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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HSYHershey CoCOM20,849$3.50M<0.1%+10,002+92.2%AddedHistory
VALEVale S.A.SPONSORED ADS154,523$3.52M<0.1%+10,599+7.4%AddedHistory
COURCoursera, Inc.COM89,620$3.54M<0.1%+80,620+895.8%AddedHistory
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%−62,942−15.0%Reduced–
BTGB2GOLD CorpCOM850,756$3.58M<0.1%−121,664−12.5%ReducedHistory
WMSAdvanced Drainage Systems, Inc.COM30,792$3.58M<0.1%+30,792NewHistory
VERIVeritone, Inc.COM182,015$3.58M<0.1%−76,722−29.7%ReducedHistory
Ion Geophysical Corp462044AJ7NOTE 8.000%12/1–$3.61M<0.1%–New–
CWSTCasella Waste Systems IncCL A57,207$3.62M<0.1%+737+1.3%AddedHistory
STESTERIS plcSHS USD17,890$3.63M<0.1%−4,839−21.3%ReducedHistory
SKYTSkyWater Technology, LLCCOM127,862$3.66M<0.1%+127,862NewHistory
FOXAFox CorpCL A COM108,715$3.68M<0.1%+67,323+162.6%AddedHistory
Royal Dutch Shell PLC780259206SPONS ADR A91,437$3.69M<0.1%−6,143−6.3%Reduced–
KHCKraft Heinz CoStock92,648$3.71M<0.1%+1,202+1.3%AddedHistory
RILYBRC Group Holdings, Inc.COM49,225$3.72M<0.1%−1,525−3.0%ReducedHistory
GBDCGolub Capital BDC, Inc.COM241,732$3.73M<0.1%+19,856+8.9%AddedHistory
iShares Tr46435U853BROAD USD HIGH89,571$3.74M<0.1%00.0%Unchanged–
AZOAutoZone IncCOM3,167$3.74M<0.1%+726+29.7%AddedHistory
KKRKKR & Co. Inc.COM64,283$3.75M<0.1%+6,804+11.8%AddedHistory
Nisource Inc.65473P121UNIT 12/01/202336,650$3.77M<0.1%+36,650New–
NFGNational Fuel Gas CoStock74,012$3.81M<0.1%−867−1.2%ReducedHistory
UFIUnifi IncCOM NEW158,414$3.86M<0.1%−500−0.3%ReducedHistory
LASRNlight, Inc.COM106,788$3.87M<0.1%−80,430−43.0%ReducedHistory
Teekay LNG Partners L PY8564M105PRTNRSP UNITS257,880$3.89M<0.1%−100,000−27.9%Reduced–
MCMoelis & CoCL A68,859$3.92M<0.1%+450+0.7%AddedHistory
PARPar Technology CorpCOM56,074$3.92M<0.1%+56,074NewHistory
STNStantec IncCOM87,607$3.92M<0.1%−21,499−19.7%ReducedHistory
Khosla Ventures Acquisition482504107CL A396,731$3.92M<0.1%−69,936−15.0%Reduced–
MTBM&T Bank CorpCOM27,647$3.93M<0.1%+19,516+240.0%AddedHistory
OMCOmnicom Group Inc.COM50,032$3.96M<0.1%+4,614+10.2%AddedHistory
STROSutro Biopharma, Inc.COM214,883$3.99M<0.1%+2,674+1.3%AddedHistory
CHTChunghwa Telecom Co LtdSPON ADR NEW1199,092$4.00M<0.1%+17,250+21.1%AddedHistory
XPOXPO, Inc.COM29,138$4.01M<0.1%+10,034+52.5%AddedHistory
KRTXKaruna Therapeutics, Inc.COM35,344$4.02M<0.1%+35,344NewHistory
SJMJ M SMUCKER CoStock32,350$4.03M<0.1%+7,212+28.7%AddedHistory
DGDollar General CorpCOM20,000$4.04M<0.1%+379+1.9%AddedHistory
DORMDorman Products, Inc.COM39,469$4.09M<0.1%+627+1.6%AddedHistory
VRNSVaronis Systems IncCOM71,203$4.10M<0.1%+988+1.4%AddedHistory
KEXKirby CorpCOM68,032$4.12M<0.1%+15,578+29.7%AddedHistory
FPHFive Point Holdings, LLCCOM CL A512,638$4.14M<0.1%−5,450−1.1%ReducedHistory
HOLXHologic IncCOM63,231$4.16M<0.1%−111,808−63.9%ReducedHistory
ALCAlcon IncStock59,490$4.16M<0.1%−37,867−38.9%ReducedHistory
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%−7,200−1.8%Reduced–
LSTRLandstar System IncCOM26,452$4.17M<0.1%−784−2.9%ReducedHistory
WCCWesco International IncCOM40,868$4.20M<0.1%+40,868NewHistory
FRPTFreshpet, Inc.Stock26,124$4.25M<0.1%+305+1.2%AddedHistory
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%−74,931−15.0%Reduced–
HELEHelen of Troy LtdStock18,768$4.26M<0.1%+239+1.3%AddedHistory
ALSumisho Air Lease CorpCL A102,739$4.28M<0.1%+3,655+3.7%AddedHistory
ROCKGibraltar Industries, Inc.COM56,601$4.31M<0.1%+913+1.6%AddedHistory
FMXMexican Economic Development IncSPON ADR UNITS51,256$4.31M<0.1%+4,712+10.1%AddedHistory
iShares Tr464287739U.S. REAL ES ETF42,293$4.31M<0.1%+150+0.4%Added–
Blackstone Mtg Tr Inc09257WAB6NOTE 4.375% 5/04,250,000$4.33M<0.1%00.0%Unchanged–
MEDPMedpace Holdings, Inc.COM24,582$4.34M<0.1%+24,582NewHistory
TPTXTurning Point Therapeutics, Inc.COM56,067$4.37M<0.1%+16,171+40.5%AddedHistory
CAHCardinal Health IncStock78,819$4.38M<0.1%+2,358+3.1%AddedHistory
FSTFAST Acquisition Corp.COM CL A400,000$4.40M<0.1%00.0%UnchangedHistory
BILLBILL Holdings, Inc.Stock24,489$4.41M<0.1%+1,375+5.9%AddedHistory
iShares Tr46428743220 YR TR BD ETF30,565$4.41M<0.1%−39,400−56.3%Reduced–
WINGWingstop Inc.COM28,154$4.43M<0.1%−1,548−5.2%ReducedHistory
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%−119,517−33.8%Reduced–
AES Corp00130H204UNIT 99/99/999941,410$4.45M<0.1%−124−0.3%Reduced–
SEESealed Air CorpCOM75,382$4.46M<0.1%+47,171+167.2%AddedHistory
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$4.49M<0.1%–––
GFLGFL Environmental Inc.SUB VTG SHS140,852$4.51M<0.1%+140,852NewHistory
SIGSignet Jewelers LtdSHS56,060$4.53M<0.1%+56,060NewHistory
CHTRCharter Communications, Inc.CL A7,177$4.54M<0.1%−19−0.3%ReducedHistory
LULUlululemon athletica inc.Stock12,770$4.58M<0.1%−2,628−17.1%ReducedHistory
OZKBank OZKCOM110,098$4.58M<0.1%−9,650−8.1%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A487,017$4.58M<0.1%+487,017NewHistory
CQPCheniere Energy Partners, L.P.COM UNIT103,631$4.59M<0.1%−466−0.4%ReducedHistory
OPCHOption Care Health, Inc.COM NEW210,697$4.60M<0.1%−139,845−39.9%ReducedHistory
VALUValue Line IncCOM148,578$4.61M<0.1%+22,685+18.0%AddedHistory
LUVSouthwest Airlines CoCOM89,047$4.70M<0.1%−1,010−1.1%ReducedHistory
PRIPrimerica, Inc.Stock31,166$4.76M<0.1%−354−1.1%ReducedHistory
ZWSZurn Elkay Water Solutions CorpCOM95,605$4.78M<0.1%+1,228+1.3%AddedHistory
AFLAflac IncStock111,352$4.78M<0.1%+56,749+103.9%AddedHistory
SHGShinhan Financial Group Co LtdSPN ADR RESTRD134,326$4.78M<0.1%+28,086+26.4%AddedHistory
SOSouthern CoStock83,488$4.79M<0.1%+31,817+61.6%AddedHistory
GILGildan Activewear Inc.Stock129,674$4.79M<0.1%+129,674NewHistory
MTXMinerals Technologies IncCOM60,983$4.80M<0.1%−5,700−8.5%ReducedHistory
TWINTwin Disc IncCOM340,188$4.81M<0.1%−13,519−3.8%ReducedHistory
PANWPalo Alto Networks IncStock13,278$4.83M<0.1%+152+1.2%AddedHistory
IMOImperial Oil LtdCOM NEW157,914$4.83M<0.1%−61,901−28.2%ReducedHistory
BHCBausch Health Companies Inc.Stock164,795$4.84M<0.1%−20,939−11.3%ReducedHistory
GRMNGarmin LtdSHS35,963$4.84M<0.1%+31,760+755.7%AddedHistory
SEMSelect Medical Holdings CorpCOM116,254$4.85M<0.1%+35,939+44.7%AddedHistory
AGYSAgilysys IncCOM86,322$4.90M<0.1%+38,471+80.4%AddedHistory
WUWestern Union COStock215,455$4.94M<0.1%−16,781−7.2%ReducedHistory
Stanley Black & Decker, Inc.854502846UNIT 11/15/202240,923$4.94M<0.1%+510+1.3%Added–
SBCFSeacoast Banking Corp of FloridaCOM NEW145,879$4.98M<0.1%−2,145−1.4%ReducedHistory
South Jersey Inds Inc838518306UNIT 04/01/202489,300$4.98M<0.1%+800+0.9%Added–
NTESNetEase, Inc.SPONSORED ADS44,030$5.03M<0.1%+3,324+8.2%AddedHistory
OGEOGE Energy Corp.COM150,077$5.04M<0.1%−17,728−10.6%ReducedHistory
ROSTRoss Stores, Inc.COM42,204$5.04M<0.1%+32,501+335.0%AddedHistory
TREXTrex Co IncCOM49,396$5.05M<0.1%+40,036+427.7%AddedHistory
CLXClorox CoStock29,338$5.07M<0.1%−1,372−4.5%ReducedHistory
INVEINVE Technologies, Inc.COM NEW300,000$5.10M<0.1%+300,000NewHistory
KWKennedy-Wilson Holdings, Inc.COM257,738$5.12M<0.1%−4,126−1.6%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW579,445$5.19M<0.1%+579,445NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History