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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,783
−48 vs. Q3 2022
Portfolio value
$102.0B
+$6.23B (+6.5%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZIONZions Bancorporation, National AssociationCOM8,969$440.9K<0.1%−10,892−54.8%ReducedHistory
HEHawaiian Electric Industries IncCOM10,547$441.4K<0.1%−2,874−21.4%ReducedHistory
WSMWilliams Sonoma IncCOM3,875$445.3K<0.1%−1,524−28.2%ReducedHistory
LBRDALiberty Broadband CorpCOM SER A5,872$445.4K<0.1%−89−1.5%ReducedHistory
HRLHormel Foods CorpCOM9,783$445.6K<0.1%−1,076−9.9%ReducedHistory
HOMBHome Bancshares IncCOM19,564$445.9K<0.1%−197−1.0%ReducedHistory
CINFCincinnati Financial CorpCOM4,397$450.2K<0.1%−70−1.6%ReducedHistory
FHIFederated Hermes, Inc.CL B12,415$450.8K<0.1%+12,415NewHistory
SLABSilicon Laboratories Inc.Stock3,323$450.8K<0.1%−53,880−94.2%ReducedHistory
XUnited States Steel CorpCOM18,186$455.6K<0.1%−1,718−8.6%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,228$456.0K<0.1%−34−1.0%Reduced–
CXTCrane NXT, Co.COM4,594$461.5K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F8,969$463.9K<0.1%−821−8.4%Reduced–
RXORXO, Inc.COMMON STOCK26,989$464.2K<0.1%+26,989NewHistory
NOGNorthern Oil & Gas, Inc.COM15,086$465.0K<0.1%−363−2.3%ReducedHistory
THOThor Industries IncCOM6,200$468.0K<0.1%+2,263+57.5%AddedHistory
DAYDayforce, Inc.COM7,309$468.9K<0.1%−2,534−25.7%ReducedHistory
iShares Tr464287556ISHARES BIOTECH3,581$470.1K<0.1%+61+1.7%Added–
KNXKnight-Swift Transportation Holdings Inc.CL A8,987$471.0K<0.1%−3,241−26.5%ReducedHistory
PNRPENTAIR plcSHS10,473$471.1K<0.1%−2,018−16.2%ReducedHistory
IDAIdacorp IncCOM4,383$472.7K<0.1%−3,892−47.0%ReducedHistory
IPARInterparfums IncCOM4,898$472.8K<0.1%−75−1.5%ReducedHistory
VALValaris LtdCL A7,000$473.3K<0.1%+7,000NewHistory
Nextera Energy Inc65339F770UNIT 99/99/99999,435$478.4K<0.1%−10−0.1%Reduced–
CCOICogent Communications Holdings, Inc.COM NEW8,383$478.5K<0.1%−1,159−12.1%ReducedHistory
BMIBadger Meter IncCOM4,393$479.0K<0.1%+4,393NewHistory
RRCRange Resources CorpCOM19,465$487.0K<0.1%−1,175−5.7%ReducedHistory
MLCOMelco Resorts & Entertainment LTDADR42,855$492.8K<0.1%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM2,155$497.1K<0.1%+91+4.4%AddedHistory
APENApollo Endosurgery, Inc.COM50,000$498.5K<0.1%00.0%UnchangedHistory
BROSDutch Bros Inc.CL A17,729$499.8K<0.1%+17,729NewHistory
BMBLBumble Inc.COM CL A23,805$501.1K<0.1%−28,930−54.9%ReducedHistory
UGIUgi CorpStock13,532$501.6K<0.1%−27,210−66.8%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF3,783$502.6K<0.1%+15+0.4%Added–
MOG.AMoog Inc.CL A5,748$504.4K<0.1%+5,748NewHistory
WDCWestern Digital CorpCOM16,028$505.7K<0.1%−881,035−98.2%ReducedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,473$507.3K<0.1%+491+7.0%AddedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN33,500$508.5K<0.1%00.0%UnchangedHistory
LOPEGrand Canyon Education, Inc.COM4,819$509.2K<0.1%+1,865+63.1%AddedHistory
FHNFirst Horizon CorpCOM20,811$509.9K<0.1%−437−2.1%ReducedHistory
GSHDGoosehead Insurance, Inc.COM CL A14,883$511.1K<0.1%−2,871−16.2%ReducedHistory
TOSTToast, Inc.Stock28,529$514.4K<0.1%+28,529NewHistory
PAGPenske Automotive Group, Inc.COM4,479$514.7K<0.1%−3,765−45.7%ReducedHistory
VSHVishay Intertechnology IncCOM23,963$516.9K<0.1%+10,912+83.6%AddedHistory
OPTUOptimum Communications, Inc.CL A112,850$519.1K<0.1%+6,350+6.0%AddedHistory
UTHRUnited Therapeutics CorpCOM1,876$521.7K<0.1%+10+0.5%AddedHistory
CZNCCitizens & Northern CorpCOM22,961$524.9K<0.1%−4,821−17.4%ReducedHistory
PKXPosco Holdings Inc.SPONSORED ADR9,686$527.6K<0.1%−3,039−23.9%ReducedHistory
ARKOARKO Corp.COM60,977$528.1K<0.1%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN15,364$528.1K<0.1%−2,000−11.5%ReducedHistory
MSMMSC Industrial Direct Co IncCL A6,471$528.7K<0.1%+12+0.2%AddedHistory
DVADavita Inc.COM7,141$533.2K<0.1%+2,675+59.9%AddedHistory
AKAMAkamai Technologies IncCOM6,326$533.3K<0.1%+30+0.5%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,209$535.3K<0.1%+121+11.1%AddedHistory
ZMZoom Communications, Inc.Stock7,903$535.3K<0.1%+5,046+176.6%AddedHistory
BDCBelden Inc.COM7,467$536.9K<0.1%+2,621+54.1%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF5,111$538.4K<0.1%−245−4.6%Reduced–
WDSWoodside Energy Group LtdADR22,334$540.7K<0.1%−1,800−7.5%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS39,463$541.4K<0.1%+39,463NewHistory
REALTheRealReal, Inc.COM434,097$542.6K<0.1%+52,126+13.6%AddedHistory
EMEEMCOR Group, Inc.Stock3,669$543.4K<0.1%+3,669NewHistory
TCPCBlackRock TCP Capital Corp.COM42,039$544.0K<0.1%−7,984−16.0%ReducedHistory
UGUnited Guardian IncCOM52,265$545.7K<0.1%−29,380−36.0%ReducedHistory
COWNCowen Inc.CL A NEW14,155$546.7K<0.1%−197,488−93.3%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO4,028$547.3K<0.1%+4,028New–
SRPTSarepta Therapeutics, Inc.COM4,239$549.3K<0.1%−11−0.3%ReducedHistory
IPGPIpg Photonics CorpCOM5,812$550.2K<0.1%−2,177−27.2%ReducedHistory
PNWPinnacle West Capital CorpCOM7,243$550.8K<0.1%−2,683−27.0%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF5,090$550.8K<0.1%+92+1.8%Added–
TMToyota Motor CorpADS4,053$553.6K<0.1%−1,753−30.2%ReducedHistory
CPRICapri Holdings LtdSHS9,673$554.5K<0.1%+9,673NewHistory
APLEApple Hospitality REIT, Inc.REIT35,152$554.7K<0.1%+256+0.7%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,665$556.4K<0.1%+136+2.5%Added–
MMacy's, Inc.COM27,010$557.7K<0.1%+7,834+40.9%AddedHistory
RCMR1 RCM Inc.COM51,252$561.2K<0.1%−944,811−94.9%ReducedHistory
PBHPrestige Consumer Healthcare Inc.COM8,972$561.6K<0.1%+3,364+60.0%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,807$562.9K<0.1%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF9,660$565.1K<0.1%−28−0.3%Reduced–
LEALear CorpCOM NEW4,572$567.0K<0.1%+29+0.6%AddedHistory
BWABorgwarner IncCOM14,105$567.7K<0.1%+2,251+19.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$570.2K<0.1%00.0%Unchanged–
RDNRadian Group IncCOM30,062$573.3K<0.1%−1,290−4.1%ReducedHistory
WALWestern Alliance BancorporationCOM9,635$573.9K<0.1%−379−3.8%ReducedHistory
XRAYDentsply Sirona Inc.Stock18,100$576.3K<0.1%−3,249−15.2%ReducedHistory
Ci Finl Corp125491100COM57,913$577.4K<0.1%+38,501+198.3%Added–
MANManpowerGroup Inc.COM6,987$581.4K<0.1%+2,165+44.9%AddedHistory
FWONALiberty Media CorpCOM SER A FRMLA10,905$582.7K<0.1%+137+1.3%AddedHistory
MDPediatrix Medical Group, Inc.COM39,278$583.7K<0.1%−5,072−11.4%ReducedHistory
PNNTPennantpark Investment CorpCOM101,617$584.3K<0.1%−36,791−26.6%ReducedHistory
ASTLAlgoma Steel Group Inc.COM93,354$589.1K<0.1%+22,283+31.4%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD7,891$593.3K<0.1%−530−6.3%Reduced–
AQNAlgonquin Power & Utilities Corp.COM91,445$595.5K<0.1%−58,491−39.0%ReducedHistory
VFCV F CorpStock21,711$599.4K<0.1%+3,680+20.4%AddedHistory
CTLTCatalent, Inc.COM13,321$599.6K<0.1%−103,031−88.6%ReducedHistory
TKRTimken CoCOM8,500$600.7K<0.1%−210−2.4%ReducedHistory
NRCNRC HealthCOM NEW16,123$601.4K<0.1%−684−4.1%ReducedHistory
GGenpact LTDSHS13,062$605.1K<0.1%+4,430+51.3%AddedHistory
XPXP Inc.CL A39,456$605.3K<0.1%−3,716−8.6%ReducedHistory
JAZZJazz Pharmaceuticals plcSHS USD3,814$607.6K<0.1%−88−2.3%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS49,715$608.5K<0.1%−1,597−3.1%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2022
SecurityClassPutsCalls
iShares Tr464287184CHINA LG-CAP ETF$1.45M–
ATVIActivision Blizzard, Inc.COM$746.2K–
SPYSPDR S&P 500 ETF TrustETF$589.4K–
BKIBlack Knight, Inc.COM$356.2K–

Sold out since Q3 2022 (156)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH8,656,320$354.1M0.4%History
Ironsource LtdM5R75Y101CL A ORD SHS15,000,000$51.6M0.1%–
DREDuke Realty CorpCOM NEW1,035,483$49.9M0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,637,605$40.6M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM2,347,829$36.5M<0.1%History
ALGTAllegiant Travel COCOM397,174$29.0M<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA396,254$19.4M<0.1%–
TWTRTwitter, Inc.COM407,939$17.9M<0.1%History
ADEAAdeia Inc.COM1,247,667$17.7M<0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF311,576$15.6M<0.1%–
EBSEmergent BioSolutions Inc.COM686,449$14.4M<0.1%History
ZENZendesk, Inc.COM178,056$13.6M<0.1%History
FHBFirst Hawaiian, Inc.COM534,579$13.2M<0.1%History
COLBColumbia Banking System, Inc.COM454,986$13.1M<0.1%History
FYBRFrontier Communications Parent, Inc.COM524,806$12.3M<0.1%History
PINGPing Identity Holding Corp.COM371,116$10.4M<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S180,485$9.05M<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR181,213$8.95M<0.1%–
FATEFate Therapeutics IncCOM376,683$8.44M<0.1%History
SGFYSignify Health, Inc.CL A COM278,756$8.13M<0.1%History
IRTIndependence Realty Trust, Inc.COM464,068$7.76M<0.1%History
GBLGamco Investors, Inc. Et AlCL A COM450,122$7.67M<0.1%History
LEGLeggett & Platt IncStock201,379$6.69M<0.1%History
AVLRAvalara, Inc.COM67,233$6.17M<0.1%History
NSSCNapco Security Technologies, IncStock210,630$6.13M<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF155,668$5.56M<0.1%–
PUBMPubMatic, Inc.COM CL A324,296$5.39M<0.1%History
BTRSBTRS Holdings Inc.COM CL 1404,135$3.74M<0.1%History
INVEINVE Technologies, Inc.COM NEW291,408$3.65M<0.1%History
SAIASaia IncCOM18,847$3.58M<0.1%History
DOCNDigitalOcean Holdings, Inc.COM88,336$3.20M<0.1%History
BIORBiora Therapeutics, Inc.COM6,541,060$3.17M<0.1%History
AMEDAmedisys IncCOM31,140$3.01M<0.1%History
XPEVXpeng Inc.ADS226,401$2.74M<0.1%History
iShares Tr464287234MSCI EMG MKT ETF68,730$2.40M<0.1%–
FREEWhole Earth Brands, Inc.COM CL A591,195$2.27M<0.1%History
SWCHSwitch, Inc.CL A66,313$2.23M<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A225,282$2.23M<0.1%–
SITMSITIME CorpCOM26,726$2.12M<0.1%History
Epiphany Technology Acquisit29429X109COM CL A201,145$1.99M<0.1%–
Senior Connect Acquisitn Cor81723H108COM CL A187,328$1.86M<0.1%–
PSAGProperty Solutions Acquisition Corp. IICOM CL A184,616$1.81M<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW277,238$1.55M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT96,600$1.53M<0.1%History
CHNGChange Healthcare Inc.COM55,305$1.52M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM37,834$1.51M<0.1%History
SCOAScION Tech Growth ICL A SHS149,863$1.50M<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB70,288$1.49M<0.1%–
Vectoiq Acquisition Corp II92244F109COM CL A146,917$1.45M<0.1%–
COINCoinbase Global, Inc.COM CL A21,020$1.36M<0.1%History
SMRTSmartRent, Inc.COM CL A571,563$1.30M<0.1%History
GETRGetaround, IncCL A COM125,736$1.24M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS63,731$1.09M<0.1%History
TDCX Inc87190U100ADS112,688$1.08M<0.1%–
DAVAEndava plcADS13,247$1.06M<0.1%History
ABMDAbiomed IncCOM4,173$1.03M<0.1%History
Climate Real Impact Slutins187171103COM CL A93,867$926.0K<0.1%–
CLRContinental Resources, IncCOM13,743$918.0K<0.1%History
MATMattel IncCOM46,108$873.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW366,606$828.0K<0.1%History
PTCTPTC Therapeutics, Inc.COM16,364$821.0K<0.1%History
GHGuardant Health, Inc.COM15,124$814.0K<0.1%History
Nuburu, Inc.87403Q102COM CL A80,458$810.0K<0.1%–
YAlleghany CorpCOM954$801.0K<0.1%History
UEUrban Edge PropertiesCOM58,873$785.0K<0.1%History
UHALU-Haul Holding CoCOM1,478$753.0K<0.1%History
SPOTSpotify Technology S.A.Stock7,946$686.0K<0.1%History
LYFTLyft, Inc.CL A COM51,399$678.0K<0.1%History
ICLICL Group Ltd.SHS79,489$644.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR23,169$643.0K<0.1%History
GNACGroup Nine Acquisition Corp.COM CL A64,366$637.0K<0.1%History
HLGNHeliogen, Inc.COMMON STOCK311,439$579.0K<0.1%History
TCW Special Purpose Acqu Cor87301L106COM CL A53,639$526.0K<0.1%–
CIGIColliers International Group Inc.SUB VTG SHS5,689$524.0K<0.1%History
TPHTri Pointe Homes, Inc.COM31,768$480.0K<0.1%History
SSentinelOne, Inc.CL A18,497$473.0K<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM221,076$429.0K<0.1%History
NVCRNovoCure LtdORD SHS5,444$414.0K<0.1%History
AZEKAZEK Co Inc.CL A24,386$405.0K<0.1%History
RRXRegal Rexnord CorpCOM2,823$396.0K<0.1%History
INTZIntrusion IncCOM NEW81,911$395.0K<0.1%History
CROXCrocs, Inc.COM5,414$372.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM17,310$364.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM37,385$359.0K<0.1%History
NYTNew York Times CoCL A12,063$347.0K<0.1%History
ASANAsana, Inc.CL A15,350$342.0K<0.1%History
SFStifel Financial CorpCOM6,519$338.0K<0.1%History
Altimeter Growth Corp 2G0371B109COM CL A33,934$336.0K<0.1%–
HGVHilton Grand Vacations Inc.COM10,094$332.0K<0.1%History
EVREvercore Inc.CLASS A3,951$325.0K<0.1%History
EXLSExlService Holdings, Inc.COM2,159$319.0K<0.1%History
GPIGroup 1 Automotive IncCOM2,180$312.0K<0.1%History
GLNGGolar LNG LtdSHS12,341$308.0K<0.1%History
UMPQUmpqua Holdings CorpCOM17,397$297.0K<0.1%History
GMEGameStop Corp.Stock11,654$293.0K<0.1%History
WRKWestRock CoCOM9,084$281.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,806$274.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST3,366$269.0K<0.1%–
MTZMastec IncCOM4,207$267.0K<0.1%History
CYRXCryoport, Inc.COM PAR $0.00110,936$266.0K<0.1%History