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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,898
+145 vs. Q3 2021
Portfolio value
$127.5B
+$13.1B (+11.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SANBanco Santander, S.A.ADR17,287$00.0%+17,287NewHistory
MFGMizuho Financial Group IncSPONSORED ADR18,439$4.00K<0.1%+18,439NewHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS11,560$5.00K<0.1%+11,560NewHistory
Tailwind Acquisition Corp87403Q110*W EXP 09/07/20210,000$5.00K<0.1%00.0%Unchanged–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20215,341$16.0K<0.1%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/99928,338$17.0K<0.1%00.0%Unchanged–
Group Nine Acquisition Corp.39947R112*W EXP 01/15/20234,005$18.0K<0.1%00.0%Unchanged–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20228,337$18.0K<0.1%00.0%Unchanged–
UAVSAgEagle Aerial Systems Inc.COM12,078$19.0K<0.1%+60+0.5%AddedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR13,315$24.0K<0.1%−3,800−22.2%ReducedHistory
PSFEPaysafe LtdORD13,483$24.0K<0.1%+13,483NewHistory
Churchill Capital Corp VII17144M110*W EXP 02/29/20225,004$25.0K<0.1%00.0%Unchanged–
GALTGalectin Therapeutics IncCOM NEW13,614$28.0K<0.1%00.0%UnchangedHistory
BZFDWBuzzFeed, Inc.*W EXP 99/99/99956,675$28.0K<0.1%+56,675NewHistory
Interprivate II Acquisition46064Q116*W EXP 09/03/20234,005$31.0K<0.1%00.0%Unchanged–
FAST Acquisition Corp. II311874119*W EXP 03/16/20238,256$33.0K<0.1%00.0%Unchanged–
Climate Real Impact Slutins187171111*W EXP 01/29/20229,754$34.0K<0.1%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/20232,579$34.0K<0.1%+32,579New–
Innovid Corp.457679116*W EXP 02/17/20231,880$35.0K<0.1%+31,880New–
Enjoy Technology29335V114EQUITY WRT85,987$36.0K<0.1%+85,987New–
Interprivate IV Infratech PR46064T110*W EXP 03/05/20245,340$37.0K<0.1%00.0%Unchanged–
TELLTellurian Inc.COM12,251$38.0K<0.1%+55+0.5%AddedHistory
Vectoiq Acquisition Corp II92244F117*W EXP 01/07/20246,570$39.0K<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20247,820$40.0K<0.1%00.0%Unchanged–
Property Solutions Acquisiti74350A116*W EXP 03/01/20273,151$42.0K<0.1%00.0%Unchanged–
Arclight Clean Transition IIG0R21B112*W EXP 03/16/20225,080$42.0K<0.1%+25,080New–
XPLSolitario Resources Corp.COM87,056$44.0K<0.1%00.0%UnchangedHistory
B Riley Principal 150 Merger05601V111*W EXP 03/01/20232,927$48.0K<0.1%+32,927New–
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM10,000$55.0K<0.1%+10,000NewHistory
DPCM Cap Inc23344P119*W EXP 10/14/202102,972$62.0K<0.1%00.0%Unchanged–
Two Harbors Investment Corp.90187B408COM NEW14,722$67.0K<0.1%+1,800+13.9%Added–
Interprivate III Financial P46064R114*W EXP 99/99/99945,340$68.0K<0.1%00.0%Unchanged–
KGCKinross Gold CorpCOM12,075$72.0K<0.1%+12,075NewHistory
Independence Holdings CorpG4761A127*W EXP 03/31/20283,713$75.0K<0.1%00.0%Unchanged–
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202148,451$78.0K<0.1%00.0%Unchanged–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR10,284$80.0K<0.1%+10,284NewHistory
Epiphany Technology Acquisit29429X117*W EXP 01/12/202106,267$80.0K<0.1%00.0%Unchanged–
CANOCano Health, Inc.COM CL A10,150$90.0K<0.1%−199,236−95.2%ReducedHistory
Yamana Gold Inc98462Y100COM21,603$91.0K<0.1%−525−2.4%Reduced–
AMRNAmarin Corp PLCSPONS ADR NEW28,754$97.0K<0.1%00.0%UnchangedHistory
PGREParamount Group, Inc.COM12,528$99.0K<0.1%+12,528NewHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD40,964$100.0K<0.1%+40,964NewHistory
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/99971,420$100.0K<0.1%+71,420New–
PRTYParty City Holdco Inc.COM18,939$105.0K<0.1%+20+0.1%AddedHistory
ESRTEmpire State Realty Trust, Inc.CL A11,898$106.0K<0.1%+11,898NewHistory
GNWGenworth Financial IncCOM SHS28,792$108.0K<0.1%+28,792NewHistory
SIDNational Steel CoSPONSORED ADR24,265$108.0K<0.1%+24,265NewHistory
KKR Real Estate Fin Tr Inc48251KAB6NOTE 6.125% 5/1–$110.0K<0.1%–––
SVF Investment Corp. 2G8601M100CL A SHS11,316$112.0K<0.1%−3,986−26.0%Reduced–
GRABGrab Holdings LtdCLASS A ORD15,997$114.0K<0.1%+15,997NewHistory
Nuveen CR Opportunities 202267075U102COM15,000$121.0K<0.1%+15,000New–
Embark Technolog29079J111EQUITY WRT60,724$122.0K<0.1%+60,724New–
MACMacerich CoCOM16,720$123.0K<0.1%+16,720NewHistory
Sports Entertainment Acqu Co84918M106COM CL A12,800$127.0K<0.1%00.0%Unchanged–
BRMKBroadmark Realty Capital Inc.COM14,226$134.0K<0.1%+61+0.4%AddedHistory
DIBS1stdibs.com, Inc.COM12,292$136.0K<0.1%−398,720−97.0%ReducedHistory
CMLSQCumulus Media IncCOM CL A12,091$136.0K<0.1%00.0%UnchangedHistory
ADTADT Inc.COM17,543$138.0K<0.1%+17,543NewHistory
Supernova Partners AcquistnG8T86C105SHS CL A13,685$141.0K<0.1%+13,685New–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999212,534$142.0K<0.1%00.0%Unchanged–
GOCOGoHealth, Inc.COM CL A39,035$148.0K<0.1%+39,035NewHistory
DNMRDanimer Scientific, Inc.COM CL A18,213$155.0K<0.1%−2,715−13.0%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$160.0K<0.1%−5,000−20.0%ReducedHistory
EAFGraftech International LtdCOM13,804$161.0K<0.1%+13,804NewHistory
SABRSabre CorpCOM23,265$163.0K<0.1%+23,265NewHistory
SASeabridge Gold IncCOM10,000$165.0K<0.1%00.0%UnchangedHistory
MBIMbia IncCOM10,615$167.0K<0.1%+10,615NewHistory
ARLPAlliance Resource Partners LPStock13,569$172.0K<0.1%−369−2.6%ReducedHistory
INNSummit Hotel Properties, Inc.COM20,194$181.0K<0.1%+1,382+7.3%AddedHistory
SITCSITE Centers Corp.COM12,885$195.0K<0.1%+12,885NewHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM14,605$196.0K<0.1%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,000$196.0K<0.1%−12,000−48.0%ReducedHistory
SBEASBEA Merger Sub LLCCOM CL A18,740$197.0K<0.1%−203,035−91.5%ReducedHistory
SNDRSchneider National, Inc.CL B7,767$200.0K<0.1%+7,767NewHistory
IVACIntevac IncCOM42,400$200.0K<0.1%00.0%UnchangedHistory
iShares Inc46434G848MSCI GBL ETF NEW4,718$201.0K<0.1%−600−11.3%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF1,752$202.0K<0.1%+1,752New–
TRIPTripAdvisor, Inc.COM8,099$202.0K<0.1%−1,119−12.1%ReducedHistory
KALUKaiser Aluminum CorpCOM PAR $0.012,395$206.0K<0.1%+198+9.0%AddedHistory
CWCurtiss Wright CorpStock1,547$207.0K<0.1%+1,547NewHistory
TNETTrinet Group, Inc.COM2,211$207.0K<0.1%+2,211NewHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$209.0K<0.1%00.0%UnchangedHistory
RRRRed Rock Resorts, Inc.CL A3,823$209.0K<0.1%+3,823NewHistory
Vanguard World FD921910873MEGA CAP INDEX1,242$209.0K<0.1%+1,242New–
BURBurford Capital LtdORD SHS19,813$209.0K<0.1%00.0%UnchangedHistory
CCNECNB Financial CorpCOM7,885$209.0K<0.1%+7,885NewHistory
CACCCredit Acceptance CorpCOM312$211.0K<0.1%+312NewHistory
YEXTYext, Inc.COM21,329$212.0K<0.1%00.0%UnchangedHistory
ITGRInteger Holdings CorpCOM2,520$213.0K<0.1%+36+1.4%AddedHistory
ENREnergizer Holdings, Inc.COM5,378$215.0K<0.1%+5,378NewHistory
Vanguard Materials ETF92204A801ETF1,097$216.0K<0.1%+1,097New–
KMTKennametal IncCOM6,073$216.0K<0.1%+6,073NewHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$217.0K<0.1%00.0%Unchanged–
iShares Tr464288752US HOME CONS ETF2,631$218.0K<0.1%−500−16.0%Reduced–
KRROKorro Bio, Inc.COM42,471$218.0K<0.1%−13,330−23.9%ReducedHistory
SAICScience Applications International CorpCOM2,788$219.0K<0.1%+2,788NewHistory
GAPGap IncCOM16,013$219.0K<0.1%+16,013NewHistory
RTLNecessity Retail REIT, Inc.COM CLASS A24,030$219.0K<0.1%+30+0.1%AddedHistory
IOIon Geophysical CorpCOM NEW250,385$220.0K<0.1%−827−0.3%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A30,504$220.0K<0.1%+30,504NewHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$591.0K$238.0K
FISFidelity National Information Services, Inc.Stock–$651.0K
OKTAOkta, Inc.CL A–$643.0K
CHWYChewy, Inc.CL A–$613.0K
SPLKSplunk IncCOM–$317.0K

Sold out since Q3 2021 (110)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$122.6M0.1%History
FLEXFlex Ltd.Stock5,013,606$88.6M0.1%History
HRCHill-Rom Holdings, Inc.COM427,717$63.7M0.1%History
INOVInovalon Holdings, Inc.COM CL A1,561,030$62.9M0.1%History
SWISolarWinds CorpCOM2,479,735$41.5M<0.1%History
CHGGChegg, IncCOM513,524$34.9M<0.1%History
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$34.0M<0.1%–
RHRHCOM50,365$33.5M<0.1%History
KSUKansas City SouthernCOM NEW119,042$32.2M<0.1%History
PPDPPD, Inc.COM555,748$25.8M<0.1%History
CoreSite Realty Corp21870Q105COM173,251$24.0M<0.1%–
LCIDLucid Group, Inc.COM1,009,459$21.3M<0.1%History
CLDRCloudera, Inc.COM1,373,891$20.9M<0.1%History
XECCimarex Energy CoCOM240,011$20.9M<0.1%History
CVACovanta Holding CorpCOM975,870$18.9M<0.1%History
PAYOPayoneer Global Inc.COM2,049,353$17.5M<0.1%History
XENTIntersect ENT, Inc.COM604,219$16.1M<0.1%History
MDLAMedallia, Inc.COM426,132$14.4M<0.1%History
TSEMTower Semiconductor LtdSHS NEW443,303$13.3M<0.1%History
Lydall Inc550819106COM191,072$11.2M<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS686,805$10.5M<0.1%History
CMAXCareMax, Inc.COM CL A1,032,160$9.97M<0.1%History
OSHOak Street Health, Inc.COM228,439$9.71M<0.1%History
CSODCornerstone OnDemand IncCOM165,585$9.48M<0.1%History
NTSTNETSTREIT Corp.COM373,989$8.85M<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES750,000$8.77M<0.1%History
PAEPAE IncCOM CL A1,386,957$8.29M<0.1%History
EVBGEverbridge, Inc.COM55,422$8.01M<0.1%History
LPSNLiveperson IncCOM126,438$7.33M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR222,218$6.61M<0.1%History
VRNSVaronis Systems IncCOM107,182$6.44M<0.1%History
Vasta Platform Ltd CL AG9440A109Stock1,326,706$6.05M<0.1%–
SEMSelect Medical Holdings CorpCOM156,537$5.61M<0.1%History
TPBTurning Point Brands, Inc.COM117,062$5.49M<0.1%History
PAXPatria Investments LtdCOM CL A335,635$5.47M<0.1%History
PENNPENN Entertainment, Inc.COM71,395$5.05M<0.1%History
RDYDr Reddys Laboratories LtdADR74,157$4.81M<0.1%History
FSTFAST Acquisition Corp.COM CL A400,000$4.80M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A487,017$4.57M<0.1%History
AGYSAgilysys IncCOM87,791$4.54M<0.1%History
TXNMTXNM Energy IncCOM84,982$4.21M<0.1%History
APPNAppian CorpCL A43,882$3.97M<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/1–$3.54M<0.1%–
SKYTSkyWater Technology, LLCCOM116,505$3.08M<0.1%History
Marquee Raine Acquisition CoG58442107CL A SHS292,405$2.92M<0.1%–
Ion Acquisition Corp 2 LtdG49393104SHS CL A255,041$2.53M<0.1%–
MTLSMaterialise NVSPONSORED ADS123,138$2.48M<0.1%History
KRYSKrystal Biotech, Inc.COM45,246$2.35M<0.1%History
RSKDRiskified Ltd.SHS CL A98,380$2.24M<0.1%History
GGPIGores Guggenheim, Inc.CLASS A COM215,890$2.21M<0.1%History
BGCBGC Group, Inc.CL A419,486$2.18M<0.1%History
Northern Genesis Acquisition66516U101COMMON STOCK182,173$1.81M<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$1.73M<0.1%–
890 5th Ave Partners Inc28250A105COM CL A170,028$1.69M<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$1.63M<0.1%History
SWBKSwitchback II CorpCOM CL A162,898$1.62M<0.1%History
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$1.51M<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN40,000$1.13M<0.1%History
Ozon Hldgs PLC69269L104SPONSORED ADS21,865$1.08M<0.1%–
Power & Digital Infra Acq Co739190106COM CL A100,000$1.01M<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999998,900$986.0K<0.1%–
VERVEREIT, Inc.COM20,349$920.0K<0.1%History
FMTXForma Therapeutics Holdings, Inc.SHS32,301$749.0K<0.1%History
SUNSunoco LPCOM UT REP LP20,000$746.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$730.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF5,791$673.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$663.0K<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS31,206$629.0K<0.1%History
PATHUiPath, Inc.Stock11,861$624.0K<0.1%History
TBLATaboola.com Ltd.ORD SHS73,321$620.0K<0.1%History
RAMPLiveRamp Holdings, Inc.COM12,396$576.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$568.0K<0.1%–
Schwab International Equity ETF808524805ETF14,354$555.0K<0.1%–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$550.0K<0.1%–
BYNDBeyond Meat, Inc.COM4,881$502.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM16,693$431.0K<0.1%History
LHCGLHC Group, IncCOM2,680$408.0K<0.1%History
LNWOLight & Wonder, Inc.COM5,260$364.0K<0.1%History
OECOrion S.A.COM19,785$361.0K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$358.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$354.0K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$300.0K<0.1%–
iShares Tr464288877EAFE VALUE ETF5,189$264.0K<0.1%–
PHRPhreesia, Inc.COM4,095$253.0K<0.1%History
ALEAllete IncCOM NEW4,169$248.0K<0.1%History
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$244.0K<0.1%–
STEMStem, Inc.CL A10,008$239.0K<0.1%History
GANGAN LtdORD SHS15,000$223.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$221.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,815$212.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A10,670$210.0K<0.1%–
ALLOAllogene Therapeutics, Inc.COM8,085$208.0K<0.1%History
SDGRSchrodinger, Inc.COM3,802$207.0K<0.1%History
BFLYButterfly Network, Inc.COM CL A19,700$206.0K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR5,875$205.0K<0.1%History
Turquoise Hill Res Ltd900435207COM13,395$198.0K<0.1%–
AMWLAmerican Well CorpCL A13,205$120.0K<0.1%History
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$115.0K<0.1%–
IQiQIYI, Inc.SPONSORED ADS12,615$96.0K<0.1%History
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$90.0K<0.1%–