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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,898
+145 vs. Q3 2021
Portfolio value
$127.5B
+$13.1B (+11.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GRWGGrowGeneration Corp.COM16,900$221.0K<0.1%+3,900+30.0%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM42,149$222.0K<0.1%+4,500+12.0%AddedHistory
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS8,000$222.0K<0.1%00.0%UnchangedHistory
AVAAvista CorpCOM5,525$226.0K<0.1%+5,525NewHistory
PRVAPrivia Health Group, Inc.COM8,835$228.0K<0.1%+8,835NewHistory
CVSACovista Inc.COM7,727$228.0K<0.1%+7,727NewHistory
NVECNve CorpCOM NEW3,341$228.0K<0.1%−258−7.2%ReducedHistory
BBCPConcrete Pumping Holdings, Inc.COM27,938$229.0K<0.1%00.0%UnchangedHistory
FLFoot Locker, Inc.COM5,424$230.0K<0.1%+5,424NewHistory
VSXYVictoria's Secret & Co.COMMON STOCK6,060$231.0K<0.1%+6,060NewHistory
MLPBUBS AGETRACS ALER MLP15,000$231.0K<0.1%00.0%UnchangedHistory
WASHWashington Trust Bancorp IncCOM4,129$232.0K<0.1%+340+9.0%AddedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM13,872$232.0K<0.1%+13,872NewHistory
iShares Tr46434V878ULTRA SHORT DUR4,650$234.0K<0.1%+4,650New–
VTOLBristow Group Inc.COM7,445$236.0K<0.1%+7,445NewHistory
NVAXNovavax IncCOM NEW2,049$238.0K<0.1%+2,049NewHistory
PFSIPennyMac Financial Services, Inc.COM3,442$239.0K<0.1%−6,418−65.1%ReducedHistory
CRAICra International, Inc.COM2,574$240.0K<0.1%+42+1.7%AddedHistory
NAVINavient CorpCOM14,076$240.0K<0.1%+2,482+21.4%AddedHistory
SAFMSanderson Farms IncCOM1,259$240.0K<0.1%+1,259NewHistory
BHVNBiohaven Ltd.COM1,934$241.0K<0.1%+1,934NewHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,585$243.0K<0.1%00.0%Unchanged–
PSBPS Business Parks, Inc.COM1,340$243.0K<0.1%+1,340NewHistory
SPLPSteel Partners Holdings L.P.LTD PRTRSHIP U5,789$243.0K<0.1%+5,789NewHistory
APLEApple Hospitality REIT, Inc.REIT19,711$244.0K<0.1%−15,369−43.8%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS20,104$244.0K<0.1%+3,494+21.0%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,029$245.0K<0.1%+225+8.0%Added–
DHYUBS Asset Management High Yield Credit FundSH BEN INT99,580$246.0K<0.1%00.0%UnchangedHistory
AXTAAxalta Coating Systems Ltd.COM7,446$246.0K<0.1%+7,446NewHistory
iShares Tr464288323NEW YORK MUN ETF4,258$247.0K<0.1%−343−7.5%Reduced–
ECHOEchoStar CORPCL A9,434$248.0K<0.1%+9,434NewHistory
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY3,495$249.0K<0.1%−40−1.1%Reduced–
iShares Inc464286772MSCI STH KOR ETF3,211$250.0K<0.1%00.0%Unchanged–
WKWorkiva IncCOM CL A2,241$251.0K<0.1%+285+14.6%AddedHistory
PINSPinterest, Inc.CL A12,206$251.0K<0.1%−1,424,805−99.2%ReducedHistory
IMNMImmunome Inc.COM19,444$252.0K<0.1%00.0%UnchangedHistory
ASBAssociated Banc-CorpCOM12,818$253.0K<0.1%+12,818NewHistory
iShares Select Dividend ETF464287168ETF2,094$257.0K<0.1%−43−2.0%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,538$258.0K<0.1%+2,538New–
SMTCSemtech CorpStock3,322$258.0K<0.1%+3,322NewHistory
SBRASabra Health Care REIT, Inc.REIT20,108$258.0K<0.1%−2,362−10.5%ReducedHistory
WAFDWafd IncStock7,917$264.0K<0.1%+7,917NewHistory
ERIEErie Indemnity CoCL A1,378$264.0K<0.1%+1,378NewHistory
ABMDAbiomed IncCOM1,158$268.0K<0.1%+1,158NewHistory
ELANElanco Animal Health IncCOM9,639$269.0K<0.1%+9,639NewHistory
PLUGPlug Power IncStock13,026$271.0K<0.1%+13,026NewHistory
Schwab US Aggregate Bond ETF808524839ETF5,043$272.0K<0.1%00.0%Unchanged–
CGAUCenterra Gold Inc.COM35,283$272.0K<0.1%−96,034−73.1%ReducedHistory
DIODDiodes IncCOM2,877$273.0K<0.1%+2,877NewHistory
FIXComfort Systems USA IncCOM3,359$273.0K<0.1%+3,359NewHistory
CIVICivitas Resources, Inc.EQUITY US CM5,622$275.0K<0.1%+5,622NewHistory
CASYCaseys General Stores IncCOM1,586$277.0K<0.1%+241+17.9%AddedHistory
DBTXDecibel Therapeutics, Inc.COM59,570$277.0K<0.1%+16,035+36.8%AddedHistory
AUBAtlantic Union Bankshares CorpCOM8,648$279.0K<0.1%+331+4.0%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$280.0K<0.1%00.0%Unchanged–
Vanguard Total Bond Market ETF921937835ETF3,313$281.0K<0.1%−3,044−47.9%Reduced–
EPREpr PropertiesCOM SH BEN INT7,145$282.0K<0.1%+7,145NewHistory
SLGSL Green Realty CorpCOM3,941$283.0K<0.1%−7,459−65.4%ReducedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN19,316$283.0K<0.1%00.0%UnchangedHistory
WDWalker & Dunlop, Inc.COM1,953$284.0K<0.1%+59+3.1%AddedHistory
CNACna Financial CorpCOM6,530$284.0K<0.1%+6,530NewHistory
BDNBrandywine Realty TrustSH BEN INT NEW22,171$286.0K<0.1%+9,344+72.8%AddedHistory
iShares Inc464286780MSCI STH AFR ETF6,200$288.0K<0.1%−7,000−53.0%Reduced–
OGSONE Gas, Inc.COM3,810$289.0K<0.1%+3,810NewHistory
TACTransalta CorpCOM25,962$289.0K<0.1%+25,962NewHistory
EWBCEast West Bancorp IncCOM3,942$289.0K<0.1%+3,942NewHistory
TRNTrinity Industries IncCOM10,803$289.0K<0.1%+10,803NewHistory
OLOOlo Inc.CL A13,904$289.0K<0.1%−48,191−77.6%ReducedHistory
TDCTeradata CorpStock6,838$290.0K<0.1%+6,838NewHistory
THGHanover Insurance Group, Inc.COM2,228$290.0K<0.1%+2,228NewHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,577$291.0K<0.1%−12,020−77.1%Reduced–
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$294.0K<0.1%00.0%UnchangedHistory
CCAPCrescent Capital BDC, Inc.COM16,807$296.0K<0.1%+16,807NewHistory
EQCEQC Liquidating TrustCOM SH BEN INT11,575$296.0K<0.1%+11,575NewHistory
INTZIntrusion IncCOM NEW86,000$296.0K<0.1%−11,050−11.4%ReducedHistory
US Ecology, Inc.91734M103COM9,313$297.0K<0.1%+2,249+31.8%Added–
U.S. Global Jets ETF26922A842ETF14,138$298.0K<0.1%+224+1.6%Added–
VODVodafone Group Public Ltd CoADR21,147$299.0K<0.1%−596−2.7%ReducedHistory
AVTAvnet IncCOM7,269$299.0K<0.1%+7,269NewHistory
MNROMonro, Inc.COM5,179$301.0K<0.1%−103−2.0%ReducedHistory
ACIAlbertsons Companies, Inc.COMMON STOCK11,761$303.0K<0.1%+11,761NewHistory
iShares Tr464287721U.S. TECH ETF2,637$303.0K<0.1%−60−2.2%Reduced–
SAMBoston Beer Co IncCL A609$305.0K<0.1%+171+39.0%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW20,817$306.0K<0.1%+783+3.9%AddedHistory
AGMFederal Agricultural Mortgage CorpCL C2,481$307.0K<0.1%−473−16.0%ReducedHistory
Danaher Corp2358513004.75 MND CV PFD140$307.0K<0.1%+140New–
ProShares Tr74347B201PSHS ULTSH 20YRS18,228$308.0K<0.1%00.0%Unchanged–
CBTCabot CorpCOM5,799$309.0K<0.1%+5,799NewHistory
BNTXBioNTech SESPONSORED ADS1,155$311.0K<0.1%+1,155NewHistory
EP.PCKinder Morgan, Inc.Convertible Preferred6,170$312.0K<0.1%+6,170NewHistory
MANTMantech International CorpCL A4,303$312.0K<0.1%−43−1.0%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF11,151$313.0K<0.1%−7,400−39.9%Reduced–
MATMattel IncCOM15,412$313.0K<0.1%+15,412NewHistory
HLFHerbalife Ltd.COM SHS7,707$313.0K<0.1%+7,707NewHistory
MNRLMNRL Sub Inc.CL A COM15,049$313.0K<0.1%+50.0%AddedHistory
RIVNRivian Automotive, Inc.Stock3,027$314.0K<0.1%+3,027NewHistory
LAZLazard, Inc.SHS A7,187$314.0K<0.1%+7,187NewHistory
BWABorgwarner IncCOM7,982$316.0K<0.1%+7,982NewHistory
AGIOAgios Pharmaceuticals, Inc.COM9,670$317.0K<0.1%−18,637−65.8%ReducedHistory
OUTOUTFRONT Media Inc.COM14,498$317.0K<0.1%+14,498NewHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$591.0K$238.0K
FISFidelity National Information Services, Inc.Stock–$651.0K
OKTAOkta, Inc.CL A–$643.0K
CHWYChewy, Inc.CL A–$613.0K
SPLKSplunk IncCOM–$317.0K

Sold out since Q3 2021 (110)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$122.6M0.1%History
FLEXFlex Ltd.Stock5,013,606$88.6M0.1%History
HRCHill-Rom Holdings, Inc.COM427,717$63.7M0.1%History
INOVInovalon Holdings, Inc.COM CL A1,561,030$62.9M0.1%History
SWISolarWinds CorpCOM2,479,735$41.5M<0.1%History
CHGGChegg, IncCOM513,524$34.9M<0.1%History
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$34.0M<0.1%–
RHRHCOM50,365$33.5M<0.1%History
KSUKansas City SouthernCOM NEW119,042$32.2M<0.1%History
PPDPPD, Inc.COM555,748$25.8M<0.1%History
CoreSite Realty Corp21870Q105COM173,251$24.0M<0.1%–
LCIDLucid Group, Inc.COM1,009,459$21.3M<0.1%History
CLDRCloudera, Inc.COM1,373,891$20.9M<0.1%History
XECCimarex Energy CoCOM240,011$20.9M<0.1%History
CVACovanta Holding CorpCOM975,870$18.9M<0.1%History
PAYOPayoneer Global Inc.COM2,049,353$17.5M<0.1%History
XENTIntersect ENT, Inc.COM604,219$16.1M<0.1%History
MDLAMedallia, Inc.COM426,132$14.4M<0.1%History
TSEMTower Semiconductor LtdSHS NEW443,303$13.3M<0.1%History
Lydall Inc550819106COM191,072$11.2M<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS686,805$10.5M<0.1%History
CMAXCareMax, Inc.COM CL A1,032,160$9.97M<0.1%History
OSHOak Street Health, Inc.COM228,439$9.71M<0.1%History
CSODCornerstone OnDemand IncCOM165,585$9.48M<0.1%History
NTSTNETSTREIT Corp.COM373,989$8.85M<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES750,000$8.77M<0.1%History
PAEPAE IncCOM CL A1,386,957$8.29M<0.1%History
EVBGEverbridge, Inc.COM55,422$8.01M<0.1%History
LPSNLiveperson IncCOM126,438$7.33M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR222,218$6.61M<0.1%History
VRNSVaronis Systems IncCOM107,182$6.44M<0.1%History
Vasta Platform Ltd CL AG9440A109Stock1,326,706$6.05M<0.1%–
SEMSelect Medical Holdings CorpCOM156,537$5.61M<0.1%History
TPBTurning Point Brands, Inc.COM117,062$5.49M<0.1%History
PAXPatria Investments LtdCOM CL A335,635$5.47M<0.1%History
PENNPENN Entertainment, Inc.COM71,395$5.05M<0.1%History
RDYDr Reddys Laboratories LtdADR74,157$4.81M<0.1%History
FSTFAST Acquisition Corp.COM CL A400,000$4.80M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A487,017$4.57M<0.1%History
AGYSAgilysys IncCOM87,791$4.54M<0.1%History
TXNMTXNM Energy IncCOM84,982$4.21M<0.1%History
APPNAppian CorpCL A43,882$3.97M<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/1–$3.54M<0.1%–
SKYTSkyWater Technology, LLCCOM116,505$3.08M<0.1%History
Marquee Raine Acquisition CoG58442107CL A SHS292,405$2.92M<0.1%–
Ion Acquisition Corp 2 LtdG49393104SHS CL A255,041$2.53M<0.1%–
MTLSMaterialise NVSPONSORED ADS123,138$2.48M<0.1%History
KRYSKrystal Biotech, Inc.COM45,246$2.35M<0.1%History
RSKDRiskified Ltd.SHS CL A98,380$2.24M<0.1%History
GGPIGores Guggenheim, Inc.CLASS A COM215,890$2.21M<0.1%History
BGCBGC Group, Inc.CL A419,486$2.18M<0.1%History
Northern Genesis Acquisition66516U101COMMON STOCK182,173$1.81M<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$1.73M<0.1%–
890 5th Ave Partners Inc28250A105COM CL A170,028$1.69M<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$1.63M<0.1%History
SWBKSwitchback II CorpCOM CL A162,898$1.62M<0.1%History
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$1.51M<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN40,000$1.13M<0.1%History
Ozon Hldgs PLC69269L104SPONSORED ADS21,865$1.08M<0.1%–
Power & Digital Infra Acq Co739190106COM CL A100,000$1.01M<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999998,900$986.0K<0.1%–
VERVEREIT, Inc.COM20,349$920.0K<0.1%History
FMTXForma Therapeutics Holdings, Inc.SHS32,301$749.0K<0.1%History
SUNSunoco LPCOM UT REP LP20,000$746.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$730.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF5,791$673.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$663.0K<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS31,206$629.0K<0.1%History
PATHUiPath, Inc.Stock11,861$624.0K<0.1%History
TBLATaboola.com Ltd.ORD SHS73,321$620.0K<0.1%History
RAMPLiveRamp Holdings, Inc.COM12,396$576.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$568.0K<0.1%–
Schwab International Equity ETF808524805ETF14,354$555.0K<0.1%–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$550.0K<0.1%–
BYNDBeyond Meat, Inc.COM4,881$502.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM16,693$431.0K<0.1%History
LHCGLHC Group, IncCOM2,680$408.0K<0.1%History
LNWOLight & Wonder, Inc.COM5,260$364.0K<0.1%History
OECOrion S.A.COM19,785$361.0K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$358.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$354.0K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$300.0K<0.1%–
iShares Tr464288877EAFE VALUE ETF5,189$264.0K<0.1%–
PHRPhreesia, Inc.COM4,095$253.0K<0.1%History
ALEAllete IncCOM NEW4,169$248.0K<0.1%History
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$244.0K<0.1%–
STEMStem, Inc.CL A10,008$239.0K<0.1%History
GANGAN LtdORD SHS15,000$223.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$221.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,815$212.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A10,670$210.0K<0.1%–
ALLOAllogene Therapeutics, Inc.COM8,085$208.0K<0.1%History
SDGRSchrodinger, Inc.COM3,802$207.0K<0.1%History
BFLYButterfly Network, Inc.COM CL A19,700$206.0K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR5,875$205.0K<0.1%History
Turquoise Hill Res Ltd900435207COM13,395$198.0K<0.1%–
AMWLAmerican Well CorpCL A13,205$120.0K<0.1%History
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$115.0K<0.1%–
IQiQIYI, Inc.SPONSORED ADS12,615$96.0K<0.1%History
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$90.0K<0.1%–