RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 9, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 144
- +20 vs. Q1 2021
- Portfolio value
- $4.96B
- +$221.7M (+4.7%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 6,256,259 | $538.2M | 10.9% | −1,401,052−18.3% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 974,811 | $419.1M | 8.4% | +12,119+1.3% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,751,645 | $408.1M | 8.2% | +4,154+0.1% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 5,297,152 | $396.5M | 8.0% | +381,065+7.8% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 11,310,572 | $339.4M | 6.8% | +3,819,224+51.0% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,539,153 | $241.4M | 4.9% | −10,009−0.4% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,662,093 | $220.2M | 4.4% | −8,275−0.3% | Reduced | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,008,990 | $186.9M | 3.8% | +10,326+1.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 513,080 | $181.8M | 3.7% | −5,454−1.1% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 2,176,196 | $145.8M | 2.9% | −329,266−13.1% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 877,422 | $129.6M | 2.6% | +5,384+0.6% | Added | – |
| iShares Tr464288588 | MBS ETF | 907,751 | $98.2M | 2.0% | +6,434+0.7% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 770,239 | $97.0M | 2.0% | +2,786+0.4% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 1,387,012 | $94.1M | 1.9% | +699+0.1% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 833,753 | $89.4M | 1.8% | −6,722−0.8% | Reduced | – |
| iShares Tr464287721 | U.S. TECH ETF | 893,595 | $88.8M | 1.8% | −3,458−0.4% | Reduced | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 3,147,664 | $81.1M | 1.6% | −12,596−0.4% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 448,191 | $80.0M | 1.6% | +2,751+0.6% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 1,333,793 | $69.0M | 1.4% | −6,176−0.5% | Reduced | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 1,562,530 | $67.9M | 1.4% | −24,425−1.5% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 643,021 | $65.8M | 1.3% | +6,600+1.0% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 452,395 | $65.3M | 1.3% | +689+0.2% | Added | – |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 2,093,243 | $53.5M | 1.1% | −26,382−1.2% | Reduced | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 511,900 | $41.4M | 0.8% | +4,341+0.9% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 1,248,901 | $41.1M | 0.8% | −19,492−1.5% | Reduced | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 704,497 | $40.4M | 0.8% | −9,562−1.3% | Reduced | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 506,607 | $35.9M | 0.7% | −9,438−1.8% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 560,455 | $33.9M | 0.7% | +560,455 | New | – |
| MSFTMicrosoft Corp | Stock | 122,931 | $33.3M | 0.7% | +11,115+9.9% | Added | History |
| PLDPrologis, Inc. | REIT | 263,982 | $31.6M | 0.6% | +2,373+0.9% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 586,975 | $31.5M | 0.6% | −8,187−1.4% | Reduced | – |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 700,812 | $31.3M | 0.6% | −12,178−1.7% | Reduced | – |
| iShares Tr464287515 | EXPANDED TECH | 78,697 | $30.7M | 0.6% | −990−1.2% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 405,060 | $30.6M | 0.6% | −9,139−2.2% | Reduced | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 431,947 | $30.2M | 0.6% | +4,444+1.0% | Added | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 276,227 | $29.5M | 0.6% | +289+0.1% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 560,545 | $28.2M | 0.6% | +5,297+1.0% | Added | – |
| Vanguard Communication Services ETF92204A884 | ETF | 185,807 | $26.7M | 0.5% | +130+0.1% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 181,147 | $26.6M | 0.5% | −2,930−1.6% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 318,731 | $26.2M | 0.5% | +3,274+1.0% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 71,212 | $25.7M | 0.5% | −1,030−1.4% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 465,425 | $25.1M | 0.5% | +6,515+1.4% | Added | – |
| TGTTarget Corp | Stock | 97,483 | $23.6M | 0.5% | −728−0.7% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 124,984 | $18.5M | 0.4% | −1,027−0.8% | Reduced | – |
| AAPLApple Inc. | Stock | 118,280 | $16.2M | 0.3% | +1,378+1.2% | Added | History |
| SBUXStarbucks Corp | Stock | 134,703 | $15.1M | 0.3% | −950−0.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 30,602 | $12.3M | 0.2% | +500+1.7% | Added | History |
| GEGeneral Electric Co | COM | 895,263 | $12.1M | 0.2% | +13,649+1.5% | Added | History |
| CATCaterpillar Inc | Stock | 53,753 | $11.7M | 0.2% | +744+1.4% | Added | History |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 155,022 | $11.6M | 0.2% | −3,037−1.9% | Reduced | – |
| NOCNorthrop Grumman Corp | Stock | 30,246 | $11.0M | 0.2% | +479+1.6% | Added | History |
| BSXBoston Scientific Corp | Stock | 250,042 | $10.7M | 0.2% | −834−0.3% | Reduced | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 318,993 | $9.98M | 0.2% | −38,312−10.7% | Reduced | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 138,181 | $7.38M | 0.1% | −15,605−10.1% | Reduced | – |
| Alps ETF Tr00162Q544 | RIVERFRONT UNC | 115,944 | $3.00M | 0.1% | −1,882−1.6% | Reduced | – |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 105,210 | $2.61M | 0.1% | −1,488−1.4% | Reduced | – |
| iShares Tr464287812 | US CONSM STAPLES | 13,916 | $2.56M | 0.1% | −1,797−11.4% | Reduced | – |
| SYKStryker Corp | Stock | 9,200 | $2.39M | <0.1% | +9,200 | New | History |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 26,203 | $1.95M | <0.1% | −359−1.4% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 3,581 | $1.42M | <0.1% | 00.0% | Unchanged | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 19,143 | $1.19M | <0.1% | +19,143 | New | – |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 11,192 | $1.17M | <0.1% | −914−7.5% | Reduced | – |
| ABTAbbott Laboratories | Stock | 9,752 | $1.13M | <0.1% | +9,752 | New | History |
| First Tr Exch Traded FD III33739P509 | RIVRFRNT DY ASIA | 16,012 | $929.0K | <0.1% | −27−0.2% | Reduced | – |
| DISWalt Disney Co | Stock | 4,842 | $851.0K | <0.1% | +4,842 | New | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,564 | $696.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,647 | $578.0K | <0.1% | 00.0% | Unchanged | – |
| Aim Tax Exempt FDS Invesco Tax001419555 | MUTUAL FUNDS | 40,971 | $572.0K | <0.1% | +40,971 | New | – |
| MCDMcDonalds Corp | Stock | 2,435 | $562.0K | <0.1% | +2,435 | New | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 4,874 | $511.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 9,093 | $501.0K | <0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 2,000 | $479.0K | <0.1% | +2,000 | New | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 7,812 | $432.0K | <0.1% | +7,812 | New | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 10,246 | $431.0K | <0.1% | +10,246 | New | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 7,287 | $370.0K | <0.1% | +139+1.9% | Added | – |
| PEPPepsiCo Inc | Stock | 2,455 | $364.0K | <0.1% | +2,455 | New | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 7,142 | $358.0K | <0.1% | +135+1.9% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 3,495 | $328.0K | <0.1% | +785+29.0% | Added | History |
| BIIBBiogen Inc. | COM | 935 | $324.0K | <0.1% | +83+9.7% | Added | History |
| LLYEli Lilly & Co | Stock | 1,397 | $321.0K | <0.1% | +239+20.6% | Added | History |
| ETSYEtsy Inc | COM | 1,556 | $320.0K | <0.1% | +519+50.0% | Added | History |
| ILMNIllumina, Inc. | COM | 672 | $318.0K | <0.1% | +150+28.7% | Added | History |
| NOWServiceNow, Inc. | Stock | 573 | $315.0K | <0.1% | +573 | New | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 10,206 | $313.0K | <0.1% | +195+1.9% | Added | – |
| INTUIntuit Inc. | Stock | 627 | $307.0K | <0.1% | +40+6.8% | Added | History |
| FTNTFortinet, Inc. | Stock | 1,273 | $303.0K | <0.1% | +1,273 | New | History |
| QRVOQorvo, Inc. | Stock | 1,526 | $299.0K | <0.1% | +213+16.2% | Added | History |
| ABMDAbiomed Inc | COM | 957 | $299.0K | <0.1% | +248+35.0% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 2,867 | $297.0K | <0.1% | +107+3.9% | Added | History |
| METAMeta Platforms, Inc. | Stock | 850 | $296.0K | <0.1% | −43−4.8% | Reduced | History |
| Matthews Intl FDS Pac Tiger IN577130834 | Equity Mutual Fu | 7,952 | $293.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Index FDS922908645 | MDCAP INDX ADM | 994 | $292.0K | <0.1% | −558−36.0% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 3,710 | $289.0K | <0.1% | +3,710 | New | History |
| AMTAmerican Tower Corp | REIT | 1,069 | $289.0K | <0.1% | +1,069 | New | History |
| MSIMotorola Solutions, Inc. | Stock | 1,334 | $289.0K | <0.1% | +50+3.9% | Added | History |
| QCOMQualcomm Inc | Stock | 2,018 | $288.0K | <0.1% | +334+19.8% | Added | History |
| CCICrown Castle Inc. | REIT | 1,447 | $282.0K | <0.1% | +1,447 | New | History |
| VRSNVerisign Inc | COM | 1,233 | $281.0K | <0.1% | +48+4.1% | Added | History |
| DPZDominos Pizza Inc | COM | 602 | $281.0K | <0.1% | −58−8.8% | Reduced | History |
| ADSKAutodesk, Inc. | COM | 959 | $280.0K | <0.1% | +127+15.3% | Added | History |
Sold out since Q1 2021 (15)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464288182 | MSCI AC ASIA ETF | 414,452 | $38.4M | 0.8% | – |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 792,413 | $22.6M | 0.5% | – |
| DGDollar General Corp | COM | 53,167 | $10.8M | 0.2% | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 4,387 | $499.0K | <0.1% | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 5,414 | $321.0K | <0.1% | – |
| NUENucor Corp | COM | 3,817 | $306.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 901 | $256.0K | <0.1% | History |
| HUMHumana Inc | Stock | 607 | $254.0K | <0.1% | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 1,604 | $246.0K | <0.1% | History |
| SPGIS&P Global Inc. | Stock | 697 | $246.0K | <0.1% | History |
| TAPMolson Coors Beverage Co | CL B | 4,722 | $242.0K | <0.1% | History |
| Flir Sys Inc302445101 | COM | 4,288 | $242.0K | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 1,309 | $231.0K | <0.1% | – |
| LYVLive Nation Entertainment, Inc. | COM | 2,578 | $218.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 411 | $205.0K | <0.1% | History |