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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 24, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,020
−64 vs. Q4 2022
Portfolio value
$1.08B
+$93.4M (+9.5%) vs. Q4 2022
Filed
Apr 24, 2023
SEC
Holdings of Asset Dedication, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BHPBHP Group LtdADR6$00.0%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT3$00.0%−56−94.9%ReducedHistory
GTXGarrett Motion Inc.Stock27$00.0%−12−30.8%ReducedHistory
REZIResideo Technologies, Inc.Stock27$00.0%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%00.0%Unchanged–
ALCAlcon IncStock5$00.0%00.0%UnchangedHistory
WDSWoodside Energy Group LtdADR2$00.0%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock7$00.0%00.0%Unchanged–
RKTRocket Companies, Inc.Stock48$00.0%00.0%UnchangedHistory
DJTTrump Media & Technology Group Corp.Stock15$00.0%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT30$00.0%00.0%UnchangedHistory
ZIMVZimVie Inc.Stock24$00.0%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock31$00.0%00.0%UnchangedHistory
APAAPA CorpStock8$00.0%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF2$00.0%00.0%Unchanged–
TWTradeweb Markets Inc.Stock3$00.0%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT1$00.0%−402−99.8%ReducedHistory
MSTRStrategy IncStock1$00.0%+1NewHistory
iShares Tr464288281JPMORGAN USD EMG1$00.0%00.0%Unchanged–
SEESealed Air CorpCOM10$00.0%00.0%UnchangedHistory
ZYMEZymeworks Inc.COM47$00.0%00.0%UnchangedHistory
ODFLOld Dominion Freight Line, Inc.COM1$00.0%00.0%UnchangedHistory
EFXEquifax IncCOM1$00.0%+1NewHistory
RMDResmed IncCOM2$00.0%00.0%UnchangedHistory
CPBCAMPBELL'S CoCOM8$00.0%00.0%UnchangedHistory
OMCOmnicom Group Inc.COM3$00.0%00.0%UnchangedHistory
SYFSynchrony FinancialCOM17$00.0%00.0%UnchangedHistory
WCNWaste Connections, Inc.COM1$00.0%−5−83.3%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF1$00.0%00.0%Unchanged–
LKQLKQ CorpCOM6$00.0%00.0%UnchangedHistory
SLVMSylvamo CorpCOMMON STOCK5$00.0%00.0%UnchangedHistory
DXCMDexcom IncCOM2$00.0%00.0%UnchangedHistory
REGRegency Centers CorpCOM4$00.0%00.0%UnchangedHistory
SRTAStrata Critical Medical, Inc.CL A COM229$00.0%00.0%UnchangedHistory
CBOECboe Global Markets, Inc.COM2$00.0%00.0%UnchangedHistory
iShares Tr464288257MSCI ACWI ETF1$00.0%00.0%Unchanged–
RHIRobert Half Inc.COM1$00.0%00.0%UnchangedHistory
GMGeneral Motors CoCOM13$00.0%00.0%UnchangedHistory
BFHBread Financial Holdings, Inc.COM2$00.0%00.0%UnchangedHistory
PHMPultegroup IncCOM5$00.0%00.0%UnchangedHistory
LYBLyondellBasell Industries N.V.SHS - A -3$00.0%00.0%UnchangedHistory
PNWPinnacle West Capital CorpCOM6$00.0%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM11$00.0%00.0%UnchangedHistory
REALTheRealReal, Inc.COM232$00.0%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM1$00.0%00.0%UnchangedHistory
KIMKimco Realty CorpCOM23$00.0%00.0%UnchangedHistory
HSICHenry Schein IncCOM2$00.0%00.0%UnchangedHistory
LENLennar CorpCL A4$00.0%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5$00.0%+5New–
MLMMartin Marietta Materials IncCOM1$00.0%00.0%UnchangedHistory
AVKAdvent Convertible & Income FundCOM26$00.0%00.0%UnchangedHistory
iShares Tr46435U853BROAD USD HIGH5$00.0%+5New–
IPInternational Paper CoCOM7$00.0%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM5$00.0%00.0%UnchangedHistory
UUnity Software Inc.COM8$00.0%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM40$00.0%00.0%UnchangedHistory
BBWBuild-A-Bear Workshop IncCOM5$00.0%00.0%UnchangedHistory
FATEFate Therapeutics IncCOM55$00.0%00.0%UnchangedHistory
KMPRKEMPER CorpCOM6$00.0%00.0%UnchangedHistory
NVAXNovavax IncCOM NEW65$00.0%00.0%UnchangedHistory
SNDLSNDL Inc.COM100$00.0%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM10$00.0%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS105$00.0%00.0%Unchanged–
CGCCanopy Growth CorpCOM249$00.0%00.0%UnchangedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU15$00.0%00.0%Unchanged–
ETF Managers Tr26924G508ETFMG ALTR HRVST38$00.0%00.0%Unchanged–
FURYFury Gold Mines LtdCOM8$00.0%00.0%UnchangedHistory
FWONALiberty Media CorpCOM SER A FRMLA2$00.0%00.0%UnchangedHistory
NKLANikola CorpCOM220$00.0%00.0%UnchangedHistory
SRNESorrento Therapeutics, Inc.COM NEW1,771$00.0%00.0%UnchangedHistory
SUMOSumo Logic, Inc.COM25$00.0%00.0%UnchangedHistory
Voxeljet AG92912L206ADS200$00.0%00.0%Unchanged–
VRMVroom, Inc.COM113$00.0%00.0%UnchangedHistory
CareMax, Inc.14171W111*W EXP 06/08/202140$00.0%00.0%Unchanged–
MAPSWM Technology, Inc.COM100$00.0%+100NewHistory
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%00.0%Unchanged–
SDIGStronghold Digital Mining, Inc.CLASS A COM600$00.0%00.0%UnchangedHistory
CENNCenntro Inc.ORD SHS2$00.0%00.0%UnchangedHistory
ATHXAthersys, IncCOM NEW49$00.0%00.0%UnchangedHistory
EMBKEmbark Technology, Inc.COM NEW32$00.0%00.0%UnchangedHistory
HOFVHall of Fame Resort & Entertainment CoCOM NEW56$00.0%+10+21.7%AddedHistory
HESHess CorpStock8$1.00K<0.1%00.0%UnchangedHistory
UNMUnum GroupStock33$1.00K<0.1%00.0%UnchangedHistory
JKHYJack Henry & Associates IncStock7$1.00K<0.1%−2−22.2%ReducedHistory
SCCOSouthern Copper CorpStock16$1.00K<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF25$1.00K<0.1%+25New–
JCIJohnson Controls International plcStock21$1.00K<0.1%+20+2,000.0%AddedHistory
GWWW.W. Grainger, Inc.Stock2$1.00K<0.1%00.0%UnchangedHistory
Vanguard Total International Bond ETF92203J407ETF35$1.00K<0.1%−254−87.9%Reduced–
PLUGPlug Power IncStock124$1.00K<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF23$1.00K<0.1%+23New–
ROPRoper Technologies IncStock2$1.00K<0.1%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock23$1.00K<0.1%00.0%UnchangedHistory
KSSKOHLS CorpStock26$1.00K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock140$1.00K<0.1%00.0%UnchangedHistory
ZMZoom Communications, Inc.Stock23$1.00K<0.1%+3+15.0%AddedHistory
NRGNRG Energy, Inc.Stock28$1.00K<0.1%00.0%UnchangedHistory
HELEHelen of Troy LtdStock12$1.00K<0.1%00.0%UnchangedHistory
STZConstellation Brands, Inc.Stock3$1.00K<0.1%−5−62.5%ReducedHistory
COINCoinbase Global, Inc.COM CL A19$1.00K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (98)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
RNGRRanger Energy Services, Inc.COM CL A79,113$871.0K0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF2,170$134.0K<0.1%–
JBLUJetBlue Airways CorpCOM4,799$31.0K<0.1%History
NUVANuvasive IncCOM739$30.0K<0.1%History
ANETArista Networks, Inc.COM176$21.0K<0.1%History
IAAIAA, Inc.COM475$19.0K<0.1%History
Advisorshares Tr00768Y818DOUBLELIN VAL EQ212$18.0K<0.1%–
iShares Tr464288505MRGSTR SM CP ETF372$17.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF607$15.0K<0.1%–
ProShares Tr74347X831ULTRAPRO QQQ774$13.0K<0.1%–
CCICrown Castle Inc.REIT80$11.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 26406$10.0K<0.1%–
INGING Groep NVSPONSORED ADR840$10.0K<0.1%History
GPMTGranite Point Mortgage Trust Inc.COM STK1,637$9.00K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP93$8.00K<0.1%–
RGAReinsurance Group of America IncCOM NEW47$7.00K<0.1%History
ORANYOrangeSPONSORED ADR702$7.00K<0.1%History
Innovator ETFs Tr II S&P High45783Y822ETF369$7.00K<0.1%–
ARCCAres Capital CorpCEF348$6.00K<0.1%History
SBRASabra Health Care REIT, Inc.REIT499$6.00K<0.1%History
VVRInvesco Senior Income TrustCOM1,578$6.00K<0.1%History
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT143$6.00K<0.1%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM142$6.00K<0.1%–
TSNTyson Foods, Inc.Stock88$5.00K<0.1%History
CMPCompass Minerals International IncStock116$5.00K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM578$5.00K<0.1%History
CXCemex SAB de CVSPON ADR NEW1,123$5.00K<0.1%History
BKEBuckle IncCOM106$5.00K<0.1%History
TRTNTriton International LtdCL A79$5.00K<0.1%History
SIMOSilicon Motion Technology CORPSPONSORED ADR60$4.00K<0.1%History
GAPGap IncCOM341$4.00K<0.1%History
MACMacerich CoCOM361$4.00K<0.1%History
RPTRithm Property Trust Inc.COM544$4.00K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM110$4.00K<0.1%–
VTRVentas, Inc.REIT77$3.00K<0.1%History
First Tr Exchng Traded FD VI33740F854FT VEST U.S.116$3.00K<0.1%–
BAHBooz Allen Hamilton Holding CorpCL A30$3.00K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT261$3.00K<0.1%History
VRCAVerrica Pharmaceuticals Inc.COM1,193$3.00K<0.1%History
LUMNLumen Technologies, Inc.Stock445$2.00K<0.1%History
VSTVistra Corp.Stock111$2.00K<0.1%History
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF73$2.00K<0.1%–
CDWCDW CorpCOM8$2.00K<0.1%History
First Tr Exchng Traded FD VI33740F771FT VEST US62$2.00K<0.1%–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT47$2.00K<0.1%–
SAHSonic Automotive IncCL A50$2.00K<0.1%History
RUSHARush Enterprises IncCL A47$2.00K<0.1%History
CACICACI International IncCL A8$2.00K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK200$2.00K<0.1%History
RSReliance, Inc.COM11$2.00K<0.1%History
CVICVR Energy IncCOM64$2.00K<0.1%History
Credit Suisse Group225401108SPONSORED ADR711$2.00K<0.1%–
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL46$2.00K<0.1%–
LHLabcorp Holdings Inc.COM NEW8$2.00K<0.1%History
PCHPotlatchdeltic CorpCOM34$2.00K<0.1%History
KRKroger CoStock15$1.00K<0.1%History
CTRACoterra Energy Inc.Stock47$1.00K<0.1%History
GMEDGlobus Medical IncStock9$1.00K<0.1%History
HTOH2O AmericaCOM10$1.00K<0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK46$1.00K<0.1%History
DVADavita Inc.COM7$1.00K<0.1%History
ZIONZions Bancorporation, National AssociationCOM23$1.00K<0.1%History
EQIXEquinix IncCOM1$1.00K<0.1%History
First Tr Exchng Traded FD VI33740F599FT VEST US EQT46$1.00K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD99$1.00K<0.1%–
POOLPool CorpCOM2$1.00K<0.1%History
CMSCMS Energy CorpCOM8$1.00K<0.1%History
COUPCoupa Software IncCOM8$1.00K<0.1%History
HBIHanesbrands Inc.COM175$1.00K<0.1%History
CNCCentene CorpStock6$00.0%History
EVRGEvergy, Inc.Stock7$00.0%History
ESEversource EnergyStock3$00.0%History
FASTFastenal CoStock8$00.0%History
JWNNordstrom IncStock3$00.0%History
LNTAlliant Energy CorpStock6$00.0%History
SSRMSSR Mining Inc.Stock23$00.0%History
IRMIron Mountain IncCOM5$00.0%History
MASMasco CorpCOM4$00.0%History
Global X FDS37954Y483NASDAQ 100 COVER5$00.0%–
PSAPublic StorageCOM1$00.0%History
ALNYAlnylam Pharmaceuticals, Inc.COM1$00.0%History
Global X FDS37954Y459RUSSELL 200012$00.0%–
MOHMolina Healthcare, Inc.COM1$00.0%History
DOCHealthpeak Properties, Inc.COM10$00.0%History
ROLRollins IncCOM3$00.0%History
NDAQNasdaq, Inc.COM4$00.0%History
SBACSba Communications CorpCL A1$00.0%History
AAPAdvance Auto Parts IncCOM1$00.0%History
TRUTransUnionCOM1$00.0%History
DPZDominos Pizza IncCOM1$00.0%History
Amplify ETF Tr032108409CWP ENHANCED DIV6$00.0%–
ZZillow Group, Inc.CL C CAP STK2$00.0%History
BF.ABrown Forman CorpCL A1$00.0%History
AGRAvangrid, Inc.COM5$00.0%History
BKIBlack Knight, Inc.COM6$00.0%History
HOLXHologic IncCOM3$00.0%History
Micro Focus Intl PLC594837403SPON ADR NEW78$00.0%–
SGENSeagen Inc.COM2$00.0%History