HighTower Advisors, LLC
- SEC CIK
- 0001462245
- Latest filing
- Aug 25, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 10, 2021. Long positions only.
- Positions
- 2,830
- No 13F data for Q4 2020
- Portfolio value
- $31.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DRHDiamondRock Hospitality Co | COM | 17,190 | $177.0K | <0.1% | – | – | History |
| BFKBlackRock Municipal Income Trust | SH BEN INT | 11,802 | $177.0K | <0.1% | – | – | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 11,581 | $177.0K | <0.1% | – | – | History |
| Absolute Shs Tr00400R833 | WBI BULBEAR TR | 10,351 | $178.0K | <0.1% | – | – | – |
| NXJNuveen New Jersey Quality Municipal Income Fund | COM | 12,292 | $178.0K | <0.1% | – | – | History |
| FNCHFinch Therapeutics Group, Inc. | COM | 11,218 | $181.0K | <0.1% | – | – | History |
| ProShares Tr74347B714 | SHORT QQQ NEW | 13,000 | $181.0K | <0.1% | – | – | – |
| BHRBraemar Hotels & Resorts Inc. | COM | 29,981 | $182.0K | <0.1% | – | – | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 14,082 | $183.0K | <0.1% | – | – | History |
| CBUSCibus, Inc. | COM | 30,489 | $183.0K | <0.1% | – | – | History |
| UBAUrstadt Biddle Properties Inc | CL A | 11,024 | $183.0K | <0.1% | – | – | History |
| Vedanta Limited92242Y100 | SPONSORED ADR | 14,697 | $183.0K | <0.1% | – | – | – |
| AVXLAnavex Life Sciences Corp. | COM NEW | 12,400 | $185.0K | <0.1% | – | – | History |
| OCULOcular Therapeutix, Inc | COM | 11,284 | $185.0K | <0.1% | – | – | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $185.0K | <0.1% | – | – | – |
| SKTTanger Inc. | COM | 12,306 | $186.0K | <0.1% | – | – | History |
| First Tr Energy Infrastrctr33738C103 | COM | 15,000 | $186.0K | <0.1% | – | – | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | 17,000 | $186.0K | <0.1% | – | – | – |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 18,071 | $187.0K | <0.1% | – | – | History |
| MDC Partners Inc.552697104 | CL A SUB VTG | 59,809 | $187.0K | <0.1% | – | – | – |
| OYSTOyster Point Pharma, Inc. | COM | 10,240 | $187.0K | <0.1% | – | – | History |
| TCSContainer Store Group, Inc. | COM | 11,335 | $188.0K | <0.1% | – | – | History |
| DLYDoubleLine Yield Opportunities Fund | COM | 10,000 | $191.0K | <0.1% | – | – | History |
| TASTCarrols Restaurant Group, Inc. | COM | 31,577 | $191.0K | <0.1% | – | – | History |
| Abacus Global Management, Inc.274681105 | COM CL A | 19,484 | $191.0K | <0.1% | – | – | – |
| Atlas CorpY0436Q109 | SHARES | 14,146 | $192.0K | <0.1% | – | – | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 19,195 | $193.0K | <0.1% | – | – | History |
| BRMKBroadmark Realty Capital Inc. | COM | 18,394 | $193.0K | <0.1% | – | – | History |
| Global X FDS37954Y426 | CANNABIS ETF | 12,060 | $195.0K | <0.1% | – | – | – |
| PCQPIMCO California Municipal Income Fund | COM | 10,940 | $195.0K | <0.1% | – | – | History |
| DMDesktop Metal, Inc. | COM CL A | 13,228 | $196.0K | <0.1% | – | – | History |
| MSONMisonix Inc | COM | 10,000 | $196.0K | <0.1% | – | – | History |
| LXULSB Industries, Inc. | COM | 38,401 | $197.0K | <0.1% | – | – | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 14,000 | $197.0K | <0.1% | – | – | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 11,496 | $197.0K | <0.1% | – | – | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 16,684 | $198.0K | <0.1% | – | – | History |
| GOLFAcushnet Holdings Corp. | COM | 4,865 | $200.0K | <0.1% | – | – | History |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 7,973 | $200.0K | <0.1% | – | – | – |
| WSBCWesbanco Inc | COM | 5,518 | $200.0K | <0.1% | – | – | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 3,784 | $200.0K | <0.1% | – | – | History |
| GVAGranite Construction Inc | COM | 4,953 | $200.0K | <0.1% | – | – | History |
| SPDR Series Trust78464A771 | ST STR SP CAPMKT | 2,373 | $200.0K | <0.1% | – | – | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 68,115 | $200.0K | <0.1% | – | – | History |
| TWSTTwist Bioscience Corp | COM | 1,649 | $201.0K | <0.1% | – | – | History |
| WBSWebster Financial Corp | COM | 3,639 | $201.0K | <0.1% | – | – | History |
| Columbia ETF Tr II19762B707 | INDIA CONSMR ETF | 3,896 | $201.0K | <0.1% | – | – | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,520 | $201.0K | <0.1% | – | – | History |
| DDD3D Systems Corp | COM NEW | 7,297 | $201.0K | <0.1% | – | – | History |
| ADVMAdverum Biotechnologies, Inc. | COM | 20,250 | $201.0K | <0.1% | – | – | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 16,496 | $201.0K | <0.1% | – | – | History |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 5,504 | $202.0K | <0.1% | – | – | – |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 13,847 | $202.0K | <0.1% | – | – | History |
| ONTFON24 Inc. | COM | 4,160 | $202.0K | <0.1% | – | – | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,018 | $204.0K | <0.1% | – | – | History |
| BKCCBlackRock Capital Investment Corp | COM | 62,709 | $204.0K | <0.1% | – | – | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | – | $204.0K | <0.1% | – | – | – |
| LTCLTC Properties Inc | REIT | 4,905 | $205.0K | <0.1% | – | – | History |
| EMBJEmbraer S.A. | ADR | 20,679 | $206.0K | <0.1% | – | – | History |
| UTGReaves Utility Income Fund | COM SH BEN INT | 6,135 | $206.0K | <0.1% | – | – | History |
| LPLALPL Financial Holdings Inc. | COM | 1,444 | $206.0K | <0.1% | – | – | History |
| ISTRInvestar Holding Corp | COM | 10,000 | $206.0K | <0.1% | – | – | History |
| LDIloanDepot, Inc. | COM CL A | 10,420 | $207.0K | <0.1% | – | – | History |
| ProShares Tr74347B698 | RUSS 2000 DIVD | 3,196 | $208.0K | <0.1% | – | – | – |
| MAXRMaxar Technologies Inc. | COM | 5,332 | $208.0K | <0.1% | – | – | History |
| TPZTortoise Power & Energy Infrastructure Fund Inc | COM | 17,209 | $208.0K | <0.1% | – | – | History |
| PTENPatterson Uti Energy Inc | COM | 29,232 | $209.0K | <0.1% | – | – | History |
| WORWorthington Enterprises, Inc. | COM | 3,088 | $209.0K | <0.1% | – | – | History |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 19,283 | $209.0K | <0.1% | – | – | – |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 10,851 | $210.0K | <0.1% | – | – | History |
| CMPSCOMPASS Pathways plc | SPONSORED ADS | 5,736 | $211.0K | <0.1% | – | – | History |
| AVTRAvantor, Inc. | COM | 7,288 | $211.0K | <0.1% | – | – | History |
| TECKTeck Resources Ltd | CL B | 11,054 | $211.0K | <0.1% | – | – | History |
| TMHCTaylor Morrison Home Corp | COM | 6,879 | $211.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,904 | $211.0K | <0.1% | – | – | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 9,742 | $211.0K | <0.1% | – | – | History |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 9,490 | $211.0K | <0.1% | – | – | History |
| MVFBlackRock Munivest Fund, Inc. | COM | 22,471 | $211.0K | <0.1% | – | – | History |
| MSG Network Inc553573106 | CL A | 13,992 | $211.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 4,192 | $212.0K | <0.1% | – | – | – |
| OPKOpko Health, Inc. | COM | 49,789 | $212.0K | <0.1% | – | – | History |
| CRHCRH Public Ltd Co | ADR | 4,514 | $212.0K | <0.1% | – | – | History |
| KTBKontoor Brands, Inc. | Stock | 4,480 | $213.0K | <0.1% | – | – | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 58,991 | $213.0K | <0.1% | – | – | History |
| NXQuanex Building Products CORP | COM | 8,127 | $214.0K | <0.1% | – | – | History |
| FUNDSprott Focus Trust Inc. | COM | 27,401 | $214.0K | <0.1% | – | – | History |
| SSRMSSR Mining Inc. | Stock | 15,022 | $215.0K | <0.1% | – | – | History |
| ENSEnerSys | COM | 2,362 | $215.0K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25459W847 | DLY SMCAP BULL3X | 2,411 | $215.0K | <0.1% | – | – | – |
| GNOGGolden Nugget Online Gaming, Inc. | COM CL A | 15,935 | $215.0K | <0.1% | – | – | History |
| SPXCSPX Technologies, Inc. | COM | 3,682 | $215.0K | <0.1% | – | – | History |
| Innovator ETFs Trust45782C730 | US EQT ULTRA BF | 7,613 | $216.0K | <0.1% | – | – | – |
| iShares Tr464289883 | CORE 30 70 ETF | 5,583 | $216.0K | <0.1% | – | – | – |
| CGENCompugen Ltd | ORD | 25,099 | $216.0K | <0.1% | – | – | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 5,996 | $216.0K | <0.1% | – | – | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 22,148 | $216.0K | <0.1% | – | – | – |
| SMARSmartsheet Inc | COM CL A | 3,362 | $216.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 4,724 | $217.0K | <0.1% | – | – | – |
| Vanguard Scottsdale FDS92206C649 | VNG RUS2000VAL | 1,556 | $217.0K | <0.1% | – | – | – |
| Pine Is Acquisition Corp722615101 | CL A | 21,652 | $217.0K | <0.1% | – | – | – |
| Victory Portfolios II92647N543 | VICTORYSHS EMMKT | 4,469 | $217.0K | <0.1% | – | – | – |
Options (200)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 200 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.66M | – |
| AAPLApple Inc. | Stock | $1.14M | – |
| XYZBlock, Inc. | CL A | $558.0K | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $552.0K | – |
| MSFTMicrosoft Corp | Stock | $426.0K | – |
| VanEck Semiconductor ETF92189F676 | ETF | $394.0K | – |
| COPConocoPhillips | Stock | $335.0K | – |
| iShares Russell 2000 ETF464287655 | ETF | $283.0K | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | $274.0K | – |
| TROWPrice T Rowe Group Inc | Stock | $239.0K | – |
| PYPLPayPal Holdings, Inc. | Stock | $224.0K | – |
| SPLKSplunk Inc | COM | $215.0K | – |
| NKENIKE, Inc. | Stock | $213.0K | – |
| TGTTarget Corp | Stock | $207.0K | – |
| JPMJPMorgan Chase & Co | Stock | $191.0K | – |
| RFRegions Financial Corp | COM | $186.0K | – |
| METAMeta Platforms, Inc. | Stock | $163.0K | – |
| QCOMQualcomm Inc | Stock | $146.0K | – |
| BABoeing Co | Stock | $139.0K | – |
| LVSLas Vegas Sands Corp | COM | $137.0K | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $134.0K | – |
| GHGuardant Health, Inc. | COM | $129.0K | – |
| MOSMosaic Co | COM | $119.0K | – |
| DBIDesigner Brands Inc. | CL A | $115.0K | – |
| QSQuantumScape Corp | COM CL A | $112.0K | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | $112.0K | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $107.0K | – |
| Artius Acquisition Inc04316G105 | COM CL A | $104.0K | – |
| WPMWheaton Precious Metals Corp. | COM | $102.0K | – |
| AMZNAmazon Com Inc | Stock | $100.0K | – |
| JNJJohnson & Johnson | Stock | $95.0K | – |
| ALTOAlto Ingredients, Inc. | COM | $95.0K | – |
| Forum Merger III Corp349885103 | COM CL A | $94.0K | – |
| AVGOBroadcom Inc. | Stock | $85.0K | – |
| AALAmerican Airlines Group Inc. | Stock | $80.0K | – |
| JWNNordstrom Inc | Stock | $80.0K | – |
| MPMP Materials Corp. | COM CL A | $78.0K | – |
| MGMMGM Resorts International | Stock | $74.0K | – |
| SLViShares Silver Trust | ETF | $67.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $64.0K | – |
| CATCaterpillar Inc | Stock | $64.0K | – |
| FSLYFastly, Inc. | CL A | $61.0K | – |
| TWTRTwitter, Inc. | COM | $61.0K | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $58.0K | – |
| FISVFiserv Inc | Stock | $56.0K | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $55.0K | – |
| DFSDiscover Financial Services | COM | $54.0K | – |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | $53.0K | – |
| BLNKBlink Charging Co. | COM | $53.0K | – |
| TWLOTwilio Inc | CL A | $51.0K | – |
| Burgundy Technology Acqu CorG1702T116 | CL A | $49.0K | – |
| MXIMMaxim Integrated Products Inc | COM | $48.0K | – |
| XOMExxonMobil Holdings Corp | COM | $47.0K | – |
| DISWalt Disney Co | Stock | $45.0K | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $44.0K | – |
| DBXDropbox, Inc. | CL A | $44.0K | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | $44.0K | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | $42.0K | – |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | $42.0K | – |
| LNWOLight & Wonder, Inc. | COM | $42.0K | – |
| MELIMercadolibre Inc | COM | $41.0K | – |
| CCJCameco Corp | Stock | $40.0K | – |
| ZMZoom Communications, Inc. | Stock | $40.0K | – |
| TCOMTrip.com Group Ltd | ADS | $40.0K | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | $40.0K | – |
| MSMorgan Stanley | Stock | $36.0K | – |
| Global X FDS37954Y848 | GLOBAL X SILVER | $34.0K | – |
| iShares Global Clean Energy ETF464288224 | ETF | $32.0K | – |
| FIVNFive9, Inc. | COM | $30.0K | – |
| ZTSZoetis Inc. | Stock | $28.0K | – |
| PACBPacific Biosciences of California, Inc. | COM | $28.0K | – |
| BPBP PLC | ADR | $26.0K | – |
| NOCNorthrop Grumman Corp | Stock | $25.0K | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | $25.0K | – |
| DOCUDocuSign, Inc. | Stock | $24.0K | – |
| GDRXGoodRx Holdings, Inc. | COM CL A | $24.0K | – |
| Paramount Global92556H206 | CL B | $24.0K | – |
| PLURPluri Inc. | COM NEW | $23.0K | – |
| CCitigroup Inc | Stock | $22.0K | – |
| FLNAFilana Therapeutics, Inc. | COM | $22.0K | – |
| CRMSalesforce, Inc. | Stock | $20.0K | – |
| VERUVeru Inc. | COM | $20.0K | – |
| WYNNWynn Resorts Ltd | COM | $19.0K | – |
| IAUiShares Gold Trust | ISHARES | $19.0K | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $18.0K | – |
| MSTRStrategy Inc | Stock | $18.0K | – |
| ITWIllinois Tool Works Inc | Stock | $17.0K | – |
| iShares Tr464287432 | 20 YR TR BD ETF | $17.0K | – |
| COTYCoty Inc. | COM CL A | $17.0K | – |
| CRONCronos Group Inc. | COM | $17.0K | – |
| CVXChevron Corp | Stock | $15.0K | – |
| EXPEExpedia Group, Inc. | Stock | $15.0K | – |
| PAASPan American Silver Corp | Stock | $13.0K | – |
| AWIArmstrong World Industries Inc | COM | $13.0K | – |
| NOKNokia Corp | SPONSORED ADR | $13.0K | – |
| NVTAInvitae Corp | COM | $13.0K | – |
| ZNGAZynga Inc | CL A | $12.0K | – |
| RKTRocket Companies, Inc. | Stock | $11.0K | – |
| VEEVVeeva Systems Inc | Stock | $11.0K | – |
| INGING Groep NV | SPONSORED ADR | $11.0K | – |