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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Star FDS921909768VG TL INTL STK F5,435$344.0K<0.1%00.0%Unchanged–
LAMRLamar Advertising CoREIT3,525$345.0K<0.1%−2,008−36.3%ReducedHistory
Teradyne, Inc880770AG7NOTE 1.250%12/1–$346.0K<0.1%–––
ABRArbor Realty Trust IncCOM18,817$349.0K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM20,509$349.0K<0.1%−294−1.4%ReducedHistory
CRICarters IncCOM3,606$350.0K<0.1%−200−5.3%ReducedHistory
AJGArthur J. Gallagher & Co.COM3,329$351.0K<0.1%−6,881−67.4%ReducedHistory
STEPStepStone Group Inc.COM CL A8,260$352.0K<0.1%−556−6.3%ReducedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF4,514$353.0K<0.1%00.0%Unchanged–
CHRWC. H. Robinson Worldwide, Inc.COM NEW5,565$354.0K<0.1%+5,565NewHistory
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$354.0K<0.1%−169,803−82.6%Reduced–
Vanguard Health Care ETF92204A504ETF1,438$355.0K<0.1%+118+8.9%Added–
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$358.0K<0.1%−50,787−88.7%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF2,729$359.0K<0.1%−7−0.3%Reduced–
OECOrion S.A.COM19,785$361.0K<0.1%−24,325−55.1%ReducedHistory
SSTKShutterstock, Inc.COM3,269$361.0K<0.1%−348−9.6%ReducedHistory
IDAIdacorp IncCOM3,740$362.0K<0.1%+22+0.6%AddedHistory
POSTPost Holdings, Inc.COM3,361$362.0K<0.1%+3,361NewHistory
WLYBJohn Wiley & Sons, Inc.CL B6,940$362.0K<0.1%−200−2.8%ReducedHistory
LNWOLight & Wonder, Inc.COM5,260$364.0K<0.1%+5,260NewHistory
SXIStandex International CorpCOM3,701$365.0K<0.1%+52+1.4%AddedHistory
DDSDillard's, Inc.CL A2,113$365.0K<0.1%+2,113NewHistory
iShares Select U.S. REIT ETF464287564ETF5,612$367.0K<0.1%00.0%Unchanged–
AGRAvangrid, Inc.COM8,190$367.0K<0.1%+321+4.1%AddedHistory
GGenpact LTDSHS8,428$369.0K<0.1%+8,428NewHistory
iShares S&P 500 Growth ETF464287309ETF5,024$371.0K<0.1%−708−12.4%Reduced–
ABBNYABB LtdSPONSORED ADR11,259$371.0K<0.1%+206+1.9%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT25,000$374.0K<0.1%00.0%UnchangedHistory
ABMAbm Industries IncCOM8,329$374.0K<0.1%−37−0.4%ReducedHistory
CTXSCitrix Systems IncCOM4,699$376.0K<0.1%−267−5.4%ReducedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD12,378$382.0K<0.1%00.0%Unchanged–
Vanguard Consumer Staples ETF92204A207ETF2,147$385.0K<0.1%00.0%Unchanged–
WATWaters CorpCOM1,439$385.0K<0.1%−40−2.7%ReducedHistory
NOGNorthern Oil & Gas, Inc.COM18,122$388.0K<0.1%+6,124+51.0%AddedHistory
FSSFederal Signal CorpCOM10,110$390.0K<0.1%+2,316+29.7%AddedHistory
Clearway Energy, Inc.18539C105CL A13,855$390.0K<0.1%00.0%Unchanged–
LMATLemaitre Vascular IncCOM7,438$394.0K<0.1%+97+1.3%AddedHistory
KRROKorro Bio, Inc.COM55,801$394.0K<0.1%−1,700−3.0%ReducedHistory
INTZIntrusion IncCOM NEW97,050$394.0K<0.1%−16,800−14.8%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM6,440$398.0K<0.1%−658−9.3%ReducedHistory
AIGAmerican International Group, Inc.Stock11,282$403.0K<0.1%−432−3.7%ReducedHistory
PAGPenske Automotive Group, Inc.COM4,315$403.0K<0.1%−730−14.5%ReducedHistory
SFBSServisFirst Bancshares, Inc.COM5,204$404.0K<0.1%+5,204NewHistory
MUSAMurphy USA Inc.COM2,489$408.0K<0.1%−7−0.3%ReducedHistory
LHCGLHC Group, IncCOM2,680$408.0K<0.1%+745+38.5%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF7,941$414.0K<0.1%+2,150+37.1%Added–
CRNCCerence Inc.COM5,756$415.0K<0.1%−24,355−80.9%ReducedHistory
EDConsolidated Edison IncStock7,505$416.0K<0.1%−6,525−46.5%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF3,688$417.0K<0.1%+40+1.1%Added–
WTSWatts Water Technologies IncCL A2,489$417.0K<0.1%+2,489NewHistory
ALLYAlly Financial Inc.Stock9,842$418.0K<0.1%−1,216−11.0%ReducedHistory
Granite Real Estate Invt Tr387437114UNIT 99/99/99995,596$420.0K<0.1%+1,898+51.3%Added–
WHRWhirlpool CorpStock4,856$423.0K<0.1%−146−2.9%ReducedHistory
RSGRepublic Services, Inc.COM4,644$426.0K<0.1%−468−9.2%ReducedHistory
AEOAmerican Eagle Outfitters IncCOM16,693$431.0K<0.1%−726,286−97.8%ReducedHistory
VOYAVoya Financial, Inc.COM7,119$431.0K<0.1%−195−2.7%ReducedHistory
COLDAmericold Realty TrustCOM15,050$431.0K<0.1%−471,517−96.9%ReducedHistory
iShares Tr464289529INDIA 50 ETF8,447$436.0K<0.1%−5,199−38.1%Reduced–
MCYMercury General CorpCOM8,293$437.0K<0.1%+3,597+76.6%AddedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF1,856$438.0K<0.1%+35+1.9%Added–
TYTRI-CONTINENTAL CorpCOM13,250$442.0K<0.1%00.0%UnchangedHistory
MSMMSC Industrial Direct Co IncCL A5,616$448.0K<0.1%−8,731−60.9%ReducedHistory
SIRISirius XM Holdings Inc.COM157,623$450.0K<0.1%+22,275+16.5%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,218$452.0K<0.1%00.0%Unchanged–
APENApollo Endosurgery, Inc.COM50,000$453.0K<0.1%00.0%UnchangedHistory
iShares S&P 100 ETF464287101ETF2,307$455.0K<0.1%00.0%Unchanged–
ORIOld Republic International CorpCOM20,118$457.0K<0.1%+7,222+56.0%AddedHistory
SHOEShoe Station Group IncCOM14,201$460.0K<0.1%−3,301−18.9%ReducedConverted for a 2-for-1 splitHistory
ServiceNow, Inc.81762PAC6NOTE 6/0–$461.0K<0.1%–––
WABWestinghouse Air Brake Technologies CorpStock6,591$467.0K<0.1%−13−0.2%ReducedHistory
UNMUnum GroupStock20,724$469.0K<0.1%−2,517−10.8%ReducedHistory
JLLJones Lang Lasalle IncCOM2,302$470.0K<0.1%−1,138−33.1%ReducedHistory
Vanguard Industrials ETF92204A603ETF2,510$472.0K<0.1%+19+0.8%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,997$472.0K<0.1%00.0%Unchanged–
ESIElement Solutions IncCOM22,378$472.0K<0.1%+110+0.5%AddedHistory
IMNMImmunome Inc.COM19,444$473.0K<0.1%00.0%UnchangedHistory
SYNHSyneos Health, Inc.CL A5,750$473.0K<0.1%+107+1.9%AddedHistory
HSICHenry Schein IncCOM7,388$478.0K<0.1%+24+0.3%AddedHistory
CCJCameco CorpStock22,057$479.0K<0.1%−922−4.0%ReducedHistory
FFIVF5, Inc.Stock2,607$481.0K<0.1%+5+0.2%AddedHistory
Nextera Energy Inc65339F770UNIT 99/99/99999,445$481.0K<0.1%+2,000+26.9%Added–
iShares Core S&P Small Cap ETF464287804ETF4,415$483.0K<0.1%−930−17.4%Reduced–
LECOLincoln Electric Holdings IncCOM3,862$485.0K<0.1%+1,265+48.7%AddedHistory
SNXTD Synnex CorpCOM4,699$485.0K<0.1%−1,005−17.6%ReducedHistory
FTNTFortinet, Inc.Stock3,167$494.0K<0.1%−10.0%ReducedHistory
APLEApple Hospitality REIT, Inc.REIT35,080$495.0K<0.1%−10,618−23.2%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,788$500.0K<0.1%+35+2.0%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND6,504$501.0K<0.1%00.0%Unchanged–
BYNDBeyond Meat, Inc.COM4,881$502.0K<0.1%−1,068−18.0%ReducedHistory
CURVTorrid Holdings Inc.COM32,548$502.0K<0.1%+32,548NewHistory
BCSFBain Capital Specialty Finance, Inc.COM STK34,079$506.0K<0.1%+34,079NewHistory
ALBAlbemarle CorpStock2,772$511.0K<0.1%+365+15.2%AddedHistory
PSMTPricesmart IncCOM6,658$516.0K<0.1%+1,238+22.8%AddedHistory
SKTTanger Inc.COM31,810$518.0K<0.1%+244+0.8%AddedHistory
COINCoinbase Global, Inc.COM CL A2,280$519.0K<0.1%−170−6.9%ReducedHistory
OPRTOportun Financial CorpCOM21,083$528.0K<0.1%+3,573+20.4%AddedHistory
DEAEasterly Government Properties, Inc.COM25,774$531.0K<0.1%+610+2.4%AddedHistory
Ci Finl Corp125491100COM24,240$532.0K<0.1%−38,122−61.1%Reduced–
Altimeter Growth Corp 2G0371B109COM CL A53,784$532.0K<0.1%00.0%Unchanged–
XYLXylem Inc.COM4,782$535.0K<0.1%−570−10.7%ReducedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History