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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,861
+54 vs. Q3 2023
Portfolio value
$114.7B
+$4.93B (+4.5%) vs. Q3 2023
Filed
Nov 14, 2024
AmendedSEC
Holdings of Neuberger Berman Group LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SEESealed Air CorpCOM110,400$4.03M<0.1%+9,962+9.9%AddedHistory
KOSKosmos Energy Ltd.COM608,176$4.08M<0.1%+150,133+32.8%AddedHistory
CNCCentene CorpStock55,028$4.08M<0.1%+5,724+11.6%AddedHistory
RPMRPM International IncCOM36,666$4.09M<0.1%+13,296+56.9%AddedHistory
IFFInternational Flavors & Fragrances IncCOM50,594$4.10M<0.1%+14,772+41.2%AddedHistory
OCSLOaktree Specialty Lending CorpCOM202,106$4.13M<0.1%−14,509−6.7%ReducedHistory
NTLAIntellia Therapeutics, Inc.COM135,637$4.14M<0.1%−10,784−7.4%ReducedHistory
RNRRenaissancere Holdings LtdCOM21,154$4.15M<0.1%−1,639−7.2%ReducedHistory
AOSSmith A O CorpCOM50,758$4.18M<0.1%+13,099+34.8%AddedHistory
FMXMexican Economic Development IncSPON ADR UNITS32,230$4.20M<0.1%−3,519−9.8%ReducedHistory
IMOImperial Oil LtdCOM NEW74,046$4.24M<0.1%+422+0.6%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP99,756$4.24M<0.1%+89,157+841.2%Added–
BKRBaker Hughes CoCL A125,392$4.29M<0.1%−2,800−2.2%ReducedHistory
MNSTMonster Beverage CorpCOM74,784$4.31M<0.1%−353,339−82.5%ReducedHistory
NLYAnnaly Capital Management IncREIT222,678$4.31M<0.1%−24,144−9.8%ReducedHistory
CQPCheniere Energy Partners, L.P.COM UNIT86,755$4.32M<0.1%−425−0.5%ReducedHistory
FSKFS KKR Capital CorpCOM219,910$4.39M<0.1%−15,537−6.6%ReducedHistory
LLoews CorpCOM63,110$4.39M<0.1%+3,663+6.2%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW321,573$4.40M<0.1%−22,829−6.6%ReducedHistory
iShares Tr46428743220 YR TR BD ETF45,038$4.45M<0.1%−40,131−47.1%Reduced–
DGXQuest Diagnostics IncCOM32,311$4.46M<0.1%−3,621−10.1%ReducedHistory
KMIKinder Morgan, Inc.Stock255,541$4.51M<0.1%+10,041+4.1%AddedHistory
NB Next Generation Consumer ETF ETF-E64135A309ETF201,194$4.55M<0.1%00.0%Unchanged–
NVONovo Nordisk A SADR44,137$4.57M<0.1%+10,676+31.9%AddedHistory
ITGartner IncCOM10,175$4.59M<0.1%−690−6.4%ReducedHistory
iShares Tr46429B614MSCI INDIA SM CP66,373$4.63M<0.1%+66,373New–
AESAES CorpStock243,092$4.68M<0.1%+37,358+18.2%AddedHistory
GKOSGLAUKOS CorpCOM59,218$4.71M<0.1%+13,469+29.4%AddedHistory
GIBCgi IncCL A44,144$4.75M<0.1%+410+0.9%AddedHistory
MLMMartin Marietta Materials IncCOM9,528$4.75M<0.1%−297−3.0%ReducedHistory
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund358,390$4.82M<0.1%+17,398+5.1%Added–
ALSNAllison Transmission Holdings IncStock83,149$4.84M<0.1%−3,410−3.9%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 112,887$4.86M<0.1%+1,303+11.2%AddedHistory
LYVLive Nation Entertainment, Inc.COM51,905$4.86M<0.1%−2,263−4.2%ReducedHistory
GPNGlobal Payments IncStock38,562$4.90M<0.1%−307−0.8%ReducedHistory
VCVisteon CorpCOM NEW39,331$4.91M<0.1%+8,521+27.7%AddedHistory
SNNSmith & Nephew PLCSPDN ADR NEW180,031$4.91M<0.1%−26,847−13.0%ReducedHistory
AAONAaon, Inc.COM PAR $0.00466,642$4.92M<0.1%−36,966−35.7%ReducedHistory
HSBCHSBC Holdings PLCSPON ADR NEW121,435$4.92M<0.1%+113,201+1,374.8%AddedHistory
BPBP PLCADR139,377$4.93M<0.1%+38,050+37.6%AddedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN119,048$4.94M<0.1%+500.0%AddedHistory
STESTERIS plcSHS USD22,460$4.94M<0.1%+1,745+8.4%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A4,130$4.94M<0.1%−159−3.7%ReducedHistory
ADMArcher-Daniels-Midland CoStock68,767$4.97M<0.1%−35,035−33.8%ReducedHistory
BF.BBrown Forman CorpStock87,152$4.98M<0.1%+1,992+2.3%AddedHistory
EXPDExpeditors International of Washington IncCOM39,282$5.00M<0.1%−201−0.5%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM181,186$5.00M<0.1%−308,540−63.0%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock24,345$5.01M<0.1%+15,761+183.6%AddedHistory
iShares Inc46434G772MSCI TAIWAN ETF109,513$5.04M<0.1%+12,375+12.7%Added–
OCOwens CorningStock34,122$5.06M<0.1%−29−0.1%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY100,975$5.06M<0.1%−2,243,733−95.7%ReducedHistory
TAPMolson Coors Beverage CoCL B83,101$5.09M<0.1%+25,973+45.5%AddedHistory
Global X FDS37954Y830GLOBAL X COPPER136,121$5.10M<0.1%−18,849−12.2%Reduced–
CYTKCytokinetics IncCOM NEW61,223$5.11M<0.1%+13,729+28.9%AddedHistory
UVSPUnivest Financial CorpCOM233,098$5.14M<0.1%−30,956−11.7%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM167,847$5.14M<0.1%+38,773+30.0%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A241,798$5.14M<0.1%−44,687−15.6%ReducedHistory
QMCOQuantum CorpCOM NEW14,819,147$5.17M<0.1%−513,603−3.3%ReducedHistory
RSReliance, Inc.COM18,540$5.19M<0.1%−1,178−6.0%ReducedHistory
GBDCGolub Capital BDC, Inc.COM344,884$5.21M<0.1%−20,465−5.6%ReducedHistory
INSMINSMED IncCOM PAR $.01168,928$5.24M<0.1%+59,424+54.3%AddedHistory
DGDollar General CorpCOM38,525$5.24M<0.1%+14,718+61.8%AddedHistory
TWINTwin Disc IncCOM325,340$5.25M<0.1%−23,228−6.7%ReducedHistory
ETSYEtsy IncCOM64,827$5.25M<0.1%+9,260+16.7%AddedHistory
IRTCiRhythm Holdings, Inc.COM49,855$5.34M<0.1%+12,764+34.4%AddedHistory
STAGSTAG Industrial, Inc.COM136,790$5.37M<0.1%−16,346−10.7%ReducedHistory
GLPIGaming & Leisure Properties, Inc.COM108,856$5.37M<0.1%−7,415−6.4%ReducedHistory
ALBAlbemarle CorpStock37,194$5.37M<0.1%+808+2.2%AddedHistory
LULUlululemon athletica inc.Stock10,516$5.38M<0.1%+70+0.7%AddedHistory
PCVXVaxcyte, Inc.COM86,167$5.41M<0.1%+19,976+30.2%AddedHistory
PBHPrestige Consumer Healthcare Inc.COM88,663$5.43M<0.1%+19,547+28.3%AddedHistory
WCCWesco International IncCOM31,269$5.44M<0.1%+6,290+25.2%AddedHistory
RHPRyman Hospitality Properties, Inc.COM49,676$5.47M<0.1%−1,665−3.2%ReducedHistory
HEESH&E Equipment Services, Inc.COM105,394$5.51M<0.1%+42,690+68.1%AddedHistory
GTLBGitlab Inc.CLASS A COM87,976$5.54M<0.1%+3,599+4.3%AddedHistory
RCIRogers Communications IncCL B119,199$5.61M<0.1%+856+0.7%AddedHistory
JDJD.com, Inc.SPON ADS CL A197,794$5.71M<0.1%−26,291−11.7%ReducedHistory
BIIBBiogen Inc.COM22,393$5.79M<0.1%+2,266+11.3%AddedHistory
PIPRPiper Sandler CompaniesCOM33,174$5.80M<0.1%+7,025+26.9%AddedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$5.83M<0.1%–––
SOSouthern CoStock83,344$5.84M<0.1%−6,768−7.5%ReducedHistory
SGCSuperior Group of Companies, Inc.COM433,727$5.86M<0.1%−68,596−13.7%ReducedHistory
INFYInfosys LtdSPONSORED ADR319,941$5.88M<0.1%−344,669−51.9%ReducedHistory
iShares Global Clean Energy ETF464288224ETF378,749$5.90M<0.1%−50,370−11.7%Reduced–
RDNTRadNet, Inc.COM169,814$5.90M<0.1%−10,511−5.8%ReducedHistory
SYYSysco CorpStock81,053$5.93M<0.1%+10,931+15.6%AddedHistory
PUKPrudential PLCADR267,032$5.99M<0.1%−8,387−3.0%ReducedHistory
NEOGNeogen CorpCOM298,877$6.01M<0.1%+64,171+27.3%AddedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK218,547$6.04M<0.1%−15,143−6.5%ReducedHistory
DBX ETF Tr233051879XTRACK HRVST CSI253,666$6.07M<0.1%+151,610+148.6%Added–
KGCKinross Gold CorpCOM997,818$6.07M<0.1%+270,280+37.1%AddedHistory
XPOXPO, Inc.COM69,289$6.07M<0.1%+32,668+89.2%AddedHistory
OTEXOpen Text CorpCOM143,881$6.08M<0.1%+71,748+99.5%AddedHistory
PACBPacific Biosciences of California, Inc.COM621,771$6.10M<0.1%+143,661+30.0%AddedHistory
PCARPaccar IncCOM63,051$6.16M<0.1%−9,838−13.5%ReducedHistory
Nextera Energy Inc65339F713UNIT 09/01/2025161,707$6.16M<0.1%−1,259−0.8%Reduced–
LBRDKLiberty Broadband CorpCOM SER C76,905$6.20M<0.1%−941−1.2%ReducedHistory
ZWSZurn Elkay Water Solutions CorpCOM211,350$6.22M<0.1%+82,323+63.8%AddedHistory
CHXChampionX CorpCOM213,125$6.23M<0.1%+48,274+29.3%AddedHistory
EVRGEvergy, Inc.Stock122,036$6.37M<0.1%−181,411−59.8%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2023
SecurityClassPutsCalls
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.26M
Liberty Media Corp531229789Stock$1.11M–

Sold out since Q3 2023 (90)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM2,945,649$275.8M0.3%History
XPELXPEL, Inc.COM1,598,905$123.3M0.1%History
NEWRNew Relic, Inc.COM683,969$58.6M0.1%History
Abcam PLC000380204ADS2,510,987$56.8M0.1%–
ESTAEstablishment Labs Holdings Inc.COM535,867$26.3M<0.1%History
NABLN-able, Inc.COMMON STOCK1,810,747$23.4M<0.1%History
HTHTH World Group LtdSPONSORED ADS572,943$22.6M<0.1%History
DENDenbury IncCOM225,405$22.1M<0.1%History
SWISolarWinds CorpCOM2,141,042$20.2M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS173,122$20.0M<0.1%History
VMWVmware LLCCL A COM117,373$19.5M<0.1%History
NATINational Instruments CorpCOM211,501$12.6M<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A1,317,703$11.3M<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B185,064$11.0M<0.1%History
SGENSeagen Inc.COM50,763$10.8M<0.1%History
FWRDForward Air CorpCOM141,947$9.76M<0.1%History
SHLSShoals Technologies Group, Inc.CL A493,666$9.01M<0.1%History
indie Semiconductor, Inc.45569U119*W EXP 06/15/2024,425,200$7.88M<0.1%–
LGTYLogility Supply Chain Solutions, IncCL A654,737$7.50M<0.1%History
CPRICapri Holdings LtdSHS132,800$6.99M<0.1%History
LLYVKLiberty Live Holdings, Inc.COM LBTY LIV S C112,018$3.60M<0.1%History
TMCITreace Medical Concepts, Inc.COM162,061$2.12M<0.1%History
EMBCEmbecta Corp.Stock90,840$1.37M<0.1%History
CAMTCamtek LtdORD21,612$1.35M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999924,621$1.31M<0.1%–
BDCBelden Inc.COM12,210$1.18M<0.1%History
KLGWK Kellogg CoCOM70,264$1.03M<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM6,817$995.6K<0.1%History
BMBLBumble Inc.COM CL A62,961$939.4K<0.1%History
PACPacific Airport GroupSPON ADS B4,407$741.5K<0.1%History
AES Corp00130H204UNIT 99/99/999910,088$615.4K<0.1%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$610.2K<0.1%–
EPRTEssential Properties Realty Trust, Inc.COM28,112$608.1K<0.1%History
DRVNDriven Brands Holdings Inc.COM39,415$496.2K<0.1%History
UBSIUnited Bankshares IncCOM15,082$416.1K<0.1%History
AVIDAvid Technology, Inc.COM13,758$369.7K<0.1%History
CRNCCerence Inc.COM17,695$360.4K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER11,610$339.6K<0.1%History
CDPCopt Defense PropertiesREIT13,028$310.5K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF7,315$305.5K<0.1%–
iShares Inc464286780MSCI STH AFR ETF8,111$305.1K<0.1%–
DJCODaily Journal CorpCOM1,000$294.0K<0.1%History
TWNKHostess Brands, Inc.CL A8,320$277.1K<0.1%History
LTHMLivent Corp.COM15,007$276.3K<0.1%History
HHHHoward Hughes Holdings Inc.COM3,685$273.2K<0.1%History
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,300$270.3K<0.1%History
SSBSouthState Bank CorpCOM3,901$262.8K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM42,903$255.1K<0.1%History
OROR Royalties Inc.COM21,296$251.2K<0.1%History
TTECTTEC Holdings, Inc.COM9,070$237.8K<0.1%History
NVSTEnvista Holdings CorpCOM7,773$216.7K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN9,800$215.2K<0.1%History
HWCHancock Whitney CorpCOM5,720$211.6K<0.1%History
LLYVALiberty Live Holdings, Inc.COM LBTY LIV S A6,594$210.5K<0.1%History
ONBOld National BancorpStock14,473$210.4K<0.1%History
ProShares Tr74347G739ULTSHRT QQQ15,000$210.0K<0.1%–
Aris Water Solutions, Inc.04041L106CLASS A COM20,990$209.5K<0.1%–
JBGSJBG Smith PropertiesCOM13,616$196.9K<0.1%History
IRIXIridex CorpCOM75,850$192.7K<0.1%History
LBTYALiberty Global Ltd.SHS CL A10,519$180.1K<0.1%History
JWNNordstrom IncStock10,906$162.9K<0.1%History
OPRTOportun Financial CorpCOM18,175$131.2K<0.1%History
PUMPProPetro Holding Corp.COM11,668$124.0K<0.1%History
INNSummit Hotel Properties, Inc.COM20,682$120.0K<0.1%History
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$112.8K<0.1%–
PACWPacwest BancorpCOM10,551$83.5K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,685$81.6K<0.1%History
SVCService Properties TrustCOM SH BEN INT10,226$78.6K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW10,643$75.1K<0.1%History
IVACIntevac IncCOM22,400$69.7K<0.1%History
NGNovagold Resources IncCOM NEW12,644$48.6K<0.1%History
Silvercrest Metals Inc828363101COM10,815$48.0K<0.1%–
EQRXEQRx, Inc.COM13,179$29.3K<0.1%History
CMRXChimerix IncCOM29,041$27.9K<0.1%History
VXRTVaxart, Inc.COM NEW36,749$27.7K<0.1%History
PRAXPraxis Precision Medicines, Inc.COM16,071$27.5K<0.1%History
KINSKingstone Companies, Inc.COM14,875$26.6K<0.1%History
GEVOGevo, Inc.COM PAR19,307$23.0K<0.1%History
QSIQuantum-Si IncCOM CL A11,330$18.8K<0.1%History
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$16.7K<0.1%–
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$14.2K<0.1%–
AGENAgenus IncCOM NEW12,300$13.9K<0.1%History
SNCEScience 37 Holdings, Inc.COM22,672$9.07K<0.1%History
SGMOQSangamo Therapeutics, IncCOM14,281$8.57K<0.1%History
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$6.43K<0.1%–
BGXXBright Green CorpCOMMON STOCK15,560$6.16K<0.1%History
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1.18K<0.1%–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$631<0.1%–
Getaround, Inc37427G119*W EXP 03/09/20234,005$510<0.1%–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$133<0.1%–