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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 15, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,831
−15 vs. Q2 2022
Portfolio value
$95.8B
−$3.72B (−3.7%) vs. Q2 2022
Filed
Nov 15, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
APENApollo Endosurgery, Inc.COM50,000$276.0K<0.1%00.0%UnchangedHistory
ARWArrow Electronics, Inc.COM3,005$277.0K<0.1%+49+1.7%AddedHistory
PBHPrestige Consumer Healthcare Inc.COM5,608$280.0K<0.1%+1,556+38.4%AddedHistory
WRKWestRock CoCOM9,084$281.0K<0.1%−336−3.6%ReducedHistory
iShares Russell Midcap ETF464287499ETF4,529$282.0K<0.1%−489−9.7%Reduced–
CRICarters IncCOM4,324$283.0K<0.1%+831+23.8%AddedHistory
SIGISelective Insurance Group IncCOM3,485$284.0K<0.1%+3,485NewHistory
MLCOMelco Resorts & Entertainment LTDADR42,855$284.0K<0.1%00.0%UnchangedHistory
HWCHancock Whitney CorpCOM6,220$285.0K<0.1%+6,220NewHistory
STVNStevanato Group S.p.A.ORD SHS16,884$286.0K<0.1%+16,884NewHistory
WERNWerner Enterprises IncCOM7,625$287.0K<0.1%+7,625NewHistory
RYNRayonier IncCOM9,606$288.0K<0.1%+251+2.7%AddedHistory
BDCBelden Inc.COM4,846$291.0K<0.1%+4,846NewHistory
OGSONE Gas, Inc.COM4,151$292.0K<0.1%+341+9.0%AddedHistory
SALSalisbury Bancorp, Inc.COM12,200$292.0K<0.1%−4,570−27.3%ReducedConverted for a 2-for-1 splitHistory
GMEGameStop Corp.Stock11,654$293.0K<0.1%+4,370+60.0%AddedConverted for a 4-for-1 splitHistory
CHHChoice Hotels International IncCOM2,687$295.0K<0.1%+2,687NewHistory
AYIAcuity Inc. (DE)Stock1,883$296.0K<0.1%+1,883NewHistory
GATXGatx CorpCOM3,468$296.0K<0.1%00.0%UnchangedHistory
iShares Select U.S. REIT ETF464287564ETF5,536$297.0K<0.1%−484−8.0%Reduced–
SSTKShutterstock, Inc.COM5,913$297.0K<0.1%+453+8.3%AddedHistory
UMPQUmpqua Holdings CorpCOM17,397$297.0K<0.1%−271−1.5%ReducedHistory
OSKOshkosh CorpCOM4,241$298.0K<0.1%−260−5.8%ReducedHistory
JBTMJBT Marel CorpCOM3,479$299.0K<0.1%−16−0.5%ReducedHistory
Fidelity MSCI Health Care Index ETF316092600ETF5,204$300.0K<0.1%−371−6.7%Reduced–
MMacy's, Inc.COM19,176$300.0K<0.1%−14,097−42.4%ReducedHistory
MNROMonro, Inc.COM6,895$300.0K<0.1%−109−1.6%ReducedHistory
iShares Tr464287150CORE S&P TTL STK3,787$301.0K<0.1%−100−2.6%Reduced–
LSPDLightspeed Commerce Inc.SUB VTG SHS17,024$301.0K<0.1%−13,447−44.1%ReducedHistory
RGLDRoyal Gold IncStock3,221$302.0K<0.1%+842+35.4%AddedHistory
SHOEShoe Station Group IncCOM14,148$303.0K<0.1%−425−2.9%ReducedHistory
iShares S&P 100 ETF464287101ETF1,873$304.0K<0.1%00.0%Unchanged–
GLNGGolar LNG LtdSHS12,341$308.0K<0.1%+12,341NewHistory
UNFUnifirst CorpCOM1,832$308.0K<0.1%−175−8.7%ReducedHistory
AIMCAltra Industrial Motion Corp.COM9,164$308.0K<0.1%+2,177+31.2%AddedHistory
CNSCohen & Steers, Inc.COM4,924$309.0K<0.1%−170−3.3%ReducedHistory
OVVOvintiv Inc.COM6,684$309.0K<0.1%00.0%UnchangedHistory
PSMTPricesmart IncCOM5,377$310.0K<0.1%−310−5.5%ReducedHistory
ERIEErie Indemnity CoCL A1,398$311.0K<0.1%00.0%UnchangedHistory
ESNTEssent Group Ltd.COM8,925$311.0K<0.1%−633−6.6%ReducedHistory
Vanguard Industrials ETF92204A603ETF1,977$312.0K<0.1%00.0%Unchanged–
GPIGroup 1 Automotive IncCOM2,180$312.0K<0.1%+59+2.8%AddedHistory
MANManpowerGroup Inc.COM4,822$312.0K<0.1%−606−11.2%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A2,289$313.0K<0.1%−581−20.2%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS32,364$316.0K<0.1%−26,587−45.1%ReducedHistory
ARLPAlliance Resource Partners LPStock13,938$319.0K<0.1%00.0%UnchangedHistory
PRIPrimerica, Inc.Stock2,583$319.0K<0.1%+2,583NewHistory
PENNPENN Entertainment, Inc.COM11,578$319.0K<0.1%+667+6.1%AddedHistory
EXLSExlService Holdings, Inc.COM2,159$319.0K<0.1%−23,182−91.5%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW3,538$319.0K<0.1%−1,042−22.8%ReducedHistory
CUZCousins Properties IncCOM NEW13,764$321.0K<0.1%+715+5.5%AddedHistory
LBTYKLiberty Global Ltd.SHS CL C19,647$324.0K<0.1%−16,783−46.1%ReducedHistory
EVREvercore Inc.CLASS A3,951$325.0K<0.1%−2,926−42.5%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A8,710$325.0K<0.1%+37+0.4%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,919$327.0K<0.1%+78+4.2%Added–
HTGCHercules Capital, Inc.COM28,250$327.0K<0.1%−27,299−49.1%ReducedHistory
OTTROtter Tail CorpCOM5,324$328.0K<0.1%+5,324NewHistory
SNAPSnap IncStock33,565$330.0K<0.1%−474,716−93.4%ReducedHistory
FAFFirst American Financial CorpStock7,155$330.0K<0.1%−6,069−45.9%ReducedHistory
HGVHilton Grand Vacations Inc.COM10,094$332.0K<0.1%+10,094NewHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,715$334.0K<0.1%+156+10.0%Added–
NHINational Health Investors IncCOM5,905$334.0K<0.1%+5,905NewHistory
Altimeter Growth Corp 2G0371B109COM CL A33,934$336.0K<0.1%00.0%Unchanged–
KGCKinross Gold CorpCOM86,002$337.0K<0.1%+11,153+14.9%AddedHistory
CATYCathay General BancorpCOM8,753$337.0K<0.1%+8,753NewHistory
SFStifel Financial CorpCOM6,519$338.0K<0.1%+2,705+70.9%AddedHistory
GRABGrab Holdings LtdCLASS A ORD128,607$338.0K<0.1%+52,781+69.6%AddedHistory
ASANAsana, Inc.CL A15,350$342.0K<0.1%−6,095−28.4%ReducedHistory
DEAEasterly Government Properties, Inc.COM21,772$343.0K<0.1%−175−0.8%ReducedHistory
SXIStandex International CorpCOM4,248$346.0K<0.1%−157−3.6%ReducedHistory
NYTNew York Times CoCL A12,063$347.0K<0.1%+4,264+54.7%AddedHistory
RGENRepligen CorpCOM1,862$348.0K<0.1%+215+13.1%AddedHistory
AGMFederal Agricultural Mortgage CorpCL C3,519$349.0K<0.1%−153−4.2%ReducedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM30,000$353.0K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock2,649$357.0K<0.1%−1,533−36.7%ReducedHistory
FIXComfort Systems USA IncCOM3,687$359.0K<0.1%−35−0.9%ReducedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM37,385$359.0K<0.1%+2,247+6.4%AddedHistory
SLMSLM CorpCOM25,694$359.0K<0.1%−725−2.7%ReducedHistory
RITMRithm Capital Corp.REIT50,864$360.0K<0.1%−39,446−43.7%ReducedHistory
SEICSEI Investments CoCOM7,365$361.0K<0.1%+3,269+79.8%AddedHistory
XUnited States Steel CorpCOM19,904$361.0K<0.1%−14,806−42.7%ReducedHistory
FCPTFour Corners Property Trust, Inc.COM14,979$362.0K<0.1%−130,713−89.7%ReducedHistory
HHyatt Hotels CorpCOM CL A4,477$362.0K<0.1%−1,610−26.4%ReducedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,194$362.0K<0.1%00.0%Unchanged–
AXTAAxalta Coating Systems Ltd.COM17,310$364.0K<0.1%+17,310NewHistory
DVADavita Inc.COM4,466$369.0K<0.1%+133+3.1%AddedHistory
FNBFNB CorpCOM31,979$371.0K<0.1%+3,042+10.5%AddedHistory
WINGWingstop Inc.COM2,963$371.0K<0.1%+2,963NewHistory
KNSLKinsale Capital Group, Inc.Stock1,456$372.0K<0.1%−125−7.9%ReducedHistory
CROXCrocs, Inc.COM5,414$372.0K<0.1%+780+16.8%AddedHistory
CPKChesapeake Utilities CorpCOM3,231$372.0K<0.1%−170−5.0%ReducedHistory
BWABorgwarner IncCOM11,854$373.0K<0.1%+46+0.4%AddedHistory
JLLJones Lang Lasalle IncCOM2,479$374.0K<0.1%−270−9.8%ReducedHistory
ABMAbm Industries IncCOM9,770$374.0K<0.1%−228−2.3%ReducedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK46,765$375.0K<0.1%+46,765NewHistory
IPARInterparfums IncCOM4,973$376.0K<0.1%−368−6.9%ReducedHistory
GGenpact LTDSHS8,632$378.0K<0.1%+94+1.1%AddedHistory
EPREpr PropertiesCOM SH BEN INT10,554$379.0K<0.1%+3,410+47.7%AddedHistory
WLYBJohn Wiley & Sons, Inc.CL B10,260$384.0K<0.1%−100−1.0%ReducedHistory
UTHRUnited Therapeutics CorpCOM1,866$391.0K<0.1%+3+0.2%AddedHistory

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$1.65M–
State Street Energy Select Sector SPDR ETF81369Y506ETF$882.0K–
iShares Tr464287184CHINA LG-CAP ETF$833.0K–
ATVIActivision Blizzard, Inc.COM$762.0K–
TWTRTwitter, Inc.COM$441.0K–
Invesco QQQ Trust Series I46090E103ETF$232.0K–
iShares Russell 2000 ETF464287655ETF$201.0K–

Sold out since Q2 2022 (105)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 105 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ACCAmerican Campus Communities IncCOM794,809$51.2M0.1%History
CCMPCMC Materials, Inc.COM212,479$37.1M<0.1%History
POLYPlantronics IncCOM345,474$13.7M<0.1%History
HRHealthcare Realty Trust IncCOM343,570$9.35M<0.1%History
MNDTMandiant, Inc.Stock393,406$8.58M<0.1%History
MTORMeritor, Inc.COM227,345$8.26M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW285,017$7.96M<0.1%–
DRHDiamondRock Hospitality CoCOM698,996$5.74M<0.1%History
HIWHighwoods Properties, Inc.COM155,453$5.32M<0.1%History
TENBTenable Holdings, Inc.COM104,991$4.77M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM70,801$4.44M<0.1%–
ACMRACM Research, Inc.Stock256,554$4.32M<0.1%History
Meridian Bioscience Inc589584101COM140,146$4.26M<0.1%–
RPDRapid7, Inc.COM62,242$4.16M<0.1%History
SAFMSanderson Farms IncCOM14,435$3.11M<0.1%History
Stanley Black & Decker, Inc.854502846UNIT 11/15/202242,478$2.86M<0.1%–
WNS Hldgs Ltd92932M101SPON ADR35,422$2.64M<0.1%–
PRVAPrivia Health Group, Inc.COM78,310$2.28M<0.1%History
OMOutset Medical, Inc.COM143,920$2.14M<0.1%History
GSKGSK plcSPONSORED ADR48,547$2.11M<0.1%History
LULufax Holding LtdADS REP SHS CL A328,985$1.99M<0.1%History
CDKCDK Global, Inc.COM34,114$1.87M<0.1%History
DPCM Cap Inc23344P101COM CL A143,953$1.43M<0.1%–
COURCoursera, Inc.COM98,606$1.40M<0.1%History
BKEPBlueknight Energy Partners, L.P.COM UNIT249,323$1.13M<0.1%History
B Riley Principal 150 Merger05601V103COM CL A97,532$971.0K<0.1%–
VYXNCR Voyix CorpCOM29,174$908.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD105,534$897.0K<0.1%–
CHEFChefs' Warehouse, Inc.COM21,447$834.0K<0.1%History
AVOMission Produce, Inc.COM55,900$797.0K<0.1%History
Arclight Clean Transition IIG0R21B104CLASS A ORD SHS79,122$787.0K<0.1%–
UPSTUpstart Holdings, Inc.COM23,911$756.0K<0.1%History
FARMFarmer Brothers CoCOM159,750$749.0K<0.1%History
NVAXNovavax IncCOM NEW13,559$697.0K<0.1%History
IMAXImax CorpCOM39,924$674.0K<0.1%History
CNHCNH Industrial N.V.SHS57,797$670.0K<0.1%History
WWayfair Inc.CL A15,211$663.0K<0.1%History
ALRAlerisLife Inc.COM NEW535,586$643.0K<0.1%History
PSBPS Business Parks, Inc.COM3,391$635.0K<0.1%History
EEni SpASPONSORED ADR25,481$607.0K<0.1%History
FLSFlowserve CorpCOM20,570$604.0K<0.1%History
ROKURoku, IncCOM CL A6,545$538.0K<0.1%History
RDYDr Reddys Laboratories LtdADR9,589$531.0K<0.1%History
COLDAmericold Realty TrustCOM17,541$527.0K<0.1%History
Nextera Energy Inc65339F796UNIT 09/01/2022S9,165$516.0K<0.1%–
PLNTPlanet Fitness, Inc.CL A7,404$504.0K<0.1%History
U.S. Global Jets ETF26922A842ETF30,013$495.0K<0.1%–
CAECae IncCOM19,646$488.0K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF17,255$473.0K<0.1%–
ProShares Tr74347B201PSHS ULTSH 20YRS16,228$424.0K<0.1%–
iShares Tr464288802ESG OPTIMIZED5,124$413.0K<0.1%–
LYLTQLoyalty Ventures Inc.COMMON STOCK104,687$379.0K<0.1%History
BHVNBiohaven Ltd.COM2,578$375.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,391$372.0K<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT41,570$363.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS14,843$349.0K<0.1%History
GCPGCP Applied Technologies Inc.COM10,699$335.0K<0.1%History
iShares Inc464286665MSCI PAC JP ETF8,000$333.0K<0.1%–
AGOAssured Guaranty LtdCOM5,920$330.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK54,690$330.0K<0.1%History
MANTMantech International CorpCL A3,136$299.0K<0.1%History
APAAPA CorpStock8,376$298.0K<0.1%History
WTFCWintrust Financial CorpCOM3,698$296.0K<0.1%History
APPFAppfolio IncCOM CL A3,018$283.0K<0.1%History
TTECTTEC Holdings, Inc.COM4,148$281.0K<0.1%History
GWREGuidewire Software, Inc.COM3,947$280.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF9,355$278.0K<0.1%–
DEIDouglas Emmett IncCOM12,358$277.0K<0.1%History
BERYBerry Global Group, Inc.COM5,012$274.0K<0.1%History
CDPCopt Defense PropertiesREIT10,376$272.0K<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/99994,034$272.0K<0.1%–
BCPCBalchem CorpCOM2,006$260.0K<0.1%History
iShares Tr464288646ISHS 1-5YR INVS5,065$256.0K<0.1%–
SNXTD Synnex CorpCOM2,780$253.0K<0.1%History
CBLCBL & Associates Properties IncCOMMON STOCK10,611$249.0K<0.1%History
PVHPVH Corp.COM4,277$245.0K<0.1%History
OUTOUTFRONT Media Inc.COM14,465$245.0K<0.1%History
CMCOColumbus McKinnon CorpCOM8,509$242.0K<0.1%History
THRMGentherm IncCOM3,801$237.0K<0.1%History
RNGRingCentral, Inc.CL A4,543$237.0K<0.1%History
AVAAvista CorpCOM5,406$235.0K<0.1%History
ENOVEnovis CORPCOM4,200$231.0K<0.1%History
ITGRInteger Holdings CorpCOM3,193$226.0K<0.1%History
iShares Tr464288323NEW YORK MUN ETF4,258$224.0K<0.1%–
SPDR Series Trust78464A755ST STR SP METAL5,156$224.0K<0.1%–
VNTVontier CorpStock9,585$221.0K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$221.0K<0.1%–
JBGSJBG Smith PropertiesCOM9,266$219.0K<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID5,469$213.0K<0.1%–
ZZillow Group, Inc.CL C CAP STK6,703$213.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,504$206.0K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW9,354$202.0K<0.1%History
iShares Inc464286822MSCI MEXICO ETF4,294$200.0K<0.1%–
Vonage Holdings Corp92886T201COM10,216$193.0K<0.1%–
TFSLTFS Financial CORPCOM13,881$191.0K<0.1%History
HPPHudson Pacific Properties, Inc.COM11,497$171.0K<0.1%History
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$162.0K<0.1%History
PKPark Hotels & Resorts Inc.COM11,580$157.0K<0.1%History
MACMacerich CoCOM16,669$145.0K<0.1%History
GAPGap IncCOM11,441$94.0K<0.1%History