Skip to main content

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
260
+2 vs. Q2 2023
Portfolio value
$1.26B
−$35.8M (−2.8%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of DRW Securities, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AIMAIM ImmunoTech Inc.COM28,000$13.0K<0.1%−9,000−24.3%ReducedHistory
XXII22nd Century Group, Inc.Stock29,238$29.0K<0.1%+29,238NewHistory
EIGREiger BioPharmaceuticals, Inc.COM120,365$37.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,000$39.0K<0.1%+16,000NewHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM15,700$41.0K<0.1%+15,700NewHistory
RADNew Rite Aid, LLCCOM112,200$50.0K<0.1%+112,200NewHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM14,000$57.0K<0.1%+14,000NewHistory
BWBabcock & Wilcox Enterprises, Inc.COM14,300$60.0K<0.1%+14,300NewHistory
ERICEricsson LM Telephone CoADR B SEK 1013,641$66.0K<0.1%−39,989−74.6%ReducedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT11,200$78.0K<0.1%+11,200NewHistory
AMPXAmprius Technologies, Inc.COMMON STOCK16,700$79.0K<0.1%+16,700NewHistory
NWGNatWest Group plcSPONS ADR16,470$96.0K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock11,726$104.0K<0.1%+11,726NewHistory
DNBDun & Bradstreet Holdings, Inc.COM11,100$111.0K<0.1%+11,100NewHistory
OPALOPAL Fuels Inc.CLASS A COM15,200$125.0K<0.1%+15,200NewHistory
KIMKimco Realty CorpCOM11,025$194.0K<0.1%+11,025NewHistory
AUPHAurinia Pharmaceuticals Inc.COM25,050$195.0K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock18,026$196.0K<0.1%−4,293−19.2%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM12,465$200.0K<0.1%+12,465NewHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF2,623$201.0K<0.1%+2,623New–
JEFJefferies Financial Group Inc.COM5,500$201.0K<0.1%−30,000−84.5%ReducedHistory
CBOECboe Global Markets, Inc.COM1,301$203.0K<0.1%+1,301NewHistory
SPBSpectrum Brands Holdings, Inc.COM2,600$204.0K<0.1%+2,600NewHistory
EAElectronic Arts Inc.COM1,702$205.0K<0.1%−4,534−72.7%ReducedHistory
UDRUDR, Inc.COM5,774$206.0K<0.1%+5,774NewHistory
ADPAutomatic Data Processing IncStock874$210.0K<0.1%+874NewHistory
MSCIMSCI Inc.Stock410$210.0K<0.1%−197−32.5%ReducedHistory
VRTXVertex Pharmaceuticals IncStock611$212.0K<0.1%−936−60.5%ReducedHistory
ADSKAutodesk, Inc.COM1,027$212.0K<0.1%−441−30.0%ReducedHistory
MDTMedtronic plcStock2,785$218.0K<0.1%+2,785NewHistory
MTArcelorMittalNY REGISTRY SH8,806$220.0K<0.1%+8,806NewHistory
LILi Auto Inc.SPONSORED ADS6,366$227.0K<0.1%+6,366NewHistory
PXDPioneer Natural Resources CoCOM1,004$230.0K<0.1%−7,928−88.8%ReducedHistory
BMYBristol Myers Squibb CoStock3,989$232.0K<0.1%−912−18.6%ReducedHistory
VXXBarclays Bank PLCIPTH SR B S&P9,999$233.0K<0.1%+9,999NewHistory
DHRDanaher CorpStock944$234.0K<0.1%+944NewHistory
ULUnilever PLCSPON ADR NEW4,773$236.0K<0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock4,328$238.0K<0.1%−11,143−72.0%ReducedHistory
ARCBArcbest CorpCOM2,373$241.0K<0.1%+2,373NewHistory
U.S. Global Jets ETF26922A842ETF14,205$242.0K<0.1%+14,205New–
Direxion Shs ETF Tr25460G336DLY SEMICNDTR BR21,786$244.0K<0.1%+21,786New–
MARMarriott International IncStock1,247$245.0K<0.1%+1,247NewHistory
PFEPfizer IncStock7,400$245.0K<0.1%+7,400NewHistory
EXELExelixis, Inc.COM11,200$245.0K<0.1%+11,200NewHistory
ESSEssex Property Trust, Inc.COM1,174$249.0K<0.1%+1,174NewHistory
ELVElevance Health, Inc.Stock574$250.0K<0.1%−682−54.3%ReducedHistory
JDJD.com, Inc.SPON ADS CL A8,615$251.0K<0.1%+8,615NewHistory
BTUPeabody Energy CorpCOM10,000$260.0K<0.1%−40,000−80.0%ReducedHistory
DKDelek US Holdings, Inc.COM9,178$261.0K<0.1%+700+8.3%AddedHistory
HALHalliburton CoStock6,470$262.0K<0.1%+6,470NewHistory
TCOMTrip.com Group LtdADS7,666$268.0K<0.1%−3,175−29.3%ReducedHistory
EOGEOG Resources IncStock2,150$273.0K<0.1%+2,150NewHistory
SNYSanofiSPONSORED ADR5,192$278.0K<0.1%+354+7.3%AddedHistory
CAPLCrossAmerica Partners LPUT LTD PTN INT12,799$278.0K<0.1%+12,799NewHistory
VICIVici Properties Inc.COM9,611$280.0K<0.1%+9,611NewHistory
TECKTeck Resources LtdCL B6,500$280.0K<0.1%+6,500NewHistory
GILDGilead Sciences, Inc.Stock3,869$290.0K<0.1%−398−9.3%ReducedHistory
iShares Tr46429B499MSCI NORWAY ETF12,399$290.0K<0.1%00.0%Unchanged–
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,365$292.0K<0.1%+3,365NewHistory
KDPKeurig Dr Pepper Inc.COM9,353$295.0K<0.1%+9,353NewHistory
INGING Groep NVSPONSORED ADR22,379$295.0K<0.1%−1,805−7.5%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM3,001$300.0K<0.1%+3,001NewHistory
VODVodafone Group Public Ltd CoADR31,765$301.0K<0.1%−205,156−86.6%ReducedHistory
NBIXNeurocrine Biosciences IncStock2,700$304.0K<0.1%+2,700NewHistory
BKNGBooking Holdings Inc.Stock100$308.0K<0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock4,451$309.0K<0.1%+4,451NewHistory
VTRVentas, Inc.REIT7,352$310.0K<0.1%+7,352NewHistory
CBChubb LtdStock1,573$327.0K<0.1%−20,560−92.9%ReducedHistory
HONHoneywell International IncCOM1,787$330.0K<0.1%+1,787NewHistory
VLOValero Energy CorpStock2,350$333.0K<0.1%−1,408−37.5%ReducedHistory
CSXCSX CorpStock10,904$335.0K<0.1%+10,904NewHistory
DKLDelek Logistics Partners, LPCOM UNT RP INT8,185$344.0K<0.1%+8,185NewHistory
TFFPTFF Pharmaceuticals, Inc.COM1,000,000$350.0K<0.1%00.0%UnchangedHistory
ORealty Income CorpREIT7,301$365.0K<0.1%+3,601+97.3%AddedHistory
AXPAmerican Express CoStock2,508$374.0K<0.1%−25,289−91.0%ReducedHistory
VMRKVivmark ResidentialSH BEN INT6,403$376.0K<0.1%+6,403NewHistory
PSXPhillips 66Stock3,142$378.0K<0.1%−114−3.5%ReducedHistory
BKRBaker Hughes CoCL A11,031$390.0K<0.1%+11,031NewHistory
REGNRegeneron Pharmaceuticals, Inc.COM477$393.0K<0.1%+477NewHistory
VZVerizon Communications IncStock12,217$396.0K<0.1%−3,282−21.2%ReducedHistory
IRMIron Mountain IncCOM6,776$403.0K<0.1%+6,776NewHistory
PSAPublic StorageCOM1,535$405.0K<0.1%+1,535NewHistory
AMRAlpha Metallurgical Resources, Inc.COM1,600$416.0K<0.1%+1,600NewHistory
TAT&T Inc.Stock28,261$424.0K<0.1%+7,713+37.5%AddedHistory
HDHome Depot, Inc.Stock1,418$428.0K<0.1%+506+55.5%AddedHistory
AMAntero Midstream CorpStock36,901$442.0K<0.1%+36,901NewHistory
Direxion Shs ETF Tr25459W862DRX S&P500BULL5,670$443.0K<0.1%+5,670New–
ARCHArch Resources, Inc.CL A2,600$444.0K<0.1%+2,600NewHistory
LOWLowes Companies IncStock2,160$449.0K<0.1%+2,160NewHistory
ProShares Tr74347B110ULTRAPRO SHORT S37,855$452.0K<0.1%−160,608−80.9%Reduced–
CMECME Group Inc.COM2,473$458.0K<0.1%00.0%UnchangedHistory
SBACSba Communications CorpCL A2,299$460.0K<0.1%+2,299NewHistory
CSGPCostar Group, Inc.COM5,987$460.0K<0.1%+5,987NewHistory
CCICrown Castle Inc.REIT5,016$462.0K<0.1%+5,016NewHistory
CBRECbre Group, Inc.CL A6,256$462.0K<0.1%+6,256NewHistory
iShares Tr46434V423MSCI SAUDI ARBIA12,039$466.0K<0.1%−24,100−66.7%Reduced–
CATCaterpillar IncStock1,722$470.0K<0.1%+1,722NewHistory
iShares Tr464287556ISHARES BIOTECH3,879$474.0K<0.1%+24+0.6%Added–
WYWeyerhaeuser CoCOM NEW15,587$478.0K<0.1%+15,587NewHistory
AVBAvalonbay Communities IncCOM2,845$489.0K<0.1%+2,845NewHistory

Options (54)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q3 2023
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$612.5M$1.91B
SPYSPDR S&P 500 ETF TrustETF$475.1M$10.8M
SLViShares Silver TrustETF$45.5M$52.5M
VanEck Semiconductor ETF92189F676ETF$67.1M$20.6M
NVDANVIDIA CorpStock$66.9M$11.5M
ATVIActivision Blizzard, Inc.COM$23.5M$21.5M
METAMeta Platforms, Inc.Stock$30.3M$13.6M
iShares Russell 2000 ETF464287655ETF$30.6M$12.0M
TSLATesla, Inc.Stock$12.8M$25.8M
MSFTMicrosoft CorpStock$26.4M$12.2M
GOOGLAlphabet Inc.Stock$26.0M$8.87M
CRMSalesforce, Inc.Stock$28.4M–
AMDAdvanced Micro Devices IncStock$18.7M$2.29M
AAPLApple Inc.Stock$9.19M$9.37M
BABAAlibaba Group Holding LtdADR$2.98M$9.38M
AMZNAmazon Com IncStock$7.33M$2.78M
DXCMDexcom IncCOM$5.60M–
iShares Inc46434G822MSCI JAPAN ETF$3.96M$1.01M
HCAHCA Healthcare, Inc.COM$3.00M–
GOOGAlphabet Inc.Stock$1.07M$1.67M
TECKTeck Resources LtdCL B$2.62M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$2.52M–
BTIBritish American Tobacco p.l.c.SPONSORED ADR$1.95M–
LCIDLucid Group, Inc.COM–$1.86M
STLAStellantis N.V.SHS$1.78M–
SWKSSkyworks Solutions, Inc.Stock–$1.52M
NVONovo Nordisk A SADR$1.38M–
DDD3D Systems CorpCOM NEW–$1.33M
MUMicron Technology IncStock$776.0K$490.0K
NXSTNexstar Media Group, Inc.COMMON STOCK–$1.20M
FMCFMC CorpCOM NEW$1.15M–
VVisa Inc.Stock$1.15M–
INTCIntel CorpStock$295.0K$665.0K
DVNDevon Energy CorpStock–$954.0K
GEOGeo Group IncCOM–$905.0K
MDTMedtronic plcStock–$870.0K
NFLXNetflix IncStock$377.0K$453.0K
QRVOQorvo, Inc.Stock–$821.0K
LACLithium Americas Corp.COM NEW–$697.0K
CRUSCirrus Logic, Inc.Stock–$599.0K
AFRMAffirm Holdings, Inc.COM CL A–$585.0K
ICEIntercontinental Exchange, Inc.Stock$522.0K–
CRONCronos Group Inc.COM–$457.0K
GMEGameStop Corp.Stock$379.0K–
PROPROS Holdings, Inc.COM–$353.0K
EPAMEPAM Systems, Inc.COM–$307.0K
SNAPSnap IncStock$291.0K–
WMGWarner Music Group Corp.COM CL A–$279.0K
AYXAlteryx, Inc.COM CL A–$215.0K
ATSGAir Transport Services Group, Inc.COM–$213.0K
PTONPeloton Interactive, Inc.CL A COM$123.0K–
VGRVector Group LtdCOM$107.0K–
RADNew Rite Aid, LLCCOM$50.0K–
CNXCNX Resources CorpCOM$8.00K–

Sold out since Q2 2023 (119)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 119 by value last quarter.

Positions of DRW Securities, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Tr464287234MSCI EMG MKT ETF2,300,225$91.0M7.0%–
iShares Tr464287184CHINA LG-CAP ETF1,046,413$28.5M2.2%–
ProShares Tr74347G739ULTSHRT QQQ1,037,026$13.7M1.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF203,872$11.1M0.9%–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund461,517$8.73M0.7%–
ProShares Tr74347X831ULTRAPRO QQQ156,828$6.43M0.5%–
State Street SPDR S&P Regional Banking ETF78464A698ETF117,577$4.80M0.4%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF30,744$4.08M0.3%–
iShares Semiconductor ETF464287523ETF6,743$3.42M0.3%–
State Street SPDR S&P Biotech ETF78464A870ETF40,500$3.37M0.3%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 18,902$3.06M0.2%History
Vanguard Total World Stock ETF922042742ETF30,727$2.98M0.2%–
ProShares Ultrashort S&P 50074347G416ETF84,453$2.90M0.2%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20,859$2.31M0.2%–
METMetlife IncStock38,152$2.16M0.2%History
GPNGlobal Payments IncStock21,056$2.07M0.2%History
XOMExxonMobil Holdings CorpCOM18,402$1.97M0.2%History
MROMarathon Oil CorpCOM83,300$1.92M0.1%History
EXEExpand Energy CorpCOM20,000$1.67M0.1%History
ACGLArch Capital Group Ltd.Stock19,843$1.49M0.1%History
FNGDBank of MontrealMICROSECTORS FAN159,195$1.43M0.1%History
FISFidelity National Information Services, Inc.Stock26,029$1.42M0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF46,949$1.41M0.1%–
LPLALPL Financial Holdings Inc.COM6,500$1.41M0.1%History
DEODiageo PLCSPON ADR NEW7,710$1.34M0.1%History
GPORGulfport Energy CorpCOMMON SHARES12,200$1.28M0.1%History
RLIRli CorpCOM8,900$1.22M0.1%History
VETVermilion Energy Inc.COM95,000$1.18M0.1%History
DVNDevon Energy CorpStock22,353$1.08M0.1%History
FNFFidelity National Financial, Inc.COM SHS29,900$1.08M0.1%History
iShares Inc464286392MSCI WORLD ETF8,483$1.06M0.1%–
EVREvercore Inc.CLASS A8,500$1.05M0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR48,900$1.03M0.1%History
CRKComstock Resources IncCOM85,000$986.0K0.1%History
ProShares Bitcoin ETF74347G440ETF52,749$896.0K0.1%–
FOURShift4 Payments, Inc.CL A12,000$815.0K0.1%History
iShares Tr464288513IBOXX HI YD ETF9,000$676.0K0.1%–
PGRProgressive CorpStock4,888$647.0K0.1%History
IBMInternational Business Machines CorpStock4,469$598.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF2,009$578.0K<0.1%–
CLColgate Palmolive CoStock7,056$544.0K<0.1%History
MRKMerck & Co., Inc.Stock4,645$536.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock4,616$522.0K<0.1%History
FLYWFlywire CorpCOM VTG16,719$519.0K<0.1%History
iShares Tr46428743220 YR TR BD ETF5,000$515.0K<0.1%–
XRAYDentsply Sirona Inc.Stock12,800$512.0K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF5,810$481.0K<0.1%–
VMWVmware LLCCL A COM3,200$460.0K<0.1%History
SYKStryker CorpStock1,500$458.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI17,000$455.0K<0.1%–
EMREmerson Electric CoStock5,000$452.0K<0.1%History
iShares Tr464287515EXPANDED TECH1,300$450.0K<0.1%–
ROPRoper Technologies IncStock900$433.0K<0.1%History
ZTSZoetis Inc.Stock2,482$427.0K<0.1%History
BRK.BBerkshire Hathaway IncStock1,200$409.0K<0.1%History
PNCPNC Financial Services Group, Inc.Stock3,236$408.0K<0.1%History
DASHDoorDash, Inc.Stock5,168$395.0K<0.1%History
HOODRobinhood Markets, Inc.Stock38,159$381.0K<0.1%History
CCitigroup IncStock8,121$374.0K<0.1%History
AFLAflac IncStock5,061$353.0K<0.1%History
TFCTruist Financial CorpCOM11,600$352.0K<0.1%History
EFXEquifax IncCOM1,400$329.0K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,060$321.0K<0.1%–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,378$304.0K<0.1%–
ASMLASML Holding NVADR410$297.0K<0.1%History
MTCHMatch Group, Inc.COM7,067$296.0K<0.1%History
VIXYProShares Trust IIVIX SH TRM FUTRS11,858$296.0K<0.1%History
FCXFreeport-McMoran IncStock7,014$281.0K<0.1%History
RIOTRiot Platforms, Inc.COM22,989$272.0K<0.1%History
PRUPrudential Financial IncStock3,053$269.0K<0.1%History
CFGCitizens Financial Group IncCOM10,100$263.0K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,017$260.0K<0.1%–
JNJJohnson & JohnsonStock1,550$257.0K<0.1%History
NEENextera Energy IncStock3,462$257.0K<0.1%History
TROWPrice T Rowe Group IncStock2,112$237.0K<0.1%History
iShares Tr464288760US AER DEF ETF2,000$233.0K<0.1%–
EQNREquinor ASASPONSORED ADR7,808$228.0K<0.1%History
BDXBecton Dickinson & CoStock851$225.0K<0.1%History
SHOPShopify Inc.Stock3,447$223.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS3,149$218.0K<0.1%History
BNTXBioNTech SESPONSORED ADS2,000$216.0K<0.1%History
ANETArista Networks, Inc.COM1,330$216.0K<0.1%History
OMCOmnicom Group Inc.COM2,259$215.0K<0.1%History
iShares Core MSCI Europe ETF46434V738ETF4,000$211.0K<0.1%–
CICigna GroupStock746$209.0K<0.1%History
LINLinde PLCStock543$207.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock2,865$206.0K<0.1%History
IDXXIDEXX Laboratories IncCOM407$204.0K<0.1%History
PCTPureCycle Technologies, Inc.COM18,500$198.0K<0.1%History
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS24,367$152.0K<0.1%History
EZPWEzcorp IncCL A NON VTG15,800$132.0K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS14,160$110.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS14,884$110.0K<0.1%History
INVEINVE Technologies, Inc.COM NEW12,000$101.0K<0.1%History
AXTIAxt IncCOM26,900$93.0K<0.1%History
ABCLAbCellera Biologics Inc.COM14,000$90.0K<0.1%History
TALTAL Education GroupSPONSORED ADS12,782$76.0K<0.1%History
URGUr-Energy IncCOM71,300$75.0K<0.1%History
AIPArteris, Inc.COM10,400$71.0K<0.1%History
IQiQIYI, Inc.SPONSORED ADS13,315$71.0K<0.1%History