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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 14, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
278
+30 vs. Q4 2023
Portfolio value
$1.75B
−$1.57B (−47.3%) vs. Q4 2023
Filed
May 14, 2024
SEC
Holdings of DRW Securities, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
VanEck ETF Trust92189H607OIL SERVICES ETF1,088$365.9K<0.1%+1,088New–
LOWLowes Companies IncStock1,449$369.1K<0.1%+1,449NewHistory
ETNEaton Corp plcStock1,216$380.2K<0.1%−563−31.6%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS6,751$381.0K<0.1%+6,751New–
Direxion Shs ETF Tr25460E232DAILY SM CP BEAR23,065$387.3K<0.1%+23,065New–
Vanguard Ftse Developed Markets ETF921943858ETF8,218$412.3K<0.1%−121,815−93.7%Reduced–
CLColgate Palmolive CoStock4,626$416.6K<0.1%+1,112+31.6%AddedHistory
AMTAmerican Tower CorpREIT2,183$431.3K<0.1%+2,183NewHistory
ZTSZoetis Inc.Stock2,682$453.8K<0.1%+2,682NewHistory
TGTTarget CorpStock2,654$470.2K<0.1%+2,654NewHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU10,121$470.9K<0.1%+10,121New–
MSMorgan StanleyStock5,006$471.4K<0.1%−17,329−77.6%ReducedHistory
CATCaterpillar IncStock1,307$478.9K<0.1%−862−39.7%ReducedHistory
NKENIKE, Inc.Stock5,098$479.1K<0.1%+5,098NewHistory
TJXTJX Companies IncStock4,739$479.3K<0.1%+4,739NewHistory
SBUXStarbucks CorpStock5,479$500.7K<0.1%+5,479NewHistory
CVSCVS Health CorpStock6,379$508.8K<0.1%+6,379NewHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW25,780$515.6K<0.1%+6,838+36.1%AddedHistory
iShares Tr46435G326CORE MSCI INTL7,840$526.3K<0.1%−17,313−68.8%Reduced–
UNPUnion Pacific CorpStock2,191$538.8K<0.1%−133−5.7%ReducedHistory
MTArcelorMittalNY REGISTRY SH19,643$541.8K<0.1%+7,402+60.5%AddedHistory
BSXBoston Scientific CorpStock8,041$550.2K<0.1%+8,041NewHistory
CSCOCisco Systems, Inc.Stock11,716$584.2K<0.1%+4,397+60.1%AddedHistory
MDLZMondelez International, Inc.Stock8,386$586.8K<0.1%+8,386NewHistory
LILi Auto Inc.SPONSORED ADS19,434$588.5K<0.1%+19,434NewHistory
OZKBank OZKCOM13,062$593.8K<0.1%+13,062NewHistory
CICigna GroupStock1,682$610.9K<0.1%+809+92.7%AddedHistory
GILDGilead Sciences, Inc.Stock8,356$612.0K<0.1%+8,356NewHistory
MDTMedtronic plcStock7,392$644.2K<0.1%+7,392NewHistory
BMRNBiomarin Pharmaceutical IncCOM7,400$646.3K<0.1%+7,400NewHistory
PDIPIMCO Dynamic Income FundSHS34,900$673.2K<0.1%+34,900NewHistory
ELVElevance Health, Inc.Stock1,332$690.7K<0.1%+710+114.1%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,200$705.3K<0.1%+2,200NewHistory
MOAltria Group, Inc.Stock16,200$705.4K<0.1%+16,200NewHistory
MCDMcDonalds CorpStock2,598$730.9K<0.1%+2,598NewHistory
AMDAdvanced Micro Devices IncStock4,161$751.0K<0.1%+1,613+63.3%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM818$766.1K<0.1%+818NewHistory
NOVASunnova Energy International Inc.COM125,000$766.3K<0.1%+125,000NewHistory
Barrick Gold Corp067901108COM46,512$774.0K<0.1%+46,512New–
BMYBristol Myers Squibb CoStock14,585$790.9K<0.1%+1,856+14.6%AddedHistory
DISWalt Disney CoStock6,509$794.1K<0.1%−5,236−44.6%ReducedHistory
ULUnilever PLCSPON ADR NEW15,853$795.7K<0.1%+9,730+158.9%AddedHistory
VRTXVertex Pharmaceuticals IncStock1,967$822.2K<0.1%+1,967NewHistory
PFEPfizer IncStock30,699$851.9K<0.1%+30,699NewHistory
INTUIntuit Inc.Stock1,334$867.1K<0.1%+193+16.9%AddedHistory
UNGUnited States Natural Gas Fund, LPETF61,000$888.8K0.1%+61,000NewHistory
JDJD.com, Inc.SPON ADS CL A32,781$897.9K0.1%+16,500+101.3%AddedHistory
TKOTKO Group Holdings, Inc.CL A10,521$909.1K0.1%+10,521NewHistory
CMCSAComcast CorpStock21,454$930.0K0.1%−2,454−10.3%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR364,710$944.6K0.1%−282,826−43.7%ReducedHistory
KMPRKEMPER CorpCOM15,435$955.7K0.1%+5,393+53.7%AddedHistory
INTCIntel CorpStock21,985$969.4K0.1%+43+0.2%AddedHistory
PBFPBF Energy Inc.CL A17,000$978.7K0.1%+17,000NewHistory
APTOAptose Biosciences Inc.COM592,829$984.1K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock16,131$986.9K0.1%+1,548+10.6%AddedHistory
CSIQCanadian Solar Inc.COM50,000$988.0K0.1%+50,000NewHistory
CRMSalesforce, Inc.Stock3,388$1.02M0.1%−1,184−25.9%ReducedHistory
HDHome Depot, Inc.Stock2,661$1.02M0.1%−4,884−64.7%ReducedHistory
ARK Innovation ETF00214Q104ETF20,485$1.03M0.1%+20,485New–
iShares Global Clean Energy ETF464288224ETF75,351$1.05M0.1%+75,351New–
WMTWalmart Inc.Stock17,587$1.06M0.1%−1,241−6.6%ReducedConverted for a 3-for-1 splitHistory
CVXChevron CorpStock6,874$1.08M0.1%+788+12.9%AddedHistory
PWRQuanta Services, Inc.COM4,240$1.10M0.1%+4,240NewHistory
UNMUnum GroupStock21,000$1.13M0.1%+6,500+44.8%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF6,218$1.14M0.1%−134,265−95.6%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF15,075$1.15M0.1%+10,006+197.4%Added–
DHIHorton D R IncCOM7,000$1.15M0.1%+7,000NewHistory
AMGNAmgen IncStock4,118$1.17M0.1%+4,118NewHistory
PRIMPrimoris Services CorpStock27,937$1.19M0.1%+27,937NewHistory
ABTAbbott LaboratoriesStock10,505$1.19M0.1%+8,548+436.8%AddedHistory
AJGArthur J. Gallagher & Co.COM4,818$1.20M0.1%+4,818NewHistory
ADIAnalog Devices IncStock6,332$1.25M0.1%−16,689−72.5%ReducedHistory
CTRACoterra Energy Inc.Stock47,000$1.31M0.1%−30,200−39.1%ReducedHistory
iShares Tr46435G334MSCI UK ETF NEW38,600$1.32M0.1%+30,928+403.1%Added–
DKNGDraftKings Inc.Stock29,203$1.33M0.1%+29,203NewHistory
ENPHEnphase Energy, Inc.Stock11,234$1.36M0.1%+11,234NewHistory
AONAon plcCL A4,100$1.37M0.1%+4,100NewHistory
TOLToll Brothers, Inc.COM10,720$1.39M0.1%+10,720NewHistory
AMATApplied Materials IncStock6,812$1.40M0.1%+3,542+108.3%AddedHistory
PEPPepsiCo IncStock8,071$1.41M0.1%+3,815+89.6%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF12,104$1.41M0.1%+12,104New–
TMOThermo Fisher Scientific Inc.Stock2,520$1.46M0.1%+1,922+321.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock22,027$1.48M0.1%+22,027NewHistory
ADPAutomatic Data Processing IncStock5,966$1.49M0.1%+5,048+549.9%AddedHistory
EQTEQT CorpStock40,609$1.51M0.1%+40,609NewHistory
CRBGCorebridge Financial, Inc.COM54,000$1.55M0.1%+54,000NewHistory
APAAPA CorpStock45,390$1.56M0.1%−11,582−20.3%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF19,219$1.57M0.1%−62,369−76.4%Reduced–
iShares Tr464287739U.S. REAL ES ETF17,815$1.60M0.1%+17,815New–
CRCCalifornia Resources CorpCOM STOCK29,608$1.63M0.1%+29,608NewHistory
iShares Russell 2000 ETF464287655ETF8,000$1.68M0.1%−45,479−85.0%Reduced–
LAZLazard, Inc.COM40,229$1.68M0.1%+40,229NewHistory
VETVermilion Energy Inc.COM138,000$1.72M0.1%−47,000−25.4%ReducedHistory
VVisa Inc.Stock6,427$1.79M0.1%−1,939−23.2%ReducedHistory
BTEBaytex Energy Corp.COM500,000$1.81M0.1%+500,000NewHistory
MUMicron Technology IncStock15,712$1.85M0.1%+2,081+15.3%AddedHistory
U.S. Global Jets ETF26922A842ETF91,003$1.91M0.1%+80,456+762.8%Added–
WCPRFWhitecap Resources Inc.COM190,000$1.95M0.1%+190,000NewHistory
Vanguard Star FDS921909768VG TL INTL STK F32,869$1.98M0.1%−32,590−49.8%Reduced–
HESHess CorpStock13,000$1.98M0.1%−6,875−34.6%ReducedHistory

Options (73)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q1 2024
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$234.5M$366.9M
SPYSPDR S&P 500 ETF TrustETF$380.8M$209.8M
GOOGLAlphabet Inc.Stock$115.5M$8.39M
MSFTMicrosoft CorpStock$90.1M$31.6M
Invesco QQQ Trust Series I46090E103ETF$55.5M$22.9M
AMZNAmazon Com IncStock$35.6M$31.3M
NVDANVIDIA CorpStock$25.4M$19.8M
AAPLApple Inc.Stock$29.6M$12.2M
SLViShares Silver TrustETF$34.1M$4.55M
State Street SPDR S&P Regional Banking ETF78464A698ETF$36.7M–
ADBEAdobe Inc.Stock$36.3M–
TSLATesla, Inc.Stock$16.0M$18.2M
QCOMQualcomm IncStock$19.2M–
METAMeta Platforms, Inc.Stock$16.0M$2.57M
ADIAnalog Devices IncStock$14.4M–
AMDAdvanced Micro Devices IncStock$5.47M$8.41M
MUMicron Technology IncStock$3.54M$9.30M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$6.80M$1.41M
OZKBank OZKCOM$6.52M–
NFLXNetflix IncStock$6.19M–
BABAAlibaba Group Holding LtdADR$1.64M$3.21M
GOOGAlphabet Inc.Stock$2.66M$1.11M
ADMArcher-Daniels-Midland CoStock$3.44M–
PMPhilip Morris International Inc.Stock–$3.21M
HDHome Depot, Inc.Stock$613.8K$2.53M
MAMastercard IncStock$288.9K$2.70M
GLGlobe Life Inc.COM$2.15M–
ProShares Bitcoin ETF74347G440ETF$2.13M–
CRCCalifornia Resources CorpCOM STOCK$2.04M–
TKOTKO Group Holdings, Inc.CL A$1.89M–
CYTKCytokinetics IncCOM NEW–$1.89M
XYZBlock, Inc.CL A$845.8K$854.3K
AMATApplied Materials IncStock$1.48M–
NRGNRG Energy, Inc.Stock–$1.44M
AVGOBroadcom Inc.Stock$397.6K$795.2K
BILLBILL Holdings, Inc.Stock–$1.02M
BRK.BBerkshire Hathaway IncStock$336.4K$672.8K
WESWestern Midstream Partners, LPCOM UNIT LP INT–$967.0K
LLYEli Lilly & CoStock$544.6K$389.0K
NTNXNutanix, Inc.Stock–$932.0K
PGProcter & Gamble CoStock$438.1K$438.1K
CRONCronos Group Inc.COM$868.1K–
BMRNBiomarin Pharmaceutical IncCOM$864.7K–
GRFSGrifols SASP ADR REP B NVT–$849.7K
IPGInterpublic Group of Companies, Inc.COM–$730.9K
JPMJPMorgan Chase & CoStock$360.5K$360.5K
MOAltria Group, Inc.Stock$689.2K–
UNHUnitedHealth Group IncStock$296.8K$296.8K
CORTCorcept Therapeutics IncCOM$531.5K–
RIOTRiot Platforms, Inc.COM–$516.5K
INTCIntel CorpStock$503.5K–
VVisa Inc.Stock$251.2K$251.2K
SNOWSnowflake Inc.Stock–$501.0K
ELANElanco Animal Health IncCOM–$481.9K
AMKAssetMark Financial Holdings, Inc.COM–$478.0K
JNJJohnson & JohnsonStock$237.3K$237.3K
ABBVAbbVie Inc.Stock$218.5K$218.5K
XOMExxonMobil Holdings CorpCOM–$395.2K
AMEDAmedisys IncCOM$377.9K–
FOURShift4 Payments, Inc.CL A–$343.6K
DISWalt Disney CoStock$318.1K–
PGNYProgyny, Inc.COM–$305.2K
MRKMerck & Co., Inc.Stock–$290.3K
Paramount Global92556H206CL B–$269.5K
LQDALiquidia CorpCOM NEW–$244.8K
ACIAlbertsons Companies, Inc.COMMON STOCK$233.7K–
SNAPSnap IncStock$114.8K$114.8K
CRWDCrowdStrike Holdings, Inc.Stock–$224.4K
VKTXViking Therapeutics, Inc.COM–$221.4K
METCRamaco Resources, Inc.COM CL A–$192.0K
ALITAlight, Inc. / DelawareCOM CL A–$139.9K
RSIRush Street Interactive, Inc.COM–$69.7K
CYHCommunity Health Systems IncCOM$44.8K–

Sold out since Q4 2023 (117)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 117 by value last quarter.

Positions of DRW Securities, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
iShares Tr464288257MSCI ACWI ETF193,172$19.7M0.6%–
iShares Inc464286772MSCI STH KOR ETF232,135$15.2M0.5%–
iShares MSCI Eafe ETF464287465ETF145,364$11.0M0.3%–
iShares Russell 1000 Value ETF464287598ETF43,727$7.23M0.2%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF105,836$5.94M0.2%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF51,540$5.88M0.2%–
iShares Core MSCI Total International Stock ETF46432F834ETF82,839$5.38M0.2%–
ProShares Tr74347X864ULTRPRO S&P50085,998$4.71M0.1%–
Vanguard Total World Stock ETF922042742ETF42,730$4.40M0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ47,632$3.62M0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF83,018$2.57M0.1%–
EOGEOG Resources IncStock20,891$2.53M0.1%History
DVNDevon Energy CorpStock50,561$2.29M0.1%History
iShares Inc464286608MSCI EURZONE ETF47,217$2.24M0.1%–
iShares Inc46434G772MSCI TAIWAN ETF48,430$2.23M0.1%–
PRPermian Resources CorpCLASS A COM140,000$1.90M0.1%History
VTLEVital Energy, Inc.COM38,000$1.73M0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock8,900$1.69M0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN109,668$1.66M<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN120,330$1.66M<0.1%History
METMetlife IncStock24,841$1.64M<0.1%History
BABAAlibaba Group Holding LtdADR20,329$1.58M<0.1%History
MPLXMPLX LPCOM UNIT REP LTD42,811$1.57M<0.1%History
WESWestern Midstream Partners, LPCOM UNIT LP INT52,979$1.55M<0.1%History
RRCRange Resources CorpCOM50,000$1.52M<0.1%History
VanEck Semiconductor ETF92189F676ETF8,600$1.50M<0.1%–
PNCPNC Financial Services Group, Inc.Stock9,533$1.48M<0.1%History
EPDEnterprise Products Partners L.P.Stock54,432$1.43M<0.1%History
SUSuncor Energy IncStock44,000$1.41M<0.1%History
FISFidelity National Information Services, Inc.Stock23,440$1.41M<0.1%History
MGYMagnolia Oil & Gas CorpCL A65,400$1.39M<0.1%History
DFSDiscover Financial ServicesCOM11,623$1.31M<0.1%History
AZNAstraZeneca PLCSPONSORED ADR17,593$1.18M<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE30,259$1.15M<0.1%–
USBUS Bancorp DECOM NEW26,500$1.15M<0.1%History
iShares Tr46429B606MSCI POLAND ETF47,283$1.07M<0.1%–
XYZBlock, Inc.CL A12,112$937.0K<0.1%History
PLTRPalantir Technologies Inc.Stock53,317$915.5K<0.1%History
MELIMercadolibre IncCOM566$889.5K<0.1%History
Crescent PT Energy Corp22576C101COM115,900$803.2K<0.1%–
JEFJefferies Financial Group Inc.COM19,098$771.8K<0.1%History
TTDTrade Desk, Inc.Stock10,419$749.8K<0.1%History
TCOMTrip.com Group LtdADS18,839$678.4K<0.1%History
KEYKeycorpCOM47,000$676.8K<0.1%History
NSNuStar Energy L.P.UNIT COM36,151$675.3K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD54,140$658.3K<0.1%History
iShares Tr46434V423MSCI SAUDI ARBIA14,719$623.1K<0.1%–
COOPMaverick Merger Sub 2, LLCCOM9,200$599.1K<0.1%History
iShares Tr464288273EAFE SML CP ETF9,636$596.5K<0.1%–
RNRRenaissancere Holdings LtdCOM3,001$588.2K<0.1%History
iShares Tr464287515EXPANDED TECH1,404$569.5K<0.1%–
SNPSSynopsys IncCOM1,100$566.4K<0.1%History
WALWestern Alliance BancorporationCOM8,580$564.5K<0.1%History
HESMHess Midstream LPCL A SHS16,890$534.2K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT10,650$530.3K<0.1%History
VZVerizon Communications IncStock12,996$489.9K<0.1%History
DEDeere & CoStock1,168$467.0K<0.1%History
iShares Inc464286780MSCI STH AFR ETF10,276$429.4K<0.1%–
LCIDLucid Group, Inc.COM100,000$421.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS4,273$398.1K<0.1%History
Schwab US Dividend Equity ETF808524797ETF4,898$372.9K<0.1%–
EEni SpASPONSORED ADR10,768$366.2K<0.1%History
NXPINXP Semiconductors N.V.COM1,543$354.4K<0.1%History
iShares Inc464286756MSCI SWEDEN ETF8,880$350.5K<0.1%–
RFRegions Financial CorpCOM16,805$325.7K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF5,000$320.7K<0.1%–
NDAQNasdaq, Inc.COM5,480$318.6K<0.1%History
ITWIllinois Tool Works IncStock1,216$318.5K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,290$313.5K<0.1%–
iShares Inc464286822MSCI MEXICO ETF4,560$309.4K<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS43,711$306.4K<0.1%History
iShares Core MSCI Europe ETF46434V738ETF5,500$302.6K<0.1%–
GELGenesis Energy LPUNIT LTD PARTN25,638$296.9K<0.1%History
ZMZoom Communications, Inc.Stock4,100$294.8K<0.1%History
SNYSanofiSPONSORED ADR5,918$294.3K<0.1%History
MTBM&T Bank CorpCOM2,071$283.9K<0.1%History
BZKanzhun LtdSPONSORED ADS16,931$281.2K<0.1%History
KLACKLA CorpCOM NEW480$279.0K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF12,356$275.8K<0.1%–
ZIONZions Bancorporation, National AssociationCOM6,274$275.2K<0.1%History
MRVLMarvell Technology, Inc.COM4,556$274.8K<0.1%History
Flagstar Bank, National Association649445103COM26,719$273.3K<0.1%–
GLPGlobal Partners LPCOM UNITS6,099$258.0K<0.1%History
EMREmerson Electric CoStock2,617$254.7K<0.1%History
FHNFirst Horizon CorpCOM17,931$253.9K<0.1%History
RMBSRambus IncCOM3,630$247.7K<0.1%History
CFGCitizens Financial Group IncCOM7,464$247.4K<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS15,210$246.6K<0.1%History
TALTAL Education GroupSPONSORED ADS19,207$242.6K<0.1%History
WMWaste Management IncStock1,340$240.0K<0.1%History
NSCNorfolk Southern CorpStock1,015$239.9K<0.1%History
AFLAflac IncStock2,882$237.8K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,770$233.6K<0.1%–
HLNHaleon plcADR28,338$233.2K<0.1%History
TMETencent Music Entertainment GroupSPON ADS25,381$228.7K<0.1%History
FIXComfort Systems USA IncCOM1,100$226.2K<0.1%History
XOMExxonMobil Holdings CorpCOM2,200$220.0K<0.1%History
DKDelek US Holdings, Inc.COM8,478$218.7K<0.1%History
iShares Tr464287192US TRSPRTION793$208.1K<0.1%–
BILLBILL Holdings, Inc.Stock2,546$207.7K<0.1%History