Sawtooth Solutions, LLC
- SEC CIK
- 0001486066
- Latest filing
- Jan 29, 2024
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 27, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,176
- +509 vs. Q4 2022
- Portfolio value
- $3.81B
- +$3.08B (+418.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Embark Technolog29079J111 | EQUITY WRT | 10,020 | $188 | <0.1% | +10,020 | New | – |
| WeWork Inc.96209A112 | EQUITY WRT | 15,445 | $1.24K | <0.1% | +15,445 | New | – |
| BINIBollinger Innovations, Inc. | COMMON STOCK | 12,300 | $1.61K | <0.1% | +12,300 | New | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 15,073 | $1.88K | <0.1% | +521+3.6% | Added | History |
| Arrival GroupL0423Q108 | SHS | 17,800 | $2.38K | <0.1% | +17,800 | New | – |
| AWHLAspira Women's Health Inc. | COM | 12,500 | $4.58K | <0.1% | +12,500 | New | History |
| IDID Auto, Inc. | COM CL A | 20,000 | $4.65K | <0.1% | +20,000 | New | History |
| REEAFREE Automotive Ltd. | CLASS A ORD SHS | 14,863 | $4.84K | <0.1% | +14,863 | New | History |
| SLNHSoluna Holdings, Inc | COM | 20,495 | $5.54K | <0.1% | +20,495 | New | History |
| SEELSeelos Therapeutics, Inc. | COM | 10,000 | $6.91K | <0.1% | +10,000 | New | History |
| TILInstil Bio, Inc. | COM | 11,054 | $7.30K | <0.1% | +11,054 | New | History |
| SNFIStark Novus Financial Inc. | COM CL A | 11,961 | $7.93K | <0.1% | +11,961 | New | History |
| PYRGFPyroGenesis Canada Inc. | COM | 10,500 | $8.51K | <0.1% | +10,500 | New | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 13,586 | $8.56K | <0.1% | +13,586 | New | History |
| EDSAEdesa Biotech, Inc. | COM | 10,000 | $9.12K | <0.1% | +10,000 | New | History |
| NEXINexImmune, Inc. | COM | 24,700 | $9.39K | <0.1% | +24,700 | New | History |
| SENSSenseonics Holdings, Inc. | COM | 13,888 | $9.86K | <0.1% | +13,888 | New | History |
| SFTGQShift Technologies, Inc. | CL A NEW | 10,335 | $11.6K | <0.1% | +10,335 | New | History |
| JCSEJE Cleantech Holdings Ltd | ORDINARY SHARES | 22,189 | $11.6K | <0.1% | +22,189 | New | History |
| RTBRTB Digital, Inc. | COM NEW | 28,744 | $11.8K | <0.1% | +28,744 | New | History |
| OCGNOcugen, Inc. | COM | 13,960 | $11.9K | <0.1% | +13,960 | New | History |
| BGXXBright Green Corp | COMMON STOCK | 12,943 | $12.2K | <0.1% | +12,943 | New | History |
| New Gold Inc Cda644535106 | COM | 11,201 | $12.3K | <0.1% | +11,201 | New | – |
| SCORComscore, Inc. | COM | 11,000 | $13.5K | <0.1% | +11,000 | New | History |
| ONCYOncolytics Biotech Inc | COM NEW | 11,588 | $13.9K | <0.1% | +11,588 | New | History |
| EFOIEnergy Focus, Inc | COM | 25,919 | $14.5K | <0.1% | +25,919 | New | History |
| VCSAVacasa, Inc. | CLASS A COM | 15,831 | $15.2K | <0.1% | +3,951+33.3% | Added | History |
| NUTXNutex Health Inc. | COM | 15,354 | $15.5K | <0.1% | +15,354 | New | History |
| GIGMGIGAMEDIA Ltd | SHS NEW | 11,600 | $16.5K | <0.1% | +11,600 | New | History |
| QCLSQ/C Technologies, Inc. | COM | 10,000 | $17.2K | <0.1% | +10,000 | New | History |
| ESPREsperion Therapeutics, Inc. | COM | 11,092 | $17.6K | <0.1% | +11,092 | New | History |
| SGMOQSangamo Therapeutics, Inc | COM | 10,248 | $18.0K | <0.1% | +10,248 | New | History |
| CXDOCrexendo, Inc. | COM | 11,000 | $18.1K | <0.1% | +11,000 | New | History |
| GOVXGeoVax Labs, Inc. | COM | 27,360 | $18.2K | <0.1% | +27,360 | New | History |
| ASTRAstra Space, Inc. | Common Stock | 43,300 | $18.4K | <0.1% | +43,300 | New | History |
| CTEVClaritev Corp | COM | 17,929 | $19.0K | <0.1% | −4,472−20.0% | Reduced | History |
| DPRODraganfly Inc. | COM NEW | 15,001 | $19.2K | <0.1% | +15,001 | New | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 45,294 | $19.4K | <0.1% | +45,294 | New | History |
| DRUGBright Minds Biosciences Inc. | COM | 46,204 | $20.3K | <0.1% | +46,204 | New | History |
| NKLANikola Corp | COM | 17,088 | $20.7K | <0.1% | +17,088 | New | History |
| MMATMeta Materials Inc. | COM | 51,200 | $20.9K | <0.1% | +51,200 | New | History |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 15,812 | $21.0K | <0.1% | +15,812 | New | History |
| REIRing Energy, Inc. | COM | 11,306 | $21.5K | <0.1% | +11,306 | New | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 26,407 | $21.7K | <0.1% | +26,407 | New | History |
| TNXPTonix Pharmaceuticals Holding Corp. | COM NEW | 36,670 | $21.7K | <0.1% | +36,670 | New | History |
| NEUENeueHealth, Inc. | COM | 98,906 | $21.8K | <0.1% | +85,915+661.3% | Added | History |
| CANOCano Health, Inc. | COM CL A | 24,338 | $22.1K | <0.1% | −10,159−29.4% | Reduced | History |
| TGBTrekor Metals Ltd | COM | 13,740 | $22.8K | <0.1% | +13,740 | New | History |
| CRGECharge Enterprises, Inc. | COM | 22,124 | $24.3K | <0.1% | +22,124 | New | History |
| EMPDEmpery Digital Inc. | COM | 16,277 | $24.4K | <0.1% | +16,277 | New | History |
| HOLOMicroCloud Hologram Inc. | ORDINARY SHARES | 11,160 | $24.8K | <0.1% | +11,160 | New | History |
| NNNextnav Inc. | COMMON STOCK | 12,261 | $24.9K | <0.1% | +12,261 | New | History |
| WULFTerawulf Inc. | COM | 27,100 | $25.4K | <0.1% | +27,100 | New | History |
| TELLTellurian Inc. | COM | 20,902 | $25.7K | <0.1% | +20,902 | New | History |
| SkyAI, Inc.82003F101 | COMMON STOCK | 23,500 | $26.1K | <0.1% | +23,500 | New | – |
| NYMXFNymox Pharmaceutical Corp | COM | 80,000 | $27.2K | <0.1% | +80,000 | New | History |
| KULRKULR Technology Group, Inc. | Common Stock | 31,805 | $27.9K | <0.1% | +31,805 | New | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 60,016 | $28.2K | <0.1% | +60,016 | New | History |
| DMDesktop Metal, Inc. | COM CL A | 12,310 | $28.3K | <0.1% | +12,310 | New | History |
| Ginkgo Bioworks Holdings, Inc.37611X118 | *W EXP 08/01/202 | 159,600 | $28.7K | <0.1% | +159,600 | New | – |
| TBLTToughbuilt Industries, Inc | COM | 24,826 | $29.5K | <0.1% | +24,826 | New | History |
| Bitfarms Ltd Com09173B107 | Stock | 31,000 | $30.1K | <0.1% | +31,000 | New | – |
| OPENOpendoor Technologies Inc. | COM | 17,279 | $30.4K | <0.1% | +17,279 | New | History |
| BBDBank Bradesco | SP ADR PFD NEW | 11,750 | $30.8K | <0.1% | +11,750 | New | History |
| NEWPNew Pacific Metals Corp | COMMON STOCK | 11,807 | $31.8K | <0.1% | +11,807 | New | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 24,165 | $32.6K | <0.1% | +24,165 | New | History |
| ABUSArbutus Biopharma Corp | COM | 10,813 | $32.8K | <0.1% | +10,813 | New | History |
| FIRYFiry Inc. | COM | 57,965 | $34.4K | <0.1% | +57,965 | New | History |
| BKCCBlackRock Capital Investment Corp | COM | 10,109 | $34.9K | <0.1% | +10,109 | New | History |
| FCELFuelcell Energy Inc | COM | 12,578 | $35.8K | <0.1% | +12,578 | New | History |
| OPKOpko Health, Inc. | COM | 25,175 | $36.8K | <0.1% | +25,175 | New | History |
| ADMAAdma Biologics, Inc. | COM | 11,362 | $37.6K | <0.1% | +11,362 | New | History |
| ATHXAthersys, Inc | COM NEW | 31,395 | $38.6K | <0.1% | +31,395 | New | History |
| COMPCompass, Inc. | CL A | 12,244 | $39.5K | <0.1% | +12,244 | New | History |
| PGENPrecigen, Inc. | COM | 39,070 | $41.4K | <0.1% | +39,070 | New | History |
| TRUETrueCar, Inc. | COM | 18,607 | $42.8K | <0.1% | +18,607 | New | History |
| CTICCti Biopharma Corp | COM | 10,200 | $42.8K | <0.1% | +10,200 | New | History |
| BHRBraemar Hotels & Resorts Inc. | COM | 11,132 | $43.0K | <0.1% | +11,132 | New | History |
| AVXAvax One Technology Ltd. | COM | 65,534 | $45.5K | <0.1% | +65,534 | New | History |
| GOEVCanoo Inc. | COM CL A | 70,010 | $45.7K | <0.1% | +70,010 | New | History |
| KGCKinross Gold Corp | COM | 10,006 | $47.1K | <0.1% | +10,006 | New | History |
| TTITetra Technologies Inc | COM | 19,000 | $50.4K | <0.1% | +19,000 | New | History |
| POWWOutdoor Holding Co | COM | 25,852 | $50.9K | <0.1% | +25,852 | New | History |
| MFGMizuho Financial Group Inc | SPONSORED ADR | 18,452 | $52.0K | <0.1% | +18,452 | New | History |
| PSNYWPolestar Automotive Holding UK PLC | ADS C-1 | 63,345 | $52.6K | <0.1% | +63,345 | New | History |
| RSIRush Street Interactive, Inc. | COM | 17,613 | $54.8K | <0.1% | +17,613 | New | History |
| AMLIFAmerican Lithium Corp. | COM | 25,000 | $57.8K | <0.1% | +25,000 | New | History |
| ARAYAccuray Inc | COM | 19,833 | $58.9K | <0.1% | +19,833 | New | History |
| SCYXScynexis Inc | COM NEW | 20,000 | $60.0K | <0.1% | +20,000 | New | History |
| Tritium DCFC Ltd -CW24Q9225T116 | TRITIUM DCFC LTD | 150,318 | $61.6K | <0.1% | +150,318 | New | – |
| LYGLloyds Banking Group plc | SPONSORED ADR | 27,257 | $63.2K | <0.1% | +10,728+64.9% | Added | History |
| LLAPTerran Orbital Corp | COM | 34,481 | $63.4K | <0.1% | +34,481 | New | History |
| ANIXAnixa Biosciences Inc | COM | 15,481 | $66.6K | <0.1% | +15,481 | New | History |
| AMPYAmplify Energy Corp. | COM | 10,004 | $68.7K | <0.1% | +10,004 | New | History |
| GNWGenworth Financial Inc | COM SHS | 14,096 | $70.8K | <0.1% | +14,096 | New | History |
| OSCROscar Health, Inc. | CL A | 10,984 | $71.8K | <0.1% | +10,984 | New | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 48,000 | $72.0K | <0.1% | +48,000 | New | History |
| LIDRAEye, Inc. | CLASS A COM | 229,493 | $72.2K | <0.1% | +229,493 | New | History |
| PYXSPyxis Oncology, Inc. | COMMON STOCK | 18,110 | $72.6K | <0.1% | +18,110 | New | History |
| UWMCUWM Holdings Corp | COM CL A | 15,003 | $73.7K | <0.1% | +15,003 | New | History |
Sold out since Q4 2022 (31)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| SRPTSarepta Therapeutics, Inc. | COM | 2,079 | $269.4K | <0.1% | History |
| NSITInsight Enterprises Inc | COM | 2,613 | $262.0K | <0.1% | History |
| RFPResolute Forest Products Inc. | COM | 12,103 | $261.3K | <0.1% | History |
| REGRegency Centers Corp | COM | 4,170 | $260.6K | <0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 2,503 | $252.9K | <0.1% | History |
| SNEXStoneX Group Inc. | COM | 2,650 | $252.5K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 2,067 | $237.5K | <0.1% | – |
| KTFDWS Municipal Income Trust | COM | 26,521 | $228.3K | <0.1% | History |
| OTTROtter Tail Corp | COM | 3,825 | $224.6K | <0.1% | History |
| IMXIInternational Money Express, Inc. | COM | 9,004 | $219.4K | <0.1% | History |
| BXPBXP, Inc. | COM | 3,230 | $218.3K | <0.1% | History |
| CENTCentral Garden & Pet Co | COM | 5,647 | $211.5K | <0.1% | History |
| VNOVornado Realty Trust | SH BEN INT | 9,980 | $207.7K | <0.1% | History |
| MUSAMurphy USA Inc. | COM | 737 | $206.1K | <0.1% | History |
| SMCISuper Micro Computer, Inc. | COM | 2,485 | $204.0K | <0.1% | History |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 12,220 | $120.6K | <0.1% | History |
| CMUMFS High Yield Municipal Trust | SH BEN INT | 28,550 | $89.4K | <0.1% | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 16,613 | $86.1K | <0.1% | History |
| BCABBioAtla, Inc. | COM | 10,407 | $85.9K | <0.1% | History |
| HMYHarmony Gold Mining Co Ltd | ADR | 21,953 | $74.6K | <0.1% | History |
| DMFBNY Mellon Municipal Income, Inc. | COM | 11,099 | $69.5K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 11,538 | $62.4K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 15,081 | $57.8K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 14,252 | $56.3K | <0.1% | History |
| ABEVAmbev S.A. | SPONSORED ADR | 19,078 | $51.9K | <0.1% | History |
| TTCFTattooed Chef, Inc. | COM CL A | 13,628 | $16.8K | <0.1% | History |
| MKFGMarkforged Holding Corp | COM | 10,347 | $12.0K | <0.1% | History |
| TCDATricida, Inc. | COM | 71,557 | $10.9K | <0.1% | History |
| VLDRVelodyne Lidar, Inc. | COM | 11,207 | $8.28K | <0.1% | History |
| CORZCore Scientific, Inc. | COMMON STOCK | 45,343 | $3.40K | <0.1% | History |
| RKLYRockley Photonics Holdings Ltd | ORDINARY SHARES | 15,121 | $2.12K | <0.1% | History |