RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 8, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 214
- +42 vs. Q2 2024
- Portfolio value
- $4.25B
- +$501.1M (+13.4%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 638,876 | $368.5M | 8.7% | +14,472+2.3% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,398,392 | $193.4M | 4.6% | +182,608+2.5% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,413,265 | $188.4M | 4.4% | −203,996−7.8% | Reduced | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 4,164,220 | $186.5M | 4.4% | +210,137+5.3% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 1,626,272 | $183.7M | 4.3% | +86,817+5.6% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,288,390 | $171.9M | 4.0% | +36,829+1.6% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 2,355,110 | $135.5M | 3.2% | +1,306,514+124.6% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 599,151 | $135.3M | 3.2% | +19,496+3.4% | Added | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 2,332,634 | $128.1M | 3.0% | +89,818+4.0% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,440,301 | $120.6M | 2.8% | +33,974+2.4% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,350,968 | $119.6M | 2.8% | +2,350,968 | New | – |
| iShares Tr464287721 | U.S. TECH ETF | 773,426 | $117.3M | 2.8% | +47,548+6.6% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 1,835,727 | $109.2M | 2.6% | −1,170,118−38.9% | Reduced | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,506,690 | $107.0M | 2.5% | +58,449+4.0% | Added | – |
| AAPLApple Inc. | Stock | 396,616 | $92.4M | 2.2% | +120,914+43.9% | Added | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 1,571,666 | $84.2M | 2.0% | −9,337−0.6% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 1,194,343 | $80.6M | 1.9% | +28,682+2.5% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 501,525 | $77.2M | 1.8% | +7,455+1.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 152,407 | $74.4M | 1.8% | +18,410+13.7% | Added | – |
| NVDANVIDIA Corp | Stock | 610,395 | $74.1M | 1.7% | +47,066+8.4% | Added | History |
| MSFTMicrosoft Corp | Stock | 166,499 | $71.6M | 1.7% | +14,485+9.5% | Added | History |
| Vanguard World FD921910709 | EXTENDED DUR | 890,993 | $71.0M | 1.7% | +26,356+3.0% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 755,866 | $66.4M | 1.6% | +31,169+4.3% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 818,990 | $65.0M | 1.5% | −832,109−50.4% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 415,593 | $56.3M | 1.3% | +193,537+87.2% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 483,272 | $52.8M | 1.2% | −54,176−10.1% | Reduced | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 1,350,546 | $47.3M | 1.1% | +120,815+9.8% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 234,162 | $46.9M | 1.1% | +5,791+2.5% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 498,707 | $45.1M | 1.1% | +22,182+4.7% | Added | – |
| WMTWalmart Inc. | Stock | 546,896 | $44.2M | 1.0% | +30,640+5.9% | Added | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 668,661 | $40.9M | 1.0% | +53,003+8.6% | Added | – |
| GOOGAlphabet Inc. | Stock | 233,032 | $39.0M | 0.9% | +18,477+8.6% | Added | History |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 934,596 | $38.0M | 0.9% | +450,855+93.2% | Added | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 509,537 | $36.8M | 0.9% | +40,990+8.7% | Added | – |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 615,777 | $34.2M | 0.8% | −30,045−4.7% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 172,264 | $32.1M | 0.8% | +14,107+8.9% | Added | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 516,042 | $31.2M | 0.7% | +18,224+3.7% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 143,914 | $30.3M | 0.7% | +19,401+15.6% | Added | History |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 532,417 | $29.4M | 0.7% | −6,085−1.1% | Reduced | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 684,764 | $28.2M | 0.7% | +684,764 | New | – |
| HIGHartford Insurance Group, Inc. | Stock | 230,243 | $27.1M | 0.6% | +14,411+6.7% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 231,040 | $27.0M | 0.6% | +231,040 | New | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 461,547 | $26.5M | 0.6% | +54,468+13.4% | Added | – |
| J P Morgan Exchange Traded F46654Q757 | JPMORGAN INTL VL | 437,726 | $26.2M | 0.6% | +437,726 | New | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 439,640 | $23.2M | 0.5% | +58,443+15.3% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 224,221 | $21.6M | 0.5% | +4,733+2.2% | Added | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 308,116 | $20.8M | 0.5% | −5,112−1.6% | Reduced | – |
| VanEck Semiconductor ETF92189F676 | ETF | 83,539 | $20.5M | 0.5% | +5,794+7.5% | Added | – |
| Invesco Exch Traded FD Tr II46138E123 | S&P SMLCP INDL | 149,987 | $19.8M | 0.5% | +13,115+9.6% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 670,653 | $19.7M | 0.5% | +78,533+13.3% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 317,949 | $18.8M | 0.4% | +27,120+9.3% | Added | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 219,635 | $17.8M | 0.4% | −1,898−0.9% | Reduced | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 209,548 | $17.4M | 0.4% | +5,403+2.6% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 27,503 | $16.1M | 0.4% | +2,455+9.8% | Added | History |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 527,174 | $16.0M | 0.4% | +41,387+8.5% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 847,419 | $15.9M | 0.4% | +108,037+14.6% | Added | – |
| EOGEOG Resources Inc | Stock | 129,515 | $15.9M | 0.4% | +8,706+7.2% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 126,636 | $14.8M | 0.3% | +14,776+13.2% | Added | History |
| PLDPrologis, Inc. | REIT | 113,646 | $14.4M | 0.3% | −75,888−40.0% | Reduced | History |
| iShares Tr464289180 | MSCI EURO FL ETF | 489,233 | $12.1M | 0.3% | +33,474+7.3% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 240,099 | $10.4M | 0.2% | +28,734+13.6% | Added | – |
| CVXChevron Corp | Stock | 65,844 | $9.70M | 0.2% | −3,605−5.2% | Reduced | History |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 406,767 | $9.31M | 0.2% | −5,947−1.4% | Reduced | – |
| KOCoca Cola Co | Stock | 105,046 | $7.55M | 0.2% | +14,312+15.8% | Added | History |
| VVisa Inc. | Stock | 27,028 | $7.43M | 0.2% | +2,833+11.7% | Added | History |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 116,768 | $6.73M | 0.2% | −1,382−1.2% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 14,374 | $6.62M | 0.2% | +4,678+48.2% | Added | History |
| WFCWells Fargo & Company | Stock | 116,494 | $6.58M | 0.2% | −136−0.1% | Reduced | History |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 83,605 | $5.70M | 0.1% | −1,007−1.2% | Reduced | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 200,749 | $5.40M | 0.1% | +36,298+22.1% | Added | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 124,084 | $5.15M | 0.1% | +3,040+2.5% | Added | – |
| PGProcter & Gamble Co | Stock | 28,981 | $5.02M | 0.1% | +2,598+9.8% | Added | History |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 202,718 | $4.76M | 0.1% | −1,959−1.0% | Reduced | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 87,190 | $4.47M | 0.1% | +25,098+40.4% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 22,247 | $4.47M | 0.1% | +468+2.1% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 61,975 | $3.27M | 0.1% | −4,043−6.1% | Reduced | – |
| SYKStryker Corp | Stock | 8,844 | $3.19M | 0.1% | +1,021+13.1% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 28,877 | $2.83M | 0.1% | −307−1.1% | Reduced | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 30,470 | $2.51M | 0.1% | −145,010−82.6% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 4,648 | $2.47M | 0.1% | +1,669+56.0% | Added | – |
| LIILennox International Inc | COM | 3,883 | $2.35M | 0.1% | +87+2.3% | Added | History |
| LLYEli Lilly & Co | Stock | 2,587 | $2.29M | 0.1% | +2,304+814.1% | Added | History |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 57,648 | $2.27M | 0.1% | +26,082+82.6% | Added | – |
| American Funds399874775 | FUND | 26,690 | $2.08M | <0.1% | +9,045+51.3% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 38,097 | $1.93M | <0.1% | −270,318−87.6% | Reduced | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 37,848 | $1.72M | <0.1% | +37,848 | New | – |
| Russell Invt Co782493720 | TAX MNGD LRG FD | 19,188 | $1.61M | <0.1% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 3,623 | $1.47M | <0.1% | +3,623 | New | History |
| American Mutual Fund Class F3027681774 | MF | 24,484 | $1.45M | <0.1% | +5,594+29.6% | Added | – |
| Bondbloxx ETF Trust09789C887 | CCC RT USD HI YL | 35,493 | $1.41M | <0.1% | +15,261+75.4% | Added | – |
| MRKMerck & Co., Inc. | Stock | 12,164 | $1.38M | <0.1% | +1,535+14.4% | Added | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 75,363 | $1.36M | <0.1% | +28,248+60.0% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 2,317 | $1.36M | <0.1% | +2,317 | New | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 29,986 | $1.35M | <0.1% | −351−1.2% | Reduced | – |
| ABTAbbott Laboratories | Stock | 11,789 | $1.34M | <0.1% | +2,381+25.3% | Added | History |
| American New World Fund F3649280773 | Com | 15,594 | $1.34M | <0.1% | +1,697+12.2% | Added | – |
| Goldman Sachs ETF Tr38149W630 | NASDA 100 ETF | 27,670 | $1.33M | <0.1% | +27,670 | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 13,547 | $1.30M | <0.1% | +151+1.1% | Added | – |
| GOOGLAlphabet Inc. | Stock | 7,810 | $1.30M | <0.1% | +2,942+60.4% | Added | History |
| CATCaterpillar Inc | Stock | 3,241 | $1.27M | <0.1% | +960+42.1% | Added | History |
Sold out since Q2 2024 (16)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 39,520 | $1.08M | <0.1% | – |
| MFS GRWTH FD552985863 | Mfo | 3,178 | $680.4K | <0.1% | – |
| MFS International Diversification FD CL I N/L55273G298 | Mutual Fund (Open End) - No Load | 21,100 | $494.0K | <0.1% | – |
| Principal FDS Inc EQT74254V869 | MUTUAL | 12,334 | $491.1K | <0.1% | – |
| JPMorgan Equity Income Fund R646636U876 | ETF | 15,641 | $375.1K | <0.1% | – |
| T Rowe Price Exchange-Traded87283Q867 | CAP APPRECIATION | 9,594 | $301.3K | <0.1% | – |
| Fidelity Adv Advisor Intl Z315920157 | mf | 8,925 | $287.7K | <0.1% | – |
| MCKMcKesson Corp | Stock | 452 | $264.0K | <0.1% | History |
| JPMorgan Tr I Strateg48121L114 | MUTUAL | 19,944 | $229.0K | <0.1% | – |
| American Fd Washington939330106 | COM | 3,416 | $206.5K | <0.1% | – |
| JPMorgan Tr I US Vlu46641U564 | MUTUAL | 2,558 | $205.4K | <0.1% | – |
| Russell Inv Tax-Managed782478408 | NTF EQUITY FUNDS | 5,126 | $202.5K | <0.1% | – |
| Federated Hermes Total R Eturn Bond Is31428Q101 | mf | 16,190 | $151.1K | <0.1% | – |
| Fidelity Advisor Real Estate Income Fund Z316389311 | Com | 11,913 | $139.5K | <0.1% | – |
| Russell Inv Tax-Managed78250F182 | NTF EQUITY FUNDS | 10,548 | $127.1K | <0.1% | – |
| Baird FDS Inc SHRT Tr057071409 | MUTUAL | 12,544 | $117.8K | <0.1% | – |