Skip to main content
Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,898
+145 vs. Q3 2021
Portfolio value
$127.5B
+$13.1B (+11.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
THRMGentherm IncCOM3,696$319.0K<0.1%+81+2.2%AddedHistory
GATXGatx CorpCOM3,452$319.0K<0.1%+3,452NewHistory
SNXTD Synnex CorpCOM2,808$321.0K<0.1%−1,891−40.2%ReducedHistory
RBARB Global Inc.COM5,249$321.0K<0.1%−11−0.2%ReducedHistory
KEXKirby CorpCOM6,313$323.0K<0.1%−62,048−90.8%ReducedHistory
SSTKShutterstock, Inc.COM3,004$324.0K<0.1%−265−8.1%ReducedHistory
JVACoffee Holding Co IncCOM74,200$325.0K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F5,136$326.0K<0.1%−299−5.5%Reduced–
KBHKB HomeCOM7,504$326.0K<0.1%+40+0.5%AddedHistory
AUDCAudiocodes LtdORD9,451$328.0K<0.1%−73−0.8%ReducedHistory
WRKWestRock CoCOM8,285$329.0K<0.1%+8,285NewHistory
KNSLKinsale Capital Group, Inc.Stock1,398$330.0K<0.1%+35+2.6%AddedHistory
HPHelmerich & Payne, Inc.COM15,227$330.0K<0.1%+15,227NewHistory
iShares Tr464288448INTL SEL DIV ETF10,590$330.0K<0.1%+875+9.0%Added–
UNFUnifirst CorpCOM1,692$330.0K<0.1%−16−0.9%ReducedHistory
CBLCBL & Associates Properties IncCOMMON STOCK10,611$331.0K<0.1%+10,611NewHistory
AANAaron's Company, Inc.COM13,783$331.0K<0.1%+2,155+18.5%AddedHistory
VYXNCR Voyix CorpCOM8,259$332.0K<0.1%+8,259NewHistory
AWIArmstrong World Industries IncCOM2,867$333.0K<0.1%+2,867NewHistory
LECOLincoln Electric Holdings IncCOM2,565$333.0K<0.1%−1,297−33.6%ReducedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF12,500$333.0K<0.1%+12,500New–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,955$337.0K<0.1%+4,955New–
KLICKulicke & Soffa Industries IncCOM5,594$337.0K<0.1%+5,594NewHistory
ABMAbm Industries IncCOM8,315$338.0K<0.1%−14−0.2%ReducedHistory
IPARInterparfums IncCOM3,561$339.0K<0.1%+145+4.2%AddedHistory
HOMBHome Bancshares IncCOM14,083$342.0K<0.1%−338−2.3%ReducedHistory
NOVNOV Inc.COM29,626$342.0K<0.1%+15,665+112.2%AddedHistory
AHCOAdaptHealth Corp.COMMON STOCK14,000$342.0K<0.1%00.0%UnchangedHistory
Healthpeak Properties, Inc.71943U104COM18,381$342.0K<0.1%+409+2.3%Added–
CIMChimera Investment CorpCOM NEW25,113$343.0K<0.1%+25,113NewHistory
NVSTEnvista Holdings CorpCOM8,620$344.0K<0.1%+8,620NewHistory
SIXSix Flags Entertainment CorpCOM8,168$345.0K<0.1%+8,168NewHistory
Teekay LNG Partners L PY8564M105PRTNRSP UNITS20,380$345.0K<0.1%−200,000−90.8%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF6,672$346.0K<0.1%+556+9.1%Added–
NYTNew York Times CoCL A8,562$346.0K<0.1%−3,771−30.6%ReducedHistory
CBSHCommerce Bancshares IncStock5,132$347.0K<0.1%+5,132NewHistory
PORPortland General Electric CoCOM NEW6,845$347.0K<0.1%+1,699+33.0%AddedHistory
CNSCohen & Steers, Inc.COM3,777$348.0K<0.1%−122−3.1%ReducedHistory
CACICACI International IncCL A1,329$348.0K<0.1%+537+67.8%AddedHistory
PBCTPeople's United Financial, Inc.COM22,293$349.0K<0.1%+22,293NewHistory
QDELQuidelOrtho CorpCOM2,728$349.0K<0.1%+2,728NewHistory
HIIHuntington Ingalls Industries, Inc.COM1,991$350.0K<0.1%+1,991NewHistory
LADRLadder Capital CorpCL A29,274$351.0K<0.1%+25+0.1%AddedHistory
NVONovo Nordisk A SADR4,610$353.0K<0.1%+853+22.7%AddedHistory
iShares S&P 500 Growth ETF464287309ETF4,226$354.0K<0.1%−798−15.9%Reduced–
ABRArbor Realty Trust IncCOM19,378$354.0K<0.1%+561+3.0%AddedHistory
CPKChesapeake Utilities CorpCOM2,620$357.0K<0.1%+130+5.2%AddedHistory
DJCODaily Journal CorpCOM1,000$357.0K<0.1%00.0%UnchangedHistory
RYNRayonier IncCOM9,071$358.0K<0.1%+9,071NewHistory
HHCHoward Hughes CorpCOM5,245$358.0K<0.1%+5,245NewHistory
MTRNMATERION CorpCOM3,994$359.0K<0.1%−15−0.4%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,213$361.0K<0.1%+13+0.3%Added–
ARWArrow Electronics, Inc.COM2,718$363.0K<0.1%+2,718NewHistory
CHHChoice Hotels International IncCOM2,503$363.0K<0.1%−4,780−65.6%ReducedHistory
LMATLemaitre Vascular IncCOM7,272$364.0K<0.1%−166−2.2%ReducedHistory
ARK ETF Tr00214Q807SPACE & DEFENSE19,455$367.0K<0.1%+19,455New–
LEVILevi Strauss & CoCL A COM STK15,011$367.0K<0.1%+15,011NewHistory
KMPRKEMPER CorpCOM6,252$367.0K<0.1%+2,599+71.1%AddedHistory
PTLOPortillo's Inc.COM CL A9,800$368.0K<0.1%+9,800NewHistory
HRLHormel Foods CorpCOM8,020$369.0K<0.1%+8,020NewHistory
REKRRekor Systems, Inc.COM56,311$369.0K<0.1%+56,311NewHistory
iShares Tr464288802ESG OPTIMIZED3,478$370.0K<0.1%+3,478New–
Vanguard Utilities ETF92204A876ETF2,370$371.0K<0.1%00.0%Unchanged–
AXSAxis Capital Holdings LtdSHS6,966$371.0K<0.1%+6,966NewHistory
SEICSEI Investments CoCOM6,346$372.0K<0.1%+6,346NewHistory
PINCPremier, Inc.CL A10,186$372.0K<0.1%+10,186NewHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,330$373.0K<0.1%00.0%Unchanged–
HPPHudson Pacific Properties, Inc.COM16,457$374.0K<0.1%+4,378+36.2%AddedHistory
TFSLTFS Financial CORPCOM22,053$375.0K<0.1%+22,053NewHistory
CHRDChord Energy CorpCOM NEW2,994$377.0K<0.1%+5+0.2%AddedHistory
NBIXNeurocrine Biosciences IncStock4,534$379.0K<0.1%+1,365+43.1%AddedHistory
RKLBRocket Lab CorpCOM30,168$383.0K<0.1%−722,814−96.0%ReducedHistory
iShares Tr464289529INDIA 50 ETF8,110$384.0K<0.1%−337−4.0%Reduced–
RLJ.PARLJ Lodging TrustCUM CONV PFD A27,562$384.0K<0.1%+27,562NewHistory
XUnited States Steel CorpCOM29,644$387.0K<0.1%−2,165,187−98.6%ReducedHistory
HHyatt Hotels CorpCOM CL A4,253$389.0K<0.1%+4,253NewHistory
FNBFNB CorpCOM37,093$390.0K<0.1%+37,093NewHistory
VRRMVerra Mobility CorpCL A COM STK25,768$390.0K<0.1%+25,768NewHistory
LACLithium Americas Corp.COM NEW13,396$390.0K<0.1%+1,538+13.0%AddedHistory
LUMNLumen Technologies, Inc.Stock57,306$391.0K<0.1%+45,005+365.9%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,729$391.0K<0.1%+665+13.1%Added–
TRTootsie Roll Industries IncCOM10,852$392.0K<0.1%+10,852NewHistory
Altimeter Growth Corp 2G0371B109COM CL A39,773$392.0K<0.1%−14,011−26.1%Reduced–
NOGNorthern Oil & Gas, Inc.COM19,131$394.0K<0.1%+1,009+5.6%AddedHistory
SXIStandex International CorpCOM3,600$396.0K<0.1%−101−2.7%ReducedHistory
STORStore Capital LLCCOM11,944$396.0K<0.1%+11,944NewHistory
CNXCConcentrix CorpStock2,228$398.0K<0.1%+2,228NewHistory
HXLHexcel CorpCOM8,645$398.0K<0.1%+3,192+58.5%AddedHistory
UFPIUfp Industries IncCOM4,456$400.0K<0.1%+75+1.7%AddedHistory
HOGHarley-Davidson, Inc.COM11,938$402.0K<0.1%+11,938NewHistory
Vanguard Health Care ETF92204A504ETF1,520$405.0K<0.1%+82+5.7%Added–
iShares Tr464287150CORE S&P TTL STK3,786$405.0K<0.1%−2,100−35.7%Reduced–
WisdomTree Tr97717W604US SMALLCAP DIVD12,378$407.0K<0.1%00.0%Unchanged–
RHIRobert Half Inc.COM3,803$409.0K<0.1%+3,803NewHistory
CURVTorrid Holdings Inc.COM41,408$409.0K<0.1%+8,860+27.2%AddedHistory
iShares Russell Midcap ETF464287499ETF5,006$416.0K<0.1%+5,006New–
JAZZJazz Pharmaceuticals plcSHS USD3,431$416.0K<0.1%+1,415+70.2%AddedHistory
INGRIngredion IncCOM4,588$418.0K<0.1%+4,588NewHistory
MCYMercury General CorpCOM8,191$419.0K<0.1%−102−1.2%ReducedHistory
CVCOCavco Industries, Inc.COM1,334$421.0K<0.1%+21+1.6%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$591.0K$238.0K
FISFidelity National Information Services, Inc.Stock–$651.0K
OKTAOkta, Inc.CL A–$643.0K
CHWYChewy, Inc.CL A–$613.0K
SPLKSplunk IncCOM–$317.0K

Sold out since Q3 2021 (110)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$122.6M0.1%History
FLEXFlex Ltd.Stock5,013,606$88.6M0.1%History
HRCHill-Rom Holdings, Inc.COM427,717$63.7M0.1%History
INOVInovalon Holdings, Inc.COM CL A1,561,030$62.9M0.1%History
SWISolarWinds CorpCOM2,479,735$41.5M<0.1%History
CHGGChegg, IncCOM513,524$34.9M<0.1%History
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$34.0M<0.1%–
RHRHCOM50,365$33.5M<0.1%History
KSUKansas City SouthernCOM NEW119,042$32.2M<0.1%History
PPDPPD, Inc.COM555,748$25.8M<0.1%History
CoreSite Realty Corp21870Q105COM173,251$24.0M<0.1%–
LCIDLucid Group, Inc.COM1,009,459$21.3M<0.1%History
CLDRCloudera, Inc.COM1,373,891$20.9M<0.1%History
XECCimarex Energy CoCOM240,011$20.9M<0.1%History
CVACovanta Holding CorpCOM975,870$18.9M<0.1%History
PAYOPayoneer Global Inc.COM2,049,353$17.5M<0.1%History
XENTIntersect ENT, Inc.COM604,219$16.1M<0.1%History
MDLAMedallia, Inc.COM426,132$14.4M<0.1%History
TSEMTower Semiconductor LtdSHS NEW443,303$13.3M<0.1%History
Lydall Inc550819106COM191,072$11.2M<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS686,805$10.5M<0.1%History
CMAXCareMax, Inc.COM CL A1,032,160$9.97M<0.1%History
OSHOak Street Health, Inc.COM228,439$9.71M<0.1%History
CSODCornerstone OnDemand IncCOM165,585$9.48M<0.1%History
NTSTNETSTREIT Corp.COM373,989$8.85M<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES750,000$8.77M<0.1%History
PAEPAE IncCOM CL A1,386,957$8.29M<0.1%History
EVBGEverbridge, Inc.COM55,422$8.01M<0.1%History
LPSNLiveperson IncCOM126,438$7.33M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR222,218$6.61M<0.1%History
VRNSVaronis Systems IncCOM107,182$6.44M<0.1%History
Vasta Platform Ltd CL AG9440A109Stock1,326,706$6.05M<0.1%–
SEMSelect Medical Holdings CorpCOM156,537$5.61M<0.1%History
TPBTurning Point Brands, Inc.COM117,062$5.49M<0.1%History
PAXPatria Investments LtdCOM CL A335,635$5.47M<0.1%History
PENNPENN Entertainment, Inc.COM71,395$5.05M<0.1%History
RDYDr Reddys Laboratories LtdADR74,157$4.81M<0.1%History
FSTFAST Acquisition Corp.COM CL A400,000$4.80M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A487,017$4.57M<0.1%History
AGYSAgilysys IncCOM87,791$4.54M<0.1%History
TXNMTXNM Energy IncCOM84,982$4.21M<0.1%History
APPNAppian CorpCL A43,882$3.97M<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/1–$3.54M<0.1%–
SKYTSkyWater Technology, LLCCOM116,505$3.08M<0.1%History
Marquee Raine Acquisition CoG58442107CL A SHS292,405$2.92M<0.1%–
Ion Acquisition Corp 2 LtdG49393104SHS CL A255,041$2.53M<0.1%–
MTLSMaterialise NVSPONSORED ADS123,138$2.48M<0.1%History
KRYSKrystal Biotech, Inc.COM45,246$2.35M<0.1%History
RSKDRiskified Ltd.SHS CL A98,380$2.24M<0.1%History
GGPIGores Guggenheim, Inc.CLASS A COM215,890$2.21M<0.1%History
BGCBGC Group, Inc.CL A419,486$2.18M<0.1%History
Northern Genesis Acquisition66516U101COMMON STOCK182,173$1.81M<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$1.73M<0.1%–
890 5th Ave Partners Inc28250A105COM CL A170,028$1.69M<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$1.63M<0.1%History
SWBKSwitchback II CorpCOM CL A162,898$1.62M<0.1%History
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$1.51M<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN40,000$1.13M<0.1%History
Ozon Hldgs PLC69269L104SPONSORED ADS21,865$1.08M<0.1%–
Power & Digital Infra Acq Co739190106COM CL A100,000$1.01M<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999998,900$986.0K<0.1%–
VERVEREIT, Inc.COM20,349$920.0K<0.1%History
FMTXForma Therapeutics Holdings, Inc.SHS32,301$749.0K<0.1%History
SUNSunoco LPCOM UT REP LP20,000$746.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$730.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF5,791$673.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$663.0K<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS31,206$629.0K<0.1%History
PATHUiPath, Inc.Stock11,861$624.0K<0.1%History
TBLATaboola.com Ltd.ORD SHS73,321$620.0K<0.1%History
RAMPLiveRamp Holdings, Inc.COM12,396$576.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$568.0K<0.1%–
Schwab International Equity ETF808524805ETF14,354$555.0K<0.1%–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$550.0K<0.1%–
BYNDBeyond Meat, Inc.COM4,881$502.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM16,693$431.0K<0.1%History
LHCGLHC Group, IncCOM2,680$408.0K<0.1%History
LNWOLight & Wonder, Inc.COM5,260$364.0K<0.1%History
OECOrion S.A.COM19,785$361.0K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$358.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$354.0K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$300.0K<0.1%–
iShares Tr464288877EAFE VALUE ETF5,189$264.0K<0.1%–
PHRPhreesia, Inc.COM4,095$253.0K<0.1%History
ALEAllete IncCOM NEW4,169$248.0K<0.1%History
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$244.0K<0.1%–
STEMStem, Inc.CL A10,008$239.0K<0.1%History
GANGAN LtdORD SHS15,000$223.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$221.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,815$212.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A10,670$210.0K<0.1%–
ALLOAllogene Therapeutics, Inc.COM8,085$208.0K<0.1%History
SDGRSchrodinger, Inc.COM3,802$207.0K<0.1%History
BFLYButterfly Network, Inc.COM CL A19,700$206.0K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR5,875$205.0K<0.1%History
Turquoise Hill Res Ltd900435207COM13,395$198.0K<0.1%–
AMWLAmerican Well CorpCL A13,205$120.0K<0.1%History
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$115.0K<0.1%–
IQiQIYI, Inc.SPONSORED ADS12,615$96.0K<0.1%History
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$90.0K<0.1%–