Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,861
- +54 vs. Q3 2023
- Portfolio value
- $114.7B
- +$4.93B (+4.5%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SHCOSoho House & Co Inc. | COM CL A | 362,874 | $2.58M | <0.1% | −2,284−0.6% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 51,563 | $2.59M | <0.1% | −1,964−3.7% | Reduced | – |
| PFGCPerformance Food Group Co | COM | 37,912 | $2.62M | <0.1% | −1,322−3.4% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 230,784 | $2.63M | <0.1% | −66,159−22.3% | Reduced | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 122,279 | $2.63M | <0.1% | +10,399+9.3% | Added | – |
| UHSUniversal Health Services Inc | CL B | 17,316 | $2.64M | <0.1% | +16+0.1% | Added | History |
| TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBK | SPONSORED ADR | 102,423 | $2.64M | <0.1% | −12,410−10.8% | Reduced | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 174,442 | $2.64M | <0.1% | +81,684+88.1% | Added | History |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 20,056 | $2.67M | <0.1% | −80.0% | Reduced | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 20,821 | $2.70M | <0.1% | +4,516+27.7% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 35,071 | $2.70M | <0.1% | +3,532+11.2% | Added | History |
| MCMoelis & Co | CL A | 48,191 | $2.70M | <0.1% | −1,422−2.9% | Reduced | History |
| BBVABanco Bilbao Vizcaya Argentaria, S.A. | SPONSORED ADR | 296,927 | $2.71M | <0.1% | +26,668+9.9% | Added | History |
| BBDCBarings BDC, Inc. | COM | 315,722 | $2.71M | <0.1% | −31,419−9.1% | Reduced | History |
| ETREntergy Corp | COM | 26,830 | $2.71M | <0.1% | +4,634+20.9% | Added | History |
| HLNHaleon plc | ADR | 332,462 | $2.74M | <0.1% | −37,407−10.1% | Reduced | History |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 67,067 | $2.74M | <0.1% | +67,067 | New | – |
| CCJCameco Corp | Stock | 63,547 | $2.74M | <0.1% | +14,545+29.7% | Added | History |
| RBLXRoblox Corp | Stock | 60,368 | $2.76M | <0.1% | −14,864−19.8% | Reduced | History |
| DOCUDocuSign, Inc. | Stock | 46,751 | $2.78M | <0.1% | +8,493+22.2% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 11,755 | $2.79M | <0.1% | −334−2.8% | Reduced | – |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 174,487 | $2.79M | <0.1% | +22,668+14.9% | Added | History |
| ESEversource Energy | Stock | 45,472 | $2.81M | <0.1% | −15,533−25.5% | Reduced | History |
| AKLIAkili, Inc. | COMMON STOCK | 5,776,784 | $2.81M | <0.1% | 00.0% | Unchanged | History |
| E2open Parent Holdings, Inc.29788T111 | *W EXP 02/04/202 | 10,140,000 | $2.84M | <0.1% | 00.0% | Unchanged | – |
| DCIDonaldson Co Inc | Stock | 43,926 | $2.87M | <0.1% | −2,536−5.5% | Reduced | History |
| ANAutonation, Inc. | COM | 19,355 | $2.91M | <0.1% | −13−0.1% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 56,019 | $2.92M | <0.1% | −11,540−17.1% | Reduced | History |
| ABNBAirbnb, Inc. | Stock | 21,469 | $2.92M | <0.1% | −173,144−89.0% | Reduced | History |
| PGCPeapack Gladstone Financial Corp | COM | 99,532 | $2.97M | <0.1% | −8,646−8.0% | Reduced | History |
| CLXClorox Co | Stock | 20,873 | $2.98M | <0.1% | −2,209−9.6% | Reduced | History |
| KTBKontoor Brands, Inc. | Stock | 47,687 | $2.98M | <0.1% | −9,726−16.9% | Reduced | History |
| HSTHost Hotels & Resorts, Inc. | COM | 153,531 | $2.99M | <0.1% | +115,158+300.1% | Added | History |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 1,771,436 | $2.99M | <0.1% | −358,409−16.8% | Reduced | History |
| NMFCNew Mountain Finance Corp | COM | 235,586 | $3.00M | <0.1% | −6,986−2.9% | Reduced | History |
| COINCoinbase Global, Inc. | COM CL A | 17,268 | $3.00M | <0.1% | +681+4.1% | Added | History |
| CNRCore Natural Resources, Inc. | COM | 30,001 | $3.02M | <0.1% | +1,823+6.5% | Added | History |
| CCOICogent Communications Holdings, Inc. | COM NEW | 39,836 | $3.03M | <0.1% | +2,372+6.3% | Added | History |
| MKFGMarkforged Holding Corp | COM | 3,705,138 | $3.03M | <0.1% | −255,344−6.4% | Reduced | History |
| NOKNokia Corp | SPONSORED ADR | 889,260 | $3.04M | <0.1% | +3,177+0.4% | Added | History |
| BLDPBallard Power Systems Inc. | COM | 822,429 | $3.04M | <0.1% | +2080.0% | Added | History |
| FDSFactset Research Systems Inc | Stock | 6,461 | $3.08M | <0.1% | +69+1.1% | Added | History |
| KYMRKymera Therapeutics, Inc. | COM | 121,079 | $3.08M | <0.1% | +121,079 | New | History |
| DNLIDenali Therapeutics Inc. | COM | 144,461 | $3.10M | <0.1% | +144,461 | New | History |
| HQYHealthequity, Inc. | COM | 46,912 | $3.11M | <0.1% | −4,217−8.2% | Reduced | History |
| CFCF Industries Holdings, Inc. | COM | 39,340 | $3.13M | <0.1% | −315,416−88.9% | Reduced | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 44,762 | $3.16M | <0.1% | −53,273−54.3% | Reduced | History |
| MGPIMGP Ingredients Inc | COM | 32,159 | $3.17M | <0.1% | −12,389−27.8% | Reduced | History |
| VVVValvoline Inc | COM | 84,423 | $3.17M | <0.1% | −325−0.4% | Reduced | History |
| STXSeagate Technology Holdings plc | ORD SHS | 37,219 | $3.18M | <0.1% | +1,026+2.8% | Added | History |
| TOLToll Brothers, Inc. | COM | 31,131 | $3.20M | <0.1% | −5,303−14.6% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 74,330 | $3.22M | <0.1% | −829−1.1% | Reduced | History |
| LNTHLantheus Holdings, Inc. | Stock | 52,119 | $3.23M | <0.1% | +12,862+32.8% | Added | History |
| CGBDCarlyle Secured Lending, Inc. | COM | 216,914 | $3.25M | <0.1% | −15,334−6.6% | Reduced | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 35,522 | $3.25M | <0.1% | −170−0.5% | Reduced | – |
| TFIITFI International Inc. | COM | 24,011 | $3.28M | <0.1% | −446−1.8% | Reduced | History |
| MASMasco Corp | COM | 49,055 | $3.29M | <0.1% | +4,200+9.4% | Added | History |
| NVRNVR Inc | COM | 473 | $3.31M | <0.1% | −114−19.4% | Reduced | History |
| RAREUltragenyx Pharmaceutical Inc. | COM | 69,746 | $3.34M | <0.1% | −63,240−47.6% | Reduced | History |
| EIXEdison International | Stock | 46,668 | $3.34M | <0.1% | +4,437+10.5% | Added | History |
| MSMMSC Industrial Direct Co Inc | CL A | 33,171 | $3.36M | <0.1% | +19,314+139.4% | Added | History |
| MGYMagnolia Oil & Gas Corp | CL A | 158,564 | $3.38M | <0.1% | +36,486+29.9% | Added | History |
| IESCIES Holdings, Inc. | COM | 42,655 | $3.38M | <0.1% | −124−0.3% | Reduced | History |
| CCSCentury Communities, Inc. | COM | 37,122 | $3.38M | <0.1% | +50.0% | Added | History |
| Apollo Global Mgmt Inc03769M304 | SER A MAND CNV | 60,567 | $3.42M | <0.1% | −3,821−5.9% | Reduced | – |
| PLAYDave & Buster's Entertainment, Inc. | COM | 63,718 | $3.43M | <0.1% | +63,718 | New | History |
| ZMZoom Communications, Inc. | Stock | 48,186 | $3.47M | <0.1% | +523+1.1% | Added | History |
| AXSMAxsome Therapeutics, Inc. | COM | 44,315 | $3.53M | <0.1% | +44,315 | New | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 12,763 | $3.54M | <0.1% | +744+6.2% | Added | – |
| Wolfspeed, Inc.977852AD4 | NOTE 1.875%12/0 | – | $3.55M | <0.1% | – | New | – |
| CLSCelestica Inc | SUB VTG SHS | 120,985 | $3.55M | <0.1% | −27,172−18.3% | Reduced | History |
| HIWHighwoods Properties, Inc. | COM | 154,591 | $3.55M | <0.1% | −13,006−7.8% | Reduced | History |
| SLABSilicon Laboratories Inc. | Stock | 26,854 | $3.55M | <0.1% | +11,475+74.6% | Added | History |
| EDConsolidated Edison Inc | Stock | 39,109 | $3.56M | <0.1% | −37,927−49.2% | Reduced | History |
| PFGPrincipal Financial Group Inc | COM | 45,271 | $3.56M | <0.1% | +21,526+90.7% | Added | History |
| NTAPNetApp, Inc. | Stock | 40,489 | $3.57M | <0.1% | −6,196−13.3% | Reduced | History |
| FITBFifth Third Bancorp | COM | 104,026 | $3.59M | <0.1% | −11,055−9.6% | Reduced | History |
| YETIYETI Holdings, Inc. | COM | 70,073 | $3.63M | <0.1% | −17,923−20.4% | Reduced | History |
| FCPTFour Corners Property Trust, Inc. | COM | 143,464 | $3.63M | <0.1% | +10,279+7.7% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 86,703 | $3.64M | <0.1% | −20,780−19.3% | Reduced | – |
| PPGPPG Industries Inc | Stock | 24,353 | $3.64M | <0.1% | −922−3.6% | Reduced | History |
| MORNMorningstar, Inc. | COM | 12,754 | $3.65M | <0.1% | +168+1.3% | Added | History |
| SAIASaia Inc | COM | 8,421 | $3.69M | <0.1% | −11,139−56.9% | Reduced | History |
| MKCMcCormick & Co Inc | Stock | 54,105 | $3.70M | <0.1% | +17,969+49.7% | Added | History |
| WRBYWarby Parker Inc. | CL A COM | 262,840 | $3.71M | <0.1% | +48,078+22.4% | Added | History |
| MLIMueller Industries Inc | COM | 79,259 | $3.74M | <0.1% | +53,999+213.8% | AddedConverted for a 2-for-1 split | History |
| TPGTPG Inc. | COM CL A | 86,903 | $3.75M | <0.1% | −9,104−9.5% | Reduced | History |
| SMARSmartsheet Inc | COM CL A | 78,927 | $3.77M | <0.1% | −23,789−23.2% | Reduced | History |
| FNFFidelity National Financial, Inc. | COM SHS | 75,002 | $3.83M | <0.1% | −7,424−9.0% | Reduced | History |
| SESea Ltd | SPONSORD ADS | 94,501 | $3.83M | <0.1% | +6,162+7.0% | Added | History |
| UMHUmh Properties, Inc. | COM | 252,915 | $3.87M | <0.1% | −27,737−9.9% | Reduced | History |
| AVDXAvidXchange Holdings, Inc. | COM | 312,996 | $3.88M | <0.1% | −21,530−6.4% | Reduced | History |
| LHLabcorp Holdings Inc. | COM NEW | 17,151 | $3.90M | <0.1% | +9,333+119.4% | Added | History |
| NFGNational Fuel Gas Co | Stock | 77,774 | $3.90M | <0.1% | −12,178−13.5% | Reduced | History |
| BPMCBlueprint Medicines Corp | COM | 42,506 | $3.92M | <0.1% | −14,261−25.1% | Reduced | History |
| RLRalph Lauren Corp | CL A | 27,473 | $3.96M | <0.1% | +5,836+27.0% | Added | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 3,294 | $3.97M | <0.1% | +103+3.2% | Added | – |
| FASTFastenal Co | Stock | 61,422 | $3.98M | <0.1% | +41,962+215.6% | Added | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 55,851 | $4.00M | <0.1% | +49,607+794.5% | Added | History |
| DOWDow Inc. | Stock | 73,013 | $4.00M | <0.1% | −9,982−12.0% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $1.26M |
| Liberty Media Corp531229789 | Stock | $1.11M | – |
Sold out since Q3 2023 (90)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 2,945,649 | $275.8M | 0.3% | History |
| XPELXPEL, Inc. | COM | 1,598,905 | $123.3M | 0.1% | History |
| NEWRNew Relic, Inc. | COM | 683,969 | $58.6M | 0.1% | History |
| Abcam PLC000380204 | ADS | 2,510,987 | $56.8M | 0.1% | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 535,867 | $26.3M | <0.1% | History |
| NABLN-able, Inc. | COMMON STOCK | 1,810,747 | $23.4M | <0.1% | History |
| HTHTH World Group Ltd | SPONSORED ADS | 572,943 | $22.6M | <0.1% | History |
| DENDenbury Inc | COM | 225,405 | $22.1M | <0.1% | History |
| SWISolarWinds Corp | COM | 2,141,042 | $20.2M | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 173,122 | $20.0M | <0.1% | History |
| VMWVmware LLC | CL A COM | 117,373 | $19.5M | <0.1% | History |
| NATINational Instruments Corp | COM | 211,501 | $12.6M | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 1,317,703 | $11.3M | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 185,064 | $11.0M | <0.1% | History |
| SGENSeagen Inc. | COM | 50,763 | $10.8M | <0.1% | History |
| FWRDForward Air Corp | COM | 141,947 | $9.76M | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 493,666 | $9.01M | <0.1% | History |
| indie Semiconductor, Inc.45569U119 | *W EXP 06/15/202 | 4,425,200 | $7.88M | <0.1% | – |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 654,737 | $7.50M | <0.1% | History |
| CPRICapri Holdings Ltd | SHS | 132,800 | $6.99M | <0.1% | History |
| LLYVKLiberty Live Holdings, Inc. | COM LBTY LIV S C | 112,018 | $3.60M | <0.1% | History |
| TMCITreace Medical Concepts, Inc. | COM | 162,061 | $2.12M | <0.1% | History |
| EMBCEmbecta Corp. | Stock | 90,840 | $1.37M | <0.1% | History |
| CAMTCamtek Ltd | ORD | 21,612 | $1.35M | <0.1% | History |
| Granite Real Estate Invt Tr387437114 | UNIT 99/99/9999 | 24,621 | $1.31M | <0.1% | – |
| BDCBelden Inc. | COM | 12,210 | $1.18M | <0.1% | History |
| KLGWK Kellogg Co | COM | 70,264 | $1.03M | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 6,817 | $995.6K | <0.1% | History |
| BMBLBumble Inc. | COM CL A | 62,961 | $939.4K | <0.1% | History |
| PACPacific Airport Group | SPON ADS B | 4,407 | $741.5K | <0.1% | History |
| AES Corp00130H204 | UNIT 99/99/9999 | 10,088 | $615.4K | <0.1% | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $610.2K | <0.1% | – |
| EPRTEssential Properties Realty Trust, Inc. | COM | 28,112 | $608.1K | <0.1% | History |
| DRVNDriven Brands Holdings Inc. | COM | 39,415 | $496.2K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 15,082 | $416.1K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 13,758 | $369.7K | <0.1% | History |
| CRNCCerence Inc. | COM | 17,695 | $360.4K | <0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 11,610 | $339.6K | <0.1% | History |
| CDPCopt Defense Properties | REIT | 13,028 | $310.5K | <0.1% | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 7,315 | $305.5K | <0.1% | – |
| iShares Inc464286780 | MSCI STH AFR ETF | 8,111 | $305.1K | <0.1% | – |
| DJCODaily Journal Corp | COM | 1,000 | $294.0K | <0.1% | History |
| TWNKHostess Brands, Inc. | CL A | 8,320 | $277.1K | <0.1% | History |
| LTHMLivent Corp. | COM | 15,007 | $276.3K | <0.1% | History |
| HHHHoward Hughes Holdings Inc. | COM | 3,685 | $273.2K | <0.1% | History |
| FXBInvesco CurrencyShares British Pound Sterling Trust | BRIT POUN STRL | 2,300 | $270.3K | <0.1% | History |
| SSBSouthState Bank Corp | COM | 3,901 | $262.8K | <0.1% | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 42,903 | $255.1K | <0.1% | History |
| OROR Royalties Inc. | COM | 21,296 | $251.2K | <0.1% | History |
| TTECTTEC Holdings, Inc. | COM | 9,070 | $237.8K | <0.1% | History |
| NVSTEnvista Holdings Corp | COM | 7,773 | $216.7K | <0.1% | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 9,800 | $215.2K | <0.1% | History |
| HWCHancock Whitney Corp | COM | 5,720 | $211.6K | <0.1% | History |
| LLYVALiberty Live Holdings, Inc. | COM LBTY LIV S A | 6,594 | $210.5K | <0.1% | History |
| ONBOld National Bancorp | Stock | 14,473 | $210.4K | <0.1% | History |
| ProShares Tr74347G739 | ULTSHRT QQQ | 15,000 | $210.0K | <0.1% | – |
| Aris Water Solutions, Inc.04041L106 | CLASS A COM | 20,990 | $209.5K | <0.1% | – |
| JBGSJBG Smith Properties | COM | 13,616 | $196.9K | <0.1% | History |
| IRIXIridex Corp | COM | 75,850 | $192.7K | <0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 10,519 | $180.1K | <0.1% | History |
| JWNNordstrom Inc | Stock | 10,906 | $162.9K | <0.1% | History |
| OPRTOportun Financial Corp | COM | 18,175 | $131.2K | <0.1% | History |
| PUMPProPetro Holding Corp. | COM | 11,668 | $124.0K | <0.1% | History |
| INNSummit Hotel Properties, Inc. | COM | 20,682 | $120.0K | <0.1% | History |
| Livevox Holding Inc53838L118 | *W EXP 06/18/202 | 402,900 | $112.8K | <0.1% | – |
| PACWPacwest Bancorp | COM | 10,551 | $83.5K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,685 | $81.6K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 10,226 | $78.6K | <0.1% | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 10,643 | $75.1K | <0.1% | History |
| IVACIntevac Inc | COM | 22,400 | $69.7K | <0.1% | History |
| NGNovagold Resources Inc | COM NEW | 12,644 | $48.6K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 10,815 | $48.0K | <0.1% | – |
| EQRXEQRx, Inc. | COM | 13,179 | $29.3K | <0.1% | History |
| CMRXChimerix Inc | COM | 29,041 | $27.9K | <0.1% | History |
| VXRTVaxart, Inc. | COM NEW | 36,749 | $27.7K | <0.1% | History |
| PRAXPraxis Precision Medicines, Inc. | COM | 16,071 | $27.5K | <0.1% | History |
| KINSKingstone Companies, Inc. | COM | 14,875 | $26.6K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 19,307 | $23.0K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 11,330 | $18.8K | <0.1% | History |
| Ares Acquisition CorporationG33032122 | *W EXP 99/99/999 | 25,242 | $16.7K | <0.1% | – |
| FAST Acquisition Corp. II311874119 | *W EXP 03/16/202 | 28,397 | $14.2K | <0.1% | – |
| AGENAgenus Inc | COM NEW | 12,300 | $13.9K | <0.1% | History |
| SNCEScience 37 Holdings, Inc. | COM | 22,672 | $9.07K | <0.1% | History |
| SGMOQSangamo Therapeutics, Inc | COM | 14,281 | $8.57K | <0.1% | History |
| Whole Earth Brands, Inc.96684W126 | *W EXP 06/25/202 | 53,578 | $6.43K | <0.1% | – |
| BGXXBright Green Corp | COMMON STOCK | 15,560 | $6.16K | <0.1% | History |
| Interprivate III Financial P46064R114 | *W EXP 99/99/999 | 33,655 | $1.18K | <0.1% | – |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 21,034 | $631 | <0.1% | – |
| Getaround, Inc37427G119 | *W EXP 03/09/202 | 34,005 | $510 | <0.1% | – |
| Offerpad Solutions Inc.67623L117 | *W EXP 10/16/202 | 11,388 | $133 | <0.1% | – |