RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 13, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 314
- −2 vs. Q2 2025
- Portfolio value
- $5.70B
- +$572.1M (+11.2%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 1,847,403 | $240.5M | 4.2% | +40,126+2.2% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,678,469 | $233.9M | 4.1% | +45,874+1.7% | Added | – |
| AAPLApple Inc. | Stock | 796,768 | $203.7M | 3.6% | +124,395+18.5% | Added | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,773,924 | $201.0M | 3.5% | +57,263+0.7% | Added | – |
| NVDANVIDIA Corp | Stock | 1,042,476 | $194.7M | 3.4% | +20,703+2.0% | Added | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 8,424,032 | $194.4M | 3.4% | +57,442+0.7% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,384,559 | $177.3M | 3.1% | +38,307+1.6% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 897,991 | $177.2M | 3.1% | +36,396+4.2% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 624,819 | $176.1M | 3.1% | +3,657+0.6% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 3,067,599 | $174.7M | 3.1% | +163,752+5.6% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 2,470,239 | $168.0M | 2.9% | +106,863+4.5% | Added | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 2,630,714 | $151.4M | 2.7% | +55,403+2.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 282,470 | $145.7M | 2.6% | +24,428+9.5% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 209,419 | $140.2M | 2.5% | +2,205+1.1% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 1,297,469 | $133.6M | 2.3% | +25,699+2.0% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,603,126 | $132.2M | 2.3% | +31,320+1.2% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,438,932 | $128.9M | 2.3% | +20,530+1.4% | Added | – |
| GOOGAlphabet Inc. | Stock | 501,797 | $125.3M | 2.2% | +26,091+5.5% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 198,835 | $119.5M | 2.1% | +8,314+4.4% | Added | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 482,122 | $117.7M | 2.1% | +5,987+1.3% | Added | – |
| AMZNAmazon Com Inc | Stock | 478,298 | $106.9M | 1.9% | +32,425+7.3% | Added | History |
| J P Morgan Exchange Traded F46654Q757 | JPMORGAN INTL VL | 1,352,243 | $102.4M | 1.8% | +62,916+4.9% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 1,235,494 | $96.8M | 1.7% | +7,412+0.6% | Added | – |
| iShares Tr464289180 | MSCI EURO FL ETF | 2,424,915 | $83.2M | 1.5% | +64,828+2.7% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 236,539 | $74.6M | 1.3% | +13,002+5.8% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 514,790 | $71.6M | 1.3% | +5,163+1.0% | Added | – |
| WMTWalmart Inc. | Stock | 677,581 | $69.7M | 1.2% | +43,072+6.8% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 864,561 | $69.1M | 1.2% | +9,634+1.1% | Added | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 1,444,152 | $68.8M | 1.2% | +63,695+4.6% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 1,352,377 | $68.6M | 1.2% | +93,500+7.4% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 438,399 | $67.6M | 1.2% | +2,699+0.6% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 531,151 | $62.9M | 1.1% | +4,583+0.9% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 1,036,991 | $62.3M | 1.1% | +19,520+1.9% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 242,480 | $58.1M | 1.0% | +1,475+0.6% | Added | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 824,023 | $56.4M | 1.0% | +31,767+4.0% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 1,300,896 | $56.2M | 1.0% | +83,966+6.9% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 653,979 | $55.0M | 1.0% | +8,674+1.3% | Added | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 1,290,945 | $53.7M | 0.9% | +13,300+1.0% | Added | – |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 1,838,385 | $49.3M | 0.9% | +17,719+1.0% | Added | – |
| HIGHartford Insurance Group, Inc. | Stock | 370,611 | $49.2M | 0.9% | +9,966+2.8% | Added | History |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 725,075 | $46.7M | 0.8% | +21,097+3.0% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 646,437 | $42.9M | 0.8% | +25,590+4.1% | Added | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 755,235 | $38.9M | 0.7% | +32,865+4.5% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 114,228 | $37.7M | 0.7% | +5,693+5.2% | Added | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 935,121 | $34.7M | 0.6% | +36,137+4.0% | Added | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 398,585 | $34.6M | 0.6% | +17,328+4.5% | Added | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 471,938 | $32.1M | 0.6% | +38,039+8.8% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 326,534 | $29.2M | 0.5% | +2,584+0.8% | Added | – |
| PLTRPalantir Technologies Inc. | Stock | 158,660 | $28.9M | 0.5% | +3,660+2.4% | Added | History |
| TSLATesla, Inc. | Stock | 60,108 | $26.7M | 0.5% | +3,555+6.3% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 402,832 | $24.3M | 0.4% | +15,200+3.9% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 438,366 | $23.2M | 0.4% | +35,548+8.8% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 45,890 | $23.1M | 0.4% | +10,348+29.1% | Added | History |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 659,659 | $22.9M | 0.4% | +26,697+4.2% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 1,189,599 | $22.4M | 0.4% | +61,583+5.5% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 231,559 | $20.8M | 0.4% | +1,150+0.5% | Added | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 144,900 | $18.6M | 0.3% | +2,122+1.5% | Added | – |
| EOGEOG Resources Inc | Stock | 165,059 | $18.3M | 0.3% | +6,743+4.3% | Added | History |
| LLYEli Lilly & Co | Stock | 23,630 | $18.0M | 0.3% | +6,257+36.0% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 221,007 | $17.3M | 0.3% | +2,688+1.2% | Added | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 246,292 | $15.5M | 0.3% | −5,522−2.2% | Reduced | – |
| VVisa Inc. | Stock | 41,745 | $14.2M | 0.2% | +3,250+8.4% | Added | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 410,122 | $10.5M | 0.2% | +47,757+13.2% | Added | – |
| KOCoca Cola Co | Stock | 158,269 | $10.5M | 0.2% | +8,160+5.4% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 38,859 | $9.60M | 0.2% | +1,136+3.0% | Added | – |
| PGProcter & Gamble Co | Stock | 62,134 | $9.55M | 0.2% | +11,826+23.5% | Added | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 123,559 | $9.48M | 0.2% | −1,380−1.1% | Reduced | – |
| WFCWells Fargo & Company | Stock | 111,154 | $9.32M | 0.2% | +3,664+3.4% | Added | History |
| AVGOBroadcom Inc. | Stock | 26,273 | $8.67M | 0.2% | +9,749+59.0% | Added | History |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 284,853 | $8.38M | 0.1% | +7,981+2.9% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 63,895 | $7.20M | 0.1% | +9,478+17.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 27,675 | $6.73M | 0.1% | +3,848+16.1% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 100,780 | $6.58M | 0.1% | +15,510+18.2% | Added | – |
| BACBank of America Corp | Stock | 115,720 | $5.97M | 0.1% | +81,383+237.0% | Added | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 73,973 | $5.74M | 0.1% | +9,134+14.1% | Added | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 109,912 | $5.55M | 0.1% | +11,959+12.2% | Added | – |
| MPCMarathon Petroleum Corp | Stock | 28,253 | $5.45M | 0.1% | +18,300+183.9% | Added | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 53,805 | $5.42M | 0.1% | +44,963+508.5% | Added | – |
| MCDMcDonalds Corp | Stock | 17,579 | $5.34M | 0.1% | +5,739+48.5% | Added | History |
| PMPhilip Morris International Inc. | Stock | 32,155 | $5.22M | 0.1% | +4,726+17.2% | Added | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 90,938 | $5.19M | 0.1% | +26,200+40.5% | Added | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 131,614 | $5.17M | 0.1% | −358−0.3% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 21,572 | $4.99M | 0.1% | +12,148+128.9% | Added | History |
| SYKStryker Corp | Stock | 13,496 | $4.99M | 0.1% | +5,102+60.8% | Added | History |
| HDHome Depot, Inc. | Stock | 12,212 | $4.95M | 0.1% | +3,774+44.7% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 10,660 | $4.77M | 0.1% | +1,101+11.5% | Added | History |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 111,842 | $4.51M | 0.1% | +23,764+27.0% | Added | – |
| ABTAbbott Laboratories | Stock | 29,821 | $3.99M | 0.1% | +13,920+87.5% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 8,326 | $3.90M | 0.1% | +2,146+34.7% | Added | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 98,899 | $3.85M | 0.1% | +17,558+21.6% | Added | – |
| METAMeta Platforms, Inc. | Stock | 5,226 | $3.84M | 0.1% | +2,772+113.0% | Added | History |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 167,253 | $3.81M | 0.1% | −1,974−1.2% | Reduced | – |
| Vanguard World FD921910709 | EXTENDED DUR | 54,434 | $3.73M | 0.1% | −4,153−7.1% | Reduced | – |
| JNJJohnson & Johnson | Stock | 19,199 | $3.56M | 0.1% | +4,278+28.7% | Added | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 119,678 | $3.56M | 0.1% | +14,821+14.1% | Added | – |
| EMREmerson Electric Co | Stock | 27,105 | $3.56M | 0.1% | −4,860−15.2% | Reduced | History |
| CATCaterpillar Inc | Stock | 7,363 | $3.52M | 0.1% | +2,513+51.8% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 37,234 | $3.48M | 0.1% | −366−1.0% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 55,385 | $3.32M | 0.1% | −761−1.4% | Reduced | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 59,062 | $3.19M | 0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2025 (49)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| American Funds399874775 | FUND | 56,759 | $4.67M | 0.1% | – |
| Vanguard Index FDS922908710 | COM | 6,736 | $3.86M | 0.1% | – |
| Russell Invt Co782493720 | TAX MNGD LRG FD | 35,538 | $3.16M | 0.1% | – |
| American Mutual Fund Class F3027681774 | MF | 44,210 | $2.62M | 0.1% | – |
| American New World Fund F3649280773 | Com | 22,671 | $2.02M | <0.1% | – |
| American Funds360802771 | MF | 17,158 | $1.51M | <0.1% | – |
| Vanguard Index FDS Tot Stkidx922908728 | COM | 8,390 | $1.24M | <0.1% | – |
| American Capital World Growth and Income F3140543117 | Com | 16,713 | $1.19M | <0.1% | – |
| American Funds939330775 | MF | 17,945 | $1.15M | <0.1% | – |
| Vanguard Cash Rsrv Federal MnyMktAdmiral922906508 | Com | 1,141,842 | $1.14M | <0.1% | – |
| Amcap FD CL F 3023375777 | MF | 21,348 | $954.5K | <0.1% | – |
| American Europacific Growth FD F3298706110 | Com | 15,536 | $944.4K | <0.1% | – |
| American Balanced FD CL F3024071771 | BAL MF | 23,239 | $852.2K | <0.1% | – |
| Primecap Odyssey Funds Odyssey74160Q301 | Mutual Fund | 22,952 | $826.1K | <0.1% | – |
| MFS552983694 | FUND | 14,752 | $761.5K | <0.1% | – |
| Investment Co Amer CL F3461308777 | MF | 9,360 | $588.9K | <0.1% | – |
| Vanguard PRIMECAP Core Inv921921508 | COM | 15,664 | $567.2K | <0.1% | – |
| American Funds Intl GR A ND Inc F345956T774 | MF | 12,713 | $543.3K | <0.1% | – |
| American New Perspective FD F3648018778 | Com | 7,288 | $509.3K | <0.1% | – |
| American FD Growth FD Of399874106 | COM | 5,656 | $464.9K | <0.1% | – |
| Capital Income BLDR FD CL F 3140193780 | MF | 5,493 | $419.3K | <0.1% | – |
| Rowe T Price Index Tr Inc Eqty779552405 | MUTUAL FUNDS | 2,354 | $384.2K | <0.1% | – |
| Vanguard Chester FDS Tar Retir92202E839 | MUTUAL FUNDS | 6,779 | $381.9K | <0.1% | – |
| Price T Rowe Growth STK FD Inc741479406 | mf | 3,259 | $364.1K | <0.1% | – |
| Russell Inv Tax-Managed782478408 | NTF EQUITY FUNDS | 8,516 | $341.2K | <0.1% | – |
| T Rowe Price Overseas Stock-I77956H435 | Com | 18,842 | $279.2K | <0.1% | – |
| American Balanced FD024071102 | MUTUAL | 7,403 | $271.6K | <0.1% | – |
| American Funds831681770 | MF | 3,618 | $268.2K | <0.1% | – |
| UNITUniti Group Inc. | COM | 60,136 | $259.8K | <0.1% | History |
| New Perspective FD Inc648018109 | COM | 3,615 | $252.2K | <0.1% | – |
| Russell Inv Tax-Managed78249R164 | MUTUAL FUNDS | 18,480 | $245.8K | <0.1% | – |
| EQTEQT Corp | Stock | 4,187 | $244.2K | <0.1% | History |
| American Fd Fundamental360802102 | COM | 2,754 | $242.0K | <0.1% | – |
| TDGTransDigm Group INC | COM | 154 | $234.2K | <0.1% | History |
| American Funds Invmt Co461308108 | ETF | 3,697 | $232.8K | <0.1% | – |
| Fidelity Concord STR Tr TTL MK315911693 | Equity Mutual Fu | 1,364 | $232.2K | <0.1% | – |
| STZConstellation Brands, Inc. | Stock | 1,329 | $216.2K | <0.1% | History |
| AMPAmeriprise Financial Inc | COM | 403 | $215.1K | <0.1% | History |
| Fpa Crescent Fund30254T759 | Equity Mutual Fu | 4,894 | $210.2K | <0.1% | – |
| MFS International Diversification FD CL I N/L55273G298 | Mutual Fund (Open End) - No Load | 7,784 | $209.0K | <0.1% | – |
| Loomis Sayles Growth Y543487110 | mf | 6,505 | $206.7K | <0.1% | – |
| American FDS Developing World G & I F302630F779 | Com | 16,254 | $201.1K | <0.1% | – |
| T. Rowe Price Summit Municipal Intrm I77957N605 | NTF BOND FUNDS | 15,766 | $175.9K | <0.1% | – |
| Mainstay FDS Tr Macka56064L355 | MUTUAL | 16,218 | $151.0K | <0.1% | – |
| Baird Core Int Muni Bond-Ins057071656 | COM | 12,837 | $130.6K | <0.1% | – |
| Vanguard Limited Term Tax Exempt Admiral Shs922907886 | Com | 11,952 | $130.3K | <0.1% | – |
| DWS Managed Municipal Bond Fund Instl CL N/L25158T855 | Non-Taxable Mutual Fund - No Load | 10,005 | $78.2K | <0.1% | – |
| Federated Prime Cash Ob Funds60934N625 | COM | 69,757 | $69.8K | <0.1% | – |
| Rolls Royce C SharesG76225138 | Preference | 575,640 | $3.34K | <0.1% | – |