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HighTower Advisors, LLC

SEC CIK
0001462245
Latest filing
Aug 25, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 5, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
3,790
+152 vs. Q4 2025
Portfolio value
$94.2B
+$2.78B (+3.0%) vs. Q4 2025
Filed
May 5, 2026
SEC
Holdings of HighTower Advisors, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
IGCIGC Pharma, Inc.COM NEW10,000$2.63K<0.1%+10,000NewHistory
MLSSMilestone Scientific Inc.COM NEW15,666$4.51K<0.1%00.0%UnchangedHistory
ASNSActelis Networks IncCOM SHS15,000$5.50K<0.1%−17,000−53.1%ReducedHistory
ARBEArbe Robotics Ltd.COM10,000$6.10K<0.1%+10,000NewHistory
FTHMFathom Holdings Inc.COM12,500$6.63K<0.1%+12,500NewHistory
TELATELA Bio, Inc.COM11,200$6.94K<0.1%+848+8.2%AddedHistory
WWRWestwater Resources, Inc.COM NEW11,000$7.19K<0.1%−14,000−56.0%ReducedHistory
INVZInnoviz Technologies Ltd.SHS14,266$9.02K<0.1%−300−2.1%ReducedHistory
CANCanaan Inc.SPONSORED ADS22,207$9.59K<0.1%+11,189+101.6%AddedHistory
IRIXIridex CorpCOM10,000$10.1K<0.1%00.0%UnchangedHistory
TEADTeads Holding Co.COM15,657$10.3K<0.1%−343−2.1%ReducedHistory
APREAprea Therapeutics, Inc.COM NEW13,864$10.6K<0.1%00.0%UnchangedHistory
SLMTBrera Holdings PLCCOM CL B NEW15,000$11.8K<0.1%00.0%UnchangedHistory
VTGNVistagen Therapeutics, Inc.COM20,628$11.8K<0.1%00.0%UnchangedHistory
MISTMilestone Pharmaceuticals Inc.COM10,000$11.9K<0.1%+10,000NewHistory
MVISMicrovision, Inc.COM NEW19,371$12.4K<0.1%+845+4.6%AddedHistory
FTEKFuel Tech, Inc.COM10,440$12.7K<0.1%00.0%UnchangedHistory
RNTXRein Therapeutics, Inc.COM NEW10,000$13.0K<0.1%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A NEW13,839$13.6K<0.1%+748+5.7%AddedHistory
MAPSWM Technology, Inc.COM20,601$13.6K<0.1%+1,450+7.6%AddedHistory
HUMAHumacyte, Inc.COM23,085$14.0K<0.1%+4,782+26.1%AddedHistory
HRTXHeron Therapeutics, Inc.COM17,612$14.1K<0.1%+816+4.9%AddedHistory
PACBPacific Biosciences of California, Inc.COM11,287$14.9K<0.1%+1,184+11.7%AddedHistory
RXTRackspace Technology, Inc.COM15,367$15.1K<0.1%+5,367+53.7%AddedHistory
DFNST3 Defense Inc.COM NEW21,365$15.3K<0.1%−695−3.2%ReducedHistory
CJMBCallan JMB Inc.COM12,500$15.6K<0.1%00.0%UnchangedHistory
LASELaser Photonics CorpCOM16,000$16.0K<0.1%+16,000NewHistory
OBAIOur Bond, Inc.COM SHS11,774$17.2K<0.1%+11,774NewHistory
BYNDBeyond Meat, Inc.COM24,787$17.4K<0.1%+24,787NewHistory
TMCITreace Medical Concepts, Inc.COM13,455$18.0K<0.1%−140−1.0%ReducedHistory
CGTXCognition Therapeutics IncCOM24,000$18.2K<0.1%00.0%UnchangedHistory
DCGODocGo Inc.COM29,446$18.5K<0.1%+8,357+39.6%AddedHistory
FNGRFingerMotion, Inc.COM18,805$18.7K<0.1%00.0%UnchangedHistory
EUenCore Energy Corp.COM NEW10,480$18.9K<0.1%+10,480NewHistory
CLDICalidi Biotherapeutics, Inc.COM83,523$19.9K<0.1%00.0%UnchangedHistory
RNXTRenovoRx, Inc.COM NEW20,000$20.2K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM SHS11,899$20.7K<0.1%+750+6.7%AddedHistory
IQiQIYI, Inc.SPONSORED ADS15,501$20.9K<0.1%00.0%UnchangedHistory
BRNSBarinthus Biotherapeutics plc.ADS37,450$21.3K<0.1%00.0%UnchangedHistory
OSTXOS Therapies IncCOM NEW15,200$21.4K<0.1%+15,200NewHistory
GOSSGossamer Bio, Inc.COM65,630$21.6K<0.1%−864−1.3%ReducedHistory
ALECAlector, Inc.COM10,760$23.1K<0.1%+749+7.5%AddedHistory
GUTSFractyl Health, Inc.COM51,442$23.6K<0.1%00.0%UnchangedHistory
EVEXEve Holding, Inc.COM10,327$25.6K<0.1%+318+3.2%AddedHistory
DVLTDatavault AI Inc.COM SHS42,441$26.2K<0.1%+42,441NewHistory
IHTInnsuites Hospitality TrustSH BEN INT26,819$27.1K<0.1%00.0%UnchangedHistory
SPCEVirgin Galactic Holdings, IncStock11,192$27.2K<0.1%+11,192NewHistory
WETHWetouch Technology Inc.COM NEW21,500$27.6K<0.1%−500−2.3%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A50,317$29.3K<0.1%−24,831−33.0%ReducedHistory
GLDGGoldMining Inc.COM25,196$30.0K<0.1%00.0%UnchangedHistory
NFGCNew Found Gold Corp.COM16,089$31.2K<0.1%00.0%UnchangedHistory
HKDAMTD Digital Inc.SPONSORED ADS20,260$31.6K<0.1%00.0%UnchangedHistory
KOSKosmos Energy Ltd.COM11,418$31.7K<0.1%−2,382−17.3%ReducedHistory
CVMCel Sci CorpCOM NEW10,000$32.1K<0.1%00.0%UnchangedHistory
CRBUCaribou Biosciences, Inc.COM16,934$32.2K<0.1%00.0%UnchangedHistory
NFENew Fortress Energy Inc.COM CL A55,466$32.7K<0.1%+55,466NewHistory
ALLOAllogene Therapeutics, Inc.COM13,441$32.8K<0.1%+13,441NewHistory
OABIOmniAb, Inc.COM21,068$33.1K<0.1%−314−1.5%ReducedHistory
CRONCronos Group Inc.COM13,359$33.5K<0.1%+400+3.1%AddedHistory
CMRCCommerce.com, Inc.COM SER 112,823$34.2K<0.1%−1,018−7.4%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT13,833$34.7K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM13,959$36.4K<0.1%+13,959NewHistory
CLNEClean Energy Fuels Corp.COM14,990$37.2K<0.1%+761+5.3%AddedHistory
HURATuHURA Biosciences, Inc.COM21,152$37.9K<0.1%+21,152NewHistory
OPKOpko Health, Inc.COM33,311$38.0K<0.1%−4,142−11.1%ReducedHistory
URGUr-Energy IncCOM25,506$38.0K<0.1%+25,506NewHistory
BLNDBlend Labs, Inc.CL A23,174$39.4K<0.1%+1,718+8.0%AddedHistory
COYACoya Therapeutics, Inc.COMMON STOCK10,029$39.5K<0.1%+10,029NewHistory
ABTCAmerican Bitcoin Corp.COM CL A43,522$40.2K<0.1%−2,224−4.9%ReducedHistory
IIIInformation Services Group Inc.COM10,520$40.4K<0.1%−696−6.2%ReducedHistory
ENTXEntera Bio Ltd.SHS36,830$40.9K<0.1%−6,310−14.6%ReducedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW21,646$41.1K<0.1%+21,646NewHistory
TCPCBlackRock TCP Capital Corp.COM11,646$42.0K<0.1%+11,646NewHistory
FATEFate Therapeutics IncCOM35,322$42.4K<0.1%+3,103+9.6%AddedHistory
CBUSCibus, Inc.CL A COM STK21,425$42.4K<0.1%+1,000+4.9%AddedHistory
AKBAAkebia Therapeutics, Inc.COM31,144$43.3K<0.1%+3,894+14.3%AddedHistory
BRBSBlue Ridge Bankshares, Inc.COM10,497$44.1K<0.1%+10,497NewHistory
EARNEllington Credit CoCOM SHS BEN INT10,000$44.3K<0.1%−60,000−85.7%ReducedHistory
CRVOCervoMed Inc.COM11,265$44.4K<0.1%+21+0.2%AddedHistory
REKRRekor Systems, Inc.COM54,903$45.0K<0.1%00.0%UnchangedHistory
VZLAVizsla Silver Corp.COM NEW13,802$45.5K<0.1%−6,417−31.7%ReducedHistory
BRCCBRC Inc.COM CL A59,017$45.8K<0.1%+299+0.5%AddedHistory
CYPHCypherpunk Technologies Inc.COM NEW60,500$48.1K<0.1%+10,000+19.8%AddedHistory
RSKDRiskified Ltd.SHS CL A12,460$48.8K<0.1%00.0%UnchangedHistory
EDITEditas Medicine, Inc.COM19,828$49.0K<0.1%+8,701+78.2%AddedHistory
KOPNKopin CorpCOM22,137$49.8K<0.1%−3,763−14.5%ReducedHistory
LABStandard Biotools Inc.COM54,491$50.1K<0.1%+1,700+3.2%AddedHistory
LSTALisata Therapeutics, Inc.COM10,042$50.3K<0.1%00.0%UnchangedHistory
SIDUSidus Space Inc.CL A COM NEW21,768$50.5K<0.1%+21,768NewHistory
ACREAres Commercial Real Estate CorpCOM10,589$50.8K<0.1%+10,589NewHistory
NEWPNew Pacific Metals CorpCOMMON STOCK12,455$51.6K<0.1%+12,455NewHistory
NABLN-able, Inc.COMMON STOCK11,108$51.9K<0.1%+11,108NewHistory
BBDBank BradescoSP ADR PFD NEW14,776$53.9K<0.1%−2,373−13.8%ReducedHistory
ORGNOrigin Materials, Inc.COM23,734$54.1K<0.1%+212+0.9%AddedConverted for a 1-for-30 splitHistory
AIOTPowerfleet, Inc.COM17,652$54.4K<0.1%−1,356−7.1%ReducedHistory
BTAIQBioXcel Therapeutics, Inc.COM NEW41,000$54.9K<0.1%00.0%UnchangedHistory
CLIRClearSign Technologies CorpCOM NEW12,680$55.3K<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
CRDFCardiff Oncology, Inc.COM34,166$55.3K<0.1%−40−0.1%ReducedHistory
CXEMFS High Income Municipal TrustSH BEN INT15,244$56.6K<0.1%−9,483−38.4%ReducedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD19,725$57.4K<0.1%−8,679−30.6%ReducedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of HighTower Advisors, LLC in Q1 2026
SecurityClassPutsCalls
Global X FDS37954Y483NASDAQ 100 COVER–$2.11M
Global X FDS37954Y475S&P 500 COVERED–$247.4K
Global X FDS37954Y459RUSSELL 2000–$57.1K
Global X FDS37960A859DOW 30 CO CA ETF–$25.3K
SLVOCredit Suisse AGETRA SILV SHS CO–$10.7K
Amplify ETF Tr032108433SILJ COVERED CAL–$3.39K

Sold out since Q4 2025 (192)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 192 by value last quarter.

Positions of HighTower Advisors, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
EXASExact Sciences CorpCOM1,227,761$124.7M0.1%History
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT639,183$34.5M<0.1%–
Invesco Exchange Traded FD T46137V696DYNMC MEDIA413,647$24.6M<0.1%–
BXMXNuveen S&P 500 BuyWrite Income FundCOM688,353$10.1M<0.1%History
BNY Mellon Concentrated International ETF09661T834ETP156,015$8.05M<0.1%–
Harbor ETF Trust41151J828LONG SHO EQU ETF179,124$4.94M<0.1%–
ETF Opportunities Trust26923Q697OPPORTUNISTIC TR202,518$4.46M<0.1%–
Cyberark Software LtdM2682V108SHS8,279$3.69M<0.1%–
CMAComerica IncCOM41,133$3.58M<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF33,606$3.25M<0.1%–
ProShares Tr74347G234NASDAQ 100 HIGH66,855$2.97M<0.1%–
STEPStepStone Group Inc.COM CL A44,573$2.86M<0.1%History
Series Portfolios Tr81752T528ELDRIDGE BBB B106,885$2.83M<0.1%–
NPACNew Providence Acquisition Corp. III/CaymanCOM244,121$2.50M<0.1%History
CADECadence BancorporationEQUITY US CM53,715$2.30M<0.1%History
iShares Tr46429B523MSCI DENMARK ETF17,915$2.05M<0.1%–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT37,165$2.01M<0.1%–
STNEStoneCo Ltd.COM120,688$1.78M<0.1%History
BCARD. Boral ARC Acquisition I Corp.SHS CL A168,867$1.69M<0.1%History
CUBICustomers Bancorp, Inc.COM20,985$1.53M<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A9,103$1.49M<0.1%History
ATATAtour Lifestyle Holdings LtdSPONSORED ADS33,065$1.30M<0.1%History
REFIChicago Atlantic Real Estate Finance, Inc.COM97,258$1.19M<0.1%History
Capitol Ser Tr14064D519HULL TACTICAL29,344$1.16M<0.1%–
SNVSynovus Financial CorpCOM NEW22,417$1.12M<0.1%History
QNCXQuince Therapeutics, Inc.COM328,500$1.10M<0.1%History
EROEro Copper Corp.COM36,058$1.02M<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM36,439$987.1K<0.1%History
Global X FDS37954Y814FINTECH ETF33,203$977.2K<0.1%–
Tidal Trust III45259A803ROCK US SMAL ETF38,600$974.6K<0.1%–
Direxion Shs ETF Tr25461A874DLY AAPL BUL1.5X27,300$916.7K<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG41,336$895.3K<0.1%–
FGF&G Annuities & Life, Inc.COMMON STOCK28,280$872.4K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF17,349$844.6K<0.1%–
REVGREV Group, Inc.COM13,793$838.8K<0.1%History
ACLXArcellx, Inc.COMMON STOCK12,558$818.8K<0.1%History
VTYXVentyx Biosciences, Inc.COM85,972$776.3K<0.1%History
VIPSVipshop Holdings LtdSPONSORED ADS A40,170$710.6K<0.1%History
INSPInspire Medical Systems, Inc.COM7,543$695.7K<0.1%History
Listed FD Tr53656F383SPEAR ALPHA ETF17,961$691.5K<0.1%–
GFUZGeneral Fusion Group Ltd.Equity67,344$683.5K<0.1%History
VVXV2X, Inc.COM11,875$647.8K<0.1%History
MNDYmonday.com Ltd.SHS4,228$623.9K<0.1%History
CNOBConnectOne Bancorp, Inc.COM23,540$617.2K<0.1%History
Advisors Inner Circle FD III00774Q148DEMOCRACY INTERN19,858$615.8K<0.1%–
OCFCOceanfirst Financial CorpCOM33,726$605.4K<0.1%History
MRXMarex Group LtdORD14,505$556.4K<0.1%History
MYDBlackRock Muniyield Fund, Inc.COM52,127$546.8K<0.1%History
DVAXDynavax Technologies CorpCOM NEW34,094$524.4K<0.1%History
FYBRFrontier Communications Parent, Inc.COM13,708$521.9K<0.1%History
KRNYKearny Financial Corp.COM68,018$504.0K<0.1%History
VanEck Vectors ETF Tr92189F114VIDEO GAMING4,737$490.7K<0.1%–
BLEBlackRock Municipal Income Trust IICOM46,359$484.0K<0.1%History
RIGLRigel Pharmaceuticals IncCOM11,088$474.9K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS49,495$473.2K<0.1%History
VOYAVoya Financial, Inc.COM6,066$451.9K<0.1%History
REALTheRealReal, Inc.COM28,042$442.5K<0.1%History
GRNTGranite Ridge Resources, Inc.COM94,029$441.9K<0.1%History
RAPTRAPT Therapeutics, Inc.COM NEW12,525$424.2K<0.1%History
APPFAppfolio IncCOM CL A1,802$419.3K<0.1%History
ALEXAlexander & Baldwin, Inc.COM20,246$417.9K<0.1%History
DLOdLocal LtdCLASS A COM29,353$415.1K<0.1%History
GDOTGreen Dot CorpCL A32,054$410.6K<0.1%History
BILLBILL Holdings, Inc.Stock7,370$402.0K<0.1%History
Direxion Shs ETF Tr25459W102DLY TECH BULL 3X3,396$399.0K<0.1%–
TMETencent Music Entertainment GroupSPON ADS22,705$398.0K<0.1%History
INODInnodata IncCOM NEW7,479$381.1K<0.1%History
CSGSCSG Systems International IncCOM4,760$365.1K<0.1%History
BlackRock ETF Trust II iShares Larg Cap Added092528801ETF10,871$359.5K<0.1%–
DUOLDuolingo, Inc.CL A COM2,013$353.3K<0.1%History
BFKBlackRock Municipal Income TrustSH BEN INT34,992$351.0K<0.1%History
WGSGeneDx Holdings Corp.COM CL A2,682$348.8K<0.1%History
CPRICapri Holdings LtdSHS14,120$344.5K<0.1%History
AVDLAvadel Pharmaceuticals PLCStock15,209$327.8K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM22,666$326.6K<0.1%History
GIBCgi IncCL A3,491$322.3K<0.1%History
AZTAAzenta, Inc.COM9,423$313.4K<0.1%History
FWONALiberty Media CorpCOM LBTY ONE S A3,485$311.5K<0.1%History
TECHBIO-TECHNE CorpCOM5,277$310.4K<0.1%History
RGRSturm Ruger & Co IncStock9,462$308.9K<0.1%History
USPHU S Physical Therapy IncCOM3,931$306.9K<0.1%History
Capital Group Equity ETF Tr14022A201US LARGE GROWT10,720$306.3K<0.1%–
Direxion Shs ETF Tr25460G153DAILY REGIONAL3,000$303.1K<0.1%–
PVHPVH Corp.COM4,509$302.2K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM27,729$299.8K<0.1%History
WIXWix.com Ltd.SHS2,881$299.3K<0.1%History
ABRArbor Realty Trust IncCOM37,189$288.6K<0.1%History
GHCGraham Holdings CoCOM CL B258$283.6K<0.1%History
PLABPhotronics IncCOM8,711$278.8K<0.1%History
First Tr Exch TRD Alphdx FD33737J802INDIA NFTY50 EQW4,737$276.3K<0.1%–
BFSTBusiness First Bancshares, Inc.COM10,517$274.9K<0.1%History
PCHPotlatchdeltic CorpCOM6,841$272.1K<0.1%History
SLVMSylvamo CorpCOMMON STOCK5,643$271.7K<0.1%History
Dolly Varden Silver Corp256827783COM NO PAR60,678$267.6K<0.1%–
ACADAcadia Pharmaceuticals IncCOM9,965$266.2K<0.1%History
VKTXViking Therapeutics, Inc.COM7,533$265.0K<0.1%History
Innovator ETFs Trust45783Y285INTL DE PW JUNE9,003$263.1K<0.1%–
Innovator ETFs Trust45784N742EQUI DEFI 1 MARC9,539$262.3K<0.1%–
Schwab Strategic Tr808524656CRYPTO THEMATIC4,242$254.4K<0.1%–
TRMKTrustmark CorpCOM6,526$254.2K<0.1%History