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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 16, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
248
−12 vs. Q3 2023
Portfolio value
$3.33B
+$2.07B (+164.6%) vs. Q3 2023
Filed
Feb 16, 2024
SEC
Holdings of DRW Securities, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF5,566,223$2.64B79.5%+4,045,218+266.0%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF1,608,443$64.7M1.9%+1,608,443New–
iShares Core MSCI Emerging Markets ETF46434G103ETF796,269$40.3M1.2%+667,786+519.7%Added–
iShares Tr46429B671MSCI CHINA ETF865,990$35.3M1.1%+389,828+81.9%Added–
MSFTMicrosoft CorpStock75,938$28.6M0.9%−39,920−34.5%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF140,483$25.1M0.8%+125,844+859.6%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF661,267$24.9M0.7%+622,150+1,590.5%Added–
iShares Tr464288257MSCI ACWI ETF193,172$19.7M0.6%+116,304+151.3%Added–
iShares Inc464286400MSCI BRAZIL ETF556,710$19.5M0.6%+268,127+92.9%Added–
GOOGLAlphabet Inc.Stock137,123$19.2M0.6%−160,854−54.0%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF98,858$19.0M0.6%+71,032+255.3%Added–
NVDANVIDIA CorpStock37,501$18.6M0.6%−39,392−51.2%ReducedHistory
iShares Inc464286772MSCI STH KOR ETF232,135$15.2M0.5%+232,135New–
BPBP PLCADR365,175$12.9M0.4%+9,218+2.6%AddedHistory
AAPLApple Inc.Stock59,534$11.5M0.3%−70,204−54.1%ReducedHistory
iShares MSCI Eafe ETF464287465ETF145,364$11.0M0.3%+145,364New–
iShares Russell 2000 ETF464287655ETF53,479$10.7M0.3%−82,978−60.8%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF72,024$9.82M0.3%+72,024New–
GOOGAlphabet Inc.Stock64,765$9.13M0.3%+29,752+85.0%AddedHistory
iShares Russell 1000 Value ETF464287598ETF43,727$7.23M0.2%+43,727New–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF165,195$6.62M0.2%+149,007+920.5%Added–
TSLATesla, Inc.Stock25,197$6.26M0.2%−15,767−38.5%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF130,033$6.23M0.2%+78,315+151.4%Added–
iShares MSCI Acwi Ex U.S. ETF464288240ETF117,799$6.01M0.2%−36,348−23.6%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF105,836$5.94M0.2%+105,836New–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF81,588$5.93M0.2%+27,622+51.2%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF51,540$5.88M0.2%+32,622+172.4%Added–
iShares Core MSCI Eafe ETF46432F842ETF80,160$5.64M0.2%+80,160New–
METAMeta Platforms, Inc.Stock15,919$5.63M0.2%−91,936−85.2%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF82,839$5.38M0.2%+82,839New–
ProShares Tr74347X831ULTRAPRO QQQ104,206$5.28M0.2%+104,206New–
Vanguard Ftse Emerging Markets ETF922042858ETF117,814$4.84M0.1%+77,649+193.3%Added–
ProShares Tr74347X864ULTRPRO S&P50085,998$4.71M0.1%+63,499+282.2%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF73,814$4.67M0.1%−66,423−47.4%Reduced–
ADIAnalog Devices IncStock23,021$4.57M0.1%+23,021NewHistory
AMZNAmazon Com IncStock29,757$4.52M0.1%−71,950−70.7%ReducedHistory
MAMastercard IncStock10,550$4.50M0.1%+7,763+278.5%AddedHistory
iShares MSCI India ETF46429B598ETF91,643$4.47M0.1%+91,643New–
NFLXNetflix IncStock9,038$4.40M0.1%−15,515−63.2%ReducedHistory
Vanguard Total World Stock ETF922042742ETF42,730$4.40M0.1%+42,730New–
JPMJPMorgan Chase & CoStock24,608$4.19M0.1%+6,450+35.5%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F65,459$3.79M0.1%+65,459New–
ProShares Tr74347R206PSHS ULTRA QQQ47,632$3.62M0.1%+36,848+341.7%Added–
MURMurphy Oil CorpCOM72,200$3.08M0.1%+53,201+280.0%AddedHistory
AVGOBroadcom Inc.Stock2,652$2.96M0.1%−8,807−76.9%ReducedHistory
SNOWSnowflake Inc.Stock14,849$2.95M0.1%−38,760−72.3%ReducedHistory
HESHess CorpStock19,875$2.87M0.1%+840+4.4%AddedHistory
HDHome Depot, Inc.Stock7,545$2.61M0.1%+6,127+432.1%AddedHistory
BACBank of America CorpStock76,992$2.59M0.1%+59,016+328.3%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF83,018$2.57M0.1%+83,018New–
BTIBritish American Tobacco p.l.c.SPONSORED ADR86,694$2.54M0.1%−117,752−57.6%ReducedHistory
EOGEOG Resources IncStock20,891$2.53M0.1%+18,741+871.7%AddedHistory
Enerplus Corp292766102COM150,000$2.30M0.1%+150,000New–
DVNDevon Energy CorpStock50,561$2.29M0.1%+50,561NewHistory
iShares Inc464286608MSCI EURZONE ETF47,217$2.24M0.1%+47,217New–
VETVermilion Energy Inc.COM185,000$2.23M0.1%+185,000NewHistory
iShares Inc46434G772MSCI TAIWAN ETF48,430$2.23M0.1%+48,430New–
CIVICivitas Resources, Inc.EQUITY US CM32,500$2.22M0.1%+15,500+91.2%AddedHistory
VVisa Inc.Stock8,366$2.18M0.1%−7,407−47.0%ReducedHistory
MSMorgan StanleyStock22,335$2.08M0.1%+15,903+247.2%AddedHistory
APAAPA CorpStock56,972$2.04M0.1%+2,651+4.9%AddedHistory
CTRACoterra Energy Inc.Stock77,200$1.97M0.1%+26,780+53.1%AddedHistory
CVECenovus Energy Inc.COM117,000$1.95M0.1%+42,000+56.0%AddedHistory
AIGAmerican International Group, Inc.Stock28,636$1.94M0.1%+7,273+34.0%AddedHistory
PRPermian Resources CorpCLASS A COM140,000$1.90M0.1%+140,000NewHistory
VTLEVital Energy, Inc.COM38,000$1.73M0.1%+38,000NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock8,900$1.69M0.1%+8,900NewHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN109,668$1.66M<0.1%+109,668NewHistory
ETEnergy Transfer LPCOM UT LTD PTN120,330$1.66M<0.1%+120,330NewHistory
SPDR Series Trust78464A789ST STR SP INS36,400$1.65M<0.1%+23,700+186.6%Added–
METMetlife IncStock24,841$1.64M<0.1%+24,841NewHistory
iShares Tr46435G326CORE MSCI INTL25,153$1.60M<0.1%+25,153New–
CBChubb LtdStock7,063$1.60M<0.1%+5,490+349.0%AddedHistory
BABAAlibaba Group Holding LtdADR20,329$1.58M<0.1%+2,442+13.7%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD42,811$1.57M<0.1%+42,811NewHistory
TFCTruist Financial CorpCOM42,399$1.57M<0.1%+42,399NewHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT52,979$1.55M<0.1%+52,979NewHistory
LYGLloyds Banking Group plcSPONSORED ADR647,536$1.55M<0.1%−77,205−10.7%ReducedHistory
RRCRange Resources CorpCOM50,000$1.52M<0.1%+30,000+150.0%AddedHistory
APTOAptose Biosciences Inc.COM592,829$1.51M<0.1%00.0%UnchangedHistory
VanEck Semiconductor ETF92189F676ETF8,600$1.50M<0.1%−82,822−90.6%Reduced–
PNCPNC Financial Services Group, Inc.Stock9,533$1.48M<0.1%+9,533NewHistory
PGProcter & Gamble CoStock9,804$1.44M<0.1%+5,433+124.3%AddedHistory
EPDEnterprise Products Partners L.P.Stock54,432$1.43M<0.1%+54,432NewHistory
LLYEli Lilly & CoStock2,420$1.41M<0.1%+1,168+93.3%AddedHistory
SUSuncor Energy IncStock44,000$1.41M<0.1%−48,000−52.2%ReducedHistory
FISFidelity National Information Services, Inc.Stock23,440$1.41M<0.1%+23,440NewHistory
MGYMagnolia Oil & Gas CorpCL A65,400$1.39M<0.1%+65,400NewHistory
KKRKKR & Co. Inc.COM16,209$1.34M<0.1%+2,909+21.9%AddedHistory
DFSDiscover Financial ServicesCOM11,623$1.31M<0.1%−1,673−12.6%ReducedHistory
LINLinde PLCStock3,079$1.26M<0.1%+3,079NewHistory
BLKBlackRock, Inc.COM1,531$1.24M<0.1%+556+57.0%AddedHistory
CRMSalesforce, Inc.Stock4,572$1.20M<0.1%−140,990−96.9%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR17,593$1.18M<0.1%+7,743+78.6%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,479$1.18M<0.1%+2,479New–
MUMicron Technology IncStock13,631$1.16M<0.1%−49−0.4%ReducedHistory
GEGeneral Electric CoStock9,052$1.16M<0.1%+1,309+16.9%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE30,259$1.15M<0.1%+30,259New–
USBUS Bancorp DECOM NEW26,500$1.15M<0.1%+26,500NewHistory
SCHWSchwab Charles CorpStock16,646$1.15M<0.1%+12,318+284.6%AddedHistory

Options (48)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q4 2023
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$555.8M$1.36B
SPYSPDR S&P 500 ETF TrustETF$369.4M$304.7M
SLViShares Silver TrustETF$45.0M$80.3M
NVDANVIDIA CorpStock$38.5M$23.5M
TSLATesla, Inc.Stock$13.8M$19.9M
AAPLApple Inc.Stock$9.05M$21.0M
METAMeta Platforms, Inc.Stock$17.8M$12.0M
MSFTMicrosoft CorpStock$22.7M$6.39M
VanEck Semiconductor ETF92189F676ETF–$21.1M
AMZNAmazon Com IncStock$4.50M$14.1M
GOOGAlphabet Inc.Stock$14.3M$634.2K
ADIAnalog Devices IncStock$13.9M–
BABAAlibaba Group Holding LtdADR$2.80M$5.43M
iShares Russell 2000 ETF464287655ETF$5.33M$2.18M
GOOGLAlphabet Inc.Stock$2.95M$3.77M
AMDAdvanced Micro Devices IncStock$2.98M$2.05M
BTIBritish American Tobacco p.l.c.SPONSORED ADR–$3.78M
QCOMQualcomm IncStock$3.50M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$3.28M–
NDAQNasdaq, Inc.COM$2.29M–
ETRNMidstream Co LLCCOM–$2.03M
INTCIntel CorpStock–$1.96M
XYZBlock, Inc.CL A–$1.55M
VVisa Inc.Stock$1.30M–
SNPSSynopsys IncCOM$1.08M–
HDHome Depot, Inc.Stock–$1.04M
COOPMaverick Merger Sub 2, LLCCOM$918.2K–
ALLAllstate CorpStock–$825.9K
Crescent PT Energy Corp22576C101COM$803.2K–
FOURShift4 Payments, Inc.CL A–$802.9K
CPECallon Petroleum CoCOM–$618.8K
Paramount Global92556H206CL B–$545.8K
PYPLPayPal Holdings, Inc.Stock–$509.8K
TKOTKO Group Holdings, Inc.CL A–$465.0K
ELANElanco Animal Health IncCOM–$441.0K
AYXAlteryx, Inc.COM CL A–$438.6K
SNAPSnap IncStock$423.6K–
PUBMPubMatic, Inc.COM CL A–$414.3K
MRNAModerna, Inc.Stock$377.9K–
SPHRSphere Entertainment Co.CL A$377.0K–
PGTIPGT Innovations, Inc.COM–$374.4K
NFLXNetflix IncStock–$292.2K
SIXSix Flags Entertainment CorpCOM–$280.9K
WENWendy's CoStock–$227.9K
AVGOBroadcom Inc.Stock$223.3K–
RIOTRiot Platforms, Inc.COM–$190.3K
CHGGChegg, IncCOM$126.1K–
BNBROOKFIELD CorpCL A LTD VT SH–$24.1K

Sold out since Q3 2023 (133)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 133 by value last quarter.

Positions of DRW Securities, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
State Street Energy Select Sector SPDR ETF81369Y506ETF157,898$14.3M1.1%–
Schwab Emerging Markets Equity ETF808524706ETF299,434$7.17M0.6%–
DXCMDexcom IncCOM48,708$4.54M0.4%History
MSTRStrategy IncStock11,763$3.86M0.3%History
ProShares Tr74347B425SHORT S&P 500 NE244,484$3.54M0.3%–
SHELShell plcADR52,001$3.35M0.3%History
USACUSA Compression Partners, LPCOMUNIT LTDPAR138,648$3.31M0.3%History
State Street SPDR S&P Bank ETF78464A797ETF83,286$3.07M0.2%–
ATVIActivision Blizzard, Inc.COM25,075$2.35M0.2%History
ARAntero Resources CorpCOM90,000$2.28M0.2%History
iShares Inc464286509MSCI CDA ETF64,632$2.16M0.2%–
BTEBaytex Energy Corp.COM480,000$2.12M0.2%History
KVUEKenvue Inc.Stock102,533$2.06M0.2%History
CPECallon Petroleum CoCOM50,302$1.97M0.2%History
KOSKosmos Energy Ltd.COM240,000$1.96M0.2%History
PLDPrologis, Inc.REIT17,048$1.91M0.2%History
DTMDT Midstream, Inc.COMMON STOCK34,398$1.82M0.1%History
MTDRMatador Resources CoCOM30,400$1.81M0.1%History
MCOMoodys CorpStock5,656$1.79M0.1%History
OXYOccidental Petroleum CorpStock25,509$1.66M0.1%History
OKEONEOK IncCOM25,998$1.65M0.1%History
HCAHCA Healthcare, Inc.COM6,700$1.65M0.1%History
AMTAmerican Tower CorpREIT9,962$1.64M0.1%History
FISVFiserv IncStock14,100$1.59M0.1%History
SPHSuburban Propane Partners LPUNIT LTD PARTN93,400$1.50M0.1%History
EQIXEquinix IncCOM1,872$1.36M0.1%History
STTState Street CorpCOM19,726$1.32M0.1%History
BNYBank of New York Mellon CorpStock28,905$1.23M0.1%History
TTCToro CoCOM14,529$1.21M0.1%History
WTWWillis Towers Watson PLCSHS5,621$1.18M0.1%History
AJGArthur J. Gallagher & Co.COM5,075$1.16M0.1%History
FMCFMC CorpCOM NEW17,200$1.15M0.1%History
STLAStellantis N.V.SHS60,000$1.15M0.1%History
iShares Inc464286806MSCI GERMANY ETF43,727$1.15M0.1%–
ARK Innovation ETF00214Q104ETF27,868$1.11M0.1%–
TELTE Connectivity plcREG SHS8,843$1.09M0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B18,000$1.07M0.1%History
AMPAmeriprise Financial IncCOM3,140$1.03M0.1%History
Direxion Shs ETF Tr25459Y694DLY FIN BULL NEW17,243$1.01M0.1%–
TMUST-Mobile US, Inc.Stock7,182$1.01M0.1%History
NTAPNetApp, Inc.Stock12,900$979.0K0.1%History
iShares Core S&P Small Cap ETF464287804ETF10,100$953.0K0.1%–
APOApollo Global Management, Inc.COM10,600$951.0K0.1%History
ITGartner IncCOM2,750$945.0K0.1%History
AONAon plcCL A2,900$940.0K0.1%History
Schwab International Equity ETF808524805ETF27,478$933.0K0.1%–
RGAReinsurance Group of America IncCOM NEW6,100$886.0K0.1%History
ProShares Tr74347R107PSHS ULT S&P 50016,241$867.0K0.1%–
WELLWelltower Inc.REIT9,575$784.0K0.1%History
PCGPG&E CorpStock47,200$761.0K0.1%History
ONOn Semiconductor CorpStock8,176$760.0K0.1%History
Kraneshares Trust500767306CSI CHI INTERNET26,007$712.0K0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF1,500$685.0K0.1%History
SWNSouthwestern Energy CoCOM105,000$677.0K0.1%History
SPGSimon Property Group Inc.REIT6,248$675.0K0.1%History
AMGNAmgen IncStock2,271$610.0K<0.1%History
DLRDigital Realty Trust, Inc.COM4,817$583.0K<0.1%History
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF4,982$558.0K<0.1%–
WFCWells Fargo & CompanyStock13,563$554.0K<0.1%History
EXPDExpeditors International of Washington IncCOM4,600$527.0K<0.1%History
CHTRCharter Communications, Inc.CL A1,191$524.0K<0.1%History
HCCWarrior Met Coal, Inc.COM10,200$521.0K<0.1%History
PYPLPayPal Holdings, Inc.Stock8,655$506.0K<0.1%History
ROSTRoss Stores, Inc.COM4,400$497.0K<0.1%History
EXRExtra Space Storage Inc.COM4,029$490.0K<0.1%History
AVBAvalonbay Communities IncCOM2,845$489.0K<0.1%History
WYWeyerhaeuser CoCOM NEW15,587$478.0K<0.1%History
iShares Tr464287556ISHARES BIOTECH3,879$474.0K<0.1%–
CCICrown Castle Inc.REIT5,016$462.0K<0.1%History
CBRECbre Group, Inc.CL A6,256$462.0K<0.1%History
SBACSba Communications CorpCL A2,299$460.0K<0.1%History
CSGPCostar Group, Inc.COM5,987$460.0K<0.1%History
CMECME Group Inc.COM2,473$458.0K<0.1%History
LOWLowes Companies IncStock2,160$449.0K<0.1%History
ARCHArch Resources, Inc.CL A2,600$444.0K<0.1%History
Direxion Shs ETF Tr25459W862DRX S&P500BULL5,670$443.0K<0.1%–
AMAntero Midstream CorpStock36,901$442.0K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM1,600$416.0K<0.1%History
PSAPublic StorageCOM1,535$405.0K<0.1%History
IRMIron Mountain IncCOM6,776$403.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM477$393.0K<0.1%History
BKRBaker Hughes CoCL A11,031$390.0K<0.1%History
VMRKVivmark ResidentialSH BEN INT6,403$376.0K<0.1%History
ORealty Income CorpREIT7,301$365.0K<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT8,185$344.0K<0.1%History
HONHoneywell International IncCOM1,787$330.0K<0.1%History
VTRVentas, Inc.REIT7,352$310.0K<0.1%History
MDLZMondelez International, Inc.Stock4,451$309.0K<0.1%History
BKNGBooking Holdings Inc.Stock100$308.0K<0.1%History
NBIXNeurocrine Biosciences IncStock2,700$304.0K<0.1%History
VODVodafone Group Public Ltd CoADR31,765$301.0K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM3,001$300.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM9,353$295.0K<0.1%History
GILDGilead Sciences, Inc.Stock3,869$290.0K<0.1%History
iShares Tr46429B499MSCI NORWAY ETF12,399$290.0K<0.1%–
VICIVici Properties Inc.COM9,611$280.0K<0.1%History
TECKTeck Resources LtdCL B6,500$280.0K<0.1%History
CAPLCrossAmerica Partners LPUT LTD PTN INT12,799$278.0K<0.1%History
HALHalliburton CoStock6,470$262.0K<0.1%History
BTUPeabody Energy CorpCOM10,000$260.0K<0.1%History