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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
945
−79 vs. Q3 2021
Portfolio value
$830.2M
+$71.5M (+9.4%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of Asset Dedication, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46435U432IBONDS DEC 259,844$274.0K<0.1%−373−3.7%Reduced–
Tidal ETF Tr886364603RPAR RISK PARI11,124$279.0K<0.1%+11,124New–
COPConocoPhillipsStock4,114$296.0K<0.1%+36+0.9%AddedHistory
ELEstee Lauder Companies IncCL A805$298.0K<0.1%−6−0.7%ReducedHistory
KDPKeurig Dr Pepper Inc.COM8,207$301.0K<0.1%+40.0%AddedHistory
USCIUnited States Commodity Index Funds TrustCOMM IDX FND7,159$306.0K<0.1%−173−2.4%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF4,089$311.0K<0.1%+1,500+57.9%Added–
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,907$322.0K<0.1%00.0%Unchanged–
ONTOOnto Innovation Inc.COM3,213$325.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V860DWA FINL MUMT5,973$327.0K<0.1%00.0%Unchanged–
Schwab Strategic Tr808524862SHT TM US TRES6,527$332.0K<0.1%−20.0%Reduced–
AVYAvery Dennison CorpCOM1,537$333.0K<0.1%00.0%UnchangedHistory
NOWServiceNow, Inc.Stock515$335.0K<0.1%+462+871.7%AddedHistory
SHOPShopify Inc.Stock244$337.0K<0.1%+100+69.4%AddedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD10,207$337.0K<0.1%+783+8.3%Added–
SUSuncor Energy IncStock13,805$344.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF1,532$347.0K<0.1%+476+45.1%Added–
CARRCarrier Global CorpStock6,420$349.0K<0.1%−424−6.2%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF2,103$349.0K<0.1%−10−0.5%Reduced–
Invesco Exch TRD SLF Idx FD46138J494BULSHS 2027 MUNI13,902$359.0K<0.1%+4,429+46.8%Added–
Paramount Global92556H206CL B11,932$362.0K<0.1%−556−4.5%Reduced–
iShares Tr46435U697IBONDS DEC13,608$364.0K<0.1%−1,591−10.5%Reduced–
iShares Tr464287721U.S. TECH ETF3,200$367.0K<0.1%00.0%Unchanged–
PHParker-Hannifin CorpStock1,179$372.0K<0.1%−137−10.4%ReducedHistory
CMICummins IncStock1,771$384.0K<0.1%00.0%UnchangedHistory
NEENextera Energy IncStock4,170$391.0K<0.1%+336+8.8%AddedHistory
DUKDuke Energy CORPStock3,746$393.0K<0.1%−67−1.8%ReducedHistory
WisdomTree Tr97717W778INTL MIDCAP DV5,908$397.0K<0.1%+1,017+20.8%Added–
iShares Inc464286525MSCI GBL MIN VOL3,682$399.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV4,178$403.0K<0.1%00.0%Unchanged–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,030$405.0K<0.1%+258+9.3%Added–
iShares Tr46435G318IBONDS DEC202315,680$408.0K<0.1%−2,365−13.1%Reduced–
XYZBlock, Inc.CL A2,546$412.0K<0.1%−250−8.9%ReducedHistory
NOCNorthrop Grumman CorpStock1,081$414.0K<0.1%+628+138.6%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,485$421.0K0.1%+12+0.2%Added–
NSCNorfolk Southern CorpStock1,430$425.0K0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF8,356$425.0K0.1%+965+13.1%Added–
iShares Tr464287234MSCI EMG MKT ETF8,756$427.0K0.1%00.0%Unchanged–
TDGTransDigm Group INCCOM672$427.0K0.1%−54−7.4%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF4,063$436.0K0.1%−517−11.3%Reduced–
CCitigroup IncStock7,320$443.0K0.1%−1,013−12.2%ReducedHistory
MDLZMondelez International, Inc.Stock6,699$447.0K0.1%−285−4.1%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE5,707$455.0K0.1%+38+0.7%Added–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,434$460.0K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF1,063$464.0K0.1%+82+8.4%Added–
iShares Tr46435U150IBONDS 23 TRM HG19,179$466.0K0.1%+19,179New–
SPDR Series Trust78464A763ST STR SP DIV3,648$471.0K0.1%−118−3.1%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,702$480.0K0.1%+134+8.5%Added–
iShares Tr46435U663ESG AWARE MSCI11,835$481.0K0.1%+3,349+39.5%Added–
iShares Tr46435G755IBONDS DEC202218,637$486.0K0.1%−477−2.5%Reduced–
WisdomTree Tr97717W505US MIDCAP DIVID11,014$489.0K0.1%+935+9.3%Added–
iShares MSCI Eafe ETF464287465ETF6,490$510.0K0.1%+901+16.1%Added–
LINLinde PLCSHS1,486$516.0K0.1%+47+3.3%AddedHistory
LLYEli Lilly & CoStock1,883$519.0K0.1%+271+16.8%AddedHistory
EMNEastman Chemical CoStock4,372$528.0K0.1%−1,247−22.2%ReducedHistory
WisdomTree Tr97717W877GLB HIGH DIV FD10,562$528.0K0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY21,476$541.0K0.1%+18,635+655.9%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL16,680$547.0K0.1%+819+5.2%Added–
MUMicron Technology IncStock5,932$553.0K0.1%−94−1.6%ReducedHistory
TAT&T Inc.Stock23,097$565.0K0.1%−4,944−17.6%ReducedHistory
CMGChipotle Mexican Grill IncCOM324$565.0K0.1%−8−2.4%ReducedHistory
GILDGilead Sciences, Inc.Stock8,006$581.0K0.1%−590−6.9%ReducedHistory
METMetlife IncStock9,617$601.0K0.1%−183−1.9%ReducedHistory
SPDR Index Shs FDS78463X871ST INTL CAP ETF15,960$601.0K0.1%+3,332+26.4%Added–
SLBSLB LimitedStock20,293$607.0K0.1%−697−3.3%ReducedHistory
MTDMettler Toledo International IncCOM359$610.0K0.1%−8−2.2%ReducedHistory
APDAir Products & Chemicals, Inc.Stock2,013$611.0K0.1%+219+12.2%AddedHistory
INTUIntuit Inc.Stock965$622.0K0.1%+344+55.4%AddedHistory
iShares Inc46434G863ESG AWR MSCI EM15,843$631.0K0.1%+4,598+40.9%Added–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF22,679$640.0K0.1%00.0%Unchanged–
LMTLockheed Martin CorpStock1,806$640.0K0.1%+39+2.2%AddedHistory
PGRProgressive CorpStock6,204$641.0K0.1%−288−4.4%ReducedHistory
DEDeere & CoStock1,867$641.0K0.1%+118+6.7%AddedHistory
CSXCSX CorpStock17,293$651.0K0.1%00.0%UnchangedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF13,534$665.0K0.1%+898+7.1%Added–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,884$665.0K0.1%−883−10.1%Reduced–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI26,196$682.0K0.1%+10,300+64.8%Added–
SHWSherwin Williams CoCOM1,935$684.0K0.1%00.0%UnchangedHistory
TFCTruist Financial CorpCOM11,807$693.0K0.1%−139−1.2%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI27,239$706.0K0.1%+16,469+152.9%Added–
iShares Core High Dividend ETF46429B663ETF7,093$717.0K0.1%+10.0%Added–
MSMorgan StanleyStock7,351$721.0K0.1%+883+13.7%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF12,951$725.0K0.1%−11−0.1%Reduced–
ASMLASML Holding NVADR892$733.0K0.1%+198+28.5%AddedHistory
iShares Select Dividend ETF464287168ETF5,999$735.0K0.1%−5,422−47.5%Reduced–
YUMYum Brands IncStock5,299$739.0K0.1%−45−0.8%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF28,138$742.0K0.1%−1,517−5.1%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF4,368$749.0K0.1%−1,045−19.3%Reduced–
USBUS Bancorp DECOM NEW13,385$751.0K0.1%+1,276+10.5%AddedHistory
ACNAccenture plcStock1,930$788.0K0.1%+1,072+124.9%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF7,059$793.0K0.1%−683−8.8%Reduced–
BLKBlackRock, Inc.COM877$803.0K0.1%+26+3.1%AddedHistory
BDXBecton Dickinson & CoStock3,210$817.0K0.1%+628+24.3%AddedHistory
iShares Tr464288877EAFE VALUE ETF16,399$827.0K0.1%+1,089+7.1%Added–
HRLHormel Foods CorpCOM16,889$830.0K0.1%+3,533+26.5%AddedHistory
iShares Tr464288273EAFE SML CP ETF11,464$838.0K0.1%−341−2.9%Reduced–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI33,230$849.0K0.1%+25,293+318.7%Added–
ELVElevance Health, Inc.Stock1,853$859.0K0.1%+76+4.3%AddedHistory
WisdomTree Tr97717W570US MIDCAP FUND15,293$861.0K0.1%00.0%Unchanged–
SYYSysco CorpStock11,060$871.0K0.1%+2,098+23.4%AddedHistory

Sold out since Q3 2021 (131)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 131 by value last quarter.

Positions of Asset Dedication, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB1,753,701$37.0M4.9%History
iShares Tr46434VBK5IBONDS DEC21 ETF311,104$7.69M1.0%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund169,160$3.89M0.5%–
iShares Tr46435U226IBONDS 21 TRM HG125,838$3.04M0.4%–
iShares Tr46435G789IBONDS DEC202121,275$544.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI16,743$424.0K0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT1,731$92.0K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS989$78.0K<0.1%History
MELIMercadolibre IncCOM37$62.0K<0.1%History
UPSTUpstart Holdings, Inc.COM180$58.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,115$41.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF331$32.0K<0.1%–
JPINuveen Preferred Securities & Income Opportunities FundCOM1,302$32.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD239$30.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K11,036$29.0K<0.1%–
HSICHenry Schein IncCOM313$24.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF547$23.0K<0.1%–
GABGabelli Equity Trust IncCOM3,468$23.0K<0.1%History
iShares Tr464288760US AER DEF ETF211$22.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock130$21.0K<0.1%History
Flagstar Bank, National Association649445103COM1,664$21.0K<0.1%–
WPCW. P. Carey Inc.COM272$20.0K<0.1%History
CGNXCognex CorpCOM255$20.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF716$18.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS95$17.0K<0.1%History
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR4,182$17.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG412$16.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW833$16.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B357$16.0K<0.1%–
ETEnergy Transfer LPCOM UT LTD PTN1,583$15.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW235$15.0K<0.1%–
FRPTFreshpet, Inc.Stock97$14.0K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT333$14.0K<0.1%History
SAMBoston Beer Co IncCL A25$13.0K<0.1%History
EFXEquifax IncCOM51$13.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET246$12.0K<0.1%–
VIVTelefonica Brasil S.A.SPONSORED ADS1,488$12.0K<0.1%History
MMacy's, Inc.COM536$12.0K<0.1%History
FLGTFulgent Genetics, Inc.COM136$12.0K<0.1%History
MARMarriott International IncStock74$11.0K<0.1%History
BBYBest Buy Co IncStock102$11.0K<0.1%History
LOBLive Oak Bancshares, Inc.COM175$11.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW92$11.0K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.022,492$11.0K<0.1%–
SOFISoFi Technologies, Inc.Stock630$10.0K<0.1%History
KNSLKinsale Capital Group, Inc.Stock60$10.0K<0.1%History
DASHDoorDash, Inc.Stock50$10.0K<0.1%History
iShares Inc46434G772MSCI TAIWAN ETF165$10.0K<0.1%–
CWENClearway Energy, Inc.CL C345$10.0K<0.1%History
TRGPTarga Resources Corp.COM207$10.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR3,750$10.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR207$10.0K<0.1%–
GDRXGoodRx Holdings, Inc.COM CL A250$10.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD400$10.0K<0.1%–
OMOutset Medical, Inc.COM200$10.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW141$9.00K<0.1%–
INVHInvitation Homes Inc.COM232$9.00K<0.1%History
SRPTSarepta Therapeutics, Inc.COM100$9.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW100$9.00K<0.1%History
SPNTSiriusPoint LtdCOM937$9.00K<0.1%History
STORStore Capital LLCCOM275$9.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN184$8.00K<0.1%–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF153$8.00K<0.1%–
SPDR Series Trust78464A821ST STR SP400GRW113$8.00K<0.1%–
CURICuriosityStream Inc.COM CL A760$8.00K<0.1%History
NVTAInvitae CorpCOM282$8.00K<0.1%History
LMNDLemonade, Inc.Stock100$7.00K<0.1%History
JBLJabil IncStock117$7.00K<0.1%History
TSCOTractor Supply CoCOM33$7.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN667$7.00K<0.1%History
DCBODocebo Inc.COM100$7.00K<0.1%History
ALLAllstate CorpStock51$6.00K<0.1%History
DVADavita Inc.COM48$6.00K<0.1%History
STMPStamps.com IncCOM NEW17$6.00K<0.1%History
TPHTri Pointe Homes, Inc.COM300$6.00K<0.1%History
Vanguard Industrials ETF92204A603ETF28$5.00K<0.1%–
WWDWoodward, Inc.COM41$5.00K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM25$5.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW47$5.00K<0.1%History
iShares Tr46435G342MORTGE REL ETF125$5.00K<0.1%–
XMQualtrics International Inc.COM CL A119$5.00K<0.1%History
WRKWestRock CoCOM95$5.00K<0.1%History
PLTRPalantir Technologies Inc.Stock176$4.00K<0.1%History
XRAYDentsply Sirona Inc.Stock64$4.00K<0.1%History
CRLCharles River Laboratories International, Inc.COM9$4.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR1,671$4.00K<0.1%History
GHGuardant Health, Inc.COM31$4.00K<0.1%History
CMSCMS Energy CorpCOM67$4.00K<0.1%History
CWTCalifornia Water Service GroupCOM72$4.00K<0.1%History
FSLYFastly, Inc.CL A100$4.00K<0.1%History
VIRVir Biotechnology, Inc.COM100$4.00K<0.1%History
MROMarathon Oil CorpCOM304$4.00K<0.1%History
ZSZscaler, Inc.Stock11$3.00K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM16$3.00K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS100$3.00K<0.1%History
DALDelta Air Lines, Inc.COM NEW80$3.00K<0.1%History
ELANElanco Animal Health IncCOM101$3.00K<0.1%History
ZGZillow Group, Inc.CL A35$3.00K<0.1%History
MAGNMagnera CorpCOM222$3.00K<0.1%History
IAAIAA, Inc.COM50$3.00K<0.1%History