HighTower Advisors, LLC
- SEC CIK
- 0001462245
- Latest filing
- Aug 25, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 10, 2021. Long positions only.
- Positions
- 2,830
- No 13F data for Q4 2020
- Portfolio value
- $31.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TWOAtwo | COM CL A | 10,000 | $100.0K | <0.1% | – | – | History |
| Burgundy Technology Acqu CorG1702T116 | CL A | 10,250 | $101.0K | <0.1% | – | – | – |
| CTSOCytosorbents Corp | COM NEW | 11,419 | $102.0K | <0.1% | – | – | History |
| UPWheels Up Experience Inc. | COM | 10,220 | $102.0K | <0.1% | – | – | History |
| Forum Merger III Corp349885103 | COM CL A | 10,285 | $103.0K | <0.1% | – | – | – |
| INFNInfinera Corp | COM | 10,702 | $103.0K | <0.1% | – | – | History |
| ATRSAntares Pharma, Inc. | COM | 25,421 | $104.0K | <0.1% | – | – | History |
| Artius Acquisition Inc04316G105 | COM CL A | 10,300 | $104.0K | <0.1% | – | – | – |
| Bespoke Cap Acquisition Corp086344108 | CL A REST VTG | 10,550 | $105.0K | <0.1% | – | – | – |
| GIGCAPITAL3 Inc37519D107 | COM | 10,100 | $108.0K | <0.1% | – | – | – |
| XCURExicure, Inc. | COM | 49,915 | $109.0K | <0.1% | – | – | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 15,500 | $110.0K | <0.1% | – | – | History |
| TTOOT2 Biosystems, Inc. | COM | 67,950 | $110.0K | <0.1% | – | – | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 12,120 | $111.0K | <0.1% | – | – | History |
| RPAIRetail Properties of America, Inc. | CL A | 10,630 | $111.0K | <0.1% | – | – | History |
| STRMStreamline Health Solutions Inc. | COM | 55,000 | $113.0K | <0.1% | – | – | History |
| TGBTrekor Metals Ltd | COM | 66,196 | $113.0K | <0.1% | – | – | History |
| BGRBlackRock Energy & Resources Trust | COM | 13,142 | $115.0K | <0.1% | – | – | History |
| TWAVTaoWeave, Inc. | COM | 23,105 | $115.0K | <0.1% | – | – | History |
| ESRTEmpire State Realty Trust, Inc. | CL A | 10,361 | $116.0K | <0.1% | – | – | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 20,870 | $116.0K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 15,606 | $116.0K | <0.1% | – | – | – |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 10,925 | $117.0K | <0.1% | – | – | – |
| GLADGladstone Capital Corp | COM | 11,790 | $118.0K | <0.1% | – | – | History |
| Yamana Gold Inc98462Y100 | COM | 27,487 | $118.0K | <0.1% | – | – | – |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 14,022 | $119.0K | <0.1% | – | – | History |
| ASRTAssertio Holdings, Inc. | COM STK | 180,049 | $119.0K | <0.1% | – | – | History |
| CTTCatchMark Timber Trust, Inc. | CL A | 11,683 | $119.0K | <0.1% | – | – | History |
| VVRInvesco Senior Income Trust | COM | 28,774 | $121.0K | <0.1% | – | – | History |
| Decarbonization Plus Acqu II242794204 | UNIT 01/19/2026 | 12,000 | $121.0K | <0.1% | – | – | – |
| SVBISevern Bancorp Inc | COM | 10,000 | $121.0K | <0.1% | – | – | History |
| ARCOArcos Dorados Holdings Inc. | SHS CLASS -A - | 23,974 | $122.0K | <0.1% | – | – | History |
| AIVApartment Investment & Management Co | CL A | 20,137 | $122.0K | <0.1% | – | – | History |
| LIDRAEye, Inc. | CL A | 12,200 | $122.0K | <0.1% | – | – | History |
| SEELSeelos Therapeutics, Inc. | COM | 24,660 | $123.0K | <0.1% | – | – | History |
| FTITechnipFMC plc | COM | 16,229 | $126.0K | <0.1% | – | – | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 11,355 | $127.0K | <0.1% | – | – | History |
| Seven Oaks Acquisition Corp81787X106 | COM CL A | 12,900 | $127.0K | <0.1% | – | – | – |
| VBIVVBI Vaccines Inc/BC | COM NEW | 41,160 | $127.0K | <0.1% | – | – | History |
| IMMPIMMUTEP Ltd | SPONSORED ADS | 42,000 | $129.0K | <0.1% | – | – | History |
| SNDLSNDL Inc. | COM | 113,400 | $129.0K | <0.1% | – | – | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 14,527 | $130.0K | <0.1% | – | – | History |
| Starboard Value Acquisitn Co85521J109 | COM CL A | 13,200 | $131.0K | <0.1% | – | – | – |
| TTITetra Technologies Inc | COM | 55,000 | $132.0K | <0.1% | – | – | History |
| SRGASurgalign Holdings, Inc. | COM | 60,500 | $132.0K | <0.1% | – | – | History |
| NXDTNexpoint Diversified Real Estate Trust | COM NEW | 11,738 | $133.0K | <0.1% | – | – | History |
| CLOVClover Health Investments, Corp. | COM CL A | 17,194 | $133.0K | <0.1% | – | – | History |
| EOLSEvolus, Inc. | COM | 10,357 | $134.0K | <0.1% | – | – | History |
| CFRXCONTRAFECT Corp | COM NEW | 28,000 | $135.0K | <0.1% | – | – | History |
| AIOTPowerfleet, Inc. | COM | 16,600 | $136.0K | <0.1% | – | – | History |
| CLNEClean Energy Fuels Corp. | COM | 10,083 | $137.0K | <0.1% | – | – | History |
| RCReady Capital Corp | COM | 10,281 | $138.0K | <0.1% | – | – | History |
| AEACAuthentic Equity Acquisition Corp. | CL A SHS | 14,190 | $138.0K | <0.1% | – | – | History |
| BBVABanco Bilbao Vizcaya Argentaria, S.A. | SPONSORED ADR | 26,846 | $139.0K | <0.1% | – | – | History |
| RIGTransocean Ltd. | REGISTERED SHS | 39,613 | $139.0K | <0.1% | – | – | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 16,692 | $140.0K | <0.1% | – | – | History |
| LADRLadder Capital Corp | CL A | 11,890 | $141.0K | <0.1% | – | – | History |
| CRMDCorMedix Inc. | COM | 14,138 | $141.0K | <0.1% | – | – | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 19,516 | $142.0K | <0.1% | – | – | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 10,148 | $142.0K | <0.1% | – | – | History |
| AIMAIM ImmunoTech Inc. | COM | 63,095 | $143.0K | <0.1% | – | – | History |
| WPRTWestport Fuel Systems Inc. | COM NEW | 20,000 | $143.0K | <0.1% | – | – | History |
| KTFDWS Municipal Income Trust | COM | 12,368 | $144.0K | <0.1% | – | – | History |
| NGLNGL Energy Partners LP | COM UNIT REPST | 70,320 | $144.0K | <0.1% | – | – | History |
| MNKDMannkind Corp | COM NEW | 37,321 | $145.0K | <0.1% | – | – | History |
| ITIIteris, Inc. | COM | 23,689 | $145.0K | <0.1% | – | – | History |
| Despegar Com CorpG27358103 | ORD SHS | 10,687 | $145.0K | <0.1% | – | – | – |
| TRXTRX GOLD Corp | COM | 247,500 | $146.0K | <0.1% | – | – | History |
| SVCService Properties Trust | COM SH BEN INT | 12,317 | $147.0K | <0.1% | – | – | History |
| FRSTPrimis Financial Corp. | COM | 10,197 | $148.0K | <0.1% | – | – | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 34,241 | $148.0K | <0.1% | – | – | History |
| SPOKSpok Holdings, Inc | COM | 14,257 | $149.0K | <0.1% | – | – | History |
| IQIInvesco Quality Municipal Income Trust | COM | 11,580 | $150.0K | <0.1% | – | – | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 21,900 | $150.0K | <0.1% | – | – | History |
| CWCOConsolidated Water Co. Ltd. | ORD | 11,100 | $151.0K | <0.1% | – | – | History |
| ICCCImmucell Corp | COM PAR | 15,754 | $152.0K | <0.1% | – | – | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 11,477 | $152.0K | <0.1% | – | – | History |
| AWHLAspira Women's Health Inc. | COM | 22,700 | $153.0K | <0.1% | – | – | History |
| FBIOFortress Biotech, Inc. | COM | 43,950 | $155.0K | <0.1% | – | – | History |
| BlackRock Munienhanced FD IN09253Y100 | COM | 13,404 | $158.0K | <0.1% | – | – | – |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 46,601 | $159.0K | <0.1% | – | – | History |
| iShares Tr464288844 | US OIL EQ&SV ETF | 11,876 | $159.0K | <0.1% | – | – | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 25,172 | $163.0K | <0.1% | – | – | History |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | 1,500 | $165.0K | <0.1% | – | – | History |
| PMFPIMCO Municipal Income Fund | COM | 11,493 | $165.0K | <0.1% | – | – | History |
| YARWYarrow Bioscience, Inc. | COM | 24,228 | $165.0K | <0.1% | – | – | History |
| CLVRClever Leaves Holdings Inc. | COM | 16,303 | $166.0K | <0.1% | – | – | History |
| FCELFuelcell Energy Inc | COM | 11,535 | $166.0K | <0.1% | – | – | History |
| SCSSteelcase Inc | CL A | 11,470 | $166.0K | <0.1% | – | – | History |
| UGUnited Guardian Inc | COM | 11,000 | $166.0K | <0.1% | – | – | History |
| CHRSCoherus Oncology, Inc. | COM | 11,450 | $167.0K | <0.1% | – | – | History |
| AKBAAkebia Therapeutics, Inc. | COM | 49,143 | $167.0K | <0.1% | – | – | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 12,311 | $167.0K | <0.1% | – | – | History |
| Seneca Biopharma Inc81689B103 | COM | 100,005 | $170.0K | <0.1% | – | – | – |
| ProShares Tr74347G861 | ULTRAPRO SHT QQQ | 13,059 | $171.0K | <0.1% | – | – | – |
| PRVBProvention Bio, Inc. | COM | 16,300 | $171.0K | <0.1% | – | – | History |
| TOONKartoon Studios, Inc. | COM | 89,170 | $173.0K | <0.1% | – | – | History |
| SPLPSteel Partners Holdings L.P. | LTD PRTRSHIP U | 12,602 | $173.0K | <0.1% | – | – | History |
| VXRTVaxart, Inc. | COM NEW | 28,747 | $174.0K | <0.1% | – | – | History |
| Venator Matls PLCG9329Z100 | SHS | 38,000 | $176.0K | <0.1% | – | – | – |
Options (200)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 200 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.66M | – |
| AAPLApple Inc. | Stock | $1.14M | – |
| XYZBlock, Inc. | CL A | $558.0K | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $552.0K | – |
| MSFTMicrosoft Corp | Stock | $426.0K | – |
| VanEck Semiconductor ETF92189F676 | ETF | $394.0K | – |
| COPConocoPhillips | Stock | $335.0K | – |
| iShares Russell 2000 ETF464287655 | ETF | $283.0K | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | $274.0K | – |
| TROWPrice T Rowe Group Inc | Stock | $239.0K | – |
| PYPLPayPal Holdings, Inc. | Stock | $224.0K | – |
| SPLKSplunk Inc | COM | $215.0K | – |
| NKENIKE, Inc. | Stock | $213.0K | – |
| TGTTarget Corp | Stock | $207.0K | – |
| JPMJPMorgan Chase & Co | Stock | $191.0K | – |
| RFRegions Financial Corp | COM | $186.0K | – |
| METAMeta Platforms, Inc. | Stock | $163.0K | – |
| QCOMQualcomm Inc | Stock | $146.0K | – |
| BABoeing Co | Stock | $139.0K | – |
| LVSLas Vegas Sands Corp | COM | $137.0K | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $134.0K | – |
| GHGuardant Health, Inc. | COM | $129.0K | – |
| MOSMosaic Co | COM | $119.0K | – |
| DBIDesigner Brands Inc. | CL A | $115.0K | – |
| QSQuantumScape Corp | COM CL A | $112.0K | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | $112.0K | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $107.0K | – |
| Artius Acquisition Inc04316G105 | COM CL A | $104.0K | – |
| WPMWheaton Precious Metals Corp. | COM | $102.0K | – |
| AMZNAmazon Com Inc | Stock | $100.0K | – |
| JNJJohnson & Johnson | Stock | $95.0K | – |
| ALTOAlto Ingredients, Inc. | COM | $95.0K | – |
| Forum Merger III Corp349885103 | COM CL A | $94.0K | – |
| AVGOBroadcom Inc. | Stock | $85.0K | – |
| AALAmerican Airlines Group Inc. | Stock | $80.0K | – |
| JWNNordstrom Inc | Stock | $80.0K | – |
| MPMP Materials Corp. | COM CL A | $78.0K | – |
| MGMMGM Resorts International | Stock | $74.0K | – |
| SLViShares Silver Trust | ETF | $67.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $64.0K | – |
| CATCaterpillar Inc | Stock | $64.0K | – |
| FSLYFastly, Inc. | CL A | $61.0K | – |
| TWTRTwitter, Inc. | COM | $61.0K | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $58.0K | – |
| FISVFiserv Inc | Stock | $56.0K | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $55.0K | – |
| DFSDiscover Financial Services | COM | $54.0K | – |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | $53.0K | – |
| BLNKBlink Charging Co. | COM | $53.0K | – |
| TWLOTwilio Inc | CL A | $51.0K | – |
| Burgundy Technology Acqu CorG1702T116 | CL A | $49.0K | – |
| MXIMMaxim Integrated Products Inc | COM | $48.0K | – |
| XOMExxonMobil Holdings Corp | COM | $47.0K | – |
| DISWalt Disney Co | Stock | $45.0K | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $44.0K | – |
| DBXDropbox, Inc. | CL A | $44.0K | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | $44.0K | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | $42.0K | – |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | $42.0K | – |
| LNWOLight & Wonder, Inc. | COM | $42.0K | – |
| MELIMercadolibre Inc | COM | $41.0K | – |
| CCJCameco Corp | Stock | $40.0K | – |
| ZMZoom Communications, Inc. | Stock | $40.0K | – |
| TCOMTrip.com Group Ltd | ADS | $40.0K | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | $40.0K | – |
| MSMorgan Stanley | Stock | $36.0K | – |
| Global X FDS37954Y848 | GLOBAL X SILVER | $34.0K | – |
| iShares Global Clean Energy ETF464288224 | ETF | $32.0K | – |
| FIVNFive9, Inc. | COM | $30.0K | – |
| ZTSZoetis Inc. | Stock | $28.0K | – |
| PACBPacific Biosciences of California, Inc. | COM | $28.0K | – |
| BPBP PLC | ADR | $26.0K | – |
| NOCNorthrop Grumman Corp | Stock | $25.0K | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | $25.0K | – |
| DOCUDocuSign, Inc. | Stock | $24.0K | – |
| GDRXGoodRx Holdings, Inc. | COM CL A | $24.0K | – |
| Paramount Global92556H206 | CL B | $24.0K | – |
| PLURPluri Inc. | COM NEW | $23.0K | – |
| CCitigroup Inc | Stock | $22.0K | – |
| FLNAFilana Therapeutics, Inc. | COM | $22.0K | – |
| CRMSalesforce, Inc. | Stock | $20.0K | – |
| VERUVeru Inc. | COM | $20.0K | – |
| WYNNWynn Resorts Ltd | COM | $19.0K | – |
| IAUiShares Gold Trust | ISHARES | $19.0K | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $18.0K | – |
| MSTRStrategy Inc | Stock | $18.0K | – |
| ITWIllinois Tool Works Inc | Stock | $17.0K | – |
| iShares Tr464287432 | 20 YR TR BD ETF | $17.0K | – |
| COTYCoty Inc. | COM CL A | $17.0K | – |
| CRONCronos Group Inc. | COM | $17.0K | – |
| CVXChevron Corp | Stock | $15.0K | – |
| EXPEExpedia Group, Inc. | Stock | $15.0K | – |
| PAASPan American Silver Corp | Stock | $13.0K | – |
| AWIArmstrong World Industries Inc | COM | $13.0K | – |
| NOKNokia Corp | SPONSORED ADR | $13.0K | – |
| NVTAInvitae Corp | COM | $13.0K | – |
| ZNGAZynga Inc | CL A | $12.0K | – |
| RKTRocket Companies, Inc. | Stock | $11.0K | – |
| VEEVVeeva Systems Inc | Stock | $11.0K | – |
| INGING Groep NV | SPONSORED ADR | $11.0K | – |