HighTower Advisors, LLC
- SEC CIK
- 0001462245
- Latest filing
- Aug 25, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 10, 2021. Long positions only.
- Positions
- 2,830
- No 13F data for Q4 2020
- Portfolio value
- $31.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Hycroft Mining Holding Corp44862P125 | *W EXP 10/12/202 | 12,204 | $5.00K | <0.1% | – | – | – |
| PULMPulmatrix, Inc. | COM NEW | 10,133 | $13.0K | <0.1% | – | – | History |
| MUXMcEwen Inc. | COM | 13,611 | $14.0K | <0.1% | – | – | History |
| PDC Energy, Inc.69327RAD3 | NOTE 1.125% 9/1 | – | $14.0K | <0.1% | – | – | – |
| IBIOiBio, Inc. | COM NEW | 10,432 | $15.0K | <0.1% | – | – | History |
| Novan Inc66988N106 | COM | 10,100 | $15.0K | <0.1% | – | – | – |
| Teva Pharmaceutical Fin LLC88163VAE9 | DBCV 0.250% 2/0 | – | $15.0K | <0.1% | – | – | – |
| TXMDTherapeuticsMD, Inc. | COM | 12,325 | $16.0K | <0.1% | – | – | History |
| Mechel Pao583840608 | SPONSORED ADR NE | 10,000 | $17.0K | <0.1% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $17.0K | <0.1% | – | – | – |
| CSLTCastlight Health, Inc. | CL B | 11,497 | $18.0K | <0.1% | – | – | History |
| UXINUxin Ltd | ADS | 15,000 | $18.0K | <0.1% | – | – | History |
| Advaxis Inc007624307 | COM NEW | 26,632 | $20.0K | <0.1% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $20.0K | <0.1% | – | – | – |
| CATXPerspective Therapeutics, Inc. | COM | 19,067 | $21.0K | <0.1% | – | – | History |
| ADMAAdma Biologics, Inc. | COM | 12,360 | $22.0K | <0.1% | – | – | History |
| Safe T Group Ltd78643B401 | SPONSORD ADS NEW | 16,000 | $22.0K | <0.1% | – | – | – |
| WTERAlkaline Water Co Inc | COM NEW | 21,666 | $24.0K | <0.1% | – | – | History |
| TRVNTrevena Inc | COM | 12,991 | $24.0K | <0.1% | – | – | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 10,959 | $26.0K | <0.1% | – | – | History |
| DAREDare Bioscience, Inc. | COM | 16,035 | $27.0K | <0.1% | – | – | History |
| DNNDenison Mines Corp. | COM | 25,948 | $28.0K | <0.1% | – | – | History |
| EVFMEvofem Biosciences, Inc. | COM | 16,404 | $29.0K | <0.1% | – | – | History |
| Great Panther MNG Ltd39115V101 | COM | 37,800 | $30.0K | <0.1% | – | – | – |
| Alexco Resource Corp01535P106 | COM | 12,500 | $31.0K | <0.1% | – | – | – |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 15,819 | $31.0K | <0.1% | – | – | History |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $31.0K | <0.1% | – | – | – |
| COMSCOMSovereign Holding Corp. | COM NEW | 12,379 | $33.0K | <0.1% | – | – | History |
| NAVBNavidea Biopharmaceuticals, Inc. | COM NEW | 15,465 | $33.0K | <0.1% | – | – | History |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 26,335 | $33.0K | <0.1% | – | – | History |
| LM FDG Amer Inc502074305 | COM NEW | 26,100 | $34.0K | <0.1% | – | – | – |
| OGIOrganigram Global Inc. | COM | 10,304 | $36.0K | <0.1% | – | – | History |
| DSDrive Shack Inc. | COM | 11,500 | $37.0K | <0.1% | – | – | History |
| Torchlight Energy Res Inc89102U103 | COM | 20,000 | $37.0K | <0.1% | – | – | – |
| LCTXLineage Cell Therapeutics, Inc. | COM | 16,316 | $38.0K | <0.1% | – | – | History |
| MRKRMarker Therapeutics, Inc. | COM | 17,178 | $38.0K | <0.1% | – | – | History |
| SDEVStablecoin Development Corp | COM NEW | 42,000 | $38.0K | <0.1% | – | – | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 11,777 | $38.0K | <0.1% | – | – | History |
| MCFContango Oil & Gas Co | COM NEW | 10,186 | $39.0K | <0.1% | – | – | History |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | 10,516 | $40.0K | <0.1% | – | – | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 10,800 | $40.0K | <0.1% | – | – | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 24,104 | $41.0K | <0.1% | – | – | History |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | – | $42.0K | <0.1% | – | – | – |
| MCHXMarchex Inc | CL B | 15,708 | $44.0K | <0.1% | – | – | History |
| IIIInformation Services Group Inc. | COM | 10,199 | $45.0K | <0.1% | – | – | History |
| AXLAAxcella Health Inc. | COM | 10,000 | $48.0K | <0.1% | – | – | History |
| COCPCocrystal Pharma, Inc. | COM | 36,001 | $50.0K | <0.1% | – | – | History |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $51.0K | <0.1% | – | – | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $51.0K | <0.1% | – | – | – |
| ENZBEnzo Biochem Inc | COM | 15,000 | $51.0K | <0.1% | – | – | History |
| LFWDLifeward Ltd. | SHS | 21,000 | $51.0K | <0.1% | – | – | History |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 2,628 | $53.0K | <0.1% | – | – | – |
| MLSSMilestone Scientific Inc. | COM NEW | 15,666 | $55.0K | <0.1% | – | – | History |
| BBDBank Bradesco | SP ADR PFD NEW | 11,757 | $56.0K | <0.1% | – | – | History |
| RKDAArcadia Biosciences, Inc. | COM NEW | 20,336 | $56.0K | <0.1% | – | – | History |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $56.0K | <0.1% | – | – | – |
| Goldman Sachs BDC, Inc.38147UAB3 | NOTE 4.500% 4/0 | – | $56.0K | <0.1% | – | – | – |
| CAPRCapricor Therapeutics, Inc. | COM NEW | 12,300 | $57.0K | <0.1% | – | – | History |
| PLURPluri Inc. | COM NEW | 12,085 | $57.0K | <0.1% | – | – | History |
| VSTMVerastem, Inc. | COM | 23,514 | $57.0K | <0.1% | – | – | History |
| GGBGerdau S.A. | SPON ADR REP PFD | 11,255 | $60.0K | <0.1% | – | – | History |
| ALRAlerisLife Inc. | COM NEW | 10,235 | $61.0K | <0.1% | – | – | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 17,519 | $61.0K | <0.1% | – | – | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 14,689 | $61.0K | <0.1% | – | – | History |
| GSKYGreenSky, Inc. | CL A | 10,450 | $62.0K | <0.1% | – | – | History |
| BlackRock TCP Capital Corp.87238QAD5 | NOTE 4.625% 3/0 | – | $62.0K | <0.1% | – | – | – |
| CEMIChembio Diagnostics, Inc. | COM NEW | 18,000 | $63.0K | <0.1% | – | – | History |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $63.0K | <0.1% | – | – | – |
| LXRXLexicon Pharmaceuticals, Inc. | COM NEW | 10,903 | $64.0K | <0.1% | – | – | History |
| Falcon Minerals Corp30607B109 | CL A COM | 14,583 | $65.0K | <0.1% | – | – | – |
| VKTXViking Therapeutics, Inc. | COM | 10,799 | $68.0K | <0.1% | – | – | History |
| IRIXIridex Corp | COM | 10,000 | $68.0K | <0.1% | – | – | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 14,108 | $71.0K | <0.1% | – | – | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 10,088 | $79.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 12,305 | $79.0K | <0.1% | – | – | – |
| AQMSAqua Metals, Inc. | COM | 19,570 | $81.0K | <0.1% | – | – | History |
| EXKEndeavour Silver Corp | COM | 16,280 | $81.0K | <0.1% | – | – | History |
| Enerplus Corp292766102 | COM | 16,515 | $82.0K | <0.1% | – | – | – |
| ABEVAmbev S.A. | SPONSORED ADR | 30,889 | $83.0K | <0.1% | – | – | History |
| CERSCerus Corp | COM | 14,365 | $86.0K | <0.1% | – | – | History |
| VIEWView, Inc. | COM CL A | 11,762 | $86.0K | <0.1% | – | – | History |
| FINVFinVolution Group | SPONSORED ADS | 12,314 | $87.0K | <0.1% | – | – | History |
| KGCKinross Gold Corp | COM | 13,004 | $88.0K | <0.1% | – | – | History |
| KRMDKORU Medical Systems, Inc. | COM | 25,000 | $88.0K | <0.1% | – | – | History |
| NYCAmerican Strategic Investment Co. | COM | 10,452 | $89.0K | <0.1% | – | – | History |
| SCYXScynexis Inc | COM NEW | 11,287 | $89.0K | <0.1% | – | – | History |
| SENSSenseonics Holdings, Inc. | COM | 33,998 | $89.0K | <0.1% | – | – | History |
| PHKPIMCO High Income Fund | COM SHS | 13,733 | $92.0K | <0.1% | – | – | History |
| SWNSouthwestern Energy Co | COM | 19,623 | $93.0K | <0.1% | – | – | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 19,792 | $93.0K | <0.1% | – | – | – |
| FEEDENvue Medical, Inc. | COM | 92,552 | $94.0K | <0.1% | – | – | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 18,366 | $98.0K | <0.1% | – | – | History |
| DCHDauch Corp | COM | 10,142 | $98.0K | <0.1% | – | – | History |
| SAB Biotherapeutics, Inc.089115109 | COM | 10,000 | $98.0K | <0.1% | – | – | – |
| Direxion Shs ETF Tr25460G690 | DLY SEMICNDTR BR | 10,001 | $98.0K | <0.1% | – | – | – |
| OCAOmnichannel Acquisition Corp. | COM CL A | 10,000 | $98.0K | <0.1% | – | – | History |
| ENDPEndo International plc | SHS | 13,147 | $98.0K | <0.1% | – | – | History |
| ZFOXZeroFox Holdings, Inc. | SHS CL A | 10,000 | $99.0K | <0.1% | – | – | History |
| Brilliant Acquisition CorpG1643W103 | UNIT 12/31/2020 | 10,000 | $100.0K | <0.1% | – | – | – |
| Cartesian Growth CorpG19276123 | UNIT 02/26/2028 | 10,000 | $100.0K | <0.1% | – | – | – |
Options (200)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 200 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.66M | – |
| AAPLApple Inc. | Stock | $1.14M | – |
| XYZBlock, Inc. | CL A | $558.0K | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $552.0K | – |
| MSFTMicrosoft Corp | Stock | $426.0K | – |
| VanEck Semiconductor ETF92189F676 | ETF | $394.0K | – |
| COPConocoPhillips | Stock | $335.0K | – |
| iShares Russell 2000 ETF464287655 | ETF | $283.0K | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | $274.0K | – |
| TROWPrice T Rowe Group Inc | Stock | $239.0K | – |
| PYPLPayPal Holdings, Inc. | Stock | $224.0K | – |
| SPLKSplunk Inc | COM | $215.0K | – |
| NKENIKE, Inc. | Stock | $213.0K | – |
| TGTTarget Corp | Stock | $207.0K | – |
| JPMJPMorgan Chase & Co | Stock | $191.0K | – |
| RFRegions Financial Corp | COM | $186.0K | – |
| METAMeta Platforms, Inc. | Stock | $163.0K | – |
| QCOMQualcomm Inc | Stock | $146.0K | – |
| BABoeing Co | Stock | $139.0K | – |
| LVSLas Vegas Sands Corp | COM | $137.0K | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $134.0K | – |
| GHGuardant Health, Inc. | COM | $129.0K | – |
| MOSMosaic Co | COM | $119.0K | – |
| DBIDesigner Brands Inc. | CL A | $115.0K | – |
| QSQuantumScape Corp | COM CL A | $112.0K | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | $112.0K | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $107.0K | – |
| Artius Acquisition Inc04316G105 | COM CL A | $104.0K | – |
| WPMWheaton Precious Metals Corp. | COM | $102.0K | – |
| AMZNAmazon Com Inc | Stock | $100.0K | – |
| JNJJohnson & Johnson | Stock | $95.0K | – |
| ALTOAlto Ingredients, Inc. | COM | $95.0K | – |
| Forum Merger III Corp349885103 | COM CL A | $94.0K | – |
| AVGOBroadcom Inc. | Stock | $85.0K | – |
| AALAmerican Airlines Group Inc. | Stock | $80.0K | – |
| JWNNordstrom Inc | Stock | $80.0K | – |
| MPMP Materials Corp. | COM CL A | $78.0K | – |
| MGMMGM Resorts International | Stock | $74.0K | – |
| SLViShares Silver Trust | ETF | $67.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $64.0K | – |
| CATCaterpillar Inc | Stock | $64.0K | – |
| FSLYFastly, Inc. | CL A | $61.0K | – |
| TWTRTwitter, Inc. | COM | $61.0K | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $58.0K | – |
| FISVFiserv Inc | Stock | $56.0K | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $55.0K | – |
| DFSDiscover Financial Services | COM | $54.0K | – |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | $53.0K | – |
| BLNKBlink Charging Co. | COM | $53.0K | – |
| TWLOTwilio Inc | CL A | $51.0K | – |
| Burgundy Technology Acqu CorG1702T116 | CL A | $49.0K | – |
| MXIMMaxim Integrated Products Inc | COM | $48.0K | – |
| XOMExxonMobil Holdings Corp | COM | $47.0K | – |
| DISWalt Disney Co | Stock | $45.0K | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $44.0K | – |
| DBXDropbox, Inc. | CL A | $44.0K | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | $44.0K | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | $42.0K | – |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | $42.0K | – |
| LNWOLight & Wonder, Inc. | COM | $42.0K | – |
| MELIMercadolibre Inc | COM | $41.0K | – |
| CCJCameco Corp | Stock | $40.0K | – |
| ZMZoom Communications, Inc. | Stock | $40.0K | – |
| TCOMTrip.com Group Ltd | ADS | $40.0K | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | $40.0K | – |
| MSMorgan Stanley | Stock | $36.0K | – |
| Global X FDS37954Y848 | GLOBAL X SILVER | $34.0K | – |
| iShares Global Clean Energy ETF464288224 | ETF | $32.0K | – |
| FIVNFive9, Inc. | COM | $30.0K | – |
| ZTSZoetis Inc. | Stock | $28.0K | – |
| PACBPacific Biosciences of California, Inc. | COM | $28.0K | – |
| BPBP PLC | ADR | $26.0K | – |
| NOCNorthrop Grumman Corp | Stock | $25.0K | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | $25.0K | – |
| DOCUDocuSign, Inc. | Stock | $24.0K | – |
| GDRXGoodRx Holdings, Inc. | COM CL A | $24.0K | – |
| Paramount Global92556H206 | CL B | $24.0K | – |
| PLURPluri Inc. | COM NEW | $23.0K | – |
| CCitigroup Inc | Stock | $22.0K | – |
| FLNAFilana Therapeutics, Inc. | COM | $22.0K | – |
| CRMSalesforce, Inc. | Stock | $20.0K | – |
| VERUVeru Inc. | COM | $20.0K | – |
| WYNNWynn Resorts Ltd | COM | $19.0K | – |
| IAUiShares Gold Trust | ISHARES | $19.0K | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $18.0K | – |
| MSTRStrategy Inc | Stock | $18.0K | – |
| ITWIllinois Tool Works Inc | Stock | $17.0K | – |
| iShares Tr464287432 | 20 YR TR BD ETF | $17.0K | – |
| COTYCoty Inc. | COM CL A | $17.0K | – |
| CRONCronos Group Inc. | COM | $17.0K | – |
| CVXChevron Corp | Stock | $15.0K | – |
| EXPEExpedia Group, Inc. | Stock | $15.0K | – |
| PAASPan American Silver Corp | Stock | $13.0K | – |
| AWIArmstrong World Industries Inc | COM | $13.0K | – |
| NOKNokia Corp | SPONSORED ADR | $13.0K | – |
| NVTAInvitae Corp | COM | $13.0K | – |
| ZNGAZynga Inc | CL A | $12.0K | – |
| RKTRocket Companies, Inc. | Stock | $11.0K | – |
| VEEVVeeva Systems Inc | Stock | $11.0K | – |
| INGING Groep NV | SPONSORED ADR | $11.0K | – |