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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ACMRACM Research, Inc.Stock130,419$14.3M<0.1%+130,419NewHistory
CPCanadian Pacific Kansas City LtdCOM219,585$14.3M<0.1%−451,466−67.3%ReducedHistory
ARCCAres Capital CorpCEF707,187$14.4M<0.1%+11,067+1.6%AddedHistory
RPAYRepay Holdings CorpCOM CL A625,098$14.4M<0.1%−570,482−47.7%ReducedHistory
MDLAMedallia, Inc.COM426,132$14.4M<0.1%+426,132NewHistory
OISOil States International, IncCOM2,305,517$14.5M<0.1%−24,757−1.1%ReducedHistory
E2open Parent Holdings, Inc.29788T111*W EXP 02/04/2025,000,000$14.5M<0.1%00.0%Unchanged–
EMKREmcore CorpCOM NEW1,978,903$14.7M<0.1%−36,542−1.8%ReducedHistory
FYBRFrontier Communications Parent, Inc.COM533,016$14.9M<0.1%+189,839+55.3%AddedHistory
CALCaleres IncCOM691,611$15.2M<0.1%+153,554+28.5%AddedHistory
CMCanadian Imperial Bank of CommerceCOM137,599$15.5M<0.1%−14,010−9.2%ReducedHistory
NIONIO Inc.ADR436,207$15.5M<0.1%−23,519−5.1%ReducedHistory
SUNLSunlight Financial Holdings Inc.COMMON STOCK2,927,585$15.5M<0.1%+2,927,585NewHistory
BEBloom Energy CorpCOM CL A845,055$15.6M<0.1%−17,593−2.0%ReducedHistory
TTWOTake Two Interactive Software IncCOM101,562$15.6M<0.1%−17,014−14.3%ReducedHistory
AGNCAGNC Investment Corp.REIT996,548$15.7M<0.1%+45,883+4.8%AddedHistory
OLLIOllie's Bargain Outlet Holdings, Inc.Stock265,724$16.0M<0.1%−528,770−66.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF44,728$16.0M<0.1%+2,414+5.7%Added–
NINisource Inc.COM662,853$16.0M<0.1%−28,597−4.1%ReducedHistory
XENTIntersect ENT, Inc.COM604,219$16.1M<0.1%−361,833−37.5%ReducedHistory
KRCKilroy Realty CorpCOM243,861$16.1M<0.1%+20,819+9.3%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A814,679$16.3M<0.1%−2,439−0.3%ReducedHistory
CHSChico's Fas, Inc.COM3,660,927$16.3M<0.1%+1,007,507+38.0%AddedHistory
Vonage Holdings Corp92886T201COM1,035,357$16.4M<0.1%−22,252−2.1%Reduced–
MAAMid America Apartment Communities Inc.COM88,724$16.5M<0.1%+1,593+1.8%AddedHistory
Starz Entertainment Corp535919401CL A VTG1,178,469$16.6M<0.1%+372,356+46.2%Added–
ZMZoom Communications, Inc.Stock64,201$16.7M<0.1%−458−0.7%ReducedHistory
BCBrunswick CorpCOM176,851$16.8M<0.1%+6,335+3.7%AddedHistory
Vanguard Real Estate ETF922908553ETF167,608$17.1M<0.1%−74,399−30.7%Reduced–
CLVTClarivate PLCORD SHS787,492$17.2M<0.1%−9,919−1.2%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM283,858$17.2M<0.1%+69,178+32.2%AddedHistory
PGNYProgyny, Inc.COM307,971$17.2M<0.1%−334,457−52.1%ReducedHistory
RELXRELX PLCSPONSORED ADR638,070$17.3M<0.1%+12,338+2.0%AddedHistory
PKGPackaging Corp of AmericaStock128,229$17.3M<0.1%−1,773−1.4%ReducedHistory
DARDarling Ingredients Inc.COM241,199$17.3M<0.1%+31,930+15.3%AddedHistory
LKQLKQ CorpCOM355,348$17.5M<0.1%−54,939−13.4%ReducedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A3,312,174$17.5M<0.1%−53,907−1.6%ReducedHistory
PAYOPayoneer Global Inc.COM2,049,353$17.5M<0.1%+751,129+57.9%AddedHistory
CALXCalix, IncCOM362,175$17.6M<0.1%+232,473+179.2%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A584,129$17.7M<0.1%+7,612+1.3%AddedHistory
DTEDte Energy CoCOM162,326$17.7M<0.1%+16,336+11.2%AddedHistory
RRyder System IncCOM218,301$17.7M<0.1%−802−0.4%ReducedHistory
NRGNRG Energy, Inc.Stock439,528$17.8M<0.1%−5,958−1.3%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY409,918$17.9M<0.1%−106,328−20.6%ReducedHistory
UUnity Software Inc.COM141,795$17.9M<0.1%−84,403−37.3%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF353,579$17.9M<0.1%+353,579New–
State Street Financial Select Sector SPDR ETF81369Y605ETF505,785$18.0M<0.1%+1250.0%Added–
RBBNRibbon Communications Inc.COM3,038,827$18.0M<0.1%−69,851−2.2%ReducedHistory
NWLNewell Brands Inc.Stock815,944$18.1M<0.1%+125,248+18.1%AddedHistory
SYBTStock Yards Bancorp, Inc.COM310,074$18.2M<0.1%+310,074NewHistory
TNLTravel & Leisure Co.COM334,674$18.2M<0.1%−665−0.2%ReducedHistory
ATOAtmos Energy CorpCOM208,698$18.3M<0.1%−4,421−2.1%ReducedHistory
BGBunge Global SACOM225,966$18.4M<0.1%+1,225+0.5%AddedHistory
ACCAmerican Campus Communities IncCOM382,948$18.6M<0.1%+222,074+138.0%AddedHistory
NSNuStar Energy L.P.UNIT COM1,180,845$18.6M<0.1%−138,913−10.5%ReducedHistory
BMOBank of MontrealCOM184,065$18.6M<0.1%−2,727−1.5%ReducedHistory
FOURShift4 Payments, Inc.CL A245,289$18.8M<0.1%+121,101+97.5%AddedHistory
EPACEnerpac Tool Group CorpCL A COM914,383$18.8M<0.1%−6,422−0.7%ReducedHistory
NOCNorthrop Grumman CorpStock55,073$18.8M<0.1%+4,095+8.0%AddedHistory
CZRCaesars Entertainment, Inc.COM168,198$18.8M<0.1%+163,496+3,477.2%AddedHistory
HSTHost Hotels & Resorts, Inc.COM1,156,782$18.8M<0.1%+92,260+8.7%AddedHistory
ROICRetail Opportunity Investments CorpCOM1,082,127$18.9M<0.1%+89,321+9.0%AddedHistory
CVACovanta Holding CorpCOM975,870$18.9M<0.1%−2,643,467−73.0%ReducedHistory
FORGForgeRock, Inc.CL A486,197$18.9M<0.1%+486,197NewHistory
BEPCBrookfield Renewable CorpCL A SUB VTG493,383$19.1M<0.1%+29,802+6.4%AddedHistory
DPZDominos Pizza IncCOM40,280$19.1M<0.1%−218−0.5%ReducedHistory
AGCOAGCO CorpCOM156,450$19.2M<0.1%+146,808+1,522.6%AddedHistory
ARAntero Resources CorpCOM1,021,266$19.2M<0.1%+331,980+48.2%AddedHistory
PCGPG&E CorpStock2,015,257$19.3M<0.1%−776,284−27.8%ReducedHistory
FREEWhole Earth Brands, Inc.COM CL A1,702,332$19.7M<0.1%+996,282+141.1%AddedHistory
ARAYAccuray IncCOM4,992,531$19.7M<0.1%−127,285−2.5%ReducedHistory
BABoeing CoStock97,286$19.8M<0.1%−201,952−67.5%ReducedHistory
BJRIBJs RESTAURANTS INCCOM473,983$19.8M<0.1%+13,253+2.9%AddedHistory
Infinera Corp45667GAE3NOTE 2.500% 3/0–$19.8M<0.1%–––
GTLSChart Industries IncCOM105,509$20.0M<0.1%+34,863+49.3%AddedHistory
UPSUnited Parcel Service IncStock114,734$20.1M<0.1%−1,626−1.4%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD704,607$20.1M<0.1%−15,701−2.2%ReducedHistory
COUPCoupa Software IncCOM93,851$20.3M<0.1%−49,849−34.7%ReducedHistory
iShares Core S&P 500 ETF464287200ETF47,050$20.3M<0.1%−419−0.9%Reduced–
GLDSPDR Gold TrustETF123,633$20.3M<0.1%−16,411−11.7%ReducedHistory
BLDRBuilders FirstSource, Inc.Stock396,192$20.3M<0.1%−39,022−9.0%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF333,232$20.6M<0.1%+3,963+1.2%Added–
PIImpinj IncCOM367,943$20.7M<0.1%+20,714+6.0%AddedHistory
XECCimarex Energy CoCOM240,011$20.9M<0.1%+236,471+6,680.0%AddedHistory
CLDRCloudera, Inc.COM1,373,891$20.9M<0.1%−3,752,016−73.2%ReducedHistory
CNQCanadian Natural Resources LtdCOM567,720$21.0M<0.1%−17,500−3.0%ReducedHistory
ARESAres Management CorpCL A COM STK285,143$21.0M<0.1%−6,109−2.1%ReducedHistory
SPRSpirit AeroSystems Holdings, Inc.COM CL A483,930$21.1M<0.1%−18,188−3.6%ReducedHistory
INFNInfinera CorpCOM2,582,299$21.3M<0.1%−56,976−2.2%ReducedHistory
LCIDLucid Group, Inc.COM1,009,459$21.3M<0.1%+1,009,459NewHistory
OSUROrasure Technologies IncCOM1,924,355$21.4M<0.1%−12,190−0.6%ReducedHistory
FLOFlowers Foods IncCOM911,192$21.5M<0.1%+43,453+5.0%AddedHistory
CRHCRH Public Ltd CoADR488,002$21.7M<0.1%+2,512+0.5%AddedHistory
PEGPublic Service Enterprise Group IncCOM363,713$21.7M<0.1%−38,218−9.5%ReducedHistory
VNOVornado Realty TrustSH BEN INT517,638$21.7M<0.1%+25,117+5.1%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA220,944$21.8M<0.1%+220,944New–
VMWVmware LLCCL A COM147,025$21.8M<0.1%+1,396+1.0%AddedHistory
UPSTUpstart Holdings, Inc.COM69,038$21.8M<0.1%−2,509−3.5%ReducedHistory
MRNAModerna, Inc.Stock59,074$22.0M<0.1%−5,407−8.4%ReducedHistory
JJacobs Solutions Inc.COM168,355$22.2M<0.1%+659+0.4%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History