Skip to main content
Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 16, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
248
−12 vs. Q3 2023
Portfolio value
$3.33B
+$2.07B (+164.6%) vs. Q3 2023
Filed
Feb 16, 2024
SEC
Holdings of DRW Securities, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
XXII22nd Century Group, Inc.Stock25,000$4.66K<0.1%−4,238−14.5%ReducedHistory
AIMAIM ImmunoTech Inc.COM25,000$11.0K<0.1%−3,000−10.7%ReducedHistory
NKLANikola CorpCOM16,972$14.8K<0.1%+16,972NewHistory
CCLPCSI Compressco LPCOM UNIT14,759$24.1K<0.1%+14,759NewHistory
FEAM5E Advanced Materials, Inc.COMMON STOCK21,172$29.9K<0.1%+21,172NewHistory
GWHESS Tech, Inc.CL SHS29,100$33.2K<0.1%+29,100NewHistory
SPCEVirgin Galactic Holdings, IncCOM18,296$44.8K<0.1%+18,296NewHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM14,700$46.0K<0.1%−1,000−6.4%ReducedHistory
NEXTNextDecade CorpCOM11,700$55.8K<0.1%+11,700NewHistory
PCTPureCycle Technologies, Inc.COM19,700$79.8K<0.1%+19,700NewHistory
IQiQIYI, Inc.SPONSORED ADS20,108$98.1K<0.1%+20,108NewHistory
TELFYTelefonica S ASPONSORED ADR26,783$104.5K<0.1%+26,783NewHistory
INGING Groep NVSPONSORED ADR10,477$157.4K<0.1%−11,902−53.2%ReducedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT11,901$161.3K<0.1%+11,901NewHistory
ProShares Tr74347B110ULTRAPRO SHORT S20,630$177.4K<0.1%−17,225−45.5%Reduced–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund14,801$199.1K<0.1%+14,801New–
HBANHuntington Bancshares IncCOM15,685$199.5K<0.1%+15,685NewHistory
U.S. Global Jets ETF26922A842ETF10,547$200.7K<0.1%−3,658−25.8%Reduced–
CTASCintas CorpStock334$201.3K<0.1%+334NewHistory
NVONovo Nordisk A SADR1,961$202.9K<0.1%−12,539−86.5%ReducedHistory
ALGNAlign Technology IncCOM742$203.3K<0.1%+742NewHistory
VIPSVipshop Holdings LtdSPONSORED ADS A11,479$203.9K<0.1%+11,479NewHistory
PPGPPG Industries IncStock1,374$205.5K<0.1%+1,374NewHistory
BILLBILL Holdings, Inc.Stock2,546$207.7K<0.1%+2,546NewHistory
iShares Tr464287192US TRSPRTION793$208.1K<0.1%+793New–
ADPAutomatic Data Processing IncStock918$213.9K<0.1%+44+5.0%AddedHistory
ABTAbbott LaboratoriesStock1,957$215.4K<0.1%−3,885−66.5%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF2,264$216.6K<0.1%−359−13.7%Reduced–
DKDelek US Holdings, Inc.COM8,478$218.7K<0.1%−700−7.6%ReducedHistory
SNAPSnap IncStock12,951$219.5K<0.1%+1,225+10.4%AddedHistory
XOMExxonMobil Holdings CorpCOM2,200$220.0K<0.1%+2,200NewHistory
FIXComfort Systems USA IncCOM1,100$226.2K<0.1%+1,100NewHistory
TMETencent Music Entertainment GroupSPON ADS25,381$228.7K<0.1%+25,381NewHistory
HLNHaleon plcADR28,338$233.2K<0.1%+28,338NewHistory
DBX ETF Tr233051879XTRACK HRVST CSI9,770$233.6K<0.1%+9,770New–
AFLAflac IncStock2,882$237.8K<0.1%+2,882NewHistory
NSCNorfolk Southern CorpStock1,015$239.9K<0.1%+1,015NewHistory
WMWaste Management IncStock1,340$240.0K<0.1%+1,340NewHistory
COPConocoPhillipsStock2,087$242.2K<0.1%−3,630−63.5%ReducedHistory
TALTAL Education GroupSPONSORED ADS19,207$242.6K<0.1%+19,207NewHistory
BEKEKE Holdings Inc.SPONSORED ADS15,210$246.6K<0.1%+15,210NewHistory
CFGCitizens Financial Group IncCOM7,464$247.4K<0.1%+7,464NewHistory
RMBSRambus IncCOM3,630$247.7K<0.1%+3,630NewHistory
iShares Tr46435G334MSCI UK ETF NEW7,672$253.6K<0.1%−43,385−85.0%Reduced–
FHNFirst Horizon CorpCOM17,931$253.9K<0.1%−106,069−85.5%ReducedHistory
SANBanco Santander, S.A.ADR61,456$254.4K<0.1%+61,456NewHistory
EMREmerson Electric CoStock2,617$254.7K<0.1%+2,617NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,450$254.8K<0.1%−915−27.2%ReducedHistory
PGRProgressive CorpStock1,608$256.1K<0.1%+1,608NewHistory
GLPGlobal Partners LPCOM UNITS6,099$258.0K<0.1%+6,099NewHistory
ABBVAbbVie Inc.Stock1,670$258.8K<0.1%−2,044−55.0%ReducedHistory
CICigna GroupStock873$261.4K<0.1%+873NewHistory
iShares Tr464289123NEW ZEALAND ETF5,575$270.4K<0.1%+5,575New–
Flagstar Bank, National Association649445103COM26,719$273.3K<0.1%+26,719New–
MRVLMarvell Technology, Inc.COM4,556$274.8K<0.1%+4,556NewHistory
ZIONZions Bancorporation, National AssociationCOM6,274$275.2K<0.1%+6,274NewHistory
iShares Tr46429B309MSCI INDONIA ETF12,356$275.8K<0.1%+12,356New–
KLACKLA CorpCOM NEW480$279.0K<0.1%−751−61.0%ReducedHistory
CLColgate Palmolive CoStock3,514$280.1K<0.1%+3,514NewHistory
TFFPTFF Pharmaceuticals, Inc.COM NEW40,000$280.8K<0.1%00.0%UnchangedConverted for a 1-for-25 splitHistory
BZKanzhun LtdSPONSORED ADS16,931$281.2K<0.1%+16,931NewHistory
MTBM&T Bank CorpCOM2,071$283.9K<0.1%+2,071NewHistory
ELVElevance Health, Inc.Stock622$293.3K<0.1%+48+8.4%AddedHistory
SNYSanofiSPONSORED ADR5,918$294.3K<0.1%+726+14.0%AddedHistory
ZMZoom Communications, Inc.Stock4,100$294.8K<0.1%+4,100NewHistory
ULUnilever PLCSPON ADR NEW6,123$296.8K<0.1%+1,350+28.3%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN25,638$296.9K<0.1%+25,638NewHistory
ICEIntercontinental Exchange, Inc.Stock2,322$298.2K<0.1%+2,322NewHistory
SLBSLB LimitedStock5,751$299.3K<0.1%−12,093−67.8%ReducedHistory
iShares Core MSCI Europe ETF46434V738ETF5,500$302.6K<0.1%+5,500New–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS43,711$306.4K<0.1%+43,711NewHistory
iShares Inc464286822MSCI MEXICO ETF4,560$309.4K<0.1%+4,560New–
BIDUBaidu, Inc.ADR2,631$313.3K<0.1%+2,631NewHistory
SPDR Series Trust78468R556SP O&G EXPL PRO2,290$313.5K<0.1%+2,290New–
TMOThermo Fisher Scientific Inc.Stock598$317.4K<0.1%−427−41.7%ReducedHistory
ITWIllinois Tool Works IncStock1,216$318.5K<0.1%+1,216NewHistory
NDAQNasdaq, Inc.COM5,480$318.6K<0.1%+5,480NewHistory
iShares Inc46434G822MSCI JAPAN ETF5,000$320.7K<0.1%−44,682−89.9%Reduced–
RFRegions Financial CorpCOM16,805$325.7K<0.1%+16,805NewHistory
iShares Inc464286392MSCI WORLD ETF2,545$338.5K<0.1%+2,545New–
TAT&T Inc.Stock20,384$342.0K<0.1%−7,877−27.9%ReducedHistory
VLOValero Energy CorpStock2,635$342.6K<0.1%+285+12.1%AddedHistory
MTArcelorMittalNY REGISTRY SH12,241$347.5K<0.1%+3,435+39.0%AddedHistory
iShares Inc464286756MSCI SWEDEN ETF8,880$350.5K<0.1%+8,880New–
NXPINXP Semiconductors N.V.COM1,543$354.4K<0.1%−1,213−44.0%ReducedHistory
CSXCSX CorpStock10,367$359.4K<0.1%−537−4.9%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF5,069$365.1K<0.1%−11,551−69.5%Reduced–
EEni SpASPONSORED ADR10,768$366.2K<0.1%+10,768NewHistory
CSCOCisco Systems, Inc.Stock7,319$369.8K<0.1%−15,727−68.2%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF4,898$372.9K<0.1%+4,898New–
AMDAdvanced Micro Devices IncStock2,548$375.8K<0.1%−42,144−94.3%ReducedHistory
NTESNetEase, Inc.SPONSORED ADS4,273$398.1K<0.1%+4,273NewHistory
PSXPhillips 66Stock3,000$399.4K<0.1%−142−4.5%ReducedHistory
QCOMQualcomm IncStock2,815$407.1K<0.1%−3,209−53.3%ReducedHistory
GSGoldman Sachs Group IncStock1,056$407.4K<0.1%−3,438−76.5%ReducedHistory
LCIDLucid Group, Inc.COM100,000$421.0K<0.1%+100,000NewHistory
UPSUnited Parcel Service IncStock2,716$427.0K<0.1%−3,499−56.3%ReducedHistory
ETNEaton Corp plcStock1,779$428.4K<0.1%+1,779NewHistory
iShares Inc464286780MSCI STH AFR ETF10,276$429.4K<0.1%+10,276New–
PHGKoninklijke Philips NVNY REGIS SHS NEW18,942$441.9K<0.1%+18,942NewHistory

Options (48)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q4 2023
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$555.8M$1.36B
SPYSPDR S&P 500 ETF TrustETF$369.4M$304.7M
SLViShares Silver TrustETF$45.0M$80.3M
NVDANVIDIA CorpStock$38.5M$23.5M
TSLATesla, Inc.Stock$13.8M$19.9M
AAPLApple Inc.Stock$9.05M$21.0M
METAMeta Platforms, Inc.Stock$17.8M$12.0M
MSFTMicrosoft CorpStock$22.7M$6.39M
VanEck Semiconductor ETF92189F676ETF–$21.1M
AMZNAmazon Com IncStock$4.50M$14.1M
GOOGAlphabet Inc.Stock$14.3M$634.2K
ADIAnalog Devices IncStock$13.9M–
BABAAlibaba Group Holding LtdADR$2.80M$5.43M
iShares Russell 2000 ETF464287655ETF$5.33M$2.18M
GOOGLAlphabet Inc.Stock$2.95M$3.77M
AMDAdvanced Micro Devices IncStock$2.98M$2.05M
BTIBritish American Tobacco p.l.c.SPONSORED ADR–$3.78M
QCOMQualcomm IncStock$3.50M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$3.28M–
NDAQNasdaq, Inc.COM$2.29M–
ETRNMidstream Co LLCCOM–$2.03M
INTCIntel CorpStock–$1.96M
XYZBlock, Inc.CL A–$1.55M
VVisa Inc.Stock$1.30M–
SNPSSynopsys IncCOM$1.08M–
HDHome Depot, Inc.Stock–$1.04M
COOPMaverick Merger Sub 2, LLCCOM$918.2K–
ALLAllstate CorpStock–$825.9K
Crescent PT Energy Corp22576C101COM$803.2K–
FOURShift4 Payments, Inc.CL A–$802.9K
CPECallon Petroleum CoCOM–$618.8K
Paramount Global92556H206CL B–$545.8K
PYPLPayPal Holdings, Inc.Stock–$509.8K
TKOTKO Group Holdings, Inc.CL A–$465.0K
ELANElanco Animal Health IncCOM–$441.0K
AYXAlteryx, Inc.COM CL A–$438.6K
SNAPSnap IncStock$423.6K–
PUBMPubMatic, Inc.COM CL A–$414.3K
MRNAModerna, Inc.Stock$377.9K–
SPHRSphere Entertainment Co.CL A$377.0K–
PGTIPGT Innovations, Inc.COM–$374.4K
NFLXNetflix IncStock–$292.2K
SIXSix Flags Entertainment CorpCOM–$280.9K
WENWendy's CoStock–$227.9K
AVGOBroadcom Inc.Stock$223.3K–
RIOTRiot Platforms, Inc.COM–$190.3K
CHGGChegg, IncCOM$126.1K–
BNBROOKFIELD CorpCL A LTD VT SH–$24.1K

Sold out since Q3 2023 (133)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 133 by value last quarter.

Positions of DRW Securities, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
State Street Energy Select Sector SPDR ETF81369Y506ETF157,898$14.3M1.1%–
Schwab Emerging Markets Equity ETF808524706ETF299,434$7.17M0.6%–
DXCMDexcom IncCOM48,708$4.54M0.4%History
MSTRStrategy IncStock11,763$3.86M0.3%History
ProShares Tr74347B425SHORT S&P 500 NE244,484$3.54M0.3%–
SHELShell plcADR52,001$3.35M0.3%History
USACUSA Compression Partners, LPCOMUNIT LTDPAR138,648$3.31M0.3%History
State Street SPDR S&P Bank ETF78464A797ETF83,286$3.07M0.2%–
ATVIActivision Blizzard, Inc.COM25,075$2.35M0.2%History
ARAntero Resources CorpCOM90,000$2.28M0.2%History
iShares Inc464286509MSCI CDA ETF64,632$2.16M0.2%–
BTEBaytex Energy Corp.COM480,000$2.12M0.2%History
KVUEKenvue Inc.Stock102,533$2.06M0.2%History
CPECallon Petroleum CoCOM50,302$1.97M0.2%History
KOSKosmos Energy Ltd.COM240,000$1.96M0.2%History
PLDPrologis, Inc.REIT17,048$1.91M0.2%History
DTMDT Midstream, Inc.COMMON STOCK34,398$1.82M0.1%History
MTDRMatador Resources CoCOM30,400$1.81M0.1%History
MCOMoodys CorpStock5,656$1.79M0.1%History
OXYOccidental Petroleum CorpStock25,509$1.66M0.1%History
OKEONEOK IncCOM25,998$1.65M0.1%History
HCAHCA Healthcare, Inc.COM6,700$1.65M0.1%History
AMTAmerican Tower CorpREIT9,962$1.64M0.1%History
FISVFiserv IncStock14,100$1.59M0.1%History
SPHSuburban Propane Partners LPUNIT LTD PARTN93,400$1.50M0.1%History
EQIXEquinix IncCOM1,872$1.36M0.1%History
STTState Street CorpCOM19,726$1.32M0.1%History
BNYBank of New York Mellon CorpStock28,905$1.23M0.1%History
TTCToro CoCOM14,529$1.21M0.1%History
WTWWillis Towers Watson PLCSHS5,621$1.18M0.1%History
AJGArthur J. Gallagher & Co.COM5,075$1.16M0.1%History
FMCFMC CorpCOM NEW17,200$1.15M0.1%History
STLAStellantis N.V.SHS60,000$1.15M0.1%History
iShares Inc464286806MSCI GERMANY ETF43,727$1.15M0.1%–
ARK Innovation ETF00214Q104ETF27,868$1.11M0.1%–
TELTE Connectivity plcREG SHS8,843$1.09M0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B18,000$1.07M0.1%History
AMPAmeriprise Financial IncCOM3,140$1.03M0.1%History
Direxion Shs ETF Tr25459Y694DLY FIN BULL NEW17,243$1.01M0.1%–
TMUST-Mobile US, Inc.Stock7,182$1.01M0.1%History
NTAPNetApp, Inc.Stock12,900$979.0K0.1%History
iShares Core S&P Small Cap ETF464287804ETF10,100$953.0K0.1%–
APOApollo Global Management, Inc.COM10,600$951.0K0.1%History
ITGartner IncCOM2,750$945.0K0.1%History
AONAon plcCL A2,900$940.0K0.1%History
Schwab International Equity ETF808524805ETF27,478$933.0K0.1%–
RGAReinsurance Group of America IncCOM NEW6,100$886.0K0.1%History
ProShares Tr74347R107PSHS ULT S&P 50016,241$867.0K0.1%–
WELLWelltower Inc.REIT9,575$784.0K0.1%History
PCGPG&E CorpStock47,200$761.0K0.1%History
ONOn Semiconductor CorpStock8,176$760.0K0.1%History
Kraneshares Trust500767306CSI CHI INTERNET26,007$712.0K0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF1,500$685.0K0.1%History
SWNSouthwestern Energy CoCOM105,000$677.0K0.1%History
SPGSimon Property Group Inc.REIT6,248$675.0K0.1%History
AMGNAmgen IncStock2,271$610.0K<0.1%History
DLRDigital Realty Trust, Inc.COM4,817$583.0K<0.1%History
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF4,982$558.0K<0.1%–
WFCWells Fargo & CompanyStock13,563$554.0K<0.1%History
EXPDExpeditors International of Washington IncCOM4,600$527.0K<0.1%History
CHTRCharter Communications, Inc.CL A1,191$524.0K<0.1%History
HCCWarrior Met Coal, Inc.COM10,200$521.0K<0.1%History
PYPLPayPal Holdings, Inc.Stock8,655$506.0K<0.1%History
ROSTRoss Stores, Inc.COM4,400$497.0K<0.1%History
EXRExtra Space Storage Inc.COM4,029$490.0K<0.1%History
AVBAvalonbay Communities IncCOM2,845$489.0K<0.1%History
WYWeyerhaeuser CoCOM NEW15,587$478.0K<0.1%History
iShares Tr464287556ISHARES BIOTECH3,879$474.0K<0.1%–
CCICrown Castle Inc.REIT5,016$462.0K<0.1%History
CBRECbre Group, Inc.CL A6,256$462.0K<0.1%History
SBACSba Communications CorpCL A2,299$460.0K<0.1%History
CSGPCostar Group, Inc.COM5,987$460.0K<0.1%History
CMECME Group Inc.COM2,473$458.0K<0.1%History
LOWLowes Companies IncStock2,160$449.0K<0.1%History
ARCHArch Resources, Inc.CL A2,600$444.0K<0.1%History
Direxion Shs ETF Tr25459W862DRX S&P500BULL5,670$443.0K<0.1%–
AMAntero Midstream CorpStock36,901$442.0K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM1,600$416.0K<0.1%History
PSAPublic StorageCOM1,535$405.0K<0.1%History
IRMIron Mountain IncCOM6,776$403.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM477$393.0K<0.1%History
BKRBaker Hughes CoCL A11,031$390.0K<0.1%History
VMRKVivmark ResidentialSH BEN INT6,403$376.0K<0.1%History
ORealty Income CorpREIT7,301$365.0K<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT8,185$344.0K<0.1%History
HONHoneywell International IncCOM1,787$330.0K<0.1%History
VTRVentas, Inc.REIT7,352$310.0K<0.1%History
MDLZMondelez International, Inc.Stock4,451$309.0K<0.1%History
BKNGBooking Holdings Inc.Stock100$308.0K<0.1%History
NBIXNeurocrine Biosciences IncStock2,700$304.0K<0.1%History
VODVodafone Group Public Ltd CoADR31,765$301.0K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM3,001$300.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM9,353$295.0K<0.1%History
GILDGilead Sciences, Inc.Stock3,869$290.0K<0.1%History
iShares Tr46429B499MSCI NORWAY ETF12,399$290.0K<0.1%–
VICIVici Properties Inc.COM9,611$280.0K<0.1%History
TECKTeck Resources LtdCL B6,500$280.0K<0.1%History
CAPLCrossAmerica Partners LPUT LTD PTN INT12,799$278.0K<0.1%History
HALHalliburton CoStock6,470$262.0K<0.1%History
BTUPeabody Energy CorpCOM10,000$260.0K<0.1%History