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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DFSDiscover Financial ServicesCOM45,664$5.20M<0.1%+817+1.8%AddedHistory
Dexcom Inc252131AK3NOTE 0.250%11/1–$5.22M<0.1%–New–
TPBTurning Point Brands, Inc.COM114,277$5.22M<0.1%+1,480+1.3%AddedHistory
PFGCPerformance Food Group CoCOM108,223$5.23M<0.1%+14,907+16.0%AddedHistory
WPMWheaton Precious Metals Corp.COM118,218$5.24M<0.1%−54,862−31.7%ReducedHistory
WENWendy's CoStock225,038$5.27M<0.1%−225,849−50.1%ReducedHistory
JWNNordstrom IncStock148,415$5.34M<0.1%+57,174+62.7%AddedHistory
AMCRAmcor plcORD480,124$5.41M<0.1%+63,822+15.3%AddedHistory
UMHUmh Properties, Inc.COM252,843$5.44M<0.1%+1,830+0.7%AddedHistory
MKCMcCormick & Co IncStock62,755$5.45M<0.1%−460−0.7%ReducedHistory
Kirkland Lake Gold Ltd49741E100COM139,906$5.45M<0.1%−28,400−16.9%Reduced–
LPSNLiveperson IncCOM86,625$5.46M<0.1%−27,350−24.0%ReducedHistory
PAEPAE IncCOM CL A613,979$5.46M<0.1%+613,979NewHistory
GBLGamco Investors, Inc. Et AlCL A COM219,651$5.51M<0.1%+219,651NewHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF87,000$5.53M<0.1%00.0%Unchanged–
AEMAgnico Eagle Mines LtdStock93,602$5.55M<0.1%−437,556−82.4%ReducedHistory
KSSKOHLS CorpStock102,101$5.56M<0.1%−395,590−79.5%ReducedHistory
IBOCInternational Bancshares CorpCOM130,000$5.58M<0.1%+130,000NewHistory
NEONeogenomics IncCOM NEW124,166$5.59M<0.1%−16,698−11.9%ReducedHistory
YUMCYum China Holdings, Inc.COM86,057$5.60M<0.1%+33,616+64.1%AddedHistory
OBDCBlue Owl Capital CorpCOM393,819$5.62M<0.1%−2,700−0.7%ReducedHistory
SSNCSS&C Technologies Holdings IncCOM81,762$5.66M<0.1%−86−0.1%ReducedHistory
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%−13,531−23.2%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A33,339$5.75M<0.1%−33−0.1%ReducedHistory
PENNPENN Entertainment, Inc.COM76,056$5.75M<0.1%−17,901−19.1%ReducedHistory
RHPRyman Hospitality Properties, Inc.COM72,880$5.75M<0.1%−37,780−34.1%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A316,777$5.78M<0.1%−638,443−66.8%ReducedHistory
BAXBaxter International IncStock75,178$5.83M<0.1%−396,683−84.1%ReducedHistory
STLDSteel Dynamics IncCOM102,515$5.92M<0.1%−30,611−23.0%ReducedHistory
iShares Tr464287622RUS 1000 ETF24,737$5.99M<0.1%−898−3.5%Reduced–
CHDNChurchill Downs IncCOM30,337$6.01M<0.1%−427−1.4%ReducedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN118,912$6.01M<0.1%−3,435−2.8%ReducedHistory
UHSUniversal Health Services IncCL B41,676$6.02M<0.1%−2,891−6.5%ReducedHistory
APPNAppian CorpCL A43,950$6.03M<0.1%+12,371+39.2%AddedHistory
HPQHP IncStock208,482$6.04M<0.1%+3,340+1.6%AddedHistory
CALXCalix, IncCOM129,702$6.15M<0.1%+33,019+34.2%AddedHistory
ESEversource EnergyStock78,100$6.16M<0.1%−422,989−84.4%ReducedHistory
TTITetra Technologies IncCOM1,429,809$6.21M<0.1%−66,161−4.4%ReducedHistory
UVSPUnivest Financial CorpCOM236,183$6.23M<0.1%+911+0.4%AddedHistory
CARRCarrier Global CorpStock133,239$6.26M<0.1%+75,355+130.2%AddedHistory
AMEDAmedisys IncCOM25,843$6.29M<0.1%+4,872+23.2%AddedHistory
iShares Inc46434G772MSCI TAIWAN ETF98,675$6.31M<0.1%+6,512+7.1%Added–
CAGConagra Brands Inc.Stock181,355$6.32M<0.1%+78,106+75.6%AddedHistory
VTRSViatris IncStock447,877$6.33M<0.1%−88,375−16.5%ReducedHistory
QSRRestaurant Brands International Inc.COM97,930$6.33M<0.1%−10,938−10.0%ReducedHistory
EVBGEverbridge, Inc.COM47,739$6.36M<0.1%−152,105−76.1%ReducedHistory
ALLAllstate CorpStock54,030$6.36M<0.1%+23,074+74.5%AddedHistory
CTSOCytosorbents CorpCOM NEW847,089$6.39M<0.1%−16,725−1.9%ReducedHistory
SILKSilk Road Medical IncCOM141,864$6.43M<0.1%+5,410+4.0%AddedHistory
NTRANatera, Inc.COM56,706$6.43M<0.1%+22,628+66.4%AddedHistory
PPLPPL CorpCOM240,553$6.44M<0.1%+32,283+15.5%AddedHistory
SKMSK Telecom Co LtdSPONSORED ADR206,599$6.46M<0.1%+23,002+12.5%AddedHistory
PRUPrudential Financial IncStock65,218$6.46M<0.1%−258,113−79.8%ReducedHistory
DENDenbury IncCOM84,440$6.48M<0.1%+32,018+61.1%AddedHistory
BYDBoyd Gaming CorpCOM105,869$6.50M<0.1%+13,457+14.6%AddedHistory
VACMarriott Vacations Worldwide CorpCOM40,883$6.51M<0.1%+521+1.3%AddedHistory
OGNOrganon & Co.Stock217,470$6.51M<0.1%+217,470NewHistory
TMToyota Motor CorpADS40,152$6.58M<0.1%−40,463−50.2%ReducedHistory
AZTAAzenta, Inc.COM70,656$6.69M<0.1%+3,400+5.1%AddedHistory
APPSDigital Turbine, Inc.COM NEW88,654$6.72M<0.1%+29,092+48.8%AddedHistory
CBRLCracker Barrel Old Country Store, IncCOM46,375$6.87M<0.1%−6,575−12.4%ReducedHistory
WPCW. P. Carey Inc.COM92,849$6.90M<0.1%−714−0.8%ReducedHistory
GIBCgi IncCL A75,986$6.90M<0.1%−8,302−9.8%ReducedHistory
GHGuardant Health, Inc.COM58,655$6.90M<0.1%+1,414+2.5%AddedHistory
NUVANuvasive IncCOM102,692$6.95M<0.1%+1,288+1.3%AddedHistory
RGENRepligen CorpCOM35,172$6.96M<0.1%−4,149−10.6%ReducedHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT179,340$7.08M<0.1%−5,380−2.9%ReducedHistory
GRAW R Grace & CoCOM102,527$7.08M<0.1%+102,527NewHistory
iShares Tips Bond ETF464287176ETF55,363$7.09M<0.1%−7,661−12.2%Reduced–
NSSCNapco Security Technologies, IncStock194,994$7.09M<0.1%−115−0.1%ReducedHistory
IRMIron Mountain IncCOM171,565$7.10M<0.1%+46,765+37.5%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF26,394$7.17M<0.1%−12,668−32.4%Reduced–
DRHDiamondRock Hospitality CoCOM749,247$7.27M<0.1%+749,247NewHistory
TTETotalEnergies SESPONSORED ADS168,419$7.37M<0.1%+10,588+6.7%AddedHistory
SMRTSmartRent, Inc.COM CL A599,171$7.38M<0.1%+599,171NewHistory
DSGXDescartes Systems Group IncCOM107,649$7.44M<0.1%+1,711+1.6%AddedHistory
AMBAAmbarella IncSHS69,977$7.45M<0.1%−33,126−32.1%ReducedHistory
ACCAmerican Campus Communities IncCOM160,874$7.51M<0.1%+5,088+3.3%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF55,948$7.58M<0.1%+8,778+18.6%Added–
BlackRock Cap Invt Corp092533AC2NOTE 5.000% 6/1–$7.58M<0.1%–––
SHAKShake Shack Inc.CL A71,390$7.66M<0.1%+11,253+18.7%AddedHistory
NMFCNew Mountain Finance CorpCOM585,295$7.71M<0.1%+33,395+6.1%AddedHistory
Nextera Energy Inc65339F739UNIT 99/99/9999158,050$7.81M<0.1%−95,986−37.8%Reduced–
LMNXLuminex CorpCOM223,331$7.93M<0.1%−686,016−75.4%ReducedHistory
XYZBlock, Inc.CL A33,158$7.97M<0.1%+8,274+33.3%AddedHistory
IPInternational Paper CoCOM139,667$7.97M<0.1%+2,866+2.1%AddedHistory
WTWWillis Towers Watson PLCSHS34,580$7.98M<0.1%−67,339−66.1%ReducedHistory
iShares MSCI Eafe ETF464287465ETF103,093$8.13M<0.1%+1,136+1.1%Added–
Vanguard Morningstar Growth ETF922908736ETF28,424$8.15M<0.1%+87+0.3%Added–
TXNMTXNM Energy IncCOM167,264$8.16M<0.1%+167,264NewHistory
CEVACeva IncCOM176,225$8.18M<0.1%−2,846−1.6%ReducedHistory
FSKFS KKR Capital CorpCOM381,944$8.22M<0.1%+39,895+11.7%AddedHistory
TRNOTerreno Realty CorpCOM128,130$8.26M<0.1%−944−0.7%ReducedHistory
SONYSony Group CorpSPONSORED ADR88,699$8.38M<0.1%+74,852+540.6%AddedHistory
HIWHighwoods Properties, Inc.COM186,949$8.44M<0.1%+3,750+2.0%AddedHistory
FTSFortis Inc.COM190,517$8.46M<0.1%−19,747−9.4%ReducedHistory
CNMDCONMED CorpCOM62,132$8.53M<0.1%+767+1.2%AddedHistory
CDNACareDx, Inc.COM93,497$8.55M<0.1%+32,225+52.6%AddedHistory
SGCSuperior Group of Companies, Inc.COM361,538$8.64M<0.1%+18,950+5.5%AddedHistory
PTENPatterson Uti Energy IncCOM897,307$8.65M<0.1%+3260.0%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History