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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
OLOOlo Inc.CL A98,082$594.4K<0.1%+2,116+2.2%AddedHistory
SPDR Series Trust78464A789ST STR SP INS14,000$595.6K<0.1%00.0%Unchanged–
ENPHEnphase Energy, Inc.Stock4,978$598.1K<0.1%−172,236−97.2%ReducedHistory
iShares Inc46434G848MSCI GBL ETF NEW15,057$598.7K<0.1%00.0%Unchanged–
WTFCWintrust Financial CorpCOM7,936$599.2K<0.1%+2,337+41.7%AddedHistory
MTXMinerals Technologies IncCOM10,947$599.5K<0.1%+127+1.2%AddedHistory
HTGCHercules Capital, Inc.COM36,550$600.2K<0.1%00.0%UnchangedHistory
Paramount Global92556H206CL B47,080$607.3K<0.1%−8,524−15.3%Reduced–
EPRTEssential Properties Realty Trust, Inc.COM28,112$608.1K<0.1%+28,112NewHistory
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$610.2K<0.1%–––
EDREndeavor Group Holdings, Inc.CL A COM30,739$611.7K<0.1%+1,307+4.4%AddedHistory
AES Corp00130H204UNIT 99/99/999910,088$615.4K<0.1%−422−4.0%Reduced–
HSTHost Hotels & Resorts, Inc.COM38,373$616.7K<0.1%−148,642−79.5%ReducedHistory
WALWestern Alliance BancorporationCOM13,481$619.7K<0.1%−1,994−12.9%ReducedHistory
OVVOvintiv Inc.COM13,029$619.8K<0.1%+26+0.2%AddedHistory
NSITInsight Enterprises IncCOM4,262$620.1K<0.1%+2,184+105.1%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF2,534$621.0K<0.1%−200−7.3%Reduced–
FOXFox CorpCL B COM21,542$622.1K<0.1%+10,901+102.4%AddedHistory
Liberty Media Corp531229813Stock24,578$625.5K<0.1%+24,578New–
GSBDGoldman Sachs BDC, Inc.SHS43,083$627.3K<0.1%+1,864+4.5%AddedHistory
NOGNorthern Oil & Gas, Inc.COM15,612$628.1K<0.1%+341+2.2%AddedHistory
LEVILevi Strauss & CoCL A COM STK46,550$632.1K<0.1%−1,495−3.1%ReducedHistory
LNCLincoln National CorpCOM25,709$634.8K<0.1%+1,267+5.2%AddedHistory
iShares Tr4642874571 3 YR TREAS BD7,910$639.3K<0.1%−78−1.0%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF6,318$640.5K<0.1%+594+10.4%Added–
WRKWestRock CoCOM18,010$644.8K<0.1%−1,506−7.7%ReducedHistory
TKRTimken CoCOM8,792$646.1K<0.1%+77+0.9%AddedHistory
SFStifel Financial CorpCOM10,525$646.7K<0.1%+3,963+60.4%AddedHistory
FWONALiberty Media CorpCOM LBTY ONE S A11,486$649.4K<0.1%+529+4.8%AddedHistory
CBSHCommerce Bancshares IncStock13,575$651.3K<0.1%+6,690+97.2%AddedHistory
SMGScotts Miracle-Gro CoStock12,839$663.5K<0.1%−1,324−9.3%ReducedHistory
RTORentokil Initial PLCSPONSORED ADR17,940$664.7K<0.1%−91−0.5%ReducedHistory
BWABorgwarner IncCOM16,527$667.2K<0.1%+1,467+9.7%AddedHistory
LIILennox International IncCOM1,791$670.6K<0.1%−29−1.6%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD141,159$673.3K<0.1%+5,426+4.0%AddedHistory
HTZWWHertz Global Holdings, IncCommon Stock110,131$674.0K<0.1%00.0%UnchangedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM51,710$675.9K<0.1%+500+1.0%AddedHistory
ENSGEnsign Group, IncCOM7,294$677.8K<0.1%+532+7.9%AddedHistory
AKAMAkamai Technologies IncCOM6,365$678.1K<0.1%−92−1.4%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF4,732$678.2K<0.1%+907+23.7%Added–
RVLVRevolve Group, Inc.CL A50,035$681.0K<0.1%+1,305+2.7%AddedHistory
FUTUFutu Holdings LtdSPON ADS CL A11,797$682.0K<0.1%+14+0.1%AddedHistory
ACTEnact Holdings, Inc.COM25,233$687.1K<0.1%+14,042+125.5%AddedHistory
EPREpr PropertiesCOM SH BEN INT16,625$690.6K<0.1%+8,508+104.8%AddedHistory
TMToyota Motor CorpADS3,852$692.4K<0.1%+686+21.7%AddedHistory
FHIFederated Hermes, Inc.CL B20,483$693.8K<0.1%+8,377+69.2%AddedHistory
HXLHexcel CorpCOM10,691$696.4K<0.1%−444−4.0%ReducedHistory
NRCNRC HealthCOM NEW15,781$700.2K<0.1%+652+4.3%AddedHistory
UALUnited Airlines Holdings, Inc.COM16,600$702.2K<0.1%−86−0.5%ReducedHistory
IONSIonis Pharmaceuticals IncCOM15,534$704.6K<0.1%+328+2.2%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN23,339$708.3K<0.1%+4,000+20.7%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM31,878$709.0K<0.1%−1,152−3.5%ReducedHistory
OBDCBlue Owl Capital CorpCOM51,224$709.5K<0.1%−9,800−16.1%ReducedHistory
LPXLouisiana-Pacific CorpCOM12,855$710.5K<0.1%−3,571−21.7%ReducedHistory
FIVEFive Below, IncCOM4,421$711.3K<0.1%−31−0.7%ReducedHistory
MTArcelorMittalNY REGISTRY SH28,498$713.3K<0.1%−893−3.0%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF12,139$715.4K<0.1%+1,052+9.5%Added–
ProShares Tr74347B110ULTRAPRO SHORT S60,000$717.0K<0.1%+42,500+242.9%Added–
HPHelmerich & Payne, Inc.COM17,179$724.3K<0.1%+253+1.5%AddedHistory
BRIDBridgford Foods CorpCOM66,175$725.3K<0.1%−18,000−21.4%ReducedHistory
GRABGrab Holdings LtdCLASS A ORD205,223$726.5K<0.1%+946+0.5%AddedHistory
BRBRBellring Brands, Inc.Stock17,664$728.3K<0.1%+1,343+8.2%AddedHistory
CINFCincinnati Financial CorpCOM7,171$733.5K<0.1%+2,873+66.8%AddedHistory
MURMurphy Oil CorpCOM16,216$735.4K<0.1%−124−0.8%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS98,134$738.0K<0.1%−50,096−33.8%ReducedHistory
PACPacific Airport GroupSPON ADS B4,407$741.5K<0.1%−1,794−28.9%ReducedHistory
OLNOLIN CorpStock14,853$742.4K<0.1%−2,025−12.0%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM11,104$744.4K<0.1%+2,953+36.2%AddedHistory
POSTPost Holdings, Inc.COM8,744$749.7K<0.1%+252+3.0%AddedHistory
VanEck ETF Trust92189F692PHARMACEUTCL ETF9,428$750.4K<0.1%+4,825+104.8%Added–
WTRGEssential Utilities, Inc.COM22,033$756.4K<0.1%−781−3.4%ReducedHistory
PCHPotlatchdeltic CorpCOM16,676$756.9K<0.1%+5,089+43.9%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF22,845$757.8K<0.1%−1,235−5.1%Reduced–
DVADavita Inc.COM8,023$758.4K<0.1%+71+0.9%AddedHistory
NUNu Holdings Ltd.ORD SHS CL A104,760$759.5K<0.1%−5,303−4.8%ReducedHistory
NWSANews CorpCL A37,908$760.4K<0.1%−406−1.1%ReducedHistory
Vanguard Consumer Staples ETF92204A207ETF4,180$763.6K<0.1%−85−2.0%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF4,803$766.0K<0.1%−117−2.4%Reduced–
CNACna Financial CorpCOM19,468$766.1K<0.1%+13,923+251.1%AddedHistory
FULFuller H B CoStock11,174$766.6K<0.1%+417+3.9%AddedHistory
TXNMTXNM Energy IncCOM17,241$769.1K<0.1%−94,741−84.6%ReducedHistory
iShares Tr464287556ISHARES BIOTECH6,315$772.3K<0.1%+30+0.5%Added–
XRAYDentsply Sirona Inc.Stock22,646$773.6K<0.1%−152−0.7%ReducedHistory
DLBDolby Laboratories, Inc.COM CL A9,800$776.7K<0.1%+797+8.9%AddedHistory
OGEOGE Energy Corp.COM23,467$782.1K<0.1%+5,436+30.1%AddedHistory
IVZInvesco Ltd.Stock54,252$787.7K<0.1%+30,823+131.6%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF5,084$790.0K<0.1%−50−1.0%Reduced–
ECVTEcovyst Inc.COM80,553$792.6K<0.1%−45,360−36.0%ReducedHistory
IPInternational Paper CoCOM22,867$811.1K<0.1%+1,525+7.1%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS49,286$812.2K<0.1%−446−0.9%ReducedHistory
UHAL.BU-Haul Holding CoCOM SER N15,510$812.6K<0.1%+2,308+17.5%AddedHistory
VOYAVoya Financial, Inc.COM12,240$813.3K<0.1%+165+1.4%AddedHistory
VFCV F CorpStock46,047$813.7K<0.1%+25,155+120.4%AddedHistory
RLJ.PARLJ Lodging TrustCUM CONV PFD A82,463$814.7K<0.1%+1,706+2.1%AddedHistory
RCMR1 RCM Inc.COM54,182$816.5K<0.1%−141−0.3%ReducedHistory
BCBrunswick CorpCOM10,464$826.7K<0.1%+501+5.0%AddedHistory
WHRWhirlpool CorpStock6,224$832.2K<0.1%+3,250+109.3%AddedHistory
DFHDream Finders Homes, Inc.COM CL A37,543$834.6K<0.1%+1,767+4.9%AddedHistory
LADLithia Motors IncCOM2,847$840.8K<0.1%+70+2.5%AddedHistory
FELEFranklin Electric Co IncCOM9,473$845.3K<0.1%+62+0.7%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History