89B
Invesco QQQ Tr46090E953PUT$2.79B–
Tesla Inc88160R951PUT$2.34B–
iShares Tr464287907CALL–$1.99B
Alphabet Inc02079K905CALL–$1.92B
Apple Inc037833950PUT$1.50B–
Amazon Com Inc023135906CALL–$1.46B
Select Sector SPDR Tr81369Y956PUT$1.32B–
Alphabet Inc02079K955PUT$1.29B–
Apple Inc037833900CALL–$1.09B
Amazon Com Inc023135956PUT$957.3M–
Select Sector SPDR Tr81369Y906CALL–$871.5M
Facebook Inc30303M902CALL–$828.6M
Microsoft Corp594918904CALL–$823.6M
SPDR Gold Tr78463V907CALL–$756.6M
Microsoft Corp594918954PUT$701.4M–
SPDR Gold Tr78463V957GOLD SHS$685.3M–
NVIDIA Corporation67066G904CALL–$554.5M
NVIDIA Corporation67066G954PUT$516.5M–
Facebook Inc30303M952PUT$488.2M–
iShares Tr464288955PUT$446.0M–
Alibaba Group Hldg Ltd01609W902CALL–$424.1M
VanEck Vectors ETF Tr92189F952PUT$390.8M–
Advanced Micro Devices Inc007903907CALL–$375.1M
SPDR Dow Jones Indl Average78467X959PUT$367.0M–
SPDR Ser Tr78464A958PUT$352.1M–
Advanced Micro Devices Inc007903957PUT$331.4M–
Alibaba Group Hldg Ltd01609W952PUT$277.1M–
Netflix Inc64110L956PUT$257.5M–
Exxon Mobil Corp30231G952PUT$250.3M–
Netflix Inc64110L906CALL–$247.0M
iShares Tr464288905CALL–$243.6M
PayPal Hldgs Inc70450Y903CALL–$240.4M
SPDR Dow Jones Indl Average78467X909CALL–$232.1M
JPMorgan Chase & Co46625H955PUT$228.1M–
Vanguard Index FDS922908959PUT$226.2M–
VanEck Vectors ETF Tr92189F902CALL–$222.5M
Exxon Mobil Corp30231G902CALL–$219.4M
SPDR Ser Tr78464A908CALL–$216.3M
Disney Walt Co254687906CALL–$197.7M
Boeing Co097023955PUT$189.0M–
Qualcomm Inc747525903CALL–$186.2M
Twitter Inc90184L902CALL–$182.2M
Walmart Inc931142903CALL–$181.9M
Kraneshares Tr500767906CALL–$179.2M
Shopify Inc82509L907CALL–$178.6M
BK of America Corp060505954PUT$174.7M–
Boeing Co097023905COM–$173.1M
Nike Inc654106903CALL–$172.2M
Intel Corp458140900CALL–$171.1M
GameStop Corp New36467W959PUT$165.9M–
iShares Silver Tr46428Q909CALL–$161.8M
SPDR Ser Tr78468R957PUT$161.7M–
Qualcomm Inc747525953PUT$157.9M–
JPMorgan Chase & Co46625H905CALL–$155.8M
Citigroup Inc172967954PUT$154.6M–
Micron Technology Inc595112953PUT$154.1M–
Salesforce Com Inc79466L952PUT$151.9M–
Adobe Systems Incorporated00724F901CALL–$149.7M
Chipotle Mexican Grill Inc169656905CALL–$148.2M
McDonalds Corp580135951PUT$143.6M–
Chevron Corp New166764950PUT$142.8M–
Twitter Inc90184L952PUT$140.9M–
Intel Corp458140950PUT$140.5M–
BK of America Corp060505904CALL–$135.6M
PayPal Hldgs Inc70450Y953PUT$135.4M–
Salesforce Com Inc79466L902CALL–$133.9M
Square Inc852234903CALL–$133.9M
Chevron Corp New166764900CALL–$132.9M
Visa Inc92826C909CALL–$132.5M
iShares Inc464286951PUT$131.7M–
FedEx Corp31428X956PUT$131.6M–
Goldman Sachs Group Inc38141G904CALL–$131.4M
SPDR Ser Tr78468R907CALL–$130.3M
Visa Inc92826C959PUT$127.6M–
Pfizer Inc717081953PUT$127.5M–
Procter and Gamble Co742718909CALL–$125.8M
Goldman Sachs Group Inc38141G954PUT$124.4M–
Berkshire Hathaway Inc Del084670902CALL–$123.9M
Occidental Pete Corp674599955PUT$122.1M–
Citigroup Inc172967904CALL–$121.9M
Micron Technology Inc595112903CALL–$120.1M
Pfizer Inc717081903CALL–$119.2M
Shopify Inc82509L957PUT$118.6M–
Costco WHSL Corp New22160K905CALL–$118.2M
UnitedHealth Group Inc91324P952PUT$117.7M–
Occidental Pete Corp674599905CALL–$114.6M
Berkshire Hathaway Inc Del084670952PUT$113.8M–
Cisco Sys Inc17275R952PUT$113.2M–
Walmart Inc931142953PUT$112.7M–
Verizon Communications Inc92343V904CALL–$111.9M
Nike Inc654106953PUT$111.6M–
Taiwan Semiconductor Mfg Ltd874039950PUT$111.0M–
AbbVie Inc00287Y909CALL–$110.5M
ARK ETF Tr00214Q907CALL–$110.1M
Home Depot Inc437076952PUT$109.9M–

Sold out since Q1 2022 (1,062)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 1,062 by value last quarter.

Positions of Simplex Trading, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
SPYSPDR S&P 500 ETF TrustETF125,714$56.8M1.8%History
SLViShares Silver TrustETF2,006,517$45.9M1.5%History
FFord Motor CoStock1,923,327$32.5M1.0%History
XOMExxonMobil Holdings CorpCOM247,549$20.4M0.6%History
CATCaterpillar IncStock86,290$19.2M0.6%History
iShares Tr464287739U.S. REAL ES ETF176,539$19.1M0.6%–
Vanguard Morningstar Total Stock Market ETF922908769ETF83,580$19.0M0.6%–
WYNNWynn Resorts LtdCOM212,158$16.9M0.5%History
UBERUber Technologies, IncStock422,517$15.1M0.5%History
BACBank of America CorpStock362,385$14.9M0.5%History
COSTCostco Wholesale CorpStock24,538$14.1M0.4%History
SPLKSplunk IncCOM91,514$13.6M0.4%History
AVGOBroadcom Inc.Stock18,466$11.6M0.4%History
ASMLASML Holding NVADR16,466$11.0M0.3%History
ROKURoku, IncCOM CL A86,260$10.8M0.3%History
PEPPepsiCo IncStock61,055$10.2M0.3%History
WDCWestern Digital CorpCOM203,003$10.1M0.3%History
LVSLas Vegas Sands CorpCOM246,948$9.60M0.3%History
CHTRCharter Communications, Inc.CL A16,748$9.14M0.3%History
VanEck ETF Trust92189H607OIL SERVICES ETF31,167$8.81M0.3%–
MMM3M CoStock56,052$8.35M0.3%History
EAElectronic Arts Inc.COM64,866$8.21M0.3%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF59,835$8.20M0.3%–
UBSUBS Group AGStock371,095$7.25M0.2%History
UVXYProShares Trust IIULTRA VIX SHORT535,424$7.21M0.2%History
ELVElevance Health, Inc.Stock14,379$7.06M0.2%History
PFEPfizer IncStock130,516$6.76M0.2%History
ABBVAbbVie Inc.Stock41,399$6.71M0.2%History
ETEnergy Transfer LPCOM UT LTD PTN570,707$6.39M0.2%History
EHCEncompass Health CorpCOM87,453$6.22M0.2%History
COFCapital One Financial CorpStock44,906$5.89M0.2%History
JDJD.com, Inc.SPON ADS CL A91,674$5.30M0.2%History
BGFVBig 5 Sporting Goods CorpCOM307,991$5.28M0.2%History
METMetlife IncStock74,598$5.24M0.2%History
STLAStellantis N.V.SHS301,948$4.91M0.2%History
iShares Tr464287234MSCI EMG MKT ETF108,275$4.89M0.2%–
ZBHZimmer Biomet Holdings, Inc.Stock37,730$4.83M0.2%History
TEAMAtlassian CorpCL A16,219$4.76M0.2%History
AXPAmerican Express CoStock24,769$4.63M0.1%History
DHRDanaher CorpStock15,582$4.57M0.1%History
VNEArriver Holdco, Inc.COM118,298$4.37M0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF57,061$4.33M0.1%–
MTCHMatch Group, Inc.COM39,428$4.29M0.1%History
AZOAutoZone IncCOM1,966$4.02M0.1%History
iShares Tr464287630RUS 2000 VAL ETF23,974$3.87M0.1%–
iShares Tr4642874571 3 YR TREAS BD45,400$3.78M0.1%–
COOCooper Companies, Inc.COM NEW9,004$3.76M0.1%History
ISRGIntuitive Surgical IncCOM NEW12,153$3.67M0.1%History
KRKroger CoStock59,623$3.42M0.1%History
EDConsolidated Edison IncStock36,089$3.42M0.1%History
HWMHowmet Aerospace Inc.Stock92,906$3.34M0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD182,265$3.21M0.1%–
ASOAcademy Sports & Outdoors, Inc.COM79,705$3.14M0.1%History
ALLYAlly Financial Inc.Stock72,063$3.13M0.1%History
AMEDAmedisys IncCOM17,507$3.02M0.1%History
OVVOvintiv Inc.COM55,752$3.01M0.1%History
CMGChipotle Mexican Grill IncCOM1,880$2.97M0.1%History
PLANAnaplan, Inc.COM45,189$2.94M0.1%History
ProShares Tr74347X864ULTRPRO S&P50046,139$2.94M0.1%–
SBLKStar Bulk Carriers Corp.SHS PAR98,478$2.92M0.1%History
UPSTUpstart Holdings, Inc.COM26,690$2.91M0.1%History
SVXYProShares Trust IISHT VIX ST TRM53,200$2.90M0.1%History
ALBAlbemarle CorpStock13,115$2.90M0.1%History
DLRDigital Realty Trust, Inc.COM19,827$2.81M0.1%History
ZNGAZynga IncCL A297,519$2.75M0.1%History
HHyatt Hotels CorpCOM CL A28,695$2.74M0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF125,687$2.74M0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF43,712$2.72M0.1%–
Exchange Traded Concepts Tr301505715NORTH SHOR GBL32,111$2.67M0.1%–
ULUnilever PLCSPON ADR NEW58,600$2.67M0.1%History
INMDInMode Ltd.SHS71,811$2.65M0.1%History
COTYCoty Inc.COM CL A289,518$2.60M0.1%History
CERNCERNER CorpCOM27,166$2.54M0.1%History
Direxion Shs ETF Tr25459W771DL FTSE BLL 3X545,106$2.52M0.1%–
TPRTapestry, Inc.COM66,029$2.45M0.1%History
HONHoneywell International IncCOM12,372$2.41M0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR119,789$2.36M0.1%History
iShares Russell 1000 Value ETF464287598ETF14,081$2.34M0.1%–
NKENIKE, Inc.Stock16,726$2.25M0.1%History
DQDaqo New Energy Corp.SPNSRD ADS NEW54,450$2.25M0.1%History
MRKMerck & Co., Inc.Stock27,072$2.22M0.1%History
OKEONEOK IncCOM30,479$2.15M0.1%History
ORCLOracle CorpStock25,717$2.13M0.1%History
AMNAmn Healthcare Services IncCOM19,955$2.08M0.1%History
TJXTJX Companies IncStock34,111$2.07M0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK62,162$2.07M0.1%History
JJacobs Solutions Inc.COM14,901$2.05M0.1%History
ANFAbercrombie & Fitch CoCL A63,763$2.04M0.1%History
BWABorgwarner IncCOM51,837$2.02M0.1%History
WELLWelltower Inc.REIT20,701$1.99M0.1%History
BHCBausch Health Companies Inc.Stock85,237$1.95M0.1%History
HTZHertz Global Holdings, IncCOM NEW86,734$1.92M0.1%History
WMTWalmart Inc.Stock12,446$1.85M0.1%History
USOUnited States Oil Fund, LPUNITS24,048$1.78M0.1%History
BXBlackstone Inc.COM13,951$1.77M0.1%History
First Rep BK San Francisco C33616C100COM10,916$1.77M0.1%–
THCTenet Healthcare CorpCOM NEW20,549$1.77M0.1%History
BLDPBallard Power Systems Inc.COM148,193$1.72M0.1%History
BRCCBRC Inc.COM CL A82,238$1.72M0.1%History
SRESempraStock9,880$1.66M0.1%History