Skip to main content
Livermore
Livermore
ZHEN

Sawtooth Solutions, LLC

SEC CIK
0001486066
Latest filing
Jan 29, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 19, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
994
−63 vs. Q2 2023
Portfolio value
$3.11B
−$548.8M (−15.0%) vs. Q2 2023
Filed
Oct 19, 2023
SEC
Holdings of Sawtooth Solutions, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ESSEssex Property Trust, Inc.COM995$211.0K<0.1%−72−6.7%ReducedHistory
EPAMEPAM Systems, Inc.COM830$212.2K<0.1%+830NewHistory
HWMHowmet Aerospace Inc.Stock4,596$212.6K<0.1%−531−10.4%ReducedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT4,095$212.9K<0.1%+4,095New–
EQHEquitable Holdings, Inc.COM7,505$213.1K<0.1%−881−10.5%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT20,439$213.2K<0.1%00.0%UnchangedHistory
WYNNWynn Resorts LtdCOM2,308$213.3K<0.1%−489−17.5%ReducedHistory
OGNOrganon & Co.Stock12,304$213.6K<0.1%−9,757−44.2%ReducedHistory
SPDR Series Trust78464A656ST STR TIPS ETF8,610$213.9K<0.1%+8,610New–
PINSPinterest, Inc.CL A7,981$215.7K<0.1%+510+6.8%AddedHistory
XYZBlock, Inc.CL A4,888$216.3K<0.1%−3,222−39.7%ReducedHistory
PHMPultegroup IncCOM2,929$216.9K<0.1%−93−3.1%ReducedHistory
SPLKSplunk IncCOM1,484$217.0K<0.1%+1,484NewHistory
WBSWebster Financial CorpCOM5,390$217.3K<0.1%−185−3.3%ReducedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV3,883$217.8K<0.1%+3,883New–
FBINFortune Brands Innovations, Inc.COM3,505$217.9K<0.1%−718−17.0%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,921$218.5K<0.1%−2,901−32.9%Reduced–
CHKPCheck Point Software Technologies LtdORD1,649$219.8K<0.1%−13−0.8%ReducedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,784$220.3K<0.1%−207−2.1%Reduced–
SRCLStericycle IncCOM4,943$221.0K<0.1%+4,943NewHistory
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT6,282$221.1K<0.1%00.0%Unchanged–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE6,030$222.0K<0.1%−981−14.0%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,713$222.6K<0.1%−80−1.7%Reduced–
WFC.PLWells Fargo & CompanyPERP PFD CNV A200$223.0K<0.1%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM4,252$223.4K<0.1%+151+3.7%AddedHistory
BALLBALL CorpCOM4,496$223.8K<0.1%−1,251−21.8%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS29,817$224.2K<0.1%−13,184−30.7%ReducedHistory
DGXQuest Diagnostics IncCOM1,847$225.1K<0.1%−118−6.0%ReducedHistory
First Tr Exchange-Traded Alp33735J101COM SHS3,483$225.7K<0.1%−1,410−28.8%Reduced–
Global X FDS37950E804MSCI CHINA COMMU15,649$225.7K<0.1%00.0%Unchanged–
BAXBaxter International IncStock5,991$226.1K<0.1%−7,711−56.3%ReducedHistory
ZMZoom Communications, Inc.Stock3,237$226.4K<0.1%+3,237NewHistory
BSYBentley Systems IncCOM CL B4,522$226.8K<0.1%+445+10.9%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW5,749$226.9K<0.1%−747−11.5%ReducedHistory
CMCanadian Imperial Bank of CommerceCOM5,877$226.9K<0.1%+333+6.0%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF1,677$227.3K<0.1%−2,361−58.5%Reduced–
iShares Tr4642886613 7 YR TREAS BD2,019$228.5K<0.1%−26−1.3%Reduced–
PTENPatterson Uti Energy IncCOM16,508$228.5K<0.1%+4,562+38.2%AddedHistory
GRMNGarmin LtdSHS2,188$230.1K<0.1%−340−13.4%ReducedHistory
SPDR Series Trust78464A821ST STR SP400GRW3,332$230.4K<0.1%−1,208−26.6%Reduced–
AVBAvalonbay Communities IncCOM1,343$230.6K<0.1%−364−21.3%ReducedHistory
WSOWatsco IncCOM613$231.5K<0.1%−27−4.2%ReducedHistory
SPDR Series Trust78468R796ST STR SP500FF6,679$232.0K<0.1%+19+0.3%Added–
CFCF Industries Holdings, Inc.COM2,714$232.7K<0.1%−323−10.6%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF6,099$233.0K<0.1%+6,099New–
SNNSmith & Nephew PLCSPDN ADR NEW9,414$233.2K<0.1%−14−0.1%ReducedHistory
iShares Tr46434V696CORE MSCI PAC4,209$234.0K<0.1%+87+2.1%Added–
iShares S&P 100 ETF464287101ETF1,167$234.1K<0.1%−12−1.0%Reduced–
VTRVentas, Inc.REIT5,582$235.2K<0.1%−1,305−18.9%ReducedHistory
KTKT CorpSPONSORED ADR18,355$235.3K<0.1%+1,264+7.4%AddedHistory
RJFRaymond James Financial IncCOM2,344$235.4K<0.1%−278−10.6%ReducedHistory
MTDRMatador Resources CoCOM3,961$235.6K<0.1%+3,961NewHistory
IRTIndependence Realty Trust, Inc.COM16,842$237.0K<0.1%−1,049−5.9%ReducedHistory
OSUROrasure Technologies IncCOM40,036$237.4K<0.1%+23,789+146.4%AddedHistory
MKLMarkel Group Inc.COM162$238.5K<0.1%−67−29.3%ReducedHistory
CHXChampionX CorpCOM6,712$239.1K<0.1%−187−2.7%ReducedHistory
LDOSLeidos Holdings, Inc.COM2,603$239.9K<0.1%+2,603NewHistory
JBHTHunt J B Transport Services IncCOM1,272$239.9K<0.1%−132−9.4%ReducedHistory
FCNCAFirst Citizens Bancshares IncCL A174$240.1K<0.1%−12−6.5%ReducedHistory
LUCKLucky Strike Entertainment CorpCL A COM25,000$240.5K<0.1%−23−0.1%ReducedHistory
ALCAlcon IncStock3,142$242.1K<0.1%−194−5.8%ReducedHistory
BIOBio-Rad Laboratories, Inc.CL A676$242.3K<0.1%+143+26.8%AddedHistory
SMCISuper Micro Computer, Inc.COM885$242.7K<0.1%−146−14.2%ReducedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF13,235$243.4K<0.1%−196−1.5%Reduced–
FBKFB Financial CorpCOM8,616$244.3K<0.1%+107+1.3%AddedHistory
CNXCConcentrix CorpStock3,056$244.8K<0.1%+3,056NewHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY5,010$245.4K<0.1%−114−2.2%Reduced–
SYFSynchrony FinancialCOM8,036$245.7K<0.1%−1,003−11.1%ReducedHistory
RVTYRevvity, Inc.COM2,239$247.9K<0.1%+525+30.6%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD5,725$250.3K<0.1%−89,994−94.0%Reduced–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF5,207$250.3K<0.1%−136,043−96.3%Reduced–
ROLRollins IncCOM6,711$250.5K<0.1%+7+0.1%AddedHistory
iShares Tr46435U713US INFRASTRUC6,867$251.3K<0.1%+1,505+28.1%Added–
ALBAlbemarle CorpStock1,488$253.0K<0.1%−587−28.3%ReducedHistory
PTCPTC Inc.Stock1,789$253.5K<0.1%−2−0.1%ReducedHistory
UBSUBS Group AGStock10,322$254.4K<0.1%−3,146−23.4%ReducedHistory
RBLXRoblox CorpStock8,822$255.5K<0.1%−350−3.8%ReducedHistory
FPIFarmland Partners Inc.COM25,000$256.5K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock10,675$259.2K<0.1%−242−2.2%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A5,188$260.2K<0.1%−1,567−23.2%ReducedHistory
KDPKeurig Dr Pepper Inc.COM8,276$261.3K<0.1%+1,566+23.3%AddedHistory
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN6,228$262.1K<0.1%−597−8.7%Reduced–
CPNGCoupang, Inc.CL A15,420$262.1K<0.1%+2,938+23.5%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM2,971$262.9K<0.1%+229+8.4%AddedHistory
DAYDayforce, Inc.COM3,892$264.1K<0.1%−122−3.0%ReducedHistory
FNVFranco Nevada CorpStock2,005$267.6K<0.1%−4−0.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF24,499$268.3K<0.1%+3,866+18.7%Added–
WCCWesco International IncCOM1,868$268.7K<0.1%−8−0.4%ReducedHistory
IEXIdex CorpCOM1,302$270.9K<0.1%−135−9.4%ReducedHistory
iShares Tr464288109MORNINGSTAR VALU4,203$272.3K<0.1%−219−5.0%Reduced–
SKMSK Telecom Co LtdSPONSORED ADR12,689$272.3K<0.1%+2,482+24.3%AddedHistory
ICFIICF International, Inc.Stock2,258$272.7K<0.1%+14+0.6%AddedHistory
AXONAxon Enterprise, Inc.COM1,374$273.4K<0.1%−539−28.2%ReducedHistory
EXPDExpeditors International of Washington IncCOM2,395$274.6K<0.1%−97−3.9%ReducedHistory
LBAILakeland Bancorp IncCOM21,882$276.1K<0.1%−534−2.4%ReducedHistory
FITBFifth Third BancorpCOM10,925$276.7K<0.1%−1,971−15.3%ReducedHistory
ULTAUlta Beauty, Inc.Stock695$277.6K<0.1%−200−22.3%ReducedHistory
COINCoinbase Global, Inc.COM CL A3,708$278.4K<0.1%−119−3.1%ReducedHistory
RGAReinsurance Group of America IncCOM NEW1,921$278.9K<0.1%−102−5.0%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock2,489$279.3K<0.1%−730−22.7%ReducedHistory

Sold out since Q2 2023 (118)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sawtooth Solutions, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW257,954$15.3M0.4%–
iShares Tr464289420RUS TP200 VL ETF175,338$11.8M0.3%–
iShares Tr464288885EAFE GRWTH ETF85,348$8.14M0.2%–
iShares Tr464288877EAFE VALUE ETF147,589$7.22M0.2%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS78,964$4.63M0.1%–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX54,838$4.15M0.1%–
BKIBlack Knight, Inc.COM54,506$3.26M0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF135,031$3.09M0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF41,959$2.67M0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT238,152$2.51M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND32,640$2.45M0.1%–
VODVodafone Group Public Ltd CoADR205,820$1.95M0.1%History
iShares Tr46435G425ESG AWR MSCI USA17,575$1.71M<0.1%–
DOORMasonite International CorpCOM12,428$1.27M<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF49,977$1.27M<0.1%–
Two RDS Shared Tr90214Q675LEADERSHARES DY55,396$1.24M<0.1%–
Global X FDS37954Y673US INFR DEV ETF37,762$1.19M<0.1%–
SPDR Series Trust78464A664ST LON TREAS ETF39,586$1.18M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE40,729$1.17M<0.1%–
Two RDS Shared Tr90214Q774LDRSHS ALPFACT32,696$1.04M<0.1%–
Two RDS Shared Tr90214Q691LEASERSHS ALPHAF30,001$1.00M<0.1%–
iShares Tr46434V4070-5YR HI YL CP22,995$953.1K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF11,359$897.7K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF13,221$859.6K<0.1%–
ACLSAxcelis Technologies IncStock4,562$836.4K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF8,142$812.2K<0.1%–
WisdomTree Tr97717X669US QTLY DIV GRT11,378$758.5K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF31,639$693.2K<0.1%–
BKUBankUnited, Inc.COM31,136$671.0K<0.1%History
Two RDS Shared Tr90214Q683LEADERSHARES EQT21,779$652.2K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF22,043$634.6K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF20,915$615.7K<0.1%–
ProShares Tr74347B235PSHS SHORT DOW3016,911$546.7K<0.1%–
iShares Inc464286525MSCI GBL MIN VOL5,127$502.7K<0.1%–
WPCW. P. Carey Inc.COM7,396$499.7K<0.1%History
CPBCAMPBELL'S CoCOM8,795$402.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF3,462$383.5K<0.1%–
Two RDS Shared Tr90214Q717LEADERSHS ACTIVI11,893$375.7K<0.1%–
Alpha Architect ETF Tr02072L847FREEDOM DAY14,358$370.7K<0.1%–
ILMNIllumina, Inc.COM1,936$363.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,288$355.6K<0.1%–
AGXArgan IncStock8,813$347.3K<0.1%History
AANAaron's Company, Inc.COM22,885$323.6K<0.1%History
SPDR Series Trust78464A672ST INTER ETF11,280$319.1K<0.1%–
CHDNChurchill Downs IncCOM2,245$312.4K<0.1%History
LEGLeggett & Platt IncStock10,326$305.9K<0.1%History
ENPHEnphase Energy, Inc.Stock1,792$300.1K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,601$298.9K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF4,271$298.8K<0.1%–
SKYChampion Homes, Inc.Stock4,561$298.5K<0.1%History
GNRCGenerac Holdings Inc.Stock1,950$290.8K<0.1%History
BBYBest Buy Co IncStock3,545$290.5K<0.1%History
BELFBBel Fuse IncCL B5,000$287.1K<0.1%History
iShares Core S&P US Value ETF464287663ETF3,612$282.7K<0.1%–
EMNEastman Chemical CoStock3,345$280.0K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,380$275.6K<0.1%–
iShares Tr46436E866IBONDS 25 TRM TS11,555$267.3K<0.1%–
PODDInsulet CorpStock923$266.1K<0.1%History
MKCMcCormick & Co IncStock3,046$265.7K<0.1%History
JXNJackson Financial Inc.COM CL A8,665$265.2K<0.1%History
Invesco Nasdaq 100 ETF46138G649ETF1,725$262.2K<0.1%–
CornerCap Fundametrics Large C89832P267CORNERCAP FUNDAM7,547$258.0K<0.1%–
TXG10x Genomics, Inc.CL A COM4,614$257.6K<0.1%History
ALLYAlly Financial Inc.Stock9,442$255.0K<0.1%History
FSLRFirst Solar, Inc.Stock1,339$254.5K<0.1%History
SJMJ M SMUCKER CoStock1,670$246.5K<0.1%History
TBPHTheravance Biopharma, Inc.COM23,688$245.2K<0.1%History
BWABorgwarner IncCOM4,990$244.1K<0.1%History
TECHBIO-TECHNE CorpCOM2,947$240.6K<0.1%History
HXLHexcel CorpCOM3,117$237.0K<0.1%History
SHCSotera Health CoCOM12,498$235.5K<0.1%History
WisdomTree Tr97717Y527FLOATNG RAT TREA4,629$232.9K<0.1%–
SNVSynovus Financial CorpCOM NEW7,664$231.8K<0.1%History
FLEXFlex Ltd.Stock8,340$230.5K<0.1%History
CBZCBIZ, Inc.COM4,322$230.3K<0.1%History
INVHInvitation Homes Inc.COM6,599$227.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,048$224.0K<0.1%History
FOXAFox CorpCL A COM6,545$222.5K<0.1%History
CHTChunghwa Telecom Co LtdSPON ADR NEW115,939$221.5K<0.1%History
SNASnap-on IncCOM759$218.7K<0.1%History
iShares Inc464286608MSCI EURZONE ETF4,719$216.2K<0.1%–
CPAYCorpay, Inc.COM850$213.4K<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,339$213.3K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,011$212.6K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,192$210.6K<0.1%History
Vanguard World FD921910816MEGA GRWTH IND894$210.4K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE2,000$210.2K<0.1%–
UFCSUnited Fire Group IncCOM9,134$207.0K<0.1%History
MYPSPLAYSTUDIOS, Inc.CLASS A COM41,917$205.8K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR11,138$205.6K<0.1%–
CZRCaesars Entertainment, Inc.COM4,031$205.5K<0.1%History
NETCloudflare, Inc.CL A COM3,091$202.1K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,083$201.8K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US3,921$201.4K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,656$201.0K<0.1%–
HSTHost Hotels & Resorts, Inc.COM11,766$198.0K<0.1%History
THTarget Hospitality Corp.COM12,188$163.6K<0.1%History
DGICADonegal Group IncCL A11,076$159.8K<0.1%History
MPTMedical Properties Trust IncCOM15,692$145.3K<0.1%History
The Alger ETF Trust015564107MID CAP 40 ETF10,724$139.7K<0.1%–