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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UGUnited Guardian IncCOM38,841$292.5K<0.1%−4,874−11.1%ReducedHistory
iShares Tr464288430ASIA 50 ETF5,275$292.5K<0.1%00.0%Unchanged–
NUVNuveen Municipal Value Fund IncCOM35,529$293.5K<0.1%+35,529NewHistory
DJCODaily Journal CorpCOM1,000$294.0K<0.1%00.0%UnchangedHistory
FAFFirst American Financial CorpStock5,277$298.1K<0.1%−14−0.3%ReducedHistory
NBTBNBT Bancorp IncCOM9,511$301.4K<0.1%+9,511NewHistory
SKXSkechers USA IncCL A6,163$301.7K<0.1%+1,384+29.0%AddedHistory
BURBurford Capital LtdORD SHS21,551$301.7K<0.1%00.0%UnchangedHistory
DERMJourney Medical CorpCOM110,554$302.9K<0.1%−9,300−7.8%ReducedHistory
WIREEncore Wire CorpCOM1,667$304.2K<0.1%+1,667NewHistory
Schwab US Dividend Equity ETF808524797ETF4,305$304.6K<0.1%+1,535+55.4%Added–
APAAPA CorpStock7,417$304.9K<0.1%−17−0.2%ReducedHistory
iShares Inc464286780MSCI STH AFR ETF8,111$305.1K<0.1%+8,111New–
State Street SPDR S&P Regional Banking ETF78464A698ETF7,315$305.5K<0.1%00.0%Unchanged–
ROCKGibraltar Industries, Inc.COM4,540$306.5K<0.1%−17−0.4%ReducedHistory
NWENorthWestern Energy Group, Inc.COM NEW6,379$306.6K<0.1%+6,379NewHistory
AAPAdvance Auto Parts IncCOM5,490$307.1K<0.1%+5,490NewHistory
AALAmerican Airlines Group Inc.Stock24,151$309.4K<0.1%+3,987+19.8%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR5,596$309.5K<0.1%+195+3.6%AddedHistory
CDPCopt Defense PropertiesREIT13,028$310.5K<0.1%+13,028NewHistory
WERNWerner Enterprises IncCOM7,997$311.5K<0.1%+473+6.3%AddedHistory
iShares S&P 500 Value ETF464287408ETF2,028$312.0K<0.1%+88+4.5%Added–
MZTIMarzetti CoCOM1,893$312.4K<0.1%+244+14.8%AddedHistory
LADRLadder Capital CorpCL A30,513$313.1K<0.1%+1,239+4.2%AddedHistory
WDSWoodside Energy Group LtdADR13,493$314.3K<0.1%+54+0.4%AddedHistory
NJRNew Jersey Resources CorpStock7,736$314.3K<0.1%+2,093+37.1%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,110$314.7K<0.1%+110+2.8%Added–
AGOAssured Guaranty LtdCOM5,219$315.9K<0.1%+204+4.1%AddedHistory
TDCTeradata CorpStock7,054$317.6K<0.1%+52+0.7%AddedHistory
SNVSynovus Financial CorpCOM NEW11,443$318.1K<0.1%−3,427−23.0%ReducedHistory
SOFISoFi Technologies, Inc.Stock39,890$318.7K<0.1%−19,452−32.8%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM18,600$319.5K<0.1%+1,000+5.7%AddedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN20,000$321.0K<0.1%−500−2.4%ReducedHistory
iShares Tr464287721U.S. TECH ETF3,060$321.1K<0.1%+97+3.3%Added–
UNFUnifirst CorpCOM1,981$322.9K<0.1%+124+6.7%AddedHistory
PPTAPerpetua Resources Corp.COM99,136$323.2K<0.1%−8,388−7.8%ReducedHistory
HSBCHSBC Holdings PLCSPON ADR NEW8,234$324.9K<0.1%−1,333−13.9%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM6,244$325.3K<0.1%+378+6.4%AddedHistory
CIONCION Investment CorpCOM30,829$325.9K<0.1%+30,829NewHistory
NAVINavient CorpCOM18,927$325.9K<0.1%+711+3.9%AddedHistory
MLPBUBS AGETRACS ALER MLP15,400$327.2K<0.1%00.0%UnchangedHistory
CATYCathay General BancorpCOM9,420$327.4K<0.1%+9,420NewHistory
AFGAmerican Financial Group IncCOM2,933$327.5K<0.1%−253−7.9%ReducedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD11,626$327.9K<0.1%+11,626New–
RHIRobert Half Inc.COM4,534$332.3K<0.1%+683+17.7%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,585$332.7K<0.1%00.0%Unchanged–
MBCMasterBrand, Inc.COMMON STOCK27,468$333.7K<0.1%−143,508−83.9%ReducedHistory
ITGRInteger Holdings CorpCOM4,289$336.4K<0.1%+376+9.6%AddedHistory
SMSM Energy CoCOM8,507$337.3K<0.1%+1,005+13.4%AddedHistory
ARLPAlliance Resource Partners LPStock14,975$337.4K<0.1%00.0%UnchangedHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER11,610$339.6K<0.1%00.0%UnchangedHistory
CHHChoice Hotels International IncCOM2,781$340.7K<0.1%−98−3.4%ReducedHistory
KFRCKforce IncCOM5,722$341.4K<0.1%+2,014+54.3%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF10,158$342.3K<0.1%00.0%Unchanged–
MAXMediaAlpha, Inc.CL A41,487$342.7K<0.1%+110.0%AddedHistory
FNBFNB CorpCOM32,227$347.7K<0.1%+13,667+73.6%AddedHistory
FHNFirst Horizon CorpCOM31,678$349.1K<0.1%+16,282+105.8%AddedHistory
ABMAbm Industries IncCOM8,749$350.1K<0.1%+515+6.3%AddedHistory
FLOFlowers Foods IncCOM15,794$350.3K<0.1%+599+3.9%AddedHistory
SLMSLM CorpCOM25,769$351.0K<0.1%−938−3.5%ReducedHistory
PZZAPapa Johns International IncStock5,209$355.4K<0.1%+5,209NewHistory
JLLJones Lang Lasalle IncCOM2,525$356.5K<0.1%−113−4.3%ReducedHistory
THCTenet Healthcare CorpCOM NEW5,427$357.6K<0.1%−57−1.0%ReducedHistory
GSMFerroglobe PLCSHS68,800$357.8K<0.1%+34,000+97.7%AddedHistory
AZTAAzenta, Inc.COM7,154$359.1K<0.1%−33−0.5%ReducedHistory
CRNCCerence Inc.COM17,695$360.4K<0.1%−426−2.4%ReducedHistory
CPAYCorpay, Inc.COM1,414$361.1K<0.1%−27−1.9%ReducedHistory
KLICKulicke & Soffa Industries IncCOM7,437$361.7K<0.1%+717+10.7%AddedHistory
MTZMastec IncCOM5,034$362.3K<0.1%+2,829+128.3%AddedHistory
AVTAvnet IncCOM7,534$363.1K<0.1%−105−1.4%ReducedHistory
BCCBoise Cascade CoCOM3,540$364.7K<0.1%+3,540NewHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS12,035$365.7K<0.1%−2,890−19.4%ReducedHistory
CPKChesapeake Utilities CorpCOM3,752$366.8K<0.1%+320+9.3%AddedHistory
ENREnergizer Holdings, Inc.COM11,528$369.4K<0.1%−1,369−10.6%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW4,078$369.6K<0.1%+186+4.8%AddedHistory
AVIDAvid Technology, Inc.COM13,758$369.7K<0.1%−9,639−41.2%ReducedHistory
AGLagilon health, inc.COM20,829$369.9K<0.1%+8,522+69.2%AddedHistory
UDRUDR, Inc.COM10,456$373.0K<0.1%−714,640−98.6%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF6,463$374.4K<0.1%+1,928+42.5%Added–
iShares S&P 100 ETF464287101ETF1,873$375.8K<0.1%00.0%Unchanged–
APLEApple Hospitality REIT, Inc.REIT24,531$376.3K<0.1%+8,203+50.2%AddedHistory
CVCOCavco Industries, Inc.COM1,419$377.0K<0.1%+109+8.3%AddedHistory
FSSFederal Signal CorpCOM6,321$377.6K<0.1%−373−5.6%ReducedHistory
OSKOshkosh CorpCOM3,975$379.3K<0.1%−5−0.1%ReducedHistory
iShares Inc464286657MSCI BIC ETF11,294$379.6K<0.1%00.0%Unchanged–
MOG.AMoog Inc.CL A3,372$380.9K<0.1%−180−5.1%ReducedHistory
ARCHArch Resources, Inc.CL A2,232$380.9K<0.1%+2,232NewHistory
WLYBJohn Wiley & Sons, Inc.CL B10,260$383.5K<0.1%00.0%UnchangedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM30,000$387.0K<0.1%00.0%UnchangedHistory
CNSCohen & Steers, Inc.COM6,239$391.1K<0.1%+535+9.4%AddedHistory
STNGScorpio Tankers Inc.SHS7,252$392.5K<0.1%+7,252NewHistory
SHOEShoe Station Group IncCOM16,335$392.5K<0.1%+2,677+19.6%AddedHistory
PLPlanet Labs PBCCOM CL A152,421$396.3K<0.1%+14,309+10.4%AddedHistory
AYIAcuity Inc. (DE)Stock2,334$397.5K<0.1%+6+0.3%AddedHistory
THGHanover Insurance Group, Inc.COM3,591$398.5K<0.1%−767−17.6%ReducedHistory
ACMAecomCOM4,817$400.0K<0.1%−33,833−87.5%ReducedHistory
GATXGatx CorpCOM3,696$402.3K<0.1%+328+9.7%AddedHistory
LMATLemaitre Vascular IncCOM7,412$403.8K<0.1%+208+2.9%AddedHistory
AGNTAGNT, Inc.COM24,953$405.2K<0.1%−2,122−7.8%ReducedHistory
FFIVF5, Inc.Stock2,536$408.7K<0.1%−1,930−43.2%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History