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Livermore
Livermore
ZHEN

Sawtooth Solutions, LLC

SEC CIK
0001486066
Latest filing
Jan 29, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 19, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
994
−63 vs. Q2 2023
Portfolio value
$3.11B
−$548.8M (−15.0%) vs. Q2 2023
Filed
Oct 19, 2023
SEC
Holdings of Sawtooth Solutions, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TCRTAlaunos Therapeutics, Inc.COM14,250$1.88K<0.1%−269−1.9%ReducedHistory
IDID Auto, Inc.COM CL A20,000$3.30K<0.1%00.0%UnchangedHistory
CTHRCharles & Colvard LtdCOM10,000$5.72K<0.1%+10,000NewHistory
SCORComscore, Inc.COM11,000$6.75K<0.1%00.0%UnchangedHistory
MTNBMatinas BioPharma Holdings, Inc.COM60,016$7.80K<0.1%00.0%UnchangedHistory
CRGECharge Enterprises, Inc.COM20,555$10.2K<0.1%00.0%UnchangedHistory
MMATMeta Materials Inc.COM51,200$10.8K<0.1%00.0%UnchangedHistory
CANOCano Health, Inc.COM CL A43,212$11.0K<0.1%+24,818+134.9%AddedHistory
TLSATiziana Life Sciences LtdCOM16,942$11.2K<0.1%+16,942NewHistory
CLOVClover Health Investments, Corp.COM CL A10,984$11.9K<0.1%−15−0.1%ReducedHistory
SLQTSelectQuote, Inc.COM10,970$12.8K<0.1%+10,970NewHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS10,321$18.7K<0.1%−6,115−37.2%ReducedHistory
XERSXeris Biopharma Holdings, Inc.COM11,048$20.5K<0.1%+11,048NewHistory
SEERSeer, Inc.COM CL A10,051$22.2K<0.1%+10,051NewHistory
PYXSPyxis Oncology, Inc.COMMON STOCK11,234$22.4K<0.1%+11,234NewHistory
CXDOCrexendo, Inc.COM11,000$23.2K<0.1%00.0%UnchangedHistory
FATEFate Therapeutics IncCOM12,012$25.5K<0.1%+12,012NewHistory
TDAYUSA TODAY Co., Inc.COM10,635$26.1K<0.1%−328−3.0%ReducedHistory
MCRBSeres Therapeutics, Inc.COM11,294$26.9K<0.1%+11,294NewHistory
ESPREsperion Therapeutics, Inc.COM30,502$29.9K<0.1%+30,502NewHistory
CTEVClaritev CorpCOM17,912$30.1K<0.1%−1,092−5.7%ReducedHistory
TRUETrueCar, Inc.COM15,374$31.8K<0.1%−752−4.7%ReducedHistory
TLRYTilray Brands, Inc.COM CL 213,469$32.2K<0.1%+13,469NewHistory
AURAurora Innovation, Inc.CLASS A COM14,198$33.4K<0.1%+14,198NewHistory
COMPCompass, Inc.CL A11,587$33.6K<0.1%+915+8.6%AddedHistory
ADMAAdma Biologics, Inc.COM10,458$37.4K<0.1%−564−5.1%ReducedHistory
GPROGoPro, Inc.CL A12,684$39.8K<0.1%+12,684NewHistory
LYGLloyds Banking Group plcSPONSORED ADR19,053$40.6K<0.1%−8,854−31.7%ReducedHistory
SCYXScynexis IncCOM NEW20,000$45.6K<0.1%00.0%UnchangedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT23,913$46.4K<0.1%−822−3.3%ReducedHistory
LIDRAEye, Inc.CLASS A COM229,493$48.2K<0.1%00.0%UnchangedHistory
IAUXi-80 Gold Corp.COM32,180$49.2K<0.1%+32,180NewHistory
ANIXAnixa Biosciences IncCOM15,459$50.6K<0.1%−22−0.1%ReducedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK11,415$51.8K<0.1%−2,034−15.1%ReducedHistory
NNNextnav Inc.COMMON STOCK10,261$52.7K<0.1%−2,000−16.3%ReducedHistory
OPENOpendoor Technologies Inc.COM20,036$52.9K<0.1%−2,099−9.5%ReducedHistory
ARAYAccuray IncCOM19,833$53.9K<0.1%00.0%UnchangedHistory
POWWOutdoor Holding CoCOM26,893$54.3K<0.1%+1,170+4.5%AddedHistory
PGENPrecigen, Inc.COM44,976$63.9K<0.1%+1,785+4.1%AddedHistory
SOUNSoundhound AI, Inc.CLASS A COM35,421$71.2K<0.1%+35,421NewHistory
MFGMizuho Financial Group IncSPONSORED ADR20,962$71.9K<0.1%−1,668−7.4%ReducedHistory
FATFat Brands, IncCOM10,928$72.7K<0.1%00.0%UnchangedHistory
GNWGenworth Financial IncCOM SHS12,553$73.6K<0.1%+1,180+10.4%AddedHistory
CIMChimera Investment CorpCOM NEW14,767$80.6K<0.1%+604+4.3%AddedHistory
FLNTFluent, Inc.COM181,789$80.7K<0.1%00.0%UnchangedHistory
WITWipro LtdSPON ADR 1 SH17,031$82.4K<0.1%−6,317−27.1%ReducedHistory
BTLNBrightline Interactive, Inc.COM45,743$84.2K<0.1%00.0%UnchangedHistory
OABIOmniAb, Inc.COM17,676$91.7K<0.1%+1,686+10.5%AddedHistory
SIRISirius XM Holdings Inc.COM20,853$94.3K<0.1%−7,673−26.9%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A19,208$95.5K<0.1%00.0%UnchangedHistory
BGCBGC Group, Inc.CL A18,254$96.4K<0.1%−222−1.2%ReducedHistory
MNTKMontauk Renewables, Inc.COM10,877$99.1K<0.1%+190+1.8%AddedHistory
KRNYKearny Financial Corp.COM14,832$102.8K<0.1%−3,542−19.3%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW14,580$102.9K<0.1%−3,213−18.1%ReducedHistory
HLNHaleon plcADR12,486$104.0K<0.1%−2,607−17.3%ReducedHistory
HCATHealth Catalyst, Inc.COM10,396$105.2K<0.1%−407−3.8%ReducedHistory
CLVTClarivate PLCORD SHS16,038$107.6K<0.1%+16,038NewHistory
DHTDHT Holdings, Inc.SHS NEW11,177$115.1K<0.1%+490+4.6%AddedHistory
SANBanco Santander, S.A.ADR31,272$117.6K<0.1%−3,029−8.8%ReducedHistory
TTITetra Technologies IncCOM18,464$117.8K<0.1%−565−3.0%ReducedHistory
RPAYRepay Holdings CorpCOM CL A15,809$120.0K<0.1%+549+3.6%AddedHistory
Global X FDS37954Y707RENEWABLE ENERGY12,020$120.2K<0.1%00.0%Unchanged–
ETRNMidstream Co LLCCOM12,956$121.4K<0.1%−545−4.0%ReducedHistory
UWMCUWM Holdings CorpCOM CL A25,253$122.5K<0.1%−2,976−10.5%ReducedHistory
KEYKeycorpCOM11,545$124.2K<0.1%−13,496−53.9%ReducedHistory
BETRBetter Home & Finance Holding CoCOM CL A261,932$125.5K<0.1%+261,932NewHistory
CARECarter Bankshares, Inc.COM NEW10,155$127.2K<0.1%−3,059−23.1%ReducedHistory
MRVIMaravai Lifesciences Holdings, Inc.COM CL A12,964$129.6K<0.1%+12,964NewHistory
LQDALiquidia CorpCOM NEW21,429$135.9K<0.1%+21,429NewHistory
NPKINPK International Inc.COM SHS20,016$138.3K<0.1%−3,756−15.8%ReducedHistory
SOFISoFi Technologies, Inc.Stock17,385$138.9K<0.1%+5,147+42.1%AddedHistory
Sandstorm Gold Ltd Com New80013R206Stock30,000$139.8K<0.1%00.0%Unchanged–
VTRSViatris IncStock14,557$143.5K<0.1%−3,134−17.7%ReducedHistory
KOSKosmos Energy Ltd.COM18,058$147.7K<0.1%−929−4.9%ReducedHistory
RITMRithm Capital Corp.REIT16,346$151.9K<0.1%+1,214+8.0%AddedHistory
HOSHornbeck Offshore Services, Inc.Stock14,578$157.5K<0.1%−1,237−7.8%ReducedHistory
PWPPerella Weinberg PartnersCLASS A COM16,136$164.3K<0.1%+4,474+38.4%AddedHistory
UGPUltrapar Holdings IncSP ADR REP COM45,497$167.0K<0.1%+45,497NewHistory
PTGXProtagonist Therapeutics, IncCOM10,411$173.7K<0.1%+10,411NewHistory
GMEGameStop Corp.Stock10,611$174.7K<0.1%+12+0.1%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999913,111$179.9K<0.1%−874−6.2%ReducedHistory
CCCCCC Intelligent Solutions Holdings Inc.COM13,541$180.8K<0.1%+13,541NewHistory
AVDAmerican Vanguard CorpCOM16,651$182.0K<0.1%+1,748+11.7%AddedHistory
ASCArdmore Shipping CorpCOM14,798$192.5K<0.1%−2,225−13.1%ReducedHistory
VMEOVimeo, Inc.COMMON STOCK56,847$201.2K<0.1%+2,680+4.9%AddedHistory
UDRUDR, Inc.COM5,650$201.6K<0.1%−761−11.9%ReducedHistory
IPGInterpublic Group of Companies, Inc.COM7,037$201.7K<0.1%−2,323−24.8%ReducedHistory
EXRExtra Space Storage Inc.COM1,659$201.7K<0.1%+1,659NewHistory
SWKSSkyworks Solutions, Inc.Stock2,046$201.7K<0.1%−268−11.6%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY4,717$203.6K<0.1%+366+8.4%AddedHistory
NDAQNasdaq, Inc.COM4,191$203.6K<0.1%−156−3.6%ReducedHistory
EXASExact Sciences CorpCOM3,010$205.3K<0.1%+116+4.0%AddedHistory
CBOECboe Global Markets, Inc.COM1,315$205.5K<0.1%+1,315NewHistory
NMFCNew Mountain Finance CorpCOM15,879$205.6K<0.1%−1,805−10.2%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF4,256$206.4K<0.1%−5,370−55.8%Reduced–
PATHUiPath, Inc.Stock12,093$206.9K<0.1%−2,440−16.8%ReducedHistory
DLTRDollar Tree, Inc.COM1,951$207.7K<0.1%−731−27.3%ReducedHistory
SPDR Index Shs FDS78463X848ST STR ACWI ETF8,361$208.1K<0.1%−9,201−52.4%Reduced–
SPOTSpotify Technology S.A.Stock1,346$208.1K<0.1%+34+2.6%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,563$209.5K<0.1%−2,026−36.2%Reduced–

Sold out since Q2 2023 (118)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sawtooth Solutions, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW257,954$15.3M0.4%–
iShares Tr464289420RUS TP200 VL ETF175,338$11.8M0.3%–
iShares Tr464288885EAFE GRWTH ETF85,348$8.14M0.2%–
iShares Tr464288877EAFE VALUE ETF147,589$7.22M0.2%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS78,964$4.63M0.1%–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX54,838$4.15M0.1%–
BKIBlack Knight, Inc.COM54,506$3.26M0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF135,031$3.09M0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF41,959$2.67M0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT238,152$2.51M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND32,640$2.45M0.1%–
VODVodafone Group Public Ltd CoADR205,820$1.95M0.1%History
iShares Tr46435G425ESG AWR MSCI USA17,575$1.71M<0.1%–
DOORMasonite International CorpCOM12,428$1.27M<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF49,977$1.27M<0.1%–
Two RDS Shared Tr90214Q675LEADERSHARES DY55,396$1.24M<0.1%–
Global X FDS37954Y673US INFR DEV ETF37,762$1.19M<0.1%–
SPDR Series Trust78464A664ST LON TREAS ETF39,586$1.18M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE40,729$1.17M<0.1%–
Two RDS Shared Tr90214Q774LDRSHS ALPFACT32,696$1.04M<0.1%–
Two RDS Shared Tr90214Q691LEASERSHS ALPHAF30,001$1.00M<0.1%–
iShares Tr46434V4070-5YR HI YL CP22,995$953.1K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF11,359$897.7K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF13,221$859.6K<0.1%–
ACLSAxcelis Technologies IncStock4,562$836.4K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF8,142$812.2K<0.1%–
WisdomTree Tr97717X669US QTLY DIV GRT11,378$758.5K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF31,639$693.2K<0.1%–
BKUBankUnited, Inc.COM31,136$671.0K<0.1%History
Two RDS Shared Tr90214Q683LEADERSHARES EQT21,779$652.2K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF22,043$634.6K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF20,915$615.7K<0.1%–
ProShares Tr74347B235PSHS SHORT DOW3016,911$546.7K<0.1%–
iShares Inc464286525MSCI GBL MIN VOL5,127$502.7K<0.1%–
WPCW. P. Carey Inc.COM7,396$499.7K<0.1%History
CPBCAMPBELL'S CoCOM8,795$402.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF3,462$383.5K<0.1%–
Two RDS Shared Tr90214Q717LEADERSHS ACTIVI11,893$375.7K<0.1%–
Alpha Architect ETF Tr02072L847FREEDOM DAY14,358$370.7K<0.1%–
ILMNIllumina, Inc.COM1,936$363.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,288$355.6K<0.1%–
AGXArgan IncStock8,813$347.3K<0.1%History
AANAaron's Company, Inc.COM22,885$323.6K<0.1%History
SPDR Series Trust78464A672ST INTER ETF11,280$319.1K<0.1%–
CHDNChurchill Downs IncCOM2,245$312.4K<0.1%History
LEGLeggett & Platt IncStock10,326$305.9K<0.1%History
ENPHEnphase Energy, Inc.Stock1,792$300.1K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,601$298.9K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF4,271$298.8K<0.1%–
SKYChampion Homes, Inc.Stock4,561$298.5K<0.1%History
GNRCGenerac Holdings Inc.Stock1,950$290.8K<0.1%History
BBYBest Buy Co IncStock3,545$290.5K<0.1%History
BELFBBel Fuse IncCL B5,000$287.1K<0.1%History
iShares Core S&P US Value ETF464287663ETF3,612$282.7K<0.1%–
EMNEastman Chemical CoStock3,345$280.0K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,380$275.6K<0.1%–
iShares Tr46436E866IBONDS 25 TRM TS11,555$267.3K<0.1%–
PODDInsulet CorpStock923$266.1K<0.1%History
MKCMcCormick & Co IncStock3,046$265.7K<0.1%History
JXNJackson Financial Inc.COM CL A8,665$265.2K<0.1%History
Invesco Nasdaq 100 ETF46138G649ETF1,725$262.2K<0.1%–
CornerCap Fundametrics Large C89832P267CORNERCAP FUNDAM7,547$258.0K<0.1%–
TXG10x Genomics, Inc.CL A COM4,614$257.6K<0.1%History
ALLYAlly Financial Inc.Stock9,442$255.0K<0.1%History
FSLRFirst Solar, Inc.Stock1,339$254.5K<0.1%History
SJMJ M SMUCKER CoStock1,670$246.5K<0.1%History
TBPHTheravance Biopharma, Inc.COM23,688$245.2K<0.1%History
BWABorgwarner IncCOM4,990$244.1K<0.1%History
TECHBIO-TECHNE CorpCOM2,947$240.6K<0.1%History
HXLHexcel CorpCOM3,117$237.0K<0.1%History
SHCSotera Health CoCOM12,498$235.5K<0.1%History
WisdomTree Tr97717Y527FLOATNG RAT TREA4,629$232.9K<0.1%–
SNVSynovus Financial CorpCOM NEW7,664$231.8K<0.1%History
FLEXFlex Ltd.Stock8,340$230.5K<0.1%History
CBZCBIZ, Inc.COM4,322$230.3K<0.1%History
INVHInvitation Homes Inc.COM6,599$227.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,048$224.0K<0.1%History
FOXAFox CorpCL A COM6,545$222.5K<0.1%History
CHTChunghwa Telecom Co LtdSPON ADR NEW115,939$221.5K<0.1%History
SNASnap-on IncCOM759$218.7K<0.1%History
iShares Inc464286608MSCI EURZONE ETF4,719$216.2K<0.1%–
CPAYCorpay, Inc.COM850$213.4K<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,339$213.3K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,011$212.6K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,192$210.6K<0.1%History
Vanguard World FD921910816MEGA GRWTH IND894$210.4K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE2,000$210.2K<0.1%–
UFCSUnited Fire Group IncCOM9,134$207.0K<0.1%History
MYPSPLAYSTUDIOS, Inc.CLASS A COM41,917$205.8K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR11,138$205.6K<0.1%–
CZRCaesars Entertainment, Inc.COM4,031$205.5K<0.1%History
NETCloudflare, Inc.CL A COM3,091$202.1K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,083$201.8K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US3,921$201.4K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,656$201.0K<0.1%–
HSTHost Hotels & Resorts, Inc.COM11,766$198.0K<0.1%History
THTarget Hospitality Corp.COM12,188$163.6K<0.1%History
DGICADonegal Group IncCL A11,076$159.8K<0.1%History
MPTMedical Properties Trust IncCOM15,692$145.3K<0.1%History
The Alger ETF Trust015564107MID CAP 40 ETF10,724$139.7K<0.1%–