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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX6,210$1.18M<0.1%−765−11.0%Reduced–
FSLRFirst Solar, Inc.Stock7,356$1.19M<0.1%−259−3.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF5,746$1.20M<0.1%−425−6.9%Reduced–
DPZDominos Pizza IncCOM3,172$1.20M<0.1%−45−1.4%ReducedHistory
UVVUniversal CorpCOM25,581$1.21M<0.1%−1,088−4.1%ReducedHistory
SAICScience Applications International CorpCOM11,493$1.21M<0.1%+3,957+52.5%AddedHistory
Vanguard Information Technology ETF92204A702ETF2,932$1.22M<0.1%+120+4.3%Added–
NTRSNorthern Trust CorpCOM17,512$1.22M<0.1%+2,678+18.1%AddedHistory
Vanguard Energy ETF92204A306ETF9,652$1.22M<0.1%−18−0.2%Reduced–
VTOLBristow Group Inc.COM43,652$1.23M<0.1%+6,699+18.1%AddedHistory
GSHDGoosehead Insurance, Inc.COM CL A16,518$1.23M<0.1%+686+4.3%AddedHistory
COINCoinbase Global, Inc.COM CL A16,587$1.25M<0.1%+264+1.6%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG90,837$1.25M<0.1%−2,595−2.8%ReducedHistory
ORIOld Republic International CorpCOM46,249$1.25M<0.1%+10,646+29.9%AddedHistory
OGNOrganon & Co.Stock72,054$1.25M<0.1%−5,480−7.1%ReducedHistory
EMKREmcore CorpCOM NEW2,608,695$1.26M<0.1%+125,972+5.1%AddedHistory
EMNEastman Chemical CoStock16,416$1.26M<0.1%−132−0.8%ReducedHistory
XELXcel Energy IncStock22,029$1.26M<0.1%+7,354+50.1%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF9,382$1.27M<0.1%−1,453−13.4%Reduced–
SEICSEI Investments CoCOM21,189$1.28M<0.1%+1,295+6.5%AddedHistory
OLLIOllie's Bargain Outlet Holdings, Inc.Stock16,540$1.28M<0.1%+433+2.7%AddedHistory
BLDQXO Insulation, LLCStock5,078$1.28M<0.1%+924+22.2%AddedHistory
CBTCabot CorpCOM18,474$1.28M<0.1%−313−1.7%ReducedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC54,000$1.29M<0.1%00.0%Unchanged–
DFSDiscover Financial ServicesCOM14,889$1.29M<0.1%−33,805−69.4%ReducedHistory
LOGILogitech International S.A.SHS18,814$1.30M<0.1%+5,814+44.7%AddedHistory
VSHVishay Intertechnology IncCOM52,776$1.30M<0.1%+26,087+97.7%AddedHistory
Granite Real Estate Invt Tr387437114UNIT 99/99/999924,621$1.31M<0.1%+8,179+49.7%Added–
AMGAffiliated Managers Group, Inc.Stock10,236$1.33M<0.1%+886+9.5%AddedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF28,500$1.34M<0.1%00.0%Unchanged–
CAMTCamtek LtdORD21,612$1.35M<0.1%+21,612NewHistory
WTWWillis Towers Watson PLCSHS6,441$1.35M<0.1%−6,337−49.6%ReducedHistory
DOOBRP Inc.COM SUN VTG17,750$1.35M<0.1%+7,974+81.6%AddedHistory
UNMUnum GroupStock27,617$1.36M<0.1%+3,730+15.6%AddedHistory
MSMMSC Industrial Direct Co IncCL A13,857$1.36M<0.1%+5,952+75.3%AddedHistory
EMBCEmbecta Corp.Stock90,840$1.37M<0.1%−4,570−4.8%ReducedHistory
NWLNewell Brands Inc.Stock151,633$1.37M<0.1%+1,312+0.9%AddedHistory
OZKBank OZKCOM37,112$1.38M<0.1%+7,244+24.3%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF3,020$1.38M<0.1%+264+9.6%AddedHistory
RVTYRevvity, Inc.COM12,478$1.38M<0.1%+821+7.0%AddedHistory
VSTOVista Outdoor Inc.COM41,968$1.39M<0.1%+516+1.2%AddedHistory
BF.ABrown Forman CorpCL A23,951$1.39M<0.1%−102−0.4%ReducedHistory
RGLDRoyal Gold IncStock13,107$1.39M<0.1%+3,148+31.6%AddedHistory
CYTKCytokinetics IncCOM NEW47,494$1.40M<0.1%+2,108+4.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF14,895$1.40M<0.1%−2,954−16.5%Reduced–
ERIIEnergy Recovery, Inc.COM66,306$1.41M<0.1%+555+0.8%AddedHistory
WWayfair Inc.CL A23,247$1.41M<0.1%−3,262−12.3%ReducedHistory
FTSFortis Inc.COM36,957$1.41M<0.1%−15,220−29.2%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF15,655$1.42M<0.1%−48,740−75.7%Reduced–
BSACBanco Santander ChileSP ADR REP COM76,843$1.42M<0.1%−30,884−28.7%ReducedHistory
JEFJefferies Financial Group Inc.COM38,683$1.42M<0.1%−1,719−4.3%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN92,758$1.42M<0.1%−91,253−49.6%ReducedHistory
WBSWebster Financial CorpCOM35,509$1.43M<0.1%−3,380−8.7%ReducedHistory
DNBDun & Bradstreet Holdings, Inc.COM143,956$1.44M<0.1%+34,755+31.8%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A13,390$1.46M<0.1%−298−2.2%ReducedHistory
EMEEMCOR Group, Inc.Stock7,026$1.48M<0.1%+2,682+61.7%AddedHistory
USPHU S Physical Therapy IncCOM16,171$1.48M<0.1%+487+3.1%AddedHistory
FCNCAFirst Citizens Bancshares IncCL A1,075$1.48M<0.1%+346+47.5%AddedHistory
SSNCSS&C Technologies Holdings IncCOM28,253$1.48M<0.1%+132+0.5%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM16,305$1.50M<0.1%−130−0.8%ReducedHistory
Vanguard Total World Stock ETF922042742ETF16,172$1.51M<0.1%−194−1.2%Reduced–
BRKRBruker CorpCOM24,219$1.51M<0.1%−41−0.2%ReducedHistory
KFYKorn FerryCOM NEW32,064$1.52M<0.1%+78+0.2%AddedHistory
COLMColumbia Sportswear CoCOM20,635$1.53M<0.1%−132,139−86.5%ReducedHistory
CLVTClarivate PLCORD SHS227,954$1.53M<0.1%−20,024−8.1%ReducedHistory
WTMWhite Mountains Insurance Group LtdCOM1,026$1.53M<0.1%−39−3.7%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock8,584$1.54M<0.1%+40+0.5%AddedHistory
RGAReinsurance Group of America IncCOM NEW10,633$1.54M<0.1%−156−1.4%ReducedHistory
GMABGenmab A/SSPONSORED ADS44,162$1.56M<0.1%+44,162NewHistory
LHLabcorp Holdings Inc.COM NEW7,818$1.57M<0.1%+45+0.6%AddedHistory
TGNATegna IncCOM107,929$1.57M<0.1%+74,243+220.4%AddedHistory
CECelanese CorpStock12,580$1.58M<0.1%−23−0.2%ReducedHistory
SFBSServisFirst Bancshares, Inc.COM30,335$1.58M<0.1%+1,562+5.4%AddedHistory
NIONIO Inc.ADR176,022$1.59M<0.1%−122,157−41.0%ReducedHistory
CGCarlyle Group Inc.COM52,825$1.59M<0.1%+1,368+2.7%AddedHistory
SYFSynchrony FinancialCOM52,210$1.60M<0.1%+10,507+25.2%AddedHistory
DOCUDocuSign, Inc.Stock38,258$1.61M<0.1%−1,600−4.0%ReducedHistory
PPLIPeople IncCOM NEW31,920$1.61M<0.1%−11,187−26.0%ReducedHistory
STNStantec IncCOM25,007$1.63M<0.1%−1,500−5.7%ReducedHistory
VALEVale S.A.SPONSORED ADS122,657$1.64M<0.1%−14,130−10.3%ReducedHistory
iShares Select Dividend ETF464287168ETF15,261$1.64M<0.1%+49+0.3%Added–
NCNOnCino, Inc.COM51,687$1.64M<0.1%+1,323+2.6%AddedHistory
MTBM&T Bank CorpCOM13,019$1.65M<0.1%+3,541+37.4%AddedHistory
EHCEncompass Health CorpCOM24,607$1.65M<0.1%+7,127+40.8%AddedHistory
BLBlackline, Inc.COM29,799$1.65M<0.1%+13,000+77.4%AddedHistory
BCSFBain Capital Specialty Finance, Inc.COM STK108,184$1.66M<0.1%+4,730+4.6%AddedHistory
HESHess CorpStock10,877$1.66M<0.1%+108+1.0%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT11,749$1.66M<0.1%+1,582+15.6%Added–
MUSAMurphy USA Inc.COM4,896$1.67M<0.1%+34+0.7%AddedHistory
RILYBRC Group Holdings, Inc.COM41,017$1.68M<0.1%−2,109−4.9%ReducedHistory
RSGRepublic Services, Inc.COM11,802$1.68M<0.1%+1,166+11.0%AddedHistory
LSTRLandstar System IncCOM9,512$1.68M<0.1%+2,273+31.4%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF23,116$1.69M<0.1%−1,140−4.7%Reduced–
WHWyndham Hotels & Resorts, Inc.COM24,280$1.69M<0.1%−2,067−7.8%ReducedHistory
CAGConagra Brands Inc.Stock61,946$1.70M<0.1%−15,646−20.2%ReducedHistory
UFIUnifi IncCOM NEW240,696$1.71M<0.1%+47,313+24.5%AddedHistory
STTState Street CorpCOM25,533$1.71M<0.1%−4,997−16.4%ReducedHistory
PFGPrincipal Financial Group IncCOM23,745$1.71M<0.1%−27,132−53.3%ReducedHistory
VNTVontier CorpStock55,380$1.71M<0.1%+31,655+133.4%AddedHistory
Enerplus Corp292766102COM97,170$1.72M<0.1%00.0%Unchanged–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History