Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,861
- +54 vs. Q3 2023
- Portfolio value
- $114.7B
- +$4.93B (+4.5%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KFRCKforce Inc | COM | 5,769 | $389.8K | <0.1% | +47+0.8% | Added | History |
| SIGISelective Insurance Group Inc | COM | 3,921 | $390.1K | <0.1% | −5,381−57.8% | Reduced | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 4,110 | $393.2K | <0.1% | 00.0% | Unchanged | – |
| SKXSkechers USA Inc | CL A | 6,310 | $393.4K | <0.1% | +147+2.4% | Added | History |
| ARKO Corp.041242116 | *W EXP 12/22/202 | 359,773 | $395.8K | <0.1% | −28,690−7.4% | Reduced | – |
| BUDAnheuser-Busch InBev SA/NV | ADR | 6,126 | $395.9K | <0.1% | +530+9.5% | Added | History |
| CROXCrocs, Inc. | COM | 4,242 | $396.2K | <0.1% | +4,242 | New | History |
| UNFUnifirst Corp | COM | 2,167 | $396.4K | <0.1% | +186+9.4% | Added | History |
| AGOAssured Guaranty Ltd | COM | 5,361 | $401.2K | <0.1% | +142+2.7% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,809 | $401.6K | <0.1% | +3,809 | New | – |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 3,911 | $403.0K | <0.1% | −167−4.1% | Reduced | History |
| CELHCelsius Holdings, Inc. | COM NEW | 7,405 | $403.7K | <0.1% | +3,625+95.9% | AddedConverted for a 3-for-1 split | History |
| FHIFederated Hermes, Inc. | CL B | 11,946 | $404.5K | <0.1% | −8,537−41.7% | Reduced | History |
| THCTenet Healthcare Corp | COM NEW | 5,378 | $406.4K | <0.1% | −49−0.9% | Reduced | History |
| LESLLeslie's, Inc. | COM | 59,201 | $409.1K | <0.1% | +8,980+17.9% | Added | History |
| GPIGroup 1 Automotive Inc | COM | 1,348 | $410.8K | <0.1% | +1,348 | New | History |
| CMCCommercial Metals Co | Stock | 8,238 | $412.2K | <0.1% | −3,479−29.7% | Reduced | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 30,000 | $412.5K | <0.1% | 00.0% | Unchanged | History |
| HTGCHercules Capital, Inc. | COM | 24,750 | $412.6K | <0.1% | −11,800−32.3% | Reduced | History |
| AGNTAGNT, Inc. | COM | 26,842 | $416.6K | <0.1% | +1,889+7.6% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 1,873 | $418.4K | <0.1% | 00.0% | Unchanged | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 5,459 | $420.8K | <0.1% | +5,459 | New | History |
| KLICKulicke & Soffa Industries Inc | COM | 7,725 | $422.7K | <0.1% | +288+3.9% | Added | History |
| RIVNRivian Automotive, Inc. | Stock | 18,069 | $423.9K | <0.1% | −5,309−22.7% | Reduced | History |
| MRTXMirati Therapeutics, Inc. | COM | 7,225 | $424.5K | <0.1% | −19,638−73.1% | Reduced | History |
| ITGRInteger Holdings Corp | COM | 4,296 | $425.6K | <0.1% | +7+0.2% | Added | History |
| GSMFerroglobe PLC | SHS | 65,900 | $429.0K | <0.1% | −2,900−4.2% | Reduced | History |
| EEFTEuronet Worldwide, Inc. | COM | 4,229 | $429.2K | <0.1% | +4,229 | New | History |
| SNVSynovus Financial Corp | COM NEW | 11,439 | $430.7K | <0.1% | −40.0% | Reduced | History |
| VIRTVirtu Financial, Inc. | CL A | 21,306 | $431.7K | <0.1% | −2,739−11.4% | Reduced | History |
| SMGScotts Miracle-Gro Co | Stock | 6,800 | $433.5K | <0.1% | −6,039−47.0% | Reduced | History |
| UGIUgi Corp | Stock | 17,659 | $434.4K | <0.1% | −5,520−23.8% | Reduced | History |
| NSITInsight Enterprises Inc | COM | 2,453 | $434.6K | <0.1% | −1,809−42.4% | Reduced | History |
| SBRASabra Health Care REIT, Inc. | REIT | 30,563 | $436.1K | <0.1% | +164+0.5% | Added | History |
| SOARVolato Group, Inc. | CL A COM | 115,846 | $437.3K | <0.1% | +115,846 | New | History |
| MSAMSA Safety Inc | COM | 2,595 | $438.1K | <0.1% | 00.0% | Unchanged | History |
| GATXGatx Corp | COM | 3,678 | $442.2K | <0.1% | −18−0.5% | Reduced | History |
| ALKAlaska Air Group, Inc. | COM | 11,404 | $445.6K | <0.1% | −112,996−90.8% | Reduced | History |
| WUWestern Union CO | Stock | 37,473 | $446.7K | <0.1% | +1,934+5.4% | Added | History |
| THGHanover Insurance Group, Inc. | COM | 3,695 | $448.6K | <0.1% | +104+2.9% | Added | History |
| AXSAxis Capital Holdings Ltd | SHS | 8,114 | $449.3K | <0.1% | +617+8.2% | Added | History |
| FNBFNB Corp | COM | 32,659 | $449.7K | <0.1% | +432+1.3% | Added | History |
| CCAPCrescent Capital BDC, Inc. | COM | 25,909 | $450.3K | <0.1% | −1,838−6.6% | Reduced | History |
| iShares Inc46434G848 | MSCI GBL ETF NEW | 10,457 | $450.4K | <0.1% | −4,600−30.6% | Reduced | – |
| AIVApartment Investment & Management Co | CL A | 57,835 | $452.8K | <0.1% | −6,179−9.7% | Reduced | History |
| FHNFirst Horizon Corp | COM | 32,056 | $453.9K | <0.1% | +378+1.2% | Added | History |
| WLYJohn Wiley & Sons, Inc. | CL A | 14,344 | $455.3K | <0.1% | −562−3.8% | Reduced | History |
| EXELExelixis, Inc. | COM | 19,147 | $459.3K | <0.1% | +175+0.9% | Added | History |
| JBTMJBT Marel Corp | COM | 4,633 | $460.8K | <0.1% | −28−0.6% | Reduced | History |
| PIIPolaris Inc. | Stock | 4,896 | $464.0K | <0.1% | +352+7.7% | Added | History |
| ESNTEssent Group Ltd. | COM | 8,802 | $464.2K | <0.1% | −3,089−26.0% | Reduced | History |
| LBRDALiberty Broadband Corp | COM SER A | 5,768 | $465.1K | <0.1% | −733−11.3% | Reduced | History |
| CNSCohen & Steers, Inc. | COM | 6,168 | $467.1K | <0.1% | −71−1.1% | Reduced | History |
| LMATLemaitre Vascular Inc | COM | 8,231 | $467.2K | <0.1% | +819+11.0% | Added | History |
| FFIVF5, Inc. | Stock | 2,626 | $470.0K | <0.1% | +90+3.5% | Added | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 43,290 | $470.1K | <0.1% | +43,290 | New | History |
| TXG10x Genomics, Inc. | CL A COM | 8,456 | $473.2K | <0.1% | +8,456 | New | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 8,430 | $473.3K | <0.1% | 00.0% | Unchanged | – |
| RITMRithm Capital Corp. | REIT | 44,473 | $475.0K | <0.1% | +44,473 | New | History |
| SFMSprouts Farmers Market, Inc. | COM | 9,887 | $475.7K | <0.1% | +54+0.5% | Added | History |
| ProShares Tr74347B110 | ULTRAPRO SHORT S | 55,320 | $475.8K | <0.1% | −4,680−7.8% | Reduced | – |
| Vanguard Scottsdale FDS92206C649 | VNG RUS2000VAL | 3,496 | $477.5K | <0.1% | 00.0% | Unchanged | – |
| OSKOshkosh Corp | COM | 4,428 | $480.0K | <0.1% | +453+11.4% | Added | History |
| BKCCBlackRock Capital Investment Corp | COM | 124,078 | $480.2K | <0.1% | −178,846−59.0% | Reduced | History |
| ACMAecom | COM | 5,209 | $481.5K | <0.1% | +392+8.1% | Added | History |
| CNACna Financial Corp | COM | 11,392 | $482.0K | <0.1% | −8,076−41.5% | Reduced | History |
| CATYCathay General Bancorp | COM | 10,817 | $482.1K | <0.1% | +1,397+14.8% | Added | History |
| ARWArrow Electronics, Inc. | COM | 3,949 | $482.8K | <0.1% | +344+9.5% | Added | History |
| COLDAmericold Realty Trust | COM | 16,028 | $485.2K | <0.1% | +522+3.4% | Added | History |
| MOG.AMoog Inc. | CL A | 3,378 | $489.1K | <0.1% | +6+0.2% | Added | History |
| COLBColumbia Banking System, Inc. | COM | 18,371 | $490.1K | <0.1% | +8,134+79.5% | Added | History |
| JLLJones Lang Lasalle Inc | COM | 2,605 | $492.0K | <0.1% | +80+3.2% | Added | History |
| CZNCCitizens & Northern Corp | COM | 21,961 | $492.6K | <0.1% | −1,700−7.2% | Reduced | History |
| MTZMastec Inc | COM | 6,520 | $493.7K | <0.1% | +1,486+29.5% | Added | History |
| CVCOCavco Industries, Inc. | COM | 1,430 | $495.7K | <0.1% | +11+0.8% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 16,986 | $497.5K | <0.1% | −1,833−9.7% | Reduced | History |
| ATKRAtkore Inc. | COM | 3,115 | $498.4K | <0.1% | −384−11.0% | Reduced | History |
| PATHUiPath, Inc. | Stock | 20,133 | $500.1K | <0.1% | +5,586+38.4% | Added | History |
| ERIEErie Indemnity Co | CL A | 1,495 | $500.7K | <0.1% | −59−3.8% | Reduced | History |
| SOFISoFi Technologies, Inc. | Stock | 50,423 | $501.7K | <0.1% | +10,533+26.4% | Added | History |
| ARKOARKO Corp. | COM | 61,046 | $503.6K | <0.1% | −2,358−3.7% | Reduced | History |
| MASIMasimo Corp | COM | 4,308 | $504.9K | <0.1% | +4,308 | New | History |
| AZTAAzenta, Inc. | COM | 7,770 | $506.1K | <0.1% | +616+8.6% | Added | History |
| SLMSLM Corp | COM | 26,541 | $507.5K | <0.1% | +772+3.0% | Added | History |
| AYIAcuity Inc. (DE) | Stock | 2,495 | $511.1K | <0.1% | +161+6.9% | Added | History |
| AALAmerican Airlines Group Inc. | Stock | 37,354 | $513.2K | <0.1% | +13,203+54.7% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 4,199 | $515.4K | <0.1% | +1,139+37.2% | Added | – |
| WMSAdvanced Drainage Systems, Inc. | COM | 3,675 | $516.9K | <0.1% | +17+0.5% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 11,138 | $519.4K | <0.1% | −1,591−12.5% | Reduced | – |
| SSentinelOne, Inc. | CL A | 19,014 | $521.7K | <0.1% | +19,014 | New | History |
| NTNXNutanix, Inc. | Stock | 10,947 | $522.1K | <0.1% | +10,947 | New | History |
| DAYDayforce, Inc. | COM | 7,784 | $522.5K | <0.1% | +234+3.1% | Added | History |
| SNXTD Synnex Corp | COM | 4,857 | $522.7K | <0.1% | +1,969+68.2% | Added | History |
| PCHPotlatchdeltic Corp | COM | 10,694 | $525.1K | <0.1% | −5,982−35.9% | Reduced | History |
| SHOEShoe Station Group Inc | COM | 17,401 | $525.7K | <0.1% | +1,066+6.5% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 4,855 | $526.3K | <0.1% | −64,546−93.0% | Reduced | – |
| TXOTXO Partners, L.P. | COM UNIT | 29,000 | $527.2K | <0.1% | 00.0% | Unchanged | History |
| VALValaris Ltd | CL A | 7,707 | $528.5K | <0.1% | +177+2.4% | Added | History |
| AXTAAxalta Coating Systems Ltd. | COM | 15,585 | $529.4K | <0.1% | −26,169−62.7% | Reduced | History |
| RPRXRoyalty Pharma plc | SHS CLASS A | 19,142 | $537.7K | <0.1% | −511,692−96.4% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $1.26M |
| Liberty Media Corp531229789 | Stock | $1.11M | – |
Sold out since Q3 2023 (90)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 2,945,649 | $275.8M | 0.3% | History |
| XPELXPEL, Inc. | COM | 1,598,905 | $123.3M | 0.1% | History |
| NEWRNew Relic, Inc. | COM | 683,969 | $58.6M | 0.1% | History |
| Abcam PLC000380204 | ADS | 2,510,987 | $56.8M | 0.1% | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 535,867 | $26.3M | <0.1% | History |
| NABLN-able, Inc. | COMMON STOCK | 1,810,747 | $23.4M | <0.1% | History |
| HTHTH World Group Ltd | SPONSORED ADS | 572,943 | $22.6M | <0.1% | History |
| DENDenbury Inc | COM | 225,405 | $22.1M | <0.1% | History |
| SWISolarWinds Corp | COM | 2,141,042 | $20.2M | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 173,122 | $20.0M | <0.1% | History |
| VMWVmware LLC | CL A COM | 117,373 | $19.5M | <0.1% | History |
| NATINational Instruments Corp | COM | 211,501 | $12.6M | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 1,317,703 | $11.3M | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 185,064 | $11.0M | <0.1% | History |
| SGENSeagen Inc. | COM | 50,763 | $10.8M | <0.1% | History |
| FWRDForward Air Corp | COM | 141,947 | $9.76M | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 493,666 | $9.01M | <0.1% | History |
| indie Semiconductor, Inc.45569U119 | *W EXP 06/15/202 | 4,425,200 | $7.88M | <0.1% | – |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 654,737 | $7.50M | <0.1% | History |
| CPRICapri Holdings Ltd | SHS | 132,800 | $6.99M | <0.1% | History |
| LLYVKLiberty Live Holdings, Inc. | COM LBTY LIV S C | 112,018 | $3.60M | <0.1% | History |
| TMCITreace Medical Concepts, Inc. | COM | 162,061 | $2.12M | <0.1% | History |
| EMBCEmbecta Corp. | Stock | 90,840 | $1.37M | <0.1% | History |
| CAMTCamtek Ltd | ORD | 21,612 | $1.35M | <0.1% | History |
| Granite Real Estate Invt Tr387437114 | UNIT 99/99/9999 | 24,621 | $1.31M | <0.1% | – |
| BDCBelden Inc. | COM | 12,210 | $1.18M | <0.1% | History |
| KLGWK Kellogg Co | COM | 70,264 | $1.03M | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 6,817 | $995.6K | <0.1% | History |
| BMBLBumble Inc. | COM CL A | 62,961 | $939.4K | <0.1% | History |
| PACPacific Airport Group | SPON ADS B | 4,407 | $741.5K | <0.1% | History |
| AES Corp00130H204 | UNIT 99/99/9999 | 10,088 | $615.4K | <0.1% | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $610.2K | <0.1% | – |
| EPRTEssential Properties Realty Trust, Inc. | COM | 28,112 | $608.1K | <0.1% | History |
| DRVNDriven Brands Holdings Inc. | COM | 39,415 | $496.2K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 15,082 | $416.1K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 13,758 | $369.7K | <0.1% | History |
| CRNCCerence Inc. | COM | 17,695 | $360.4K | <0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 11,610 | $339.6K | <0.1% | History |
| CDPCopt Defense Properties | REIT | 13,028 | $310.5K | <0.1% | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 7,315 | $305.5K | <0.1% | – |
| iShares Inc464286780 | MSCI STH AFR ETF | 8,111 | $305.1K | <0.1% | – |
| DJCODaily Journal Corp | COM | 1,000 | $294.0K | <0.1% | History |
| TWNKHostess Brands, Inc. | CL A | 8,320 | $277.1K | <0.1% | History |
| LTHMLivent Corp. | COM | 15,007 | $276.3K | <0.1% | History |
| HHHHoward Hughes Holdings Inc. | COM | 3,685 | $273.2K | <0.1% | History |
| FXBInvesco CurrencyShares British Pound Sterling Trust | BRIT POUN STRL | 2,300 | $270.3K | <0.1% | History |
| SSBSouthState Bank Corp | COM | 3,901 | $262.8K | <0.1% | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 42,903 | $255.1K | <0.1% | History |
| OROR Royalties Inc. | COM | 21,296 | $251.2K | <0.1% | History |
| TTECTTEC Holdings, Inc. | COM | 9,070 | $237.8K | <0.1% | History |
| NVSTEnvista Holdings Corp | COM | 7,773 | $216.7K | <0.1% | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 9,800 | $215.2K | <0.1% | History |
| HWCHancock Whitney Corp | COM | 5,720 | $211.6K | <0.1% | History |
| LLYVALiberty Live Holdings, Inc. | COM LBTY LIV S A | 6,594 | $210.5K | <0.1% | History |
| ONBOld National Bancorp | Stock | 14,473 | $210.4K | <0.1% | History |
| ProShares Tr74347G739 | ULTSHRT QQQ | 15,000 | $210.0K | <0.1% | – |
| Aris Water Solutions, Inc.04041L106 | CLASS A COM | 20,990 | $209.5K | <0.1% | – |
| JBGSJBG Smith Properties | COM | 13,616 | $196.9K | <0.1% | History |
| IRIXIridex Corp | COM | 75,850 | $192.7K | <0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 10,519 | $180.1K | <0.1% | History |
| JWNNordstrom Inc | Stock | 10,906 | $162.9K | <0.1% | History |
| OPRTOportun Financial Corp | COM | 18,175 | $131.2K | <0.1% | History |
| PUMPProPetro Holding Corp. | COM | 11,668 | $124.0K | <0.1% | History |
| INNSummit Hotel Properties, Inc. | COM | 20,682 | $120.0K | <0.1% | History |
| Livevox Holding Inc53838L118 | *W EXP 06/18/202 | 402,900 | $112.8K | <0.1% | – |
| PACWPacwest Bancorp | COM | 10,551 | $83.5K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,685 | $81.6K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 10,226 | $78.6K | <0.1% | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 10,643 | $75.1K | <0.1% | History |
| IVACIntevac Inc | COM | 22,400 | $69.7K | <0.1% | History |
| NGNovagold Resources Inc | COM NEW | 12,644 | $48.6K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 10,815 | $48.0K | <0.1% | – |
| EQRXEQRx, Inc. | COM | 13,179 | $29.3K | <0.1% | History |
| CMRXChimerix Inc | COM | 29,041 | $27.9K | <0.1% | History |
| VXRTVaxart, Inc. | COM NEW | 36,749 | $27.7K | <0.1% | History |
| PRAXPraxis Precision Medicines, Inc. | COM | 16,071 | $27.5K | <0.1% | History |
| KINSKingstone Companies, Inc. | COM | 14,875 | $26.6K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 19,307 | $23.0K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 11,330 | $18.8K | <0.1% | History |
| Ares Acquisition CorporationG33032122 | *W EXP 99/99/999 | 25,242 | $16.7K | <0.1% | – |
| FAST Acquisition Corp. II311874119 | *W EXP 03/16/202 | 28,397 | $14.2K | <0.1% | – |
| AGENAgenus Inc | COM NEW | 12,300 | $13.9K | <0.1% | History |
| SNCEScience 37 Holdings, Inc. | COM | 22,672 | $9.07K | <0.1% | History |
| SGMOQSangamo Therapeutics, Inc | COM | 14,281 | $8.57K | <0.1% | History |
| Whole Earth Brands, Inc.96684W126 | *W EXP 06/25/202 | 53,578 | $6.43K | <0.1% | – |
| BGXXBright Green Corp | COMMON STOCK | 15,560 | $6.16K | <0.1% | History |
| Interprivate III Financial P46064R114 | *W EXP 99/99/999 | 33,655 | $1.18K | <0.1% | – |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 21,034 | $631 | <0.1% | – |
| Getaround, Inc37427G119 | *W EXP 03/09/202 | 34,005 | $510 | <0.1% | – |
| Offerpad Solutions Inc.67623L117 | *W EXP 10/16/202 | 11,388 | $133 | <0.1% | – |